0001682021-22-000009.txt : 20220516 0001682021-22-000009.hdr.sgml : 20220516 20220516115754 ACCESSION NUMBER: 0001682021-22-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Capital Management LP CENTRAL INDEX KEY: 0001682021 IRS NUMBER: 453825664 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18047 FILM NUMBER: 22926900 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Vivaldi Capital Management, LLC DATE OF NAME CHANGE: 20160810 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001682021 XXXXXXXX 03-31-2022 03-31-2022 false Vivaldi Capital Management LP

225 W. Wacker Drive - Suite 2100 Chicago IL 60606

13F HOLDINGS REPORT 028-18047 N Jennifer Yong 312-248-8300 Jennifer Yong Chicago IL 05-16-2022 0 216 384095 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 831 5569 SH SOLE 5569 0 0 ABBOTT LABS COM 002824100 912 8304 SH SOLE 8304 0 0 ABBVIE INC COM 00287Y109 1606 10460 SH SOLE 10460 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 777 2711 SH SOLE 2711 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 1826 188486 SH SOLE 188486 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 2019 176326 SH SOLE 176326 0 0 ALPHABET INC CAP STK CL A 02079K305 1010 435 SH SOLE 435 0 0 ALPHABET INC CAP STK CL C 02079K107 1950 837 SH SOLE 837 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 975 25883 SH SOLE 25883 0 0 ALTRIA GROUP INC COM 02209S103 354 6669 SH SOLE 6669 0 0 AMAZON COM INC COM 023135106 558 247 SH SOLE 247 0 0 AMERICAN CENTY ETF TR US SML CP VALU 025072877 533 7167 SH SOLE 7167 0 0 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 529 9256 SH SOLE 9256 0 0 AMERICAN EXPRESS CO COM 025816109 214 1351 SH SOLE 1351 0 0 AMGEN INC COM 031162100 562 2310 SH SOLE 2310 0 0 ANGEL OAK MTG INC COM 03464Y108 27597 1946199 SH SOLE 1946199 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 421 7769 SH SOLE 7769 0 0 APPLE INC COM 037833100 8813 59907 SH SOLE 59907 0 0 ARES DYNAMIC CR ALLOCATION F COM 04014F102 768 59234 SH SOLE 59234 0 0 ARK ETF TR INNOVATION ETF 00214Q104 433 9938 SH SOLE 9938 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 232 7171 SH SOLE 7171 0 0 BANK NEW YORK MELLON CORP COM 064058100 247 5693 SH SOLE 5693 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 1653 118839 SH SOLE 118839 0 0 BECTON DICKINSON & CO COM 075887109 202 815 SH SOLE 815 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 465 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1837 5918 SH SOLE 5918 0 0 BK OF AMERICA CORP COM 060505104 286 8121 SH SOLE 8121 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 711 64387 SH SOLE 64387 0 0 BLACKROCK INC COM 09247X101 248 403 SH SOLE 403 0 0 BLACKROCK MUNICIPAL INCOME COM 09253X102 2262 191185 SH SOLE 191185 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 433 36235 SH SOLE 36235 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 2033 183830 SH SOLE 183830 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 606 52724 SH SOLE 52724 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 293 11368 SH SOLE 11368 0 0 BOEING CO COM 097023105 1120 8805 SH SOLE 8805 0 0 BOOKING HOLDINGS INC COM 09857L108 238 113 SH SOLE 113 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 351 4637 SH SOLE 4637 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 231 1660 SH SOLE 1660 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 347 7275 SH SOLE 7275 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 596 10000 SH SOLE 10000 0 0 CBRE GROUP INC CL A 12504L109 405 5009 SH SOLE 5009 0 0 CHEVRON CORP NEW COM 166764100 410 2440 SH SOLE 2440 0 0 CISCO SYS INC COM 17275R102 724 14615 SH SOLE 14615 0 0 CME GROUP INC COM 12572Q105 554 2771 SH SOLE 2771 0 0 COCA COLA CO COM 191216100 659 10023 SH SOLE 10023 0 0 COMCAST CORP NEW CL A 20030N101 320 7703 SH SOLE 7703 0 0 CONAGRA BRANDS INC COM 205887102 248 6917 SH SOLE 6917 0 0 COSTCO WHSL CORP NEW COM 22160K105 284 572 SH SOLE 572 0 0 CUMMINS INC COM 231021106 212 1055 SH SOLE 1055 0 0 D R HORTON INC COM 23331A109 563 8215 SH SOLE 8215 0 0 DATADOG INC CL A COM 23804L103 217 1996 SH SOLE 1996 0 0 DISNEY WALT CO COM 254687106 745 6938 SH SOLE 6938 0 0 DNP SELECT INCOME FD INC COM 23325P104 2211 196183 SH SOLE 196183 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 130 10100 SH SOLE 10100 0 0 DWS MUN INCOME TR COM 233368109 2383 261261 SH SOLE 261261 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 299 31796 SH SOLE 31796 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 242 4981 SH SOLE 4981 0 0 EXXON MOBIL CORP COM 30231G102 813 9152 SH SOLE 9152 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 522 29180 SH SOLE 29180 0 0 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1071 54245 SH SOLE 54245 0 0 FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 4398 154476 SH SOLE 154476 0 0 FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 264 3234 SH SOLE 3234 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 12077 248090 SH SOLE 248090 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 23 17078 SH SOLE 17078 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 4117 91847 SH SOLE 91847 0 0 GENERAL ELECTRIC CO COM NEW 369604301 756 10073 SH SOLE 10073 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 2058 51841 SH SOLE 51841 0 0 HIPPO HLDGS INC COMMON STOCK 433539103 16 10000 SH SOLE 10000 0 0 HOME DEPOT INC COM 437076102 825 2788 SH SOLE 2788 0 0 HONEYWELL INTL INC COM 438516106 344 1775 SH SOLE 1775 0 0 INDAPTUS THERAPEUTICS INC COM 45339J105 60 24000 SH SOLE 24000 0 0 INTEL CORP COM 458140100 756 17335 SH SOLE 17335 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 203 1522 SH SOLE 1522 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 137 13457 SH SOLE 13457 0 0 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 271 5224 SH SOLE 5224 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 546 1808 SH SOLE 1808 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 1905 188585 SH SOLE 188585 0 0 INVESCO SR INCOME TR COM 46131H107 3045 792993 SH SOLE 792993 0 0 INVESTMENT MANAGERS SER TR KNWLDL LD ETF 46143U849 1910 50498 SH SOLE 50498 0 0 ISHARES GOLD TR ISHARES NEW 464285204 6710 195118 SH SOLE 195118 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1058 21181 SH SOLE 21181 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1730 27420 SH SOLE 27420 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 271 5372 SH SOLE 5372 0 0 ISHARES TR EAFE SML CP ETF 464288273 240 4046 SH SOLE 4046 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1296 23340 SH SOLE 23340 0 0 ISHARES TR MSCI ACWI ETF 464288257 2934 32915 SH SOLE 32915 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 211 11948 SH SOLE 11948 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 9494 91736 SH SOLE 91736 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 491 19519 SH SOLE 19519 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 455 18205 SH SOLE 18205 0 0 ISHARES TR CORE INTL AGGR 46435G672 307 6014 SH SOLE 6014 0 0 ISHARES TR CORE MSCI INTL 46435G326 733 12710 SH SOLE 12710 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 237 2647 SH SOLE 2647 0 0 ISHARES TR NATIONAL MUN ETF 464288414 268 2548 SH SOLE 2548 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 372 7300 SH SOLE 7300 0 0 ISHARES TR CORE S&P TTL STK 464287150 3100 34787 SH SOLE 34787 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 505 12470 SH SOLE 12470 0 0 ISHARES TR S&P 100 ETF 464287101 861 4708 SH SOLE 4708 0 0 ISHARES TR SELECT DIVID ETF 464287168 5808 46396 SH SOLE 46396 0 0 ISHARES TR CORE US AGGBD ET 464287226 542 5291 SH SOLE 5291 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 801 12381 SH SOLE 12381 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 1072 15743 SH SOLE 15743 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2606 10743 SH SOLE 10743 0 0 ISHARES TR CORE S&P SCP ETF 464287804 853 8753 SH SOLE 8753 0 0 ISHARES TR CORE S&P500 ETF 464287200 7885 19545 SH SOLE 19545 0 0 ISHARES TR RUS 1000 ETF 464287622 202 915 SH SOLE 915 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2216 14332 SH SOLE 14332 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1483 6366 SH SOLE 6366 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2027 11386 SH SOLE 11386 0 0 ISHARES TR MSCI EAFE ETF 464287465 4744 70819 SH SOLE 70819 0 0 ISHARES TR RUS MID CAP ETF 464287499 2247 32162 SH SOLE 32162 0 0 ISHARES TR COHEN STEER REIT 464287564 1827 28790 SH SOLE 28790 0 0 ISHARES TR US HLTHCARE ETF 464287762 763 2845 SH SOLE 2845 0 0 ISHARES TR U.S. TECH ETF 464287721 594 6857 SH SOLE 6857 0 0 ISHARES TR ISHARES BIOTECH 464287556 529 4677 SH SOLE 4677 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 6144 73901 SH SOLE 73901 0 0 JOHNSON & JOHNSON COM 478160104 1273 7200 SH SOLE 7200 0 0 JPMORGAN CHASE & CO COM 46625H100 2042 17144 SH SOLE 17144 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 114 12730 SH SOLE 12730 0 0 LILLY ELI & CO COM 532457108 598 2052 SH SOLE 2052 0 0 LISTED FD TR HORIZON KINETICS 53656F623 1059 34917 SH SOLE 34917 0 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 2590 250000 SH SOLE 250000 0 0 LYFT INC CL A COM 55087P104 634 31714 SH SOLE 31714 0 0 MASTERCARD INCORPORATED CL A 57636Q104 382 1148 SH SOLE 1148 0 0 MATCH GROUP INC NEW COM 57667L107 248 3204 SH SOLE 3204 0 0 MCDONALDS CORP COM 580135101 507 2071 SH SOLE 2071 0 0 MERCK & CO INC COM 58933Y105 596 6592 SH SOLE 6592 0 0 META PLATFORMS INC CL A 30303M102 484 2438 SH SOLE 2438 0 0 MICROSOFT CORP COM 594918104 5366 20549 SH SOLE 20549 0 0 MORGAN STANLEY COM NEW 617446448 356 4425 SH SOLE 4425 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 313 1456 SH SOLE 1456 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 610 53063 SH SOLE 53063 0 0 NEXTERA ENERGY INC COM 65339F101 390 5590 SH SOLE 5590 0 0 NIKE INC CL B 654106103 268 2371 SH SOLE 2371 0 0 NORTHERN TR CORP COM 665859104 542 5201 SH SOLE 5201 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 152 12997 SH SOLE 12997 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 326 27499 SH SOLE 27499 0 0 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 330 25891 SH SOLE 25891 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 160 12930 SH SOLE 12930 0 0 NVIDIA CORPORATION COM 67066G104 377 2130 SH SOLE 2130 0 0 OBLONG INC COM 674434105 9 25590 SH SOLE 25590 0 0 OMNICELL COM COM 68213N109 200 1800 SH SOLE 1800 0 0 ORACLE CORP COM 68389X105 219 3074 SH SOLE 3074 0 0 PAYCHEX INC COM 704326107 240 2002 SH SOLE 2002 0 0 PEPSICO INC COM 713448108 710 4088 SH SOLE 4088 0 0 PFIZER INC COM 717081103 1888 37823 SH SOLE 37823 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 2296 193127 SH SOLE 193127 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 3244 254230 SH SOLE 254230 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2140 21455 SH SOLE 21455 0 0 PRA GROUP INC COM 69354N106 2237 58636 SH SOLE 58636 0 0 PROCTER AND GAMBLE CO COM 742718109 2599 16917 SH SOLE 16917 0 0 PRUDENTIAL FINL INC COM 744320102 370 3652 SH SOLE 3652 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 1257 329952 SH SOLE 329952 0 0 RENOVARE ENVIRONMENTAL INC COM 09074B107 4 18782 SH SOLE 18782 0 0 ROBINHOOD MKTS INC COM CL A 770700102 258 24145 SH SOLE 24145 0 0 RPM INTL INC COM 749685103 230 2730 SH SOLE 2730 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 1063 39987 SH SOLE 39987 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 1122 37149 SH SOLE 37149 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3592 76243 SH SOLE 76243 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3667 109824 SH SOLE 109824 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4486 94313 SH SOLE 94313 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1585 38175 SH SOLE 38175 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 219 6513 SH SOLE 6513 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1635 65103 SH SOLE 65103 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 6706 135749 SH SOLE 135749 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 352 7288 SH SOLE 7288 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1365 20087 SH SOLE 20087 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1153 14271 SH SOLE 14271 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 365 10893 SH SOLE 10893 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 764 5620 SH SOLE 5620 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 324 2520 SH SOLE 2520 0 0 SERVICESOURCE INTL INC COM 81763U100 180 125000 SH SOLE 125000 0 0 SOFI TECHNOLOGIES INC COM 83406F102 114 16859 SH SOLE 16859 0 0 SPDR GOLD TR GOLD SHS 78463V107 3654 21651 SH SOLE 21651 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 3115 89911 SH SOLE 89911 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 15552 500695 SH SOLE 500695 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16967 42237 SH SOLE 42237 0 0 SPDR SER TR PRTFLO S&P500 VL 78464A508 342 8726 SH SOLE 8726 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 215 2258 SH SOLE 2258 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 5811 136304 SH SOLE 136304 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 454 9750 SH SOLE 9750 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 18713 396293 SH SOLE 396293 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 13033 440594 SH SOLE 440594 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 6399 168120 SH SOLE 168120 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 188 10966 SH SOLE 10966 0 0 TARGET CORP COM 87612E106 822 3739 SH SOLE 3739 0 0 TESLA INC COM 88160R101 5663 7358 SH SOLE 7358 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1261 2329 SH SOLE 2329 0 0 TREEHOUSE FOODS INC COM 89469A104 213 5500 SH SOLE 5500 0 0 TWO RDS SHARED TR ANFIELD DIVERSIF 90213U115 204 21808 SH SOLE 21808 0 0 UNION PAC CORP COM 907818108 334 1448 SH SOLE 1448 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1250 2576 SH SOLE 2576 0 0 US BANCORP DEL COM NEW 902973304 579 11921 SH SOLE 11921 0 0 VANECK ETF TRUST AGRIBUSINESS ETF 92189F700 1041 10925 SH SOLE 10925 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 440 1900 SH SOLE 1900 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4055 10984 SH SOLE 10984 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2219 11798 SH SOLE 11798 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 1771 12640 SH SOLE 12640 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2803 13222 SH SOLE 13222 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 525 3263 SH SOLE 3263 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 529 5464 SH SOLE 5464 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5447 27111 SH SOLE 27111 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2891 69690 SH SOLE 69690 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 305 2790 SH SOLE 2790 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 659 11649 SH SOLE 11649 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1371 15168 SH SOLE 15168 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 342 6935 SH SOLE 6935 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1452 24559 SH SOLE 24559 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1353 8978 SH SOLE 8978 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 4130 94838 SH SOLE 94838 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 994 20635 SH SOLE 20635 0 0 VISA INC COM CL A 92826C839 419 2102 SH SOLE 2102 0 0 WALMART INC COM 931142103 590 3988 SH SOLE 3988 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 1686 158948 SH SOLE 158948 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 359 1746 SH SOLE 1746 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 217 3436 SH SOLE 3436 0 0