The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
26 CAPITAL ACQUISITION CORP Equity 90138P100 146 15,000 SH   SOLE   15,000 0 0
3M CO COM 88579Y101 1,111 5,538 SH   SOLE   5,538 0 0
5 01 ACQUISITION CORP Equity 33836P105 107 10,720 SH   SOLE   10,720 0 0
7GC & CO HOLDINGS INC Equity 81786A206 131 12,986 SH   SOLE   12,986 0 0
ABBOTT LABS COM 002824100 979 7,954 SH   SOLE   7,954 0 0
ABBVIE INC COM 00287Y109 1,162 9,976 SH   SOLE   9,976 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 873 2,700 SH   SOLE   2,700 0 0
ADIT EDTECH ACQUISITION CORP Equity 007024201 100 10,000 SH   SOLE   10,000 0 0
AEA-BRIDGES IMPACT CORP Equity G01046104 108 11,058 SH   SOLE   11,058 0 0
ALEXION PHARMACEUTICALS INC Equity 015351109 1,014 5,520 SH   SOLE   5,520 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 2,465 197,524 SH   SOLE   197,524 0 0
ALPHABET INC CAP STK CL A 02079K305 1,116 405 SH   SOLE   405 0 0
ALPHABET INC CAP STK CL C 02079K107 1,937 700 SH   SOLE   700 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 768 23,259 SH   SOLE   23,259 0 0
ALTRIA GROUP INC COM 02209S103 207 4,266 SH   SOLE   4,266 0 0
AMAZON COM INC COM 023135106 665 202 SH   SOLE   202 0 0
AMERICAN EXPRESS CO COM 025816109 210 1,266 SH   SOLE   1,266 0 0
AMERICAS TECHNOLOGY ACQSN CO Equity G0404A102 110 11,000 SH   SOLE   11,000 0 0
AMGEN INC COM 031162100 515 2,244 SH   SOLE   2,244 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 16,561 898,081 SH   SOLE   898,081 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409 86 10,000 SH   SOLE   10,000 0 0
APOLLO STRATEGIC GROWTH CAPT Equity G0411R106 98 10,000 SH   SOLE   10,000 0 0
APPLE INC COM 037833100 9,353 62,730 SH   SOLE   62,730 0 0
ARES ACQUISITION CORPORATION Equity G33032114 100 10,000 SH   SOLE   10,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 1,213 10,103 SH   SOLE   10,103 0 0
ARK ETF TR GENOMIC REV ETF 00214Q302 611 7,431 SH   SOLE   7,431 0 0
AT HOME GROUP INC Equity 04650Y100 800 21,719 SH   SOLE   21,719 0 0
AT&T INC COM 00206R102 497 17,623 SH   SOLE   17,623 0 0
ATHENE HOLDING LTD CL A G0684D107 443 6,762 SH   SOLE   6,762 0 0
ATHLON ACQUISITION CORP Equity 04748A205 100 10,000 SH   SOLE   10,000 0 0
ATLAS CREST INVESTMENT CORP Equity 049287204 100 10,000 SH   SOLE   10,000 0 0
AUDACY INC CL A 05070N103 41 12,600 SH   SOLE   12,600 0 0
AUTHENTIC EQUITY ACQUISTN CO Equity G06607116 101 10,000 SH   SOLE   10,000 0 0
AVANTI ACQUISITION CORP Equity G0682V109 105 10,800 SH   SOLE   10,800 0 0
BANK NEW YORK MELLON CORP COM 064058100 309 5,729 SH   SOLE   5,729 0 0
BCLS ACQUISITION CORP Equity G0904B105 158 14,985 SH   SOLE   14,985 0 0
BECTON DICKINSON & CO COM 075887109 200 811 SH   SOLE   811 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,607 5,583 SH   SOLE   5,583 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 433 1 SH   SOLE   1 0 0
BETTER WORLD ACQUISITION COR Equity 08772B104 100 10,000 SH   SOLE   10,000 0 0
BIOHITECH GLOBAL INC COM 09074B107 23 18,782 SH   SOLE   18,782 0 0
BIOTECH ACQUISITION COMPANY Equity G1125A124 101 10,000 SH   SOLE   10,000 0 0
BK OF AMERICA CORP COM 060505104 337 8,086 SH   SOLE   8,086 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,614 107,261 SH   SOLE   107,261 0 0
BLACKROCK INC COM 09247X101 372 406 SH   SOLE   406 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 7,659 487,555 SH   SOLE   487,555 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 1,341 86,049 SH   SOLE   86,049 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 838 52,521 SH   SOLE   52,521 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 7,769 517,274 SH   SOLE   517,274 0 0
BLUERIVER ACQUISITION CORP Equity G1261Q123 100 10,000 SH   SOLE   10,000 0 0
BOOKING HOLDINGS INC COM 09857L108 245 111 SH   SOLE   111 0 0
BOSTON PRIVATE FINL HLDGS IN Equity 101119105 472 32,028 SH   SOLE   32,028 0 0
BRIGHT LIGHTS ACQUISITION CO Equity 10920K200 101 10,000 SH   SOLE   10,000 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 319 4,724 SH   SOLE   4,724 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 285 1,636 SH   SOLE   1,636 0 0
BROADSCALE ACQUISITION CORP Equity 11134Y200 120 12,000 SH   SOLE   12,000 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 412 7,275 SH   SOLE   7,275 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 566 10,000 SH   SOLE   10,000 0 0
BROOKFIELD PROPERTY PARTRS L Equity G16249107 834 44,028 SH   SOLE   44,028 0 0
BURGUNDY TECHNOLOGY ACQU COR Equity G1702T116 153 15,488 SH   SOLE   15,488 0 0
CAI INTERNATIONAL INC Equity 12477X106 279 4,987 SH   SOLE   4,987 0 0
CARNEY TECHNOLOGY ACQU CORP Equity 143636207 159 15,900 SH   SOLE   15,900 0 0
CARTESIAN GROWTH CORP Equity G19276123 100 10,000 SH   SOLE   10,000 0 0
CBRE GROUP INC CL A 12504L109 477 5,004 SH   SOLE   5,004 0 0
CC NEUBERGER PRIN HLDGS II Equity G3166T103 99 10,000 SH   SOLE   10,000 0 0
CF ACQUISITION CORP IV Equity 12520T102 174 18,000 SH   SOLE   18,000 0 0
CF ACQUISITION CORP V Equity 12520R205 135 13,200 SH   SOLE   13,200 0 0
CF ACQUISITION CORP VI Equity 12521J202 100 10,000 SH   SOLE   10,000 0 0
CF ACQUISITION CORP VIII Equity 12520C208 101 10,000 SH   SOLE   10,000 0 0
CHEVRON CORP NEW COM 166764100 239 2,346 SH   SOLE   2,346 0 0
CHP MERGER CORP Equity 12558Y106 104 10,451 SH   SOLE   10,451 0 0
CHURCHILL CAPITAL CORP V Equity 17144T107 129 12,827 SH   SOLE   12,827 0 0
CISCO SYS INC COM 17275R102 825 14,608 SH   SOLE   14,608 0 0
CLARIM ACQUISITION CORP Equity 18049C207 99 10,000 SH   SOLE   10,000 0 0
CLOROX CO DEL COM 189054109 233 1,386 SH   SOLE   1,386 0 0
CLOUDERA INC Equity 18914U100 308 19,443 SH   SOLE   19,443 0 0
CME GROUP INC COM 12572Q105 572 2,764 SH   SOLE   2,764 0 0
COCA COLA CO COM 191216100 618 10,798 SH   SOLE   10,798 0 0
COLICITY INC Equity 194170205 201 20,000 SH   SOLE   20,000 0 0
COMCAST CORP NEW CL A 20030N101 437 7,372 SH   SOLE   7,372 0 0
CONAGRA BRANDS INC COM 205887102 236 6,920 SH   SOLE   6,920 0 0
CONCORD ACQUISITION CORP Equity 206071102 177 18,000 SH   SOLE   18,000 0 0
CORNER GROWTH ACQUISITION CO Equity G2425N105 195 19,998 SH   SOLE   19,998 0 0
COSTCO WHSL CORP NEW COM 22160K105 216 483 SH   SOLE   483 0 0
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 218 1,722 SH   SOLE   1,722 0 0
CUMMINS INC COM 231021106 251 1,055 SH   SOLE   1,055 0 0
D R HORTON INC COM 23331A109 1,735 17,749 SH   SOLE   17,749 0 0
DATADOG INC CL A COM 23804L103 271 2,000 SH   SOLE   2,000 0 0
DAVIDSTEA INC COM 238661102 118 30,500 SH   SOLE   30,500 0 0
DEEP LAKE CAPITAL ACQUSTN CO Equity G27029126 122 12,040 SH   SOLE   12,040 0 0
DEERE & CO COM 244199105 203 529 SH   SOLE   529 0 0
DIAGEO PLC SPON ADR NEW 25243Q205 205 1,016 SH   SOLE   1,016 0 0
DIAMONDHEAD HOLDINGS CORP Equity 25278L204 100 10,000 SH   SOLE   10,000 0 0
DICKS SPORTING GOODS INC COM 253393102 207 1,900 SH   SOLE   1,900 0 0
DISNEY WALT CO COM 254687106 868 4,792 SH   SOLE   4,792 0 0
DNP SELECT INCOME FD INC COM 23325P104 1,962 182,354 SH   SOLE   182,354 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 182 10,100 SH   SOLE   10,100 0 0
DPCM CAP INC Equity 23344P101 128 12,999 SH   SOLE   12,999 0 0
DTF TAX-FREE INCOME INC COM 23334J107 772 51,635 SH   SOLE   51,635 0 0
DWS MUN INCOME TR COM 233368109 5,911 480,148 SH   SOLE   480,148 0 0
E MERGE TECHNOLOGY ACQUISITI Equity 26873Y104 185 18,953 SH   SOLE   18,953 0 0
EAST RES ACQUISITION CO Equity 274681105 176 18,024 SH   SOLE   18,024 0 0
EASTSIDE DISTILLING INC COM 277802302 36 11,000 SH   SOLE   11,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 1,580 131,041 SH   SOLE   131,041 0 0
ECOLAB INC COM 278865100 242 1,090 SH   SOLE   1,090 0 0
ECP ENVIRONMENTAL GW OPT COR Equity 26829T209 101 10,000 SH   SOLE   10,000 0 0
EMERSON ELEC CO COM 291011104 240 2,318 SH   SOLE   2,318 0 0
EMPOWERMENT & INCLUSION CAPI Equity 29248N209 121 11,998 SH   SOLE   11,998 0 0
ENVIRONMENTAL IMPACT ACQU CO Equity 29408N205 104 10,000 SH   SOLE   10,000 0 0
EQUITY DISTR ACQUISITION COR Equity 29465E106 148 15,000 SH   SOLE   15,000 0 0
EUROPEAN BIOTECH ACQUTN CORP Equity G3167F110 100 10,000 SH   SOLE   10,000 0 0
EUROPEAN SUSTAINABLE GROWTH Equity G3194F109 194 20,000 SH   SOLE   20,000 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 331 4,978 SH   SOLE   4,978 0 0
EXXON MOBIL CORP COM 30231G102 545 9,596 SH   SOLE   9,596 0 0
FACEBOOK INC CL A 30303M102 908 2,500 SH   SOLE   2,500 0 0
FEDEX CORP COM 31428X106 236 852 SH   SOLE   852 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 489 23,680 SH   SOLE   23,680 0 0
FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1,100 56,696 SH   SOLE   56,696 0 0
FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 5,257 151,884 SH   SOLE   151,884 0 0
FIRST TR EXCHANGE TRADED FD NASDQ CLN EDGE 33737A108 321 3,234 SH   SOLE   3,234 0 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 21,940 431,974 SH   SOLE   431,974 0 0
FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 1,177 30,890 SH   SOLE   30,890 0 0
FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 350 10,398 SH   SOLE   10,398 0 0
FIRSTMARK HORIZON ACQUISITIO Equity 33765Y101 100 10,110 SH   SOLE   10,110 0 0
FORTRESS CAPITAL ACQUISITION Equity G36427113 120 12,000 SH   SOLE   12,000 0 0
FORTRESS VALUE ACQUIS CORP I Equity 34964G206 142 14,203 SH   SOLE   14,203 0 0
FRAZIER LIFESCIENCES ACQU CO Equity G3710A105 122 12,500 SH   SOLE   12,500 0 0
ALUSSA ENERGY ACQUISITION CO Equity G0232J101 306 30,308 SH   SOLE   30,308 0 0
FTAC ATHENA ACQUISITION CORP Equity G37283127 102 10,000 SH   SOLE   10,000 0 0
FUSION ACQUISITION CORP II Equity 36118N201 100 10,000 SH   SOLE   10,000 0 0
GALECTIN THERAPEUTICS INC COM NEW 363225202 36 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 4,220 87,347 SH   SOLE   87,347 0 0
GENERAL ELECTRIC CO COM 369604103 1,978 18,849 SH   SOLE   18,849 0 0
GLOBAL PARTNER ACQISTN CORP Equity G3934P110 99 10,000 SH   SOLE   10,000 0 0
GLOBAL X FDS GLBL X MLP ETF 37954Y343 1,734 49,900 SH   SOLE   49,900 0 0
GO ACQUISITION CORP Equity 362019101 142 14,537 SH   SOLE   14,537 0 0
HEALTHCARE CAPITAL CORP Equity 42228C200 150 15,000 SH   SOLE   15,000 0 0
H I G ACQUISITION CORP Equity G44898107 138 14,184 SH   SOLE   14,184 0 0
HIGHLAND TRANSCEND PARTNERS Equity G44690108 147 15,099 SH   SOLE   15,099 0 0
HOME DEPOT INC COM 437076102 736 2,222 SH   SOLE   2,222 0 0
HONEYWELL INTL INC COM 438516106 422 1,822 SH   SOLE   1,822 0 0
HORIZON ACQUISITION CORPORAT Equity G46044106 122 12,465 SH   SOLE   12,465 0 0
HUDSON EXECUTIVE INVS CORP I Equity 443760202 149 15,000 SH   SOLE   15,000 0 0
IG ACQUISITION CORP Equity 449534106 195 20,000 SH   SOLE   20,000 0 0
INTEL CORP COM 458140100 661 12,350 SH   SOLE   12,350 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 205 1,435 SH   SOLE   1,435 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2,482 209,455 SH   SOLE   209,455 0 0
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 339 4,168 SH   SOLE   4,168 0 0
INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 357 5,370 SH   SOLE   5,370 0 0
INVESCO SR INCOME TR COM 46131H107 3,718 860,704 SH   SOLE   860,704 0 0
INVESTMENT MANAGERS SER TR KNWLDL LD ETF 46143U849 2,410 50,249 SH   SOLE   50,249 0 0
ISHARES GOLD TR ISHARES NEW 464285204 4,298 126,893 SH   SOLE   126,893 0 0
ISHARES INC CORE MSCI EMKT 46434G103 1,161 18,362 SH   SOLE   18,362 0 0
ISHARES TR CORE S&P MCP ETF 464287507 2,926 10,724 SH   SOLE   10,724 0 0
ISHARES TR CORE S&P SCP ETF 464287804 825 7,431 SH   SOLE   7,431 0 0
ISHARES TR CORE S&P500 ETF 464287200 8,613 19,233 SH   SOLE   19,233 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,792 10,984 SH   SOLE   10,984 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,747 6,158 SH   SOLE   6,158 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,524 11,412 SH   SOLE   11,412 0 0
ISHARES TR MSCI EAFE ETF 464287465 6,221 76,402 SH   SOLE   76,402 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,569 31,762 SH   SOLE   31,762 0 0
ISHARES TR COHEN STEER REIT 464287564 1,981 28,792 SH   SOLE   28,792 0 0
ISHARES TR US HLTHCARE ETF 464287762 957 3,313 SH   SOLE   3,313 0 0
ISHARES TR U.S. TECH ETF 464287721 655 6,251 SH   SOLE   6,251 0 0
ISHARES TR ISHARES BIOTECH 464287556 904 5,338 SH   SOLE   5,338 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 16,646 193,110 SH   SOLE   193,110 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 500 9,657 SH   SOLE   9,657 0 0
ISHARES TR S&P 100 ETF 464287101 1,104 5,383 SH   SOLE   5,383 0 0
ISHARES TR MSCI AC ASIA ETF 464288182 1,171 13,370 SH   SOLE   13,370 0 0
ISHARES TR CORE US AGGBD ET 464287226 573 4,940 SH   SOLE   4,940 0 0
ISHARES TR SELECT DIVID ETF 464287168 4,039 33,820 SH   SOLE   33,820 0 0
ISHARES TR CORE S&P TTL STK 464287150 4,325 42,393 SH   SOLE   42,393 0 0
ISHARES TR IBOXX HI YD ETF 464288513 514 5,873 SH   SOLE   5,873 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 400 7,300 SH   SOLE   7,300 0 0
ISHARES TR INTL SEL DIV ETF 464288448 343 10,416 SH   SOLE   10,416 0 0
ISHARES TR NATIONAL MUN ETF 464288414 642 5,481 SH   SOLE   5,481 0 0
ISHARES TR EAFE SML CP ETF 464288273 343 4,462 SH   SOLE   4,462 0 0
ISHARES TR CALIF MUN BD ETF 464288356 1,543 24,617 SH   SOLE   24,617 0 0
ISHARES TR MSCI ACWI ETF 464288257 3,860 37,204 SH   SOLE   37,204 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 270 11,968 SH   SOLE   11,968 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 22,933 212,641 SH   SOLE   212,641 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 336 6,618 SH   SOLE   6,618 0 0
ISHARES TR CORE MSCI EAFE 46432F842 1,619 20,929 SH   SOLE   20,929 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 500 10,956 SH   SOLE   10,956 0 0
ISHARES TR IBONDS DEC21 ETF 46434VBK5 602 24,312 SH   SOLE   24,312 0 0
ISHARES TR IBONDS DEC23 ETF 46434VAX8 702 26,982 SH   SOLE   26,982 0 0
ISHARES TR IBONDS DEC22 ETF 46434VBA7 516 20,359 SH   SOLE   20,359 0 0
ISHARES TR CORE INTL AGGR 46435G672 416 7,441 SH   SOLE   7,441 0 0
ISHARES TR MSCI GLOBAL IMP 46435G532 211 2,120 SH   SOLE   2,120 0 0
ISHARES TR CORE MSCI INTL 46435G326 896 12,890 SH   SOLE   12,890 0 0
ISHARES TR ESG AWR MSCI USA 46435G425 502 4,908 SH   SOLE   4,908 0 0
JACK CREEK INVESTMENT CORP Equity G4989X107 121 12,000 SH   SOLE   12,000 0 0
JAWS MUSTANG ACQUISITION COR Equity G50737116 101 10,000 SH   SOLE   10,000 0 0
REINVENT TECHNOLOGY PARTNERS Equity G7483N129 103 10,304 SH   SOLE   10,304 0 0
JOHNSON & JOHNSON COM 478160104 989 5,613 SH   SOLE   5,613 0 0
JPMORGAN CHASE & CO COM 46625H100 2,991 18,696 SH   SOLE   18,696 0 0
KAIROS ACQUISITION CORP Equity G52110122 120 12,000 SH   SOLE   12,000 0 0
KANSAS CITY SOUTHERN Equity 485170302 401 1,416 SH   SOLE   1,416 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 108 13,594 SH   SOLE   13,594 0 0
KINS TECHNOLOGY GROUP INC Equity 49714K109 148 15,000 SH   SOLE   15,000 0 0
LILLY ELI & CO COM 532457108 539 2,039 SH   SOLE   2,039 0 0
LIONHEART ACQUISITION CORP I Equity 53625R104 140 14,170 SH   SOLE   14,170 0 0
LIVE OAK ACQUISITION CORP II Equity 53804W106 155 15,599 SH   SOLE   15,599 0 0
LUMINAR TECHNOLOGIES INC COM CL A 550424105 4,649 270,000 SH   SOLE   270,000 0 0
LYFT INC CL A COM 55087P104 1,784 33,408 SH   SOLE   33,408 0 0
MALACCA STRAITS ACQUISITION Equity G5859B117 170 17,122 SH   SOLE   17,122 0 0
MARLIN TECHNOLOGY CORP Equity G58411128 121 12,000 SH   SOLE   12,000 0 0
MASTERCARD INCORPORATED CL A 57636Q104 389 1,072 SH   SOLE   1,072 0 0
MATCH GROUP INC NEW COM 57667L107 433 3,181 SH   SOLE   3,181 0 0
MCAP ACQUISITION CORP Equity 55282T208 100 10,000 SH   SOLE   10,000 0 0
MCDONALDS CORP COM 580135101 457 1,915 SH   SOLE   1,915 0 0
MERCK & CO INC COM 58933Y105 497 6,475 SH   SOLE   6,475 0 0
MESABI TR CTF BEN INT 590672101 250 7,000 SH   SOLE   7,000 0 0
MICROSOFT CORP COM 594918104 3,527 12,045 SH   SOLE   12,045 0 0
MONUMENT CIRCLE ACQUISITN CO Equity 61531M200 110 11,000 SH   SOLE   11,000 0 0
MORGAN STANLEY COM NEW 617446448 460 4,425 SH   SOLE   4,425 0 0
MOTIVE CAPITAL CORP Equity G6293A103 176 18,024 SH   SOLE   18,024 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 339 1,454 SH   SOLE   1,454 0 0
NAVISTAR INTL CORP NEW Equity 63934E108 269 6,052 SH   SOLE   6,052 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1,320 90,214 SH   SOLE   90,214 0 0
NEXTERA ENERGY INC COM 65339F101 463 5,545 SH   SOLE   5,545 0 0
NEXTGEN ACQUISITION CORP Equity G65305107 199 20,000 SH   SOLE   20,000 0 0
NIKE INC CL B 654106103 404 2,351 SH   SOLE   2,351 0 0
NOBLE ROCK ACQUISITION CORP Equity G6546R127 206 20,601 SH   SOLE   20,601 0 0
NORTH ATLANTIC ACQUISITN COR Equity G66139117 141 14,000 SH   SOLE   14,000 0 0
NORTH MOUNTAIN MERGER CORP Equity 661204107 187 19,197 SH   SOLE   19,197 0 0
NORTHERN TR CORP COM 665859104 665 5,717 SH   SOLE   5,717 0 0
NOVUS CAPITAL CORPORATION II Equity 67012W203 117 11,600 SH   SOLE   11,600 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 2,095 132,618 SH   SOLE   132,618 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 787 49,772 SH   SOLE   49,772 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 239 8,103 SH   SOLE   8,103 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 2,096 129,917 SH   SOLE   129,917 0 0
NVIDIA CORPORATION COM 67066G104 399 1,978 SH   SOLE   1,978 0 0
OAKTREE ACQUISITION CORP II Equity G6715X103 177 17,928 SH   SOLE   17,928 0 0
OBLONG INC COM 674434105 55 25,590 SH   SOLE   25,590 0 0
OMNICELL COM COM 68213N109 272 1,800 SH   SOLE   1,800 0 0
OMNICHANNEL ACQUISITION CORP Equity 68218L108 147 15,000 SH   SOLE   15,000 0 0
ORACLE CORP COM 68389X105 275 3,042 SH   SOLE   3,042 0 0
SOFTWARE ACQUISITN GRUP INC Equity 83407F101 299 30,000 SH   SOLE   30,000 0 0
PAYCHEX INC COM 704326107 234 2,000 SH   SOLE   2,000 0 0
PAYPAL HLDGS INC COM 70450Y103 466 1,695 SH   SOLE   1,695 0 0
PEPSICO INC COM 713448108 627 4,005 SH   SOLE   4,005 0 0
PFIZER INC COM 717081103 1,873 38,644 SH   SOLE   38,644 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 3,230 203,643 SH   SOLE   203,643 0 0
PGIM HIGH YIELD BOND FUND IN COM 69346H100 4,441 273,280 SH   SOLE   273,280 0 0
PIMCO ETF TR 1-5 US TIP IDX 72201R205 212 3,853 SH   SOLE   3,853 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 14,738 144,547 SH   SOLE   144,547 0 0
PIVOTAL INVESTMENT CORP III Equity 72582M205 150 15,000 SH   SOLE   15,000 0 0
PMV CONSUMER ACQUISITION COR Equity 693486102 146 15,000 SH   SOLE   15,000 0 0
POEMA GLOBAL HOLDINGS CORP Equity G7154B123 151 15,000 SH   SOLE   15,000 0 0
POWER & DIGITAL INFRA ACQ CO Equity 739190205 152 15,000 SH   SOLE   15,000 0 0
PRA GROUP INC COM 69354N106 2,417 61,336 SH   SOLE   61,336 0 0
PRA HEALTH SCIENCES INC Equity 69354M108 1,166 7,055 SH   SOLE   7,055 0 0
PRIME IMPACT ACQUISITION I Equity G61074103 127 12,999 SH   SOLE   12,999 0 0
PROCTER AND GAMBLE CO COM 742718109 2,228 15,512 SH   SOLE   15,512 0 0
PROOFPOINT INC Equity 743424103 1,008 5,802 SH   SOLE   5,802 0 0
PROSPECTOR CAPITAL CORP Equity G7273A105 102 10,500 SH   SOLE   10,500 0 0
PRUDENTIAL FINL INC COM 744320102 393 3,639 SH   SOLE   3,639 0 0
QELL ACQUISITION CORP Equity G7307X105 177 17,818 SH   SOLE   17,818 0 0
QTS RLTY TR INC Equity 74736A103 754 9,760 SH   SOLE   9,760 0 0
QUEENS GAMBIT GROWTH CAPITAL Equity G7315C127 100 10,000 SH   SOLE   10,000 0 0
REINVENT TECHNOLOGY PARTNERS Equity G7484L114 151 15,000 SH   SOLE   15,000 0 0
RESEARCH ALLIANCE CORP II Equity 760873109 132 13,000 SH   SOLE   13,000 0 0
RMG ACQUISITION CORP III Equity G76088114 150 15,000 SH   SOLE   15,000 0 0
ROMAN DBDR TECH ACQUISITION Equity 77584N101 152 15,000 SH   SOLE   15,000 0 0
RPM INTL INC COM 749685103 325 3,730 SH   SOLE   3,730 0 0
SARISSA CAPITAL ACQUISITN CO Equity G7823W102 127 12,785 SH   SOLE   12,785 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4,643 43,102 SH   SOLE   43,102 0 0
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4,064 100,582 SH   SOLE   100,582 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4,569 42,269 SH   SOLE   42,269 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,798 17,679 SH   SOLE   17,679 0 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 331 7,710 SH   SOLE   7,710 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2,161 69,537 SH   SOLE   69,537 0 0
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 17,584 343,161 SH   SOLE   343,161 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1,443 18,221 SH   SOLE   18,221 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839 630 11,491 SH   SOLE   11,491 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 325 10,222 SH   SOLE   10,222 0 0
SCION TECH GROWTH I Equity G31067120 104 10,279 SH   SOLE   10,279 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 720 14,560 SH   SOLE   14,560 0 0
SELECT SECTOR SPDR TR FINANCIAL 81369Y605 373 9,659 SH   SOLE   9,659 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1,001 6,457 SH   SOLE   6,457 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 405 3,028 SH   SOLE   3,028 0 0
SERVICESOURCE INTL INC COM 81763U100 188 125,000 SH   SOLE   125,000 0 0
SEVEN OAKS ACQUISITION CORP Equity 81787X106 116 11,761 SH   SOLE   11,761 0 0
SLACK TECHNOLOGIES INC Equity 83088V102 641 14,474 SH   SOLE   14,474 0 0
SOCIAL LEVERAGE ACQUISN CORP Equity 83363K201 150 15,000 SH   SOLE   15,000 0 0
SOFI TECHNOLOGIES INC COM 83406F102 328 21,859 SH   SOLE   21,859 0 0
SPARTAN ACQUISITION CORP III Equity 84677R205 151 15,000 SH   SOLE   15,000 0 0
SPDR GOLD TR GOLD SHS 78463V107 2,445 14,694 SH   SOLE   14,694 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6,791 157,349 SH   SOLE   157,349 0 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 23,040 612,120 SH   SOLE   612,120 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 19,570 43,886 SH   SOLE   43,886 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 484 9,750 SH   SOLE   9,750 0 0
SPDR SER TR S&P REGL BKG 78464A698 216 3,285 SH   SOLE   3,285 0 0
SPDR SER TR PORTFOLIO S&P400 78464A847 7,454 155,644 SH   SOLE   155,644 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 274 2,508 SH   SOLE   2,508 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 20,962 399,742 SH   SOLE   399,742 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 8,233 190,451 SH   SOLE   190,451 0 0
SPORTS VENTURES ACQUISIN COR Equity G8372A111 101 10,000 SH   SOLE   10,000 0 0
SPRING VY ACQUISITION CORP Equity G8377A108 101 10,098 SH   SOLE   10,098 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 259 14,612 SH   SOLE   14,612 0 0
SUPERNOVA PARTNERS ACQUISITI Equity 86846V108 195 19,641 SH   SOLE   19,641 0 0
TAILWIND ACQUISITION CORP Equity 87403Q102 130 13,000 SH   SOLE   13,000 0 0
TAILWIND INTERNATNAL ACQ COR Equity G8662F127 150 15,000 SH   SOLE   15,000 0 0
TARGET CORP COM 87612E106 979 3,745 SH   SOLE   3,745 0 0
TEKKORP DIGITAL ACQUISITN CO Equity G8739H106 156 15,992 SH   SOLE   15,992 0 0
TESLA INC COM 88160R101 6,381 8,897 SH   SOLE   8,897 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,365 2,507 SH   SOLE   2,507 0 0
TIGA ACQUISITION CORP Equity G88672103 120 11,935 SH   SOLE   11,935 0 0
TREEHOUSE FOODS INC COM 89469A104 276 7,200 SH   SOLE   7,200 0 0
TREPONT ACQUISITION CORP I Equity G9095M101 145 14,660 SH   SOLE   14,660 0 0
TURMERIC ACQUISITION CORP Equity G9127T116 101 10,000 SH   SOLE   10,000 0 0
TWO RDS SHARED TR ANFIELD CAP DI 90213U115 231 21,808 SH   SOLE   21,808 0 0
UNION PAC CORP COM 907818108 327 1,437 SH   SOLE   1,437 0 0
UNITEDHEALTH GROUP INC COM 91324P102 979 2,389 SH   SOLE   2,389 0 0
US BANCORP DEL COM NEW 902973304 701 12,046 SH   SOLE   12,046 0 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 483 1,750 SH   SOLE   1,750 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 276 3,193 SH   SOLE   3,193 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 7,051 30,636 SH   SOLE   30,636 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 3,370 13,803 SH   SOLE   13,803 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 553 3,176 SH   SOLE   3,176 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 561 5,253 SH   SOLE   5,253 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 2,756 12,341 SH   SOLE   12,341 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 289 966 SH   SOLE   966 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,430 10,805 SH   SOLE   10,805 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3,667 71,361 SH   SOLE   71,361 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 497 6,015 SH   SOLE   6,015 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 975 13,860 SH   SOLE   13,860 0 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 276 1,991 SH   SOLE   1,991 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2,201 20,792 SH   SOLE   20,792 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 659 11,929 SH   SOLE   11,929 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 236 2,470 SH   SOLE   2,470 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1,624 10,020 SH   SOLE   10,020 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5,293 100,179 SH   SOLE   100,179 0 0
VECTOIQ ACQUISITION CORP II Equity 92244F109 150 15,000 SH   SOLE   15,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 751 13,438 SH   SOLE   13,438 0 0
VIRTUOSO ACQUISITION CORP Equity 92837J104 99 10,000 SH   SOLE   10,000 0 0
VISA INC COM CL A 92826C839 472 2,030 SH   SOLE   2,030 0 0
VY GLOBAL GROWTH Equity G9444H100 119 11,969 SH   SOLE   11,969 0 0
WALMART INC COM 931142103 350 2,339 SH   SOLE   2,339 0 0
WATFORD HLDGS LTD Equity G94787101 223 6,368 SH   SOLE   6,368 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 382 1,744 SH   SOLE   1,744 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 210 3,436 SH   SOLE   3,436 0 0
YUCAIPA ACQUISITION CORP Equity G9879L105 148 15,000 SH   SOLE   15,000 0 0
Z-WORK ACQUISITION CORP Equity 98880C201 150 15,000 SH   SOLE   15,000 0 0