The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
26 CAPITAL ACQUISITION CORP Equity 90138P100 146 15,000 SH   SOLE   15,000 0 0
3M CO COM 88579Y101 1,169 5,722 SH   SOLE   5,722 0 0
5 01 ACQUISITION CORP Equity 33836P105 107 10,720 SH   SOLE   10,720 0 0
7GC & CO HOLDINGS INC Equity 81786A206 132 12,986 SH   SOLE   12,986 0 0
ABBOTT LABS COM 002824100 1,000 8,453 SH   SOLE   8,453 0 0
ABBVIE INC COM 00287Y109 1,171 10,056 SH   SOLE   10,056 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 796 2,762 SH   SOLE   2,762 0 0
ACON S2 ACQUISITION CORP Equity G00748106 203 20,720 SH   SOLE   20,720 0 0
ADIT EDTECH ACQUISITION CORP Equity 007024201 148 15,000 SH   SOLE   15,000 0 0
AEA-BRIDGES IMPACT CORP Equity G01046104 109 11,058 SH   SOLE   11,058 0 0
ALKURI GLOBAL ACQUISITION CO Equity 66981N202 99 10,000 SH   SOLE   10,000 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 2,678 225,191 SH   SOLE   225,191 0 0
ALPHABET INC CAP STK CL A 02079K305 968 425 SH   SOLE   425 0 0
ALPHABET INC CAP STK CL C 02079K107 1,896 819 SH   SOLE   819 0 0
ALPS ETF TR ALERIAN MLP 00162Q452 801 23,180 SH   SOLE   23,180 0 0
ALTRIA GROUP INC COM 02209S103 217 4,321 SH   SOLE   4,321 0 0
AMAZON COM INC COM 023135106 896 278 SH   SOLE   278 0 0
AMERICAN EXPRESS CO COM 025816109 211 1,345 SH   SOLE   1,345 0 0
AMERICAS TECHNOLOGY ACQSN CO Equity G0404A102 198 19,924 SH   SOLE   19,924 0 0
AMGEN INC COM 031162100 671 2,669 SH   SOLE   2,669 0 0
AMPLITUDE HLTHCRE AQUSTIN CO Equity 03212A105 150 15,121 SH   SOLE   15,121 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 19,880 1,097,118 SH   SOLE   1,097,118 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409 91 10,000 SH   SOLE   10,000 0 0
APOLLO STRATEGIC GROWTH CAPT Equity G0411R106 129 13,000 SH   SOLE   13,000 0 0
APPLE INC COM 037833100 8,287 65,018 SH   SOLE   65,018 0 0
ARES ACQUISITION CORPORATION Equity G33032114 150 15,000 SH   SOLE   15,000 0 0
ARK ETF TR INNOVATION ETF 00214Q104 1,080 10,357 SH   SOLE   10,357 0 0
ARK ETF TR GENOMIC REV ETF 00214Q302 572 7,472 SH   SOLE   7,472 0 0
ARTIUS ACQUISITION INC Equity 04316G105 141 14,000 SH   SOLE   14,000 0 0
ASCENDANT DIGITAL ACQUISITIO Equity G05155109 117 11,856 SH   SOLE   11,856 0 0
AT&T INC COM 00206R102 622 19,294 SH   SOLE   19,294 0 0
ATHENE HOLDING LTD CL A G0684D107 246 3,949 SH   SOLE   3,949 0 0
ATHLON ACQUISITION CORP Equity 04748A205 124 12,500 SH   SOLE   12,500 0 0
ATLAS CREST INVESTMENT CORP Equity 049287204 100 10,000 SH   SOLE   10,000 0 0
AUTHENTIC EQUITY ACQUISTN CO Equity G06607116 99 10,000 SH   SOLE   10,000 0 0
AVANTI ACQUISITION CORP Equity G0682V109 171 17,500 SH   SOLE   17,500 0 0
BANK NEW YORK MELLON CORP COM 064058100 298 5,758 SH   SOLE   5,758 0 0
BCLS ACQUISITION CORP Equity G0904B105 158 14,985 SH   SOLE   14,985 0 0
BENESSERE CAPITAL ACQUSTN CO Equity 08179B103 117 11,760 SH   SOLE   11,760 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,832 6,304 SH   SOLE   6,304 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108 437 1 SH   SOLE   1 0 0
BETTER WORLD ACQUISITION COR Equity 08772B104 139 14,000 SH   SOLE   14,000 0 0
BIOHITECH GLOBAL INC COM 09074B107 22 18,782 SH   SOLE   18,782 0 0
BIOTECH ACQUISITION COMPANY Equity G1125A124 99 10,000 SH   SOLE   10,000 0 0
BK OF AMERICA CORP COM 060505104 405 9,569 SH   SOLE   9,569 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1,625 110,502 SH   SOLE   110,502 0 0
BLACKROCK INC COM 09247X101 354 413 SH   SOLE   413 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102 8,689 572,382 SH   SOLE   572,382 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 1,401 89,096 SH   SOLE   89,096 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103 815 54,002 SH   SOLE   54,002 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103 7,971 555,875 SH   SOLE   555,875 0 0
BLUERIVER ACQUISITION CORP Equity G1261Q123 131 13,125 SH   SOLE   13,125 0 0
BOOKING HOLDINGS INC COM 09857L108 256 112 SH   SOLE   112 0 0
BRIGHT LIGHTS ACQUISITION CO Equity 10920K200 113 11,395 SH   SOLE   11,395 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 322 4,964 SH   SOLE   4,964 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 268 1,642 SH   SOLE   1,642 0 0
BROADSCALE ACQUISITION CORP Equity 11134Y200 139 14,000 SH   SOLE   14,000 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 351 7,253 SH   SOLE   7,253 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 527 10,000 SH   SOLE   10,000 0 0
BURGUNDY TECHNOLOGY ACQU COR Equity G1702T116 153 15,488 SH   SOLE   15,488 0 0
C H ROBINSON WORLDWIDE INC COM NEW 12541W209 562 5,629 SH   SOLE   5,629 0 0
CARNEY TECHNOLOGY ACQU CORP Equity 143636207 161 16,000 SH   SOLE   16,000 0 0
CARTESIAN GROWTH CORP Equity G19276123 113 11,362 SH   SOLE   11,362 0 0
CBRE GROUP INC CL A 12504L109 434 5,029 SH   SOLE   5,029 0 0
CC NEUBERGER PRIN HLDGS II Equity G3166T103 138 13,959 SH   SOLE   13,959 0 0
CF ACQUISITION CORP IV Equity 12520T102 176 18,000 SH   SOLE   18,000 0 0
CF ACQUISITION CORP V Equity 12520R205 132 13,200 SH   SOLE   13,200 0 0
CF ACQUISITION CORP VI Equity 12521J202 99 10,000 SH   SOLE   10,000 0 0
CF ACQUISITION CORP VIII Equity 12520C208 99 10,000 SH   SOLE   10,000 0 0
CHEVRON CORP NEW COM 166764100 268 2,446 SH   SOLE   2,446 0 0
CHP MERGER CORP Equity 12558Y106 153 15,451 SH   SOLE   15,451 0 0
CISCO SYS INC COM 17275R102 971 18,349 SH   SOLE   18,349 0 0
CLARIM ACQUISITION CORP Equity 18049C207 112 11,250 SH   SOLE   11,250 0 0
CLOROX CO DEL COM 189054109 253 1,395 SH   SOLE   1,395 0 0
CME GROUP INC COM 12572Q105 604 2,785 SH   SOLE   2,785 0 0
COCA COLA CO COM 191216100 602 11,008 SH   SOLE   11,008 0 0
COLICITY INC Equity 194170205 256 25,395 SH   SOLE   25,395 0 0
COMCAST CORP NEW CL A 20030N101 450 7,668 SH   SOLE   7,668 0 0
CONAGRA BRANDS INC COM 205887102 260 6,920 SH   SOLE   6,920 0 0
CONCORD ACQUISITION CORP Equity 206071102 176 18,000 SH   SOLE   18,000 0 0
CONSONANCE HFW ACQUISITION C Equity G2445M103 131 13,604 SH   SOLE   13,604 0 0
CORNER GROWTH ACQUISITION CO Equity G2425N105 196 19,998 SH   SOLE   19,998 0 0
CRISPR THERAPEUTICS AG NAMEN AKT H17182108 206 1,935 SH   SOLE   1,935 0 0
CUMMINS INC COM 231021106 285 1,072 SH   SOLE   1,072 0 0
D R HORTON INC COM 23331A109 1,912 19,856 SH   SOLE   19,856 0 0
DAVIDSTEA INC COM 238661102 105 30,500 SH   SOLE   30,500 0 0
DEEP LAKE CAPITAL ACQUSTN CO Equity G27029126 146 14,540 SH   SOLE   14,540 0 0
DEERE & CO COM 244199105 481 1,252 SH   SOLE   1,252 0 0
DELWINDS INS ACQUISITION COR Equity 24803C201 104 10,400 SH   SOLE   10,400 0 0
DIAMONDHEAD HOLDINGS CORP Equity 25278L204 154 15,500 SH   SOLE   15,500 0 0
DISNEY WALT CO COM 254687106 1,275 7,338 SH   SOLE   7,338 0 0
DNP SELECT INCOME FD INC COM 23325P104 1,819 176,768 SH   SOLE   176,768 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 180 10,100 SH   SOLE   10,100 0 0
DPCM CAP INC Equity 23344P101 128 12,999 SH   SOLE   12,999 0 0
DTF TAX-FREE INCOME INC COM 23334J107 744 50,743 SH   SOLE   50,743 0 0
DWS MUN INCOME TR COM 233368109 6,062 514,203 SH   SOLE   514,203 0 0
E MERGE TECHNOLOGY ACQUISITI Equity 26873Y104 185 18,953 SH   SOLE   18,953 0 0
EAST RES ACQUISITION CO Equity 274681105 176 18,024 SH   SOLE   18,024 0 0
EASTSIDE DISTILLING INC COM 277802302 19 11,000 SH   SOLE   11,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 1,615 135,392 SH   SOLE   135,392 0 0
EATON VANCE LTD DURATION INC COM 27828H105 4,240 331,755 SH   SOLE   331,755 0 0
ECOLAB INC COM 278865100 246 1,100 SH   SOLE   1,100 0 0
ECP ENVIRONMENTAL GW OPT COR Equity 26829T209 101 10,000 SH   SOLE   10,000 0 0
EMERSON ELEC CO COM 291011104 224 2,338 SH   SOLE   2,338 0 0
EMPOWERMENT & INCLUSION CAPI Equity 29248N209 168 17,000 SH   SOLE   17,000 0 0
ENTERCOM COMMUNICATIONS CORP CL A 293639100 53 12,600 SH   SOLE   12,600 0 0
ENVIRONMENTAL IMPACT ACQU CO Equity 29408N205 101 10,000 SH   SOLE   10,000 0 0
EQUITY DISTR ACQUISITION COR Equity 29465E106 158 15,915 SH   SOLE   15,915 0 0
EUROPEAN SUSTAINABLE GROWTH Equity G3194F109 194 20,000 SH   SOLE   20,000 0 0
EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 308 4,978 SH   SOLE   4,978 0 0
EXTENDED STAY AMER INC Equity 30224P200 472 23,890 SH   SOLE   23,890 0 0
EXXON MOBIL CORP COM 30231G102 688 11,321 SH   SOLE   11,321 0 0
FACEBOOK INC CL A 30303M102 1,328 4,203 SH   SOLE   4,203 0 0
FEDEX CORP COM 31428X106 256 828 SH   SOLE   828 0 0
FG NEW AMER ACQUISITION CORP Equity 30259V106 151 14,781 SH   SOLE   14,781 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 444 21,825 SH   SOLE   21,825 0 0
FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1,140 57,481 SH   SOLE   57,481 0 0
FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 5,330 148,022 SH   SOLE   148,022 0 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 326 13,358 SH   SOLE   13,358 0 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 24,118 472,157 SH   SOLE   472,157 0 0
FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 1,149 30,890 SH   SOLE   30,890 0 0
FIRST TR EXCHNG TRADED FD VI FT CBOE EQTY BFR 33740U505 339 10,398 SH   SOLE   10,398 0 0
FIRSTMARK HORIZON ACQUISITIO Equity 33765Y101 101 10,110 SH   SOLE   10,110 0 0
FORTRESS CAPITAL ACQUISITION Equity G36427113 160 16,000 SH   SOLE   16,000 0 0
FORTRESS VALUE ACQUIS CORP I Equity 34964G206 142 14,203 SH   SOLE   14,203 0 0
FRAZIER LIFESCIENCES ACQU CO Equity G3710A105 125 12,500 SH   SOLE   12,500 0 0
FTAC ATHENA ACQUISITION CORP Equity G37283127 100 10,000 SH   SOLE   10,000 0 0
FUSION ACQUISITION CORP II Equity 36118N201 99 10,000 SH   SOLE   10,000 0 0
GALECTIN THERAPEUTICS INC COM NEW 363225202 45 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC COM 36467J108 4,016 87,347 SH   SOLE   87,347 0 0
GENERAL ELECTRIC CO COM 369604103 1,820 137,289 SH   SOLE   137,289 0 0
GIGCAPITAL4 INC Equity 37518G200 148 15,000 SH   SOLE   15,000 0 0
GLOBAL PARTNER ACQISTN CORP Equity G3934P110 99 10,000 SH   SOLE   10,000 0 0
GLOBAL X FDS GLBL X MLP ETF 37954Y343 1,801 48,590 SH   SOLE   48,590 0 0
GO ACQUISITION CORP Equity 362019101 179 18,201 SH   SOLE   18,201 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 461 1,250 SH   SOLE   1,250 0 0
GW PHARMACEUTICALS PLC Equity 36197T103 591 2,727 SH   SOLE   2,727 0 0
HEALTHCARE CAPITAL CORP Equity 42228C200 177 17,969 SH   SOLE   17,969 0 0
H I G ACQUISITION CORP Equity G44898107 141 14,184 SH   SOLE   14,184 0 0
HIGHLAND TRANSCEND PARTNERS Equity G44690108 148 15,099 SH   SOLE   15,099 0 0
HMS HLDGS CORP Equity 40425J101 325 8,785 SH   SOLE   8,785 0 0
HOME DEPOT INC COM 437076102 948 2,930 SH   SOLE   2,930 0 0
HONEYWELL INTL INC COM 438516106 541 2,379 SH   SOLE   2,379 0 0
HORIZON ACQUISITION CORP Equity G46049105 147 14,919 SH   SOLE   14,919 0 0
HUDSON EXECUTIVE INVS CORP I Equity 443760202 151 15,386 SH   SOLE   15,386 0 0
IAC INTERACTIVECORP NEW COM 44891N109 354 1,549 SH   SOLE   1,549 0 0
IG ACQUISITION CORP Equity 449534106 198 20,000 SH   SOLE   20,000 0 0
INPHI CORP Equity 45772F107 476 2,668 SH   SOLE   2,668 0 0
INTEL CORP COM 458140100 777 14,039 SH   SOLE   14,039 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 212 1,465 SH   SOLE   1,465 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2,759 238,240 SH   SOLE   238,240 0 0
INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 314 4,168 SH   SOLE   4,168 0 0
INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 228 3,976 SH   SOLE   3,976 0 0
INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 375 5,310 SH   SOLE   5,310 0 0
INVESCO QUALITY MUN INCOME T COM 46133G107 356 27,169 SH   SOLE   27,169 0 0
INVESCO SR INCOME TR COM 46131H107 4,139 980,704 SH   SOLE   980,704 0 0
INVESCO VALUE MUN INCOME TR COM 46132P108 3,206 200,654 SH   SOLE   200,654 0 0
ISHARES GOLD TR ISHARES 464285105 4,232 240,986 SH   SOLE   240,986 0 0
ISHARES INC CORE MSCI EMKT 46434G103 1,178 18,355 SH   SOLE   18,355 0 0
ISHARES TR CORE S&P MCP ETF 464287507 2,913 10,724 SH   SOLE   10,724 0 0
ISHARES TR CORE S&P SCP ETF 464287804 840 7,549 SH   SOLE   7,549 0 0
ISHARES TR CORE S&P500 ETF 464287200 8,020 19,178 SH   SOLE   19,178 0 0
ISHARES TR RUS 1000 VAL ETF 464287598 1,765 10,983 SH   SOLE   10,983 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 1,548 6,157 SH   SOLE   6,157 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,522 11,410 SH   SOLE   11,410 0 0
ISHARES TR MSCI EAFE ETF 464287465 6,118 76,893 SH   SOLE   76,893 0 0
ISHARES TR RUS MID CAP ETF 464287499 2,451 31,762 SH   SOLE   31,762 0 0
ISHARES TR COHEN STEER REIT 464287564 1,777 28,929 SH   SOLE   28,929 0 0
ISHARES TR US HLTHCARE ETF 464287762 877 3,313 SH   SOLE   3,313 0 0
ISHARES TR U.S. TECH ETF 464287721 566 6,308 SH   SOLE   6,308 0 0
ISHARES TR NASDAQ BIOTECH 464287556 714 4,773 SH   SOLE   4,773 0 0
ISHARES TR 1 3 YR TREAS BD 464287457 18,384 213,076 SH   SOLE   213,076 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 564 10,660 SH   SOLE   10,660 0 0
ISHARES TR S&P 100 ETF 464287101 1,043 5,515 SH   SOLE   5,515 0 0
ISHARES TR MSCI AC ASIA ETF 464288182 1,489 16,409 SH   SOLE   16,409 0 0
ISHARES TR CORE US AGGBD ET 464287226 565 4,940 SH   SOLE   4,940 0 0
ISHARES TR SELECT DIVID ETF 464287168 4,151 33,820 SH   SOLE   33,820 0 0
ISHARES TR CORE S&P TTL STK 464287150 3,798 39,738 SH   SOLE   39,738 0 0
ISHARES TR IBOXX HI YD ETF 464288513 577 6,611 SH   SOLE   6,611 0 0
ISHARES TR ISHS 1-5YR INVS 464288646 400 7,300 SH   SOLE   7,300 0 0
ISHARES TR INTL SEL DIV ETF 464288448 354 10,538 SH   SOLE   10,538 0 0
ISHARES TR NATIONAL MUN ETF 464288414 802 6,878 SH   SOLE   6,878 0 0
ISHARES TR EAFE SML CP ETF 464288273 333 4,462 SH   SOLE   4,462 0 0
ISHARES TR CALIF MUN BD ETF 464288356 1,596 25,581 SH   SOLE   25,581 0 0
ISHARES TR MSCI ACWI ETF 464288257 3,716 37,508 SH   SOLE   37,508 0 0
ISHARES TR GL CLEAN ENE ETF 464288224 206 9,537 SH   SOLE   9,537 0 0
ISHARES TR SHRT NAT MUN ETF 464288158 13,940 129,365 SH   SOLE   129,365 0 0
ISHARES TR FLTG RATE NT ETF 46429B655 1,134 22,329 SH   SOLE   22,329 0 0
ISHARES TR CORE MSCI EAFE 46432F842 1,586 20,997 SH   SOLE   20,997 0 0
ISHARES TR 0-5YR HI YL CP 46434V407 572 12,494 SH   SOLE   12,494 0 0
ISHARES TR IBONDS DEC21 ETF 46434VBK5 687 27,700 SH   SOLE   27,700 0 0
ISHARES TR IBONDS DEC23 ETF 46434VAX8 723 27,710 SH   SOLE   27,710 0 0
ISHARES TR IBONDS DEC22 ETF 46434VBA7 537 21,107 SH   SOLE   21,107 0 0
ISHARES TR CORE INTL AGGR 46435G672 407 7,441 SH   SOLE   7,441 0 0
ISHARES TR MSCI GLOBAL IMP 46435G532 204 2,120 SH   SOLE   2,120 0 0
ISHARES TR CORE MSCI INTL 46435G326 875 12,890 SH   SOLE   12,890 0 0
ISHARES TR ESG AWR MSCI USA 46435G425 467 4,908 SH   SOLE   4,908 0 0
JACK CREEK INVESTMENT CORP Equity G4989X107 149 15,000 SH   SOLE   15,000 0 0
JAWS MUSTANG ACQUISITION COR Equity G50737116 102 10,000 SH   SOLE   10,000 0 0
JOHNSON & JOHNSON COM 478160104 1,102 6,472 SH   SOLE   6,472 0 0
JPMORGAN CHASE & CO COM 46625H100 3,284 20,023 SH   SOLE   20,023 0 0
KAIROS ACQUISITION CORP Equity G52110122 120 12,000 SH   SOLE   12,000 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 108 13,594 SH   SOLE   13,594 0 0
KINS TECHNOLOGY GROUP INC Equity 49714K109 147 15,000 SH   SOLE   15,000 0 0
KLUDEIN I ACQUISITION CORP Equity 49878L208 100 10,000 SH   SOLE   10,000 0 0
LILLY ELI & CO COM 532457108 407 2,075 SH   SOLE   2,075 0 0
LIONHEART ACQUISITION CORP I Equity 53625R104 139 14,170 SH   SOLE   14,170 0 0
LIVE OAK ACQUISITION CORP II Equity 53804W106 150 15,000 SH   SOLE   15,000 0 0
LYFT INC CL A COM 55087P104 1,659 33,408 SH   SOLE   33,408 0 0
MALACCA STRAITS ACQUISITION Equity G5859B117 169 17,122 SH   SOLE   17,122 0 0
MANAGED PORTFOLIO SERIES KNWLDL LD ETF 46143U849 2,265 50,249 SH   SOLE   50,249 0 0
MARLIN TECHNOLOGY CORP Equity G58411128 178 18,000 SH   SOLE   18,000 0 0
MASTERCARD INCORPORATED CL A 57636Q104 509 1,399 SH   SOLE   1,399 0 0
MATCH GROUP INC NEW COM 57667L107 451 3,170 SH   SOLE   3,170 0 0
MCAP ACQUISITION CORP Equity 55282T208 100 10,000 SH   SOLE   10,000 0 0
MCDONALDS CORP COM 580135101 463 1,997 SH   SOLE   1,997 0 0
MERCK & CO. INC COM 58933Y105 564 7,203 SH   SOLE   7,203 0 0
MESABI TR CTF BEN INT 590672101 266 7,000 SH   SOLE   7,000 0 0
MICROSOFT CORP COM 594918104 3,296 13,283 SH   SOLE   13,283 0 0
MONUMENT CIRCLE ACQUISITN CO Equity 61531M200 197 20,000 SH   SOLE   20,000 0 0
MORGAN STANLEY COM NEW 617446448 413 4,726 SH   SOLE   4,726 0 0
MOTIVE CAPITAL CORP Equity G6293A103 177 18,024 SH   SOLE   18,024 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 303 1,501 SH   SOLE   1,501 0 0
MUDRICK CAPITAL ACQU CORP II Equity 62477L107 196 20,000 SH   SOLE   20,000 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1,335 93,889 SH   SOLE   93,889 0 0
NEXTERA ENERGY INC COM 65339F101 413 5,645 SH   SOLE   5,645 0 0
NIKE INC CL B 654106103 326 2,401 SH   SOLE   2,401 0 0
NOBLE ROCK ACQUISITION CORP Equity G6546R127 208 21,000 SH   SOLE   21,000 0 0
NORTH ATLANTIC ACQUISITN COR Equity G66139117 149 15,000 SH   SOLE   15,000 0 0
NORTH MOUNTAIN MERGER CORP Equity 661204107 190 19,197 SH   SOLE   19,197 0 0
NORTHERN GENESIS ACQUISITION Equity 66516U101 149 15,000 SH   SOLE   15,000 0 0
NORTHERN TR CORP COM 665859104 688 5,726 SH   SOLE   5,726 0 0
NOVUS CAPITAL CORPORATION II Equity 67012W203 116 11,600 SH   SOLE   11,600 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105 5,257 351,165 SH   SOLE   351,165 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 791 51,817 SH   SOLE   51,817 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 219 8,103 SH   SOLE   8,103 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101 5,407 354,102 SH   SOLE   354,102 0 0
NVIDIA CORPORATION COM 67066G104 299 525 SH   SOLE   525 0 0
OAKTREE ACQUISITION CORP II Equity G6715X103 177 17,928 SH   SOLE   17,928 0 0
OBLONG INC COM 674434105 90 25,590 SH   SOLE   25,590 0 0
OMNICELL COM COM 68213N109 237 1,800 SH   SOLE   1,800 0 0
OMNICHANNEL ACQUISITION CORP Equity 68218L108 146 15,000 SH   SOLE   15,000 0 0
ORACLE CORP COM 68389X105 247 3,129 SH   SOLE   3,129 0 0
PAYCHEX INC COM 704326107 201 2,007 SH   SOLE   2,007 0 0
PAYPAL HLDGS INC COM 70450Y103 827 3,357 SH   SOLE   3,357 0 0
PEPSICO INC COM 713448108 678 4,628 SH   SOLE   4,628 0 0
PERSPECTA INC Equity 715347100 316 10,893 SH   SOLE   10,893 0 0
PFIZER INC COM 717081103 1,557 38,900 SH   SOLE   38,900 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 3,487 230,925 SH   SOLE   230,925 0 0
PGIM HIGH YIELD BOND FUND IN COM 69346H100 4,906 311,499 SH   SOLE   311,499 0 0
PIMCO ETF TR ENHAN SHRT MA AC 72201R833 12,865 126,163 SH   SOLE   126,163 0 0
PIONEER MERGER CORP Equity G7S24C129 100 10,000 SH   SOLE   10,000 0 0
PIVOTAL INVESTMENT CORP III Equity 72582M205 196 19,600 SH   SOLE   19,600 0 0
PLURALSIGHT INC Equity 72941B106 339 15,186 SH   SOLE   15,186 0 0
PMV CONSUMER ACQUISITION COR Equity 693486102 146 15,000 SH   SOLE   15,000 0 0
POEMA GLOBAL HOLDINGS CORP Equity G7154B123 181 18,051 SH   SOLE   18,051 0 0
POWER & DIGITAL INFRA ACQ CO Equity 739190205 151 15,000 SH   SOLE   15,000 0 0
PRA GROUP INC COM 69354N106 2,349 61,336 SH   SOLE   61,336 0 0
PRIME IMPACT ACQUISITION I Equity G61074103 126 12,999 SH   SOLE   12,999 0 0
PROCTER AND GAMBLE CO COM 742718109 2,285 16,558 SH   SOLE   16,558 0 0
PROSPECTOR CAPITAL CORP Equity G7273A105 102 10,500 SH   SOLE   10,500 0 0
PRUDENTIAL FINL INC COM 744320102 392 3,639 SH   SOLE   3,639 0 0
QUEENS GAMBIT GROWTH CAPITAL Equity G7315C127 121 12,000 SH   SOLE   12,000 0 0
REALPAGE INC Equity 75606N109 867 9,947 SH   SOLE   9,947 0 0
REINVENT TECHNOLOGY PARTNERS Equity G7484L114 151 15,000 SH   SOLE   15,000 0 0
RESEARCH ALLIANCE CORP II Equity 760873109 133 13,000 SH   SOLE   13,000 0 0
RICE ACQUISITION CORP Equity 762594109 109 10,769 SH   SOLE   10,769 0 0
RIVERNORTH SPECIALTY FIN COR COM 76882B108 2,149 116,656 SH   SOLE   116,656 0 0
RMG ACQUISITION CORP III Equity G76088114 168 16,851 SH   SOLE   16,851 0 0
ROMAN DBDR TECH ACQUISITION Equity 77584N101 249 25,000 SH   SOLE   25,000 0 0
ROTH CH ACQUISITION II CO Equity 778673103 211 21,342 SH   SOLE   21,342 0 0
RPM INTL INC COM 749685103 349 3,600 SH   SOLE   3,600 0 0
SARISSA CAPITAL ACQUISITN CO Equity G7823W102 129 12,785 SH   SOLE   12,785 0 0
SCHWAB CHARLES CORP COM 808513105 247 3,374 SH   SOLE   3,374 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4,634 45,938 SH   SOLE   45,938 0 0
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 4,005 101,470 SH   SOLE   101,470 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4,236 42,053 SH   SOLE   42,053 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1,739 17,280 SH   SOLE   17,280 0 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 323 7,781 SH   SOLE   7,781 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2,192 69,381 SH   SOLE   69,381 0 0
SCHWAB STRATEGIC TR SHT TM US TRES 808524862 19,262 375,487 SH   SOLE   375,487 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1,387 17,952 SH   SOLE   17,952 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839 631 11,668 SH   SOLE   11,668 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 340 10,832 SH   SOLE   10,832 0 0
SCION TECH GROWTH I Equity G31067120 103 10,279 SH   SOLE   10,279 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 779 14,560 SH   SOLE   14,560 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 366 9,659 SH   SOLE   9,659 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 874 6,427 SH   SOLE   6,427 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 359 2,908 SH   SOLE   2,908 0 0
SERVICESOURCE INTL INC COM 81763U100 169 125,000 SH   SOLE   125,000 0 0
SEVEN OAKS ACQUISITION CORP Equity 81787X106 115 11,761 SH   SOLE   11,761 0 0
SLACK TECHNOLOGIES INC Equity 83088V102 513 12,625 SH   SOLE   12,625 0 0
SOARING EAGLE ACQUISITION CO Equity G8354H100 127 12,500 SH   SOLE   12,500 0 0
SOCIAL LEVERAGE ACQUISN CORP Equity 83363K201 199 20,000 SH   SOLE   20,000 0 0
SPARTAN ACQUISITION CORP III Equity 84677R205 181 18,000 SH   SOLE   18,000 0 0
SPDR GOLD TR GOLD SHS 78463V107 2,529 14,646 SH   SOLE   14,646 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6,891 157,983 SH   SOLE   157,983 0 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 22,353 603,977 SH   SOLE   603,977 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 17,985 43,173 SH   SOLE   43,173 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739 483 9,750 SH   SOLE   9,750 0 0
SPDR SER TR S&P REGL BKG 78464A698 234 3,285 SH   SOLE   3,285 0 0
SPDR SER TR PORTFOLIO S&P400 78464A847 7,392 154,798 SH   SOLE   154,798 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 298 2,742 SH   SOLE   2,742 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854 19,436 396,898 SH   SOLE   396,898 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853 8,174 188,469 SH   SOLE   188,469 0 0
SPORTS ENTERTAINMENT ACQU CO Equity 84918M106 98 10,000 SH   SOLE   10,000 0 0
SPORTS VENTURES ACQUISIN COR Equity G8372A111 119 12,000 SH   SOLE   12,000 0 0
SPRING VY ACQUISITION CORP Equity G8377A108 102 10,098 SH   SOLE   10,098 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 323 16,487 SH   SOLE   16,487 0 0
STAR PEAK CORP II Equity 855179107 162 16,000 SH   SOLE   16,000 0 0
SUPERNOVA PARTNERS ACQUISITI Equity 86846V108 158 15,641 SH   SOLE   15,641 0 0
TAILWIND ACQUISITION CORP Equity 87403Q102 129 13,000 SH   SOLE   13,000 0 0
TAILWIND INTERNATNAL ACQ COR Equity G8662F127 148 15,000 SH   SOLE   15,000 0 0
TARGET CORP COM 87612E106 802 3,796 SH   SOLE   3,796 0 0
TEKKORP DIGITAL ACQUISITN CO Equity G8739H106 157 15,992 SH   SOLE   15,992 0 0
TESLA INC COM 88160R101 5,259 8,918 SH   SOLE   8,918 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 1,150 2,504 SH   SOLE   2,504 0 0
TIGA ACQUISITION CORP Equity G88672103 120 11,935 SH   SOLE   11,935 0 0
TREBIA ACQUISITION CORP Equity G9027T109 178 17,849 SH   SOLE   17,849 0 0
TREEHOUSE FOODS INC COM 89469A104 366 7,200 SH   SOLE   7,200 0 0
TREPONT ACQUISITION CORP I Equity G9095M101 144 14,660 SH   SOLE   14,660 0 0
TURMERIC ACQUISITION CORP Equity G9127T116 100 10,000 SH   SOLE   10,000 0 0
TWC TECH HLDGS II CORP Equity 90117G105 187 19,000 SH   SOLE   19,000 0 0
TWO RDS SHARED TR ANFIELD CAP DI 90213U115 220 21,808 SH   SOLE   21,808 0 0
UNION PAC CORP COM 907818108 337 1,477 SH   SOLE   1,477 0 0
UNITED PARCEL SERVICE INC CL B 911312106 225 1,039 SH   SOLE   1,039 0 0
UNITEDHEALTH GROUP INC COM 91324P102 997 2,432 SH   SOLE   2,432 0 0
US BANCORP DEL COM NEW 902973304 755 12,193 SH   SOLE   12,193 0 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 429 1,750 SH   SOLE   1,750 0 0
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 260 3,162 SH   SOLE   3,162 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 222 2,604 SH   SOLE   2,604 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769 6,534 30,316 SH   SOLE   30,316 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629 3,152 13,717 SH   SOLE   13,717 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611 800 4,562 SH   SOLE   4,562 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 634 6,528 SH   SOLE   6,528 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 2,841 12,932 SH   SOLE   12,932 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736 271 1,021 SH   SOLE   1,021 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4,062 10,608 SH   SOLE   10,608 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3,754 72,474 SH   SOLE   72,474 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 492 6,015 SH   SOLE   6,015 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 933 13,730 SH   SOLE   13,730 0 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 392 2,933 SH   SOLE   2,933 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1,908 18,835 SH   SOLE   18,835 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 653 11,876 SH   SOLE   11,876 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 283 3,010 SH   SOLE   3,010 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1,642 10,563 SH   SOLE   10,563 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 5,250 101,923 SH   SOLE   101,923 0 0
VARIAN MED SYS INC Equity 92220P105 1,405 7,959 SH   SOLE   7,959 0 0
VECTOIQ ACQUISITION CORP II Equity 92244F109 149 15,000 SH   SOLE   15,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 848 14,442 SH   SOLE   14,442 0 0
VIRTUOSO ACQUISITION CORP Equity 92837J203 99 10,000 SH   SOLE   10,000 0 0
VISA INC COM CL A 92826C839 479 2,111 SH   SOLE   2,111 0 0
VY GLOBAL GROWTH Equity G9444H100 121 11,969 SH   SOLE   11,969 0 0
WALMART INC COM 931142103 454 3,254 SH   SOLE   3,254 0 0
WATFORD HLDGS LTD Equity G94787101 218 6,291 SH   SOLE   6,291 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 463 1,747 SH   SOLE   1,747 0 0
WISDOMTREE TR JAPN HEDGE EQT 97717W851 205 3,436 SH   SOLE   3,436 0 0
YUCAIPA ACQUISITION CORP Equity G9879L105 167 17,000 SH   SOLE   17,000 0 0
Z-WORK ACQUISITION CORP Equity 98880C201 149 15,000 SH   SOLE   15,000 0 0