Compliance Manager

0001682021-24-000005.txt : 20240515 0001682021-24-000005.hdr.sgml : 20240515 20240515130055 ACCESSION NUMBER: 0001682021-24-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 EFFECTIVENESS DATE: 20240515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Capital Management LP CENTRAL INDEX KEY: 0001682021 ORGANIZATION NAME: IRS NUMBER: 453825664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18047 FILM NUMBER: 24948858 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Vivaldi Capital Management, LLC DATE OF NAME CHANGE: 20160810 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001682021 XXXXXXXX 03-31-2024 03-31-2024 false Vivaldi Capital Management LP

225 W. Wacker Drive - Suite 2100 Chicago IL 60606

13F HOLDINGS REPORT 028-18047 N Meredith Weeks Compliance Manager 872-257-3760 /s/ Meredith Weeks Chicago IL 05-15-2024 0 220 342831706 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 871332 8319 SH SOLE 0 0 8319 ABBVIE INC COM 00287Y109 1267551 7885 SH SOLE 0 0 7885 ALBERTSONS COS INC COMMON STOCK 013091103 423884 20438 SH SOLE 0 0 20438 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 1248441 118899 SH SOLE 0 0 118899 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 1236208 113936 SH SOLE 0 0 113936 ALPHABET INC CAP STK CL A 02079K305 1841152 10917 SH SOLE 0 0 10917 ALPHABET INC CAP STK CL C 02079K107 2778411 16316 SH SOLE 0 0 16316 ALTRIA GROUP INC COM 02209S103 364813 8125 SH SOLE 0 0 8125 AMAZON COM INC COM 023135106 2575600 13738 SH SOLE 0 0 13738 AMERICAN CENTY ETF TR US SML CP VALU 025072877 1091732 11811 SH SOLE 0 0 11811 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 1067586 16008 SH SOLE 0 0 16008 AMGEN INC COM 031162100 551757 1779 SH SOLE 0 0 1779 ANGEL OAK MORTGAGE REIT INC COM 03464Y108 3919527 338474 SH SOLE 0 0 338474 APOLLO GLOBAL MGMT INC COM 03769M106 370246 3304 SH SOLE 0 0 3304 APPLE INC COM 037833100 11055414 60396 SH SOLE 0 0 60396 ARK ETF TR INNOVATION ETF 00214Q104 414505 9658 SH SOLE 0 0 9658 ARK ETF TR GENOMIC REV ETF 00214Q302 283188 11373 SH SOLE 0 0 11373 BANK AMERICA CORP COM 060505104 350016 9103 SH SOLE 0 0 9103 BANK NEW YORK MELLON CORP COM 064058100 347192 5941 SH SOLE 0 0 5941 BARINGS GLOBAL SHORT DURATIO COM 06760L100 1286297 90140 SH SOLE 0 0 90140 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1690229 4102 SH SOLE 0 0 4102 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 636559 54175 SH SOLE 0 0 54175 BLACKROCK CR ALLOCATION INCO COM 092508100 1519387 145675 SH SOLE 0 0 145675 BLACKROCK MUNICIPAL INCOME COM 09253X102 1755406 143533 SH SOLE 0 0 143533 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 301278 27678 SH SOLE 0 0 27678 BLACKROCK MUNIVEST FD II INC COM 09253T101 1538754 143140 SH SOLE 0 0 143140 BLACKROCK MUNIYIELD FD INC COM 09253W104 1544365 143129 SH SOLE 0 0 143129 BLACKROCK MUNIYIELD QUALITY COM 09254E103 155178 13880 SH SOLE 0 0 13880 BLACKROCK MUNIYILD QULT FD I COM 09254F100 1537871 126782 SH SOLE 0 0 126782 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 2640903 220305 SH SOLE 0 0 220305 BOEING CO COM 097023105 1109440 6215 SH SOLE 0 0 6215 BRISTOL-MYERS SQUIBB CO COM 110122108 201781 4490 SH SOLE 0 0 4490 BROADCOM INC COM 11135F101 385179 289 SH SOLE 0 0 289 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 332282 1698 SH SOLE 0 0 1698 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 345938 11250 SH SOLE 0 0 11250 CAMBRIA ETF TR GLB MOMENT ETF 132061508 226769 7863 SH SOLE 0 0 7863 CHEVRON CORP NEW COM 166764100 309784 1868 SH SOLE 0 0 1868 CISCO SYS INC COM 17275R102 718016 14940 SH SOLE 0 0 14940 CME GROUP INC COM 12572Q105 566803 2719 SH SOLE 0 0 2719 COCA COLA CO COM 191216100 506776 8011 SH SOLE 0 0 8011 COINBASE GLOBAL INC COM CL A 19260Q107 2778322 13828 SH SOLE 0 0 13828 COMCAST CORP NEW CL A 20030N101 401477 10213 SH SOLE 0 0 10213 CONAGRA BRANDS INC COM 205887102 230953 7419 SH SOLE 0 0 7419 COSTCO WHSL CORP NEW COM 22160K105 614008 780 SH SOLE 0 0 780 CUMMINS INC COM 231021106 337728 1131 SH SOLE 0 0 1131 D R HORTON INC COM 23331A109 609778 4066 SH SOLE 0 0 4066 DATADOG INC CL A COM 23804L103 302898 2546 SH SOLE 0 0 2546 DEERE & CO COM 244199105 253708 622 SH SOLE 0 0 622 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 344498 8604 SH SOLE 0 0 8604 DISNEY WALT CO COM 254687106 423692 4005 SH SOLE 0 0 4005 DNP SELECT INCOME FD INC COM 23325P104 1373015 152219 SH SOLE 0 0 152219 DOUBLELINE INCOME SOLUTIONS COM 258622109 128068 10100 SH SOLE 0 0 10100 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 1228161 77438 SH SOLE 0 0 77438 DWS MUN INCOME TR NEW COM 233368109 1381866 145690 SH SOLE 0 0 145690 EA SERIES TRUST VAL MOMTM TRND 02072L508 237407 9367 SH SOLE 0 0 9367 EATON VANCE CALIF MUN BD FD COM 27828A100 528037 55936 SH SOLE 0 0 55936 EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 507865 48276 SH SOLE 0 0 48276 ELI LILLY & CO COM 532457108 1838440 2419 SH SOLE 0 0 2419 EXXON MOBIL CORP COM 30231G102 787029 6672 SH SOLE 0 0 6672 FEDEX CORP COM 31428X106 254038 956 SH SOLE 0 0 956 FIDELITY WISE ORIGIN BITCOIN SHS 315948109 992088 18701 SH SOLE 0 0 18701 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 386641 19674 SH SOLE 0 0 19674 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 247675 4547 SH SOLE 0 0 4547 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 251535 2698 SH SOLE 0 0 2698 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 513241 4337 SH SOLE 0 0 4337 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 255497 2422 SH SOLE 0 0 2422 FIRST TR EXCHANGE-TRADED FD NASDQ PHRMTCLS 33738R837 228845 8539 SH SOLE 0 0 8539 FIRST TR EXCHANGE-TRADED FD NASDQ ARTFCIAL 33738R720 235483 5484 SH SOLE 0 0 5484 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 2887481 60093 SH SOLE 0 0 60093 FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 33740F839 297418 7315 SH SOLE 0 0 7315 FRANKLIN TEMPLETON ETF TR FRANKLIN ASIA 35473P660 230904 10172 SH SOLE 0 0 10172 GALECTIN THERAPEUTICS INC COM NEW 363225202 72817 24032 SH SOLE 0 0 24032 GAMING & LEISURE PPTYS INC COM 36467J108 5435804 122788 SH SOLE 0 0 122788 GENERAL ELECTRIC CO COM NEW 369604301 1156567 7079 SH SOLE 0 0 7079 GLOBAL X FDS E COMMERCE ETF 37954Y467 271415 11197 SH SOLE 0 0 11197 GMS INC COM 36251C103 265067 2810 SH SOLE 0 0 2810 HALOZYME THERAPEUTICS INC COM 40637H109 1513616 35078 SH SOLE 0 0 35078 HOME DEPOT INC COM 437076102 706024 2038 SH SOLE 0 0 2038 INDAPTUS THERAPEUTICS INC COM 45339J105 51600 24000 SH SOLE 0 0 24000 INDEPENDENCE RLTY TR INC COM 45378A106 272296 16160 SH SOLE 0 0 16160 INVESCO CALIF VALUE MUN INCO COM 46132H106 420260 42884 SH SOLE 0 0 42884 INVESCO QQQ TR UNIT SER 1 46090E103 305789 692 SH SOLE 0 0 692 INVESCO QUALITY MUN INCOME T COM 46133G107 1243398 129927 SH SOLE 0 0 129927 ISHARES GOLD TR ISHARES NEW 464285204 6656650 148985 SH SOLE 0 0 148985 ISHARES INC MSCI JPN ETF NEW 46434G822 230826 3397 SH SOLE 0 0 3397 ISHARES INC MSCI EURZONE ETF 464286608 410405 7916 SH SOLE 0 0 7916 ISHARES INC CORE MSCI EMKT 46434G103 211323 3964 SH SOLE 0 0 3964 ISHARES TR CORE MSCI EAFE 46432F842 1734205 23225 SH SOLE 0 0 23225 ISHARES TR MSCI ACWI ETF 464288257 4011451 36408 SH SOLE 0 0 36408 ISHARES TR GL CLEAN ENE ETF 464288224 156807 11330 SH SOLE 0 0 11330 ISHARES TR SHRT NAT MUN ETF 464288158 1335334 12760 SH SOLE 0 0 12760 ISHARES TR ESG AWR MSCI USA 46435G425 303399 2647 SH SOLE 0 0 2647 ISHARES TR CORE MSCI INTL 46435G326 1203462 17837 SH SOLE 0 0 17837 ISHARES TR EXPONENTIAL TECH 46434V381 305544 5278 SH SOLE 0 0 5278 ISHARES TR CORE S&P MCP ETF 464287507 378590 6330 SH SOLE 0 0 6330 ISHARES TR CORE S&P SCP ETF 464287804 695405 6381 SH SOLE 0 0 6381 ISHARES TR S&P 500 VAL ETF 464287408 235879 1280 SH SOLE 0 0 1280 ISHARES TR CORE S&P500 ETF 464287200 6784211 12962 SH SOLE 0 0 12962 ISHARES TR RUS 1000 VAL ETF 464287598 679881 3844 SH SOLE 0 0 3844 ISHARES TR RUS 1000 GRW ETF 464287614 734765 2182 SH SOLE 0 0 2182 ISHARES TR RUSSELL 2000 ETF 464287655 1271747 6225 SH SOLE 0 0 6225 ISHARES TR RUS MID CAP ETF 464287499 1245168 15109 SH SOLE 0 0 15109 ISHARES TR US HLTHCARE ETF 464287762 1284836 21318 SH SOLE 0 0 21318 ISHARES TR U.S. TECH ETF 464287721 944327 7049 SH SOLE 0 0 7049 ISHARES TR 1 3 YR TREAS BD 464287457 12269741 150956 SH SOLE 0 0 150956 ISHARES TR MSCI EMG MKT ETF 464287234 506631 11921 SH SOLE 0 0 11921 ISHARES TR S&P 100 ETF 464287101 841912 3397 SH SOLE 0 0 3397 ISHARES TR MSCI EAFE ETF 464287465 772198 9612 SH SOLE 0 0 9612 ISHARES TR ISHARES BIOTECH 464287556 624565 4682 SH SOLE 0 0 4682 ISHARES TR MRGSTR MD CP VAL 464288406 1576719 21966 SH SOLE 0 0 21966 ISHARES TR SELECT DIVID ETF 464287168 3829430 30823 SH SOLE 0 0 30823 ISHARES TR CORE US AGGBD ET 464287226 299788 3115 SH SOLE 0 0 3115 ISHARES TR MSCI AC ASIA ETF 464288182 562809 7928 SH SOLE 0 0 7928 ISHARES TR EAFE SML CP ETF 464288273 257487 4046 SH SOLE 0 0 4046 ISHARES TR SHORT TREAS BD 464288679 233801 2121 SH SOLE 0 0 2121 ISHARES TR IBOXX HI YD ETF 464288513 239082 3109 SH SOLE 0 0 3109 ISHARES TR CORE S&P TTL STK 464287150 5667852 49492 SH SOLE 0 0 49492 JOHNSON & JOHNSON COM 478160104 614331 4098 SH SOLE 0 0 4098 JPMORGAN CHASE & CO COM 46625H100 1147499 5773 SH SOLE 0 0 5773 KAYNE ANDERSON ENERGY INFRST COM 486606106 125136 12730 SH SOLE 0 0 12730 LAM RESEARCH CORP COM 512807108 275541 301 SH SOLE 0 0 301 LENZ THERAPEUTICS INC COM 52635N103 924169 58752 SH SOLE 0 0 58752 LUMINAR TECHNOLOGIES INC COM CL A 550424105 214721 125568 SH SOLE 0 0 125568 LYFT INC CL A COM 55087P104 277079 16128 SH SOLE 0 0 16128 MASTERCARD INCORPORATED CL A 57636Q104 281957 617 SH SOLE 0 0 617 MCDONALDS CORP COM 580135101 346763 1261 SH SOLE 0 0 1261 MERCK & CO INC COM 58933Y105 1014338 7799 SH SOLE 0 0 7799 META PLATFORMS INC CL A 30303M102 1019592 2141 SH SOLE 0 0 2141 MICROSOFT CORP COM 594918104 7699458 18565 SH SOLE 0 0 18565 MORGAN STANLEY COM NEW 617446448 487469 4960 SH SOLE 0 0 4960 MOTOROLA SOLUTIONS INC COM NEW 620076307 814385 2244 SH SOLE 0 0 2244 NETFLIX INC COM 64110L106 459985 753 SH SOLE 0 0 753 NEXTERA ENERGY INC COM 65339F101 309549 4195 SH SOLE 0 0 4195 NORTHERN TR CORP COM 665859104 437315 5044 SH SOLE 0 0 5044 NUVEEN AMT FREE MUN CR INC F COM 67071L106 1556401 130134 SH SOLE 0 0 130134 NUVEEN AMT FREE QLTY MUN INC COM 670657105 186785 17247 SH SOLE 0 0 17247 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 1271215 223805 SH SOLE 0 0 223805 NUVEEN FLOATING RATE INCOME COM 67072T108 1294099 148066 SH SOLE 0 0 148066 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 1566867 130138 SH SOLE 0 0 130138 NUVEEN QUALITY MUNCP INCOME COM 67066V101 184180 16430 SH SOLE 0 0 16430 NVIDIA CORPORATION COM 67066G104 3472887 3864 SH SOLE 0 0 3864 ORACLE CORP COM 68389X105 813385 6972 SH SOLE 0 0 6972 PAN AMERN SILVER CORP COM 697900108 227635 11186 SH SOLE 0 0 11186 PARKER-HANNIFIN CORP COM 701094104 313672 559 SH SOLE 0 0 559 PEPSICO INC COM 713448108 348433 1938 SH SOLE 0 0 1938 PFIZER INC COM 717081103 531014 18958 SH SOLE 0 0 18958 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1525515 120881 SH SOLE 0 0 120881 PHILLIPS EDISON & CO INC COMMON STOCK 71844V201 354883 10790 SH SOLE 0 0 10790 PIMCO CALIF MUN INCOME FD II COM 72200M108 352340 60436 SH SOLE 0 0 60436 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 3457636 34463 SH SOLE 0 0 34463 PIMCO MUN INCOME FD II COM 72200W106 1543433 185509 SH SOLE 0 0 185509 PINSTRIPES HOLDINGS INC CL A COM 06690B107 653985 217995 SH SOLE 0 0 217995 PRA GROUP INC COM 69354N106 1551509 58636 SH SOLE 0 0 58636 PROCTER AND GAMBLE CO COM 742718109 876767 5255 SH SOLE 0 0 5255 PROGRESSIVE CORP COM 743315103 227627 1055 SH SOLE 0 0 1055 RPM INTL INC COM 749685103 309294 2741 SH SOLE 0 0 2741 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4370932 72116 SH SOLE 0 0 72116 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 8431456 215363 SH SOLE 0 0 215363 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 9996023 161879 SH SOLE 0 0 161879 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2984986 62148 SH SOLE 0 0 62148 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2809545 106746 SH SOLE 0 0 106746 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 12683782 264687 SH SOLE 0 0 264687 SCHWAB STRATEGIC TR US REIT ETF 808524847 1987556 101769 SH SOLE 0 0 101769 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2746205 34422 SH SOLE 0 0 34422 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1741352 58651 SH SOLE 0 0 58651 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 2251388 62678 SH SOLE 0 0 62678 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 539679 8109 SH SOLE 0 0 8109 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 223450 2732 SH SOLE 0 0 2732 SELECT SECTOR SPDR TR ENERGY 81369Y506 465332 4959 SH SOLE 0 0 4959 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 565417 13517 SH SOLE 0 0 13517 SELECT SECTOR SPDR TR INDL 81369Y704 402553 3203 SH SOLE 0 0 3203 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 877502 4269 SH SOLE 0 0 4269 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 408370 2844 SH SOLE 0 0 2844 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 243107 1365 SH SOLE 0 0 1365 SOFI TECHNOLOGIES INC COM 83406F102 109569 15788 SH SOLE 0 0 15788 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 420867 1065 SH SOLE 0 0 1065 SPDR GOLD TR GOLD SHS 78463V107 5107535 23353 SH SOLE 0 0 23353 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 413974 7802 SH SOLE 0 0 7802 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1615370 43019 SH SOLE 0 0 43019 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12640062 351406 SH SOLE 0 0 351406 SPDR S&P 500 ETF TR TR UNIT 78462F103 7760062 14899 SH SOLE 0 0 14899 SPDR SER TR PORTFOLIO S&P400 78464A847 5792311 110288 SH SOLE 0 0 110288 SPDR SER TR NUVEEN BLMBRG SH 78468R739 254570 5390 SH SOLE 0 0 5390 SPDR SER TR PORTFOLIO S&P500 78464A854 20272408 330870 SH SOLE 0 0 330870 SPDR SER TR HLTH CR EQUIP 78464A581 236303 2771 SH SOLE 0 0 2771 SPDR SER TR PORTFOLIO SH TSR 78468R101 3624632 126030 SH SOLE 0 0 126030 SPDR SER TR PORTFOLIO S&P600 78468R853 5188670 122201 SH SOLE 0 0 122201 TARGET CORP COM 87612E106 308805 1893 SH SOLE 0 0 1893 TESLA INC COM 88160R101 4223543 25070 SH SOLE 0 0 25070 TEXAS INSTRS INC COM 882508104 328647 1757 SH SOLE 0 0 1757 THERMO FISHER SCIENTIFIC INC COM 883556102 1347364 2272 SH SOLE 0 0 2272 UNION PAC CORP COM 907818108 423796 1713 SH SOLE 0 0 1713 UNITEDHEALTH GROUP INC COM 91324P102 1186130 2313 SH SOLE 0 0 2313 UROGEN PHARMA LTD COM M96088105 256380 20124 SH SOLE 0 0 20124 US BANCORP DEL COM NEW 902973304 532206 12717 SH SOLE 0 0 12717 VANECK ETF TRUST GOLD MINERS ETF 92189F106 243437 6906 SH SOLE 0 0 6906 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 293343 3324 SH SOLE 0 0 3324 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 209138 2930 SH SOLE 0 0 2930 VANGUARD INDEX FDS VALUE ETF 922908744 3474051 21524 SH SOLE 0 0 21524 VANGUARD INDEX FDS MID CAP ETF 922908629 2324053 9457 SH SOLE 0 0 9457 VANGUARD INDEX FDS SM CP VAL ETF 922908611 517710 2751 SH SOLE 0 0 2751 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1424853 17190 SH SOLE 0 0 17190 VANGUARD INDEX FDS SMALL CP ETF 922908751 2209274 9928 SH SOLE 0 0 9928 VANGUARD INDEX FDS GROWTH ETF 922908736 382317 1112 SH SOLE 0 0 1112 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7040651 27284 SH SOLE 0 0 27284 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4245419 8868 SH SOLE 0 0 8868 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1704594 15415 SH SOLE 0 0 15415 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 841713 19368 SH SOLE 0 0 19368 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 483103 8140 SH SOLE 0 0 8140 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 222283 3225 SH SOLE 0 0 3225 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1354716 7479 SH SOLE 0 0 7479 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 3777185 75004 SH SOLE 0 0 75004 VANGUARD WORLD FD INDUSTRIAL ETF 92204A603 209595 862 SH SOLE 0 0 862 VANGUARD WORLD FD INF TECH ETF 92204A702 752707 1458 SH SOLE 0 0 1458 VANGUARD WORLD FD HEALTH CAR ETF 92204A504 388828 1483 SH SOLE 0 0 1483 VANGUARD WORLD FD FINANCIALS ETF 92204A405 518006 5102 SH SOLE 0 0 5102 VERIZON COMMUNICATIONS INC COM 92343V104 250036 6189 SH SOLE 0 0 6189 VISA INC COM CL A 92826C839 393036 1400 SH SOLE 0 0 1400 WALMART INC COM 931142103 814079 13460 SH SOLE 0 0 13460 WESTERN ASSET MANAGED MUNS F COM 95766M105 1250662 122614 SH SOLE 0 0 122614