The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
26 CAPITAL ACQUISITION CORP Equity 90138P100 146 15,000 SH   SOLE   15,000 0 0
3M CO COM 88579Y101 971 5,538 SH   SOLE   5,538 0 0
5 01 ACQUISITION CORP Equity 33836P105 105 10,720 SH   SOLE   10,720 0 0
7GC & CO HOLDINGS INC Equity 81786A206 130 12,986 SH   SOLE   12,986 0 0
890 5TH AVE PARTNERS INC Equity 28250A105 191 19,308 SH   SOLE   19,308 0 0
ABBOTT LABS COM 002824100 940 7,955 SH   SOLE   7,955 0 0
ABBVIE INC COM 00287Y109 1,076 9,976 SH   SOLE   9,976 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 864 2,700 SH   SOLE   2,700 0 0
ADIT EDTECH ACQUISITION CORP Equity 007024201 100 10,000 SH   SOLE   10,000 0 0
AEA-BRIDGES IMPACT CORP Equity G01046104 108 11,058 SH   SOLE   11,058 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 2,229 181,697 SH   SOLE   181,697 0 0
ALPHABET INC CAP STK CL C 02079K107 1,865 700 SH   SOLE   700 0 0
ALPHABET INC CAP STK CL A 02079K305 1,083 405 SH   SOLE   405 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 777 23,315 SH   SOLE   23,315 0 0
ALTABANCORP Equity 021347109 1,040 23,547 SH   SOLE   23,547 0 0
AMAZON COM INC COM 023135106 539 164 SH   SOLE   164 0 0
AMERICAN EXPRESS CO COM 025816109 212 1,266 SH   SOLE   1,266 0 0
AMERICAS TECHNOLOGY ACQSN CO Equity G0404A102 110 11,000 SH   SOLE   11,000 0 0
AMGEN INC COM 031162100 477 2,244 SH   SOLE   2,244 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 5,486 322,350 SH   SOLE   322,350 0 0
ANGEL OAK FINL STRATEGIES IN RIGHT 10/14/2021 03464A118 69 322,593 SH   SOLE   322,593 0 0
APOLLO STRATEGIC GROWTH CAPT Equity G0411R106 98 10,000 SH   SOLE   10,000 0 0
APPLE INC COM 037833100 8,862 62,627 SH   SOLE   62,627 0 0
ARES ACQUISITION CORPORATION Equity G33032114 99 10,000 SH   SOLE   10,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 1,108 10,022 SH   SOLE   10,022 0 0
ARK ETF TR GENOMIC REV ETF 00214Q302 547 7,314 SH   SOLE   7,314 0 0
ARYA SCIENCES ACQUISITION V CL A ORD Equity G31658100 119 12,000 SH   SOLE   12,000 0 0
AT&T INC COM 00206R102 474 17,534 SH   SOLE   17,534 0 0
ATHENA TECHNOLOGY ACQUISI CO Equity 04687A109 196 19,787 SH   SOLE   19,787 0 0
ATHENE HOLDING LTD CL A G0684D107 466 6,762 SH   SOLE   6,762 0 0
ATHLON ACQUISITION CORP Equity 04748A106 98 10,000 SH   SOLE   10,000 0 0
ATLAS CREST INVESTMENT CORP Equity 049287204 100 10,000 SH   SOLE   10,000 0 0
AUTHENTIC EQUITY ACQUISTN CO Equity G06607116 100 10,000 SH   SOLE   10,000 0 0
AVANTI ACQUISITION CORP Equity G0682V109 106 10,800 SH   SOLE   10,800 0 0
BANK NEW YORK MELLON CORP COM 064058100 297 5,729 SH   SOLE   5,729 0 0
BCLS ACQUISITION CORP Equity G0904B105 149 14,985 SH   SOLE   14,985 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,526 5,592 SH   SOLE   5,592 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 411 1 SH   SOLE   1 0 0
BETTER WORLD ACQUISITION COR Equity 08772B104 101 10,000 SH   SOLE   10,000 0 0
BIOHITECH GLOBAL INC COM 09074B107 26 18,782 SH   SOLE   18,782 0 0
BIOTECH ACQUISITION COMPANY Equity G1125A108 97 10,000 SH   SOLE   10,000 0 0
BK OF AMERICA CORP COM 060505104 343 8,086 SH   SOLE   8,086 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,571 106,512 SH   SOLE   106,512 0 0
BLACKROCK INC COM 09247X101 336 401 SH   SOLE   401 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 6,758 444,313 SH   SOLE   444,313 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 1,298 85,451 SH   SOLE   85,451 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 829 52,181 SH   SOLE   52,181 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 5,574 379,686 SH   SOLE   379,686 0 0
BLUERIVER ACQUISITION CORP Equity G1261Q123 100 10,000 SH   SOLE   10,000 0 0
BOOKING HOLDINGS INC COM 09857L108 266 112 SH   SOLE   112 0 0
BRIGHT LIGHTS ACQUISITION CO Equity 10920K200 101 10,000 SH   SOLE   10,000 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 280 4,724 SH   SOLE   4,724 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 273 1,636 SH   SOLE   1,636 0 0
BROADSCALE ACQUISITION CORP Equity 11134Y200 119 12,000 SH   SOLE   12,000 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 389 7,275 SH   SOLE   7,275 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 561 10,000 SH   SOLE   10,000 0 0
BURGUNDY TECHNOLOGY ACQU COR Equity G1702T116 154 15,488 SH   SOLE   15,488 0 0
CADENCE BANCORPORATION Equity 12739A100 201 9,131 SH   SOLE   9,131 0 0
CARNEY TECHNOLOGY ACQU CORP Equity 143636108 155 15,900 SH   SOLE   15,900 0 0
CBRE GROUP INC CL A 12504L109 487 5,004 SH   SOLE   5,004 0 0
CC NEUBERGER PRIN HLDGS II Equity G3166T103 98 10,000 SH   SOLE   10,000 0 0
CF ACQUISITION CORP IV Equity 12520T102 175 18,000 SH   SOLE   18,000 0 0
CF ACQUISITION CORP VI Equity 12521J202 99 10,000 SH   SOLE   10,000 0 0
CF ACQUISITION CORP VIII Equity 12520C208 101 10,000 SH   SOLE   10,000 0 0
CHEVRON CORP NEW COM 166764100 238 2,346 SH   SOLE   2,346 0 0
CHP MERGER CORP Equity 12558Y106 105 10,451 SH   SOLE   10,451 0 0
CHURCHILL CAPITAL CORP V Equity 17144T107 125 12,827 SH   SOLE   12,827 0 0
CIMAREX ENERGY CO Equity 171798101 470 5,388 SH   SOLE   5,388 0 0
CISCO SYS INC COM 17275R102 795 14,608 SH   SOLE   14,608 0 0
CLARIM ACQUISITION CORP Equity 18049C207 98 10,000 SH   SOLE   10,000 0 0
CLOROX CO DEL COM 189054109 245 1,481 SH   SOLE   1,481 0 0
CLOUDERA INC Equity 18914U100 506 31,708 SH   SOLE   31,708 0 0
CME GROUP INC COM 12572Q105 535 2,764 SH   SOLE   2,764 0 0
COCA COLA CO COM 191216100 566 10,796 SH   SOLE   10,796 0 0
COHN ROBBINS HOLDINGS CORP Equity G23726105 133 13,521 SH   SOLE   13,521 0 0
COLICITY INC Equity 194170106 195 20,000 SH   SOLE   20,000 0 0
COMCAST CORP NEW CL A 20030N101 412 7,372 SH   SOLE   7,372 0 0
CONAGRA BRANDS INC COM 205887102 234 6,920 SH   SOLE   6,920 0 0
CORNER GROWTH ACQUISITION CO Equity G2425N105 195 19,998 SH   SOLE   19,998 0 0
CORNERSTONE ONDEMAND INC Equity 21925Y103 614 10,722 SH   SOLE   10,722 0 0
COSTCO WHSL CORP NEW COM 22160K105 217 483 SH   SOLE   483 0 0
CUMMINS INC COM 231021106 237 1,055 SH   SOLE   1,055 0 0
D R HORTON INC COM 23331A109 1,490 17,749 SH   SOLE   17,749 0 0
DATADOG INC CL A COM 23804L103 283 2,000 SH   SOLE   2,000 0 0
DEEP LAKE CAPITAL ACQUSTN CO Equity G27029100 117 12,040 SH   SOLE   12,040 0 0
DIAMONDHEAD HOLDINGS CORP Equity 25278L204 99 10,000 SH   SOLE   10,000 0 0
DISNEY WALT CO COM 254687106 811 4,792 SH   SOLE   4,792 0 0
DNP SELECT INCOME FD INC COM 23325P104 1,944 182,354 SH   SOLE   182,354 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 179 10,100 SH   SOLE   10,100 0 0
DPCM CAP INC Equity 23344P101 127 12,999 SH   SOLE   12,999 0 0
DRAGONEER GROWTH OPPTY CORP Equity G28314105 204 20,549 SH   SOLE   20,549 0 0
DTF TAX-FREE INCOME INC COM 23334J107 734 50,812 SH   SOLE   50,812 0 0
DWS MUN INCOME TR COM 233368109 5,546 466,076 SH   SOLE   466,076 0 0
E MERGE TECHNOLOGY ACQUISITI Equity 26873Y104 186 18,953 SH   SOLE   18,953 0 0
EAST RES ACQUISITION CO Equity 274681105 177 18,024 SH   SOLE   18,024 0 0
EASTSIDE DISTILLING INC COM 277802302 29 11,000 SH   SOLE   11,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 1,554 130,185 SH   SOLE   130,185 0 0
ECOLAB INC COM 278865100 227 1,090 SH   SOLE   1,090 0 0
ECP ENVIRONMENTAL GW OPT COR Equity 26829T100 148 14,950 SH   SOLE   14,950 0 0
EMERSON ELEC CO COM 291011104 218 2,318 SH   SOLE   2,318 0 0
EMPOWERMENT & INCLUSION CAPI Equity 29248N209 120 11,998 SH   SOLE   11,998 0 0
ENVIRONMENTAL IMPACT ACQU CO Equity 29408N106 139 14,023 SH   SOLE   14,023 0 0
EPIPHANY TECHNOLOGY ACQUISIT Equity 29429X109 238 24,328 SH   SOLE   24,328 0 0
EQUITY DISTR ACQUISITION COR Equity 29465E106 147 15,000 SH   SOLE   15,000 0 0
EUROPEAN BIOTECH ACQUTN CORP Equity G3167F110 99 10,000 SH   SOLE   10,000 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 321 4,978 SH   SOLE   4,978 0 0
EXXON MOBIL CORP COM 30231G102 564 9,581 SH   SOLE   9,581 0 0
FACEBOOK INC CL A 30303M102 842 2,480 SH   SOLE   2,480 0 0
FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1,107 56,298 SH   SOLE   56,298 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 589 28,680 SH   SOLE   28,680 0 0
FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 4,960 153,355 SH   SOLE   153,355 0 0
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 300 3,234 SH   SOLE   3,234 0 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 20,989 414,969 SH   SOLE   414,969 0 0
FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 1,176 30,890 SH   SOLE   30,890 0 0
FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 348 10,398 SH   SOLE   10,398 0 0
FIRSTMARK HORIZON ACQUISITIO Equity 33765Y101 99 10,110 SH   SOLE   10,110 0 0
FLAGSTAR BANCORP INC Equity 337930705 632 12,436 SH   SOLE   12,436 0 0
FORTRESS CAPITAL ACQUISITION Equity G36427105 117 12,000 SH   SOLE   12,000 0 0
FORTRESS VALUE ACQUIS CORP I Equity 34964G107 139 14,200 SH   SOLE   14,200 0 0
FRAZIER LIFESCIENCES ACQU CO Equity G3710A105 123 12,503 SH   SOLE   12,503 0 0
FTAC ATHENA ACQUISITION CORP Equity G37283101 99 10,000 SH   SOLE   10,000 0 0
GALECTIN THERAPEUTICS INC COM NEW 363225202 41 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 4,046 87,347 SH   SOLE   87,347 0 0
GENERAL ELECTRIC CO COM NEW 369604301 1,860 18,049 SH   SOLE   18,049 0 0
GIGCAPITAL4 INC Equity 37518G101 308 31,258 SH   SOLE   31,258 0 0
GLOBAL PARTNER ACQISTN CORP Equity G3934P110 99 10,000 SH   SOLE   10,000 0 0
GLOBAL X FDS GLBL X MLP ETF 37954Y343 1,819 51,578 SH   SOLE   51,578 0 0
GO ACQUISITION CORP Equity 362019101 143 14,537 SH   SOLE   14,537 0 0
GORES METROPOULOS II INC Equity 382873107 248 25,053 SH   SOLE   25,053 0 0
HEALTHCARE CAPITAL CORP Equity 42228C101 296 30,000 SH   SOLE   30,000 0 0
H I G ACQUISITION CORP Equity G44898107 139 14,184 SH   SOLE   14,184 0 0
HIGHLAND TRANSCEND PARTNERS Equity G44690108 150 15,099 SH   SOLE   15,099 0 0
HOME DEPOT INC COM 437076102 729 2,222 SH   SOLE   2,222 0 0
HONEYWELL INTL INC COM 438516106 387 1,822 SH   SOLE   1,822 0 0
HORIZON ACQUISITION CORPORAT Equity G46044106 122 12,465 SH   SOLE   12,465 0 0
HUDSON EXECUTIVE INVS CORP I Equity 443760103 146 15,000 SH   SOLE   15,000 0 0
IAC INTERACTIVECORP NEW COM NEW 44891N208 214 1,646 SH   SOLE   1,646 0 0
IG ACQUISITION CORP Equity 449534106 196 20,000 SH   SOLE   20,000 0 0
INTEL CORP COM 458140100 657 12,325 SH   SOLE   12,325 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2,262 193,366 SH   SOLE   193,366 0 0
INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 331 5,224 SH   SOLE   5,224 0 0
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 322 4,168 SH   SOLE   4,168 0 0
INVESCO SR INCOME TR COM 46131H107 3,519 790,685 SH   SOLE   790,685 0 0
INVESTMENT MANAGERS SER TR KNOWLEDGE LEADER 46143U849 2,386 50,949 SH   SOLE   50,949 0 0
ISHARES GOLD TR ISHARES NEW 464285204 4,222 126,383 SH   SOLE   126,383 0 0
ISHARES INC CORE MSCI EMKT 46434G103 1,134 18,362 SH   SOLE   18,362 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 21,584 200,650 SH   SOLE   200,650 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 16,977 197,060 SH   SOLE   197,060 0 0
ISHARES TR CORE S&P500 ETF 464287200 8,254 19,159 SH   SOLE   19,159 0 0
ISHARES TR MSCI EAFE ETF 464287465 5,842 74,888 SH   SOLE   74,888 0 0
ISHARES TR CORE S&P TTL STK 464287150 4,226 42,953 SH   SOLE   42,953 0 0
ISHARES TR SELECT DIVID ETF 464287168 3,896 33,965 SH   SOLE   33,965 0 0
ISHARES TR MSCI ACWI ETF 464288257 3,653 36,559 SH   SOLE   36,559 0 0
ISHARES TR CORE S&P MCP ETF 464287507 2,821 10,724 SH   SOLE   10,724 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,496 11,412 SH   SOLE   11,412 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,484 31,762 SH   SOLE   31,762 0 0
ISHARES TR CALIF MUN BD ETF 464288356 2,253 36,297 SH   SOLE   36,297 0 0
ISHARES TR COHEN STEER REIT 464287564 1,882 28,773 SH   SOLE   28,773 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,719 10,986 SH   SOLE   10,986 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,688 6,158 SH   SOLE   6,158 0 0
ISHARES TR CORE MSCI EAFE 46432F842 1,554 20,929 SH   SOLE   20,929 0 0
ISHARES TR MSCI AC ASIA ETF 464288182 1,136 13,370 SH   SOLE   13,370 0 0
ISHARES TR S&P 100 ETF 464287101 1,030 5,218 SH   SOLE   5,218 0 0
ISHARES TR US HLTHCARE ETF 464287762 914 3,313 SH   SOLE   3,313 0 0
ISHARES TR ISHARES BIOTECH 464287556 863 5,340 SH   SOLE   5,340 0 0
ISHARES TR CORE MSCI INTL 46435G326 861 12,890 SH   SOLE   12,890 0 0
ISHARES TR CORE S&P SCP ETF 464287804 812 7,434 SH   SOLE   7,434 0 0
ISHARES TR IBONDS DEC23 ETF 46434VAX8 702 26,982 SH   SOLE   26,982 0 0
ISHARES TR U.S. TECH ETF 464287721 633 6,251 SH   SOLE   6,251 0 0
ISHARES TR IBONDS DEC21 ETF 46434VBK5 601 24,312 SH   SOLE   24,312 0 0
ISHARES TR CORE US AGGBD ET 464287226 567 4,935 SH   SOLE   4,935 0 0
ISHARES TR IBONDS DEC22 ETF 46434VBA7 515 20,347 SH   SOLE   20,347 0 0
ISHARES TR IBOXX HI YD ETF 464288513 492 5,618 SH   SOLE   5,618 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 487 9,657 SH   SOLE   9,657 0 0
ISHARES TR NATIONAL MUN ETF 464288414 485 4,172 SH   SOLE   4,172 0 0
ISHARES TR ESG AWR MSCI USA 46435G425 483 4,908 SH   SOLE   4,908 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 476 10,406 SH   SOLE   10,406 0 0
ISHARES TR CORE INTL AGGR 46435G672 409 7,441 SH   SOLE   7,441 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 399 7,300 SH   SOLE   7,300 0 0
ISHARES TR INTL SEL DIV ETF 464288448 317 10,416 SH   SOLE   10,416 0 0
ISHARES TR EAFE SML CP ETF 464288273 301 4,046 SH   SOLE   4,046 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 259 11,968 SH   SOLE   11,968 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 236 4,651 SH   SOLE   4,651 0 0
ISHARES TR MSCI GLOBAL IMP 46435G532 204 2,120 SH   SOLE   2,120 0 0
ITAMAR MED LTD Equity 465437101 242 7,992 SH   SOLE   7,992 0 0
IVANHOE CAPITAL ACQUISTIN CO Equity G4R87P114 121 12,179 SH   SOLE   12,179 0 0
JACK CREEK INVESTMENT CORP Equity G4989X107 121 12,000 SH   SOLE   12,000 0 0
JAWS MUSTANG ACQUISITION COR Equity G50737108 98 10,000 SH   SOLE   10,000 0 0
JOHNSON & JOHNSON COM 478160104 907 5,613 SH   SOLE   5,613 0 0
JPMORGAN CHASE & CO COM 46625H100 2,915 17,807 SH   SOLE   17,807 0 0
KAIROS ACQUISITION CORP Equity G52110122 120 12,000 SH   SOLE   12,000 0 0
KANSAS CITY SOUTHERN Equity 485170302 826 3,052 SH   SOLE   3,052 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 102 12,730 SH   SOLE   12,730 0 0
KINS TECHNOLOGY GROUP INC Equity 49714K109 149 15,000 SH   SOLE   15,000 0 0
LANDMARK INFRASTRCTUR PARTR Equity 51508J108 245 15,011 SH   SOLE   15,011 0 0
LILLY ELI & CO COM 532457108 471 2,039 SH   SOLE   2,039 0 0
LIONHEART ACQUISITION CORP I Equity 53625R104 253 25,482 SH   SOLE   25,482 0 0
LUMINAR TECHNOLOGIES INC COM CL A 550424105 3,900 250,000 SH   SOLE   250,000 0 0
LUX HEALTH TECH ACQUISITION Equity 55068A100 119 12,120 SH   SOLE   12,120 0 0
LYFT INC CL A COM 55087P104 1,790 33,408 SH   SOLE   33,408 0 0
MAGELLAN HEALTH INC Equity 559079207 243 2,569 SH   SOLE   2,569 0 0
MARLIN TECHNOLOGY CORP Equity G58411102 117 12,000 SH   SOLE   12,000 0 0
MASTERCARD INCORPORATED CL A 57636Q104 381 1,095 SH   SOLE   1,095 0 0
MATCH GROUP INC NEW COM 57667L107 499 3,181 SH   SOLE   3,181 0 0
MCAP ACQUISITION CORP Equity 55282T109 293 29,722 SH   SOLE   29,722 0 0
MCDONALDS CORP COM 580135101 462 1,915 SH   SOLE   1,915 0 0
MERCK & CO INC COM 58933Y105 486 6,475 SH   SOLE   6,475 0 0
MESABI TR CTF BEN INT 590672101 208 7,000 SH   SOLE   7,000 0 0
MICROSOFT CORP COM 594918104 3,396 12,045 SH   SOLE   12,045 0 0
MONUMENT CIRCLE ACQUISITN CO Equity 61531M200 110 11,000 SH   SOLE   11,000 0 0
MORGAN STANLEY COM NEW 617446448 431 4,425 SH   SOLE   4,425 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 338 1,454 SH   SOLE   1,454 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1,283 89,588 SH   SOLE   89,588 0 0
NEXTERA ENERGY INC COM 65339F101 435 5,545 SH   SOLE   5,545 0 0
NIKE INC CL B 654106103 351 2,414 SH   SOLE   2,414 0 0
NOBLE ROCK ACQUISITION CORP Equity G6546R101 200 20,601 SH   SOLE   20,601 0 0
NORTH ATLANTIC ACQUISITN COR Equity G66139117 139 14,000 SH   SOLE   14,000 0 0
NORTH MOUNTAIN MERGER CORP Equity 661204107 188 19,197 SH   SOLE   19,197 0 0
NORTHERN STAR INVSTMNT CORP Equity 66573W107 100 10,074 SH   SOLE   10,074 0 0
NORTHERN TR CORP COM 665859104 616 5,717 SH   SOLE   5,717 0 0
NOVUS CAPITAL CORPORATION II Equity 67012W104 115 11,598 SH   SOLE   11,598 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 197 12,997 SH   SOLE   12,997 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 230 8,103 SH   SOLE   8,103 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 202 12,930 SH   SOLE   12,930 0 0
NVIDIA CORPORATION COM 67066G104 410 1,978 SH   SOLE   1,978 0 0
OAKTREE ACQUISITION CORP II Equity G6715X103 176 17,928 SH   SOLE   17,928 0 0
OBLONG INC COM 674434105 54 25,590 SH   SOLE   25,590 0 0
OMNICELL COM COM 68213N109 267 1,800 SH   SOLE   1,800 0 0
OMNICHANNEL ACQUISITION CORP Equity 68218L108 149 15,000 SH   SOLE   15,000 0 0
ORACLE CORP COM 68389X105 265 3,042 SH   SOLE   3,042 0 0
PAYCHEX INC COM 704326107 225 2,000 SH   SOLE   2,000 0 0
PAYPAL HLDGS INC COM 70450Y103 441 1,695 SH   SOLE   1,695 0 0
PEPSICO INC COM 713448108 602 4,005 SH   SOLE   4,005 0 0
PFIZER INC COM 717081103 1,651 38,396 SH   SOLE   38,396 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 2,877 186,837 SH   SOLE   186,837 0 0
PGIM HIGH YIELD BOND FUND IN COM 69346H100 4,089 251,806 SH   SOLE   251,806 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 13,275 130,238 SH   SOLE   130,238 0 0
PIMCO ETF TR 1-5 US TIP IDX 72201R205 211 3,853 SH   SOLE   3,853 0 0
PIVOTAL INVESTMENT CORP III Equity 72582M106 146 15,000 SH   SOLE   15,000 0 0
PMV CONSUMER ACQUISITION COR Equity 693486102 147 15,000 SH   SOLE   15,000 0 0
POEMA GLOBAL HOLDINGS CORP Equity G7154B107 148 15,000 SH   SOLE   15,000 0 0
PRA GROUP INC COM 69354N106 2,471 58,636 SH   SOLE   58,636 0 0
PRIME IMPACT ACQUISITION I Equity G61074103 128 12,999 SH   SOLE   12,999 0 0
PROCTER AND GAMBLE CO COM 742718109 2,169 15,515 SH   SOLE   15,515 0 0
PROSPECTOR CAPITAL CORP Equity G7273A105 102 10,500 SH   SOLE   10,500 0 0
PRUDENTIAL FINL INC COM 744320102 383 3,639 SH   SOLE   3,639 0 0
QUEENS GAMBIT GROWTH CAPITAL Equity G7315C101 138 13,974 SH   SOLE   13,974 0 0
RESEARCH ALLIANCE CORP II Equity 760873109 128 13,000 SH   SOLE   13,000 0 0
RMG ACQUISITION CORP III Equity G76088106 146 15,000 SH   SOLE   15,000 0 0
ROMAN DBDR TECH ACQUISITION Equity 77584N101 221 21,870 SH   SOLE   21,870 0 0
RPM INTL INC COM 749685103 212 2,730 SH   SOLE   2,730 0 0
SARISSA CAPITAL ACQUISITN CO Equity G7823W102 126 12,785 SH   SOLE   12,785 0 0
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 17,874 349,164 SH   SOLE   349,164 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4,660 44,798 SH   SOLE   44,798 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4,335 41,735 SH   SOLE   41,735 0 0
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4,000 103,360 SH   SOLE   103,360 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2,077 68,151 SH   SOLE   68,151 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,846 18,438 SH   SOLE   18,438 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1,473 19,216 SH   SOLE   19,216 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839 580 10,694 SH   SOLE   10,694 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 328 10,162 SH   SOLE   10,162 0 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 300 7,226 SH   SOLE   7,226 0 0
SCION TECH GROWTH I Equity G31067120 102 10,279 SH   SOLE   10,279 0 0
SCORE MEDIA & GAMING INC Equity 80919D202 220 6,423 SH   SOLE   6,423 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 839 5,616 SH   SOLE   5,616 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 748 14,359 SH   SOLE   14,359 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 300 7,988 SH   SOLE   7,988 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 297 2,332 SH   SOLE   2,332 0 0
SERVICESOURCE INTL INC COM 81763U100 169 125,000 SH   SOLE   125,000 0 0
SEVEN OAKS ACQUISITION CORP Equity 81787X106 183 18,402 SH   SOLE   18,402 0 0
SOCIAL CAPITAL HEDOSOPHA HLD Equity G8251L105 176 17,300 SH   SOLE   17,300 0 0
SOCIAL LEVERAGE ACQUISN CORP Equity 83363K102 147 15,000 SH   SOLE   15,000 0 0
SOFI TECHNOLOGIES INC COM 83406F102 331 20,859 SH   SOLE   20,859 0 0
SOFTWARE ACQUISITION GROUP III UNT Equity 83407J202 101 10,000 SH   SOLE   10,000 0 0
SPARTAN ACQUISITION CORP III Equity 84677R106 123 12,442 SH   SOLE   12,442 0 0
SPDR GOLD TR GOLD SHS 78463V107 2,393 14,574 SH   SOLE   14,574 0 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 22,425 619,307 SH   SOLE   619,307 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6,759 158,913 SH   SOLE   158,913 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 18,940 44,135 SH   SOLE   44,135 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 20,408 404,448 SH   SOLE   404,448 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 8,199 192,468 SH   SOLE   192,468 0 0
SPDR SER TR PORTFOLIO S&P400 78464A847 7,282 157,747 SH   SOLE   157,747 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 482 9,750 SH   SOLE   9,750 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 274 2,508 SH   SOLE   2,508 0 0
SPDR SER TR S&P REGL BKG 78464A698 223 3,285 SH   SOLE   3,285 0 0
SPORTS VENTURES ACQUISIN COR Equity G8372A111 99 10,000 SH   SOLE   10,000 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 259 15,112 SH   SOLE   15,112 0 0
STAMPS COM INC Equity 852857200 480 1,455 SH   SOLE   1,455 0 0
STERLING BANCORP DEL Equity 85917A100 613 24,544 SH   SOLE   24,544 0 0
TAILWIND ACQUISITION CORP Equity 87403Q102 123 12,600 SH   SOLE   12,600 0 0
TAILWIND INTERNATNAL ACQ COR Equity G8662F101 146 15,000 SH   SOLE   15,000 0 0
TARGET CORP COM 87612E106 853 3,729 SH   SOLE   3,729 0 0
TEKKORP DIGITAL ACQUISITN CO Equity G8739H106 157 15,992 SH   SOLE   15,992 0 0
TESLA INC COM 88160R101 6,681 8,615 SH   SOLE   8,615 0 0
THAYER VENTURES ACQU CORP Equity 88332T100 308 30,496 SH   SOLE   30,496 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,388 2,429 SH   SOLE   2,429 0 0
THIMBLE POINT ACQUISITION CO Equity 88408P107 249 25,010 SH   SOLE   25,010 0 0
TIGA ACQUISITION CORP Equity G88672103 121 11,935 SH   SOLE   11,935 0 0
TREBIA ACQUISITION CORP Equity G9027T109 171 17,232 SH   SOLE   17,232 0 0
TREEHOUSE FOODS INC COM 89469A104 219 5,500 SH   SOLE   5,500 0 0
TREPONT ACQUISITION CORP I Equity G9095M101 146 14,660 SH   SOLE   14,660 0 0
TWO RDS SHARED TR ANFIELD DIVERSIF 90213U115 223 21,808 SH   SOLE   21,808 0 0
UNION PAC CORP COM 907818108 282 1,437 SH   SOLE   1,437 0 0
UNITEDHEALTH GROUP INC COM 91324P102 933 2,389 SH   SOLE   2,389 0 0
UROGEN PHARMA LTD COM M96088105 280 16,650 SH   SOLE   16,650 0 0
US BANCORP DEL COM NEW 902973304 716 12,046 SH   SOLE   12,046 0 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 467 1,750 SH   SOLE   1,750 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 243 2,846 SH   SOLE   2,846 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 6,807 30,654 SH   SOLE   30,654 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,236 10,741 SH   SOLE   10,741 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 3,248 13,719 SH   SOLE   13,719 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 2,679 12,252 SH   SOLE   12,252 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 535 5,253 SH   SOLE   5,253 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 513 3,029 SH   SOLE   3,029 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 280 966 SH   SOLE   966 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3,502 70,026 SH   SOLE   70,026 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2,122 20,837 SH   SOLE   20,837 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 909 13,860 SH   SOLE   13,860 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 487 6,015 SH   SOLE   6,015 0 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 266 1,991 SH   SOLE   1,991 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 628 11,472 SH   SOLE   11,472 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 233 2,470 SH   SOLE   2,470 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1,488 9,690 SH   SOLE   9,690 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5,070 100,425 SH   SOLE   100,425 0 0
VECTOIQ ACQUISITION CORP II Equity 92244F109 146 15,000 SH   SOLE   15,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 726 13,438 SH   SOLE   13,438 0 0
VIRTUOSO ACQUISITION CORP Equity 92837J104 99 10,000 SH   SOLE   10,000 0 0
VISA INC COM CL A 92826C839 452 2,030 SH   SOLE   2,030 0 0
VY GLOBAL GROWTH Equity G9444H100 117 11,969 SH   SOLE   11,969 0 0
WALMART INC COM 931142103 326 2,339 SH   SOLE   2,339 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 405 1,744 SH   SOLE   1,744 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 217 3,436 SH   SOLE   3,436 0 0
YUCAIPA ACQUISITION CORP Equity G9879L105 148 15,000 SH   SOLE   15,000 0 0
Z-WORK ACQUISITION CORP Equity 98880C102 146 15,000 SH   SOLE   15,000 0 0
ZANITE ACQUISITION CORP Equity 98907K103 142 14,000 SH   SOLE   14,000 0 0