The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP FIGI (to the nearest dollar) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101   1,152 6,787 SH   SOLE   6,787 0 0
ABBOTT LABS COM 002824100   1,103 9,798 SH   SOLE   9,798 0 0
ABBVIE INC COM 00287Y109   1,077 10,871 SH   SOLE   10,871 0 0
ACAMAR PARTNERS ACQSITION CO Equity 004285102   395 38,625 SH   SOLE   38,625 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101   907 3,753 SH   SOLE   3,753 0 0
ACE CONVERGENCE ACQU CORP Equity G0083D112   220 21,462 SH   SOLE   21,462 0 0
AIMMUNE THERAPEUTICS INC Equity 00900T107   364 10,556 SH   SOLE   10,556 0 0
ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106   2,709 252,964 SH   SOLE   252,964 0 0
ALLIANCEBERNSTEIN NATL MUN I COM 01864U106   6,531 472,886 SH   SOLE   472,886 0 0
ALPHA ARCHITECT ETF TR MERLYN AI BULL 02072L706   250 7,956 SH   SOLE   7,956 0 0
ALPHABET INC CAP STK CL A 02079K305   1,044 589 SH   SOLE   589 0 0
ALPHABET INC CAP STK CL C 02079K107   2,201 1,239 SH   SOLE   1,239 0 0
ALPS ETF TR ALERIAN MLP 00162Q452   280 12,188 SH   SOLE   12,188 0 0
ALUSSA ENERGY ACQUISITION CO Equity G0232J101   154 15,478 SH   SOLE   15,478 0 0
AMAZON COM INC COM 023135106   763 244 SH   SOLE   244 0 0
AMCI ACQUISITION CORP Equity 00165R101   207 20,000 SH   SOLE   20,000 0 0
AMERICAN EXPRESS CO COM 025816109   231 2,006 SH   SOLE   2,006 0 0
AMGEN INC COM 031162100   569 2,399 SH   SOLE   2,399 0 0
ANDINA ACQUISITION CORP III Equity G04415108   250 24,397 SH   SOLE   24,397 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100   20,029 1,181,650 SH   SOLE   1,181,650 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409   142 18,703 SH   SOLE   18,703 0 0
APEX TECHNOLOGY ACQUISITION Equity 03768F102   212 20,000 SH   SOLE   20,000 0 0
APPLE INC COM 037833100   8,003 67,104 SH   SOLE   67,104 0 0
ARTIUS ACQUISITION INC Equity 04316G105   174 17,500 SH   SOLE   17,500 0 0
AT&T INC COM 00206R102   578 20,005 SH   SOLE   20,005 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702   1,544 6,790 SH   SOLE   6,790 0 0
BERKSHIRE HATHAWAY INC DEL CL A 084670108   342 1 SH   SOLE   1 0 0
BIOHITECH GLOBAL INC COM 09074B107   24 18,782 SH   SOLE   18,782 0 0
BK OF AMERICA CORP COM 060505104   340 12,597 SH   SOLE   12,597 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102   1,503 111,528 SH   SOLE   111,528 0 0
BLACKROCK INC COM 09247X101   351 524 SH   SOLE   524 0 0
BLACKROCK MUN INCOME QUALITY COM 092479104   2,010 140,051 SH   SOLE   140,051 0 0
BLACKROCK MUNI INTER DR FD I COM 09253X102   8,630 605,638 SH   SOLE   605,638 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105   1,262 89,614 SH   SOLE   89,614 0 0
BLACKROCK MUNIYIELD CALIF QU COM 09254N103   796 54,392 SH   SOLE   54,392 0 0
BLACKROCK MUNIYIELD QUALITY COM 09254E103   8,185 594,427 SH   SOLE   594,427 0 0
BOOKING HOLDINGS INC COM 09857L108   236 115 SH   SOLE   115 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108   404 6,344 SH   SOLE   6,344 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103   241 1,642 SH   SOLE   1,642 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104   278 7,480 SH   SOLE   7,480 0 0
BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101   510 10,000 SH   SOLE   10,000 0 0
BURGUNDY TECHNOLOGY ACQU COR Equity G1702T132   100 10,000 SH   SOLE   10,000 0 0
CATERPILLAR INC DEL COM 149123101   346 2,013 SH   SOLE   2,013 0 0
CBRE GROUP INC CL A 12504L109   379 6,562 SH   SOLE   6,562 0 0
CC NEUBERGER PRINCIPAL HLDNG Equity G1992Y106   172 15,842 SH   SOLE   15,842 0 0
CF FIN ACQUISITION CORP Equity 12528N107   713 68,600 SH   SOLE   68,600 0 0
CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4   8 10,000 PRN   SOLE   10,000 0 0
CHEVRON CORP NEW COM 166764100   355 4,281 SH   SOLE   4,281 0 0
CHURCHILL CAPITAL CORP IV Equity 171439102   134 13,676 SH   SOLE   13,676 0 0
CHURCHILL CAPITAL CORP IV Equity 171439201   214 21,396 SH   SOLE   21,396 0 0
CIIG MERGER CORP Equity 12559C202   104 10,223 SH   SOLE   10,223 0 0
CISCO SYS INC COM 17275R102   662 15,983 SH   SOLE   15,983 0 0
CLIMATE CHANGE CRISIS REAL I Equity 18716C209   201 20,000 SH   SOLE   20,000 0 0
CLOROX CO DEL COM 189054109   289 1,392 SH   SOLE   1,392 0 0
CM LIFE SCIENCES INC Equity 18978W208   131 12,511 SH   SOLE   12,511 0 0
CME GROUP INC COM 12572Q105   757 4,559 SH   SOLE   4,559 0 0
COCA COLA CO COM 191216100   597 11,173 SH   SOLE   11,173 0 0
COMCAST CORP NEW CL A 20030N101   453 9,245 SH   SOLE   9,245 0 0
CONAGRA BRANDS INC COM 205887102   249 6,920 SH   SOLE   6,920 0 0
COSTCO WHSL CORP NEW COM 22160K105   218 576 SH   SOLE   576 0 0
CRESCENT ACQUISITION CORP Equity 22564L105   455 45,295 SH   SOLE   45,295 0 0
DAVIDSTEA INC COM 238661102   95 81,500 SH   SOLE   81,500 0 0
DISNEY WALT CO COM DISNEY 254687106   1,083 7,824 SH   SOLE   7,824 0 0
DNP SELECT INCOME FD INC COM 23325P104   1,793 172,916 SH   SOLE   172,916 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109   179 11,100 SH   SOLE   11,100 0 0
DTF TAX-FREE INCOME INC COM 23334J107   1,086 75,243 SH   SOLE   75,243 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204   254 2,676 SH   SOLE   2,676 0 0
DUNKIN BRANDS GROUP INC COM 265504100   255 2,400 SH   SOLE   2,400 0 0
DWS MUN INCOME TR COM 233368109   6,053 540,946 SH   SOLE   540,946 0 0
E MERGE TECHNOLOGY ACQUISITI Equity 26873Y203   144 14,250 SH   SOLE   14,250 0 0
EAST RES ACQUISITION CO Equity 274681204   370 36,682 SH   SOLE   36,682 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100   1,565 135,303 SH   SOLE   135,303 0 0
EATON VANCE LTD DURATION INC COM 27828H105   4,457 372,941 SH   SOLE   372,941 0 0
EATON VANCE SR FLTNG RTE TR COM 27828Q105   2,424 190,693 SH   SOLE   190,693 0 0
ECOLAB INC COM 278865100   229 1,098 SH   SOLE   1,098 0 0
ENTERCOM COMMUNICATIONS CORP CL A 293639100   25 12,600 SH   SOLE   12,600 0 0
EQUITY DISTR ACQUISITION COR Equity 29465E205   206 20,000 SH   SOLE   20,000 0 0
EXXON MOBIL CORP COM 30231G102   364 10,091 SH   SOLE   10,091 0 0
FACEBOOK INC CL A 30303M102   947 3,418 SH   SOLE   3,418 0 0
FALCON CAPITAL ACQUISITN COR Equity 30606L207   206 20,000 SH   SOLE   20,000 0 0
FEDEX CORP COM 31428X106   339 1,248 SH   SOLE   1,248 0 0
FG NEW AMER ACQUISITION CORP Equity 30259V205   601 60,000 SH   SOLE   60,000 0 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108   296 15,000 SH   SOLE   15,000 0 0
FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203   1,259 64,506 SH   SOLE   64,506 0 0
FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109   4,343 148,726 SH   SOLE   148,726 0 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101   240 11,408 SH   SOLE   11,408 0 0
FORTRESS VALUE ACQUISITION I Equity 349642207   147 14,225 SH   SOLE   14,225 0 0
FORUM MERGER III CORP Equity 349885103   172 17,300 SH   SOLE   17,300 0 0
FTAC OLYMPUS ACQUISITION COR Equity G37288118   101 10,100 SH   SOLE   10,100 0 0
FUSION ACQUISITION CORP Equity 36118H204   206 20,000 SH   SOLE   20,000 0 0
GALECTIN THERAPEUTICS INC COM NEW 363225202   42 15,439 SH   SOLE   15,439 0 0
GAMING & LEISURE PPTYS INC COM 36467J108   1,930 46,329 SH   SOLE   46,329 0 0
GIGCAPITAL2 INC Equity 375036100   186 18,352 SH   SOLE   18,352 0 0
GLOBAL X FDS GLBL X MLP ETF 37954Y343   1,541 62,267 SH   SOLE   62,267 0 0
GOLDMAN SACHS GROUP INC COM 38141G104   439 2,002 SH   SOLE   2,002 0 0
GX ACQUISITION CORP Equity 36251A107   279 26,573 SH   SOLE   26,573 0 0
HAYMAKER ACQUISITION CORP II Equity 42087L101   757 75,690 SH   SOLE   75,690 0 0
HOME DEPOT INC COM 437076102   763 2,752 SH   SOLE   2,752 0 0
HONEYWELL INTL INC COM 438516106   427 2,119 SH   SOLE   2,119 0 0
IAC INTERACTIVECORP NEW COM 44891N109   336 2,481 SH   SOLE   2,481 0 0
IMMUNOMEDICS INC Equity 452907108   364 4,280 SH   SOLE   4,280 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101   392 2,571 SH   SOLE   2,571 0 0
INTEL CORP COM 458140100   671 14,755 SH   SOLE   14,755 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101   226 1,934 SH   SOLE   1,934 0 0
INVESCO CALIF MUN INCOME TR COM 46132P108   2,968 196,434 SH   SOLE   196,434 0 0
INVESCO DYNAMIC CR OPPORTUNI COM 46132R104   2,624 268,825 SH   SOLE   268,825 0 0
INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571   237 3,976 SH   SOLE   3,976 0 0
INVESCO QQQ TR UNIT SER 1 46090E103   347 1,194 SH   SOLE   1,194 0 0
INVESCO QUALITY MUN INCOME T COM 46133G107   2,969 238,094 SH   SOLE   238,094 0 0
INVESCO SR INCOME TR COM 46131H107   4,190 1,102,577 SH   SOLE   1,102,577 0 0
INVESTMENT MANAGERS SER TR KNLDG LD ETF 46143U849   2,017 50,240 SH   SOLE   50,240 0 0
ISHARES GOLD TRUST ISHARES 464285105   4,113 228,501 SH   SOLE   228,501 0 0
ISHARES INC CORE MSCI EMKT 46434G103   1,168 20,193 SH   SOLE   20,193 0 0
ISHARES TR CORE S&P MCP ETF 464287507   2,409 11,422 SH   SOLE   11,422 0 0
ISHARES TR CORE S&P SCP ETF 464287804   798 9,760 SH   SOLE   9,760 0 0
ISHARES TR CORE S&P500 ETF 464287200   7,692 21,407 SH   SOLE   21,407 0 0
ISHARES TR RUS 1000 VAL ETF 464287598   1,276 9,815 SH   SOLE   9,815 0 0
ISHARES TR RUS 1000 GRW ETF 464287614   1,451 6,406 SH   SOLE   6,406 0 0
ISHARES TR RUSSELL 2000 ETF 464287655   2,318 13,360 SH   SOLE   13,360 0 0
ISHARES TR MSCI EAFE ETF 464287465   6,309 90,949 SH   SOLE   90,949 0 0
ISHARES TR RUS MID CAP ETF 464287499   2,102 32,962 SH   SOLE   32,962 0 0
ISHARES TR COHEN STEER REIT 464287564   1,595 14,528 SH   SOLE   14,528 0 0
ISHARES TR US HLTHCARE ETF 464287762   701 2,902 SH   SOLE   2,902 0 0
ISHARES TR U.S. TECH ETF 464287721   450 1,422 SH   SOLE   1,422 0 0
ISHARES TR NASDAQ BIOTECH 464287556   212 1,505 SH   SOLE   1,505 0 0
ISHARES TR 1 3 YR TREAS BD 464287457   27,988 324,194 SH   SOLE   324,194 0 0
ISHARES TR MSCI EMG MKT ETF 464287234   421 8,708 SH   SOLE   8,708 0 0
ISHARES TR S&P 100 ETF 464287101   952 5,787 SH   SOLE   5,787 0 0
ISHARES TR MSCI AC ASIA ETF 464288182   1,374 16,292 SH   SOLE   16,292 0 0
ISHARES TR CORE US AGGBD ET 464287226   1,177 10,005 SH   SOLE   10,005 0 0
ISHARES TR SELECT DIVID ETF 464287168   3,108 33,849 SH   SOLE   33,849 0 0
ISHARES TR MSCI USA ESG SLC 464288802   820 5,219 SH   SOLE   5,219 0 0
ISHARES TR CORE S&P TTL STK 464287150   2,875 35,380 SH   SOLE   35,380 0 0
ISHARES TR ISHS 1-5YR INVS 464288646   401 7,300 SH   SOLE   7,300 0 0
ISHARES TR MSCI KLD400 SOC 464288570   799 5,867 SH   SOLE   5,867 0 0
ISHARES TR INTL SEL DIV ETF 464288448   298 10,838 SH   SOLE   10,838 0 0
ISHARES TR NATIONAL MUN ETF 464288414   1,281 11,037 SH   SOLE   11,037 0 0
ISHARES TR ISHS 5-10YR INVT 464288638   203 3,330 SH   SOLE   3,330 0 0
ISHARES TR EAFE SML CP ETF 464288273   305 4,842 SH   SOLE   4,842 0 0
ISHARES TR CALIF MUN BD ETF 464288356   1,599 25,594 SH   SOLE   25,594 0 0
ISHARES TR MSCI ACWI ETF 464288257   3,183 37,011 SH   SOLE   37,011 0 0
ISHARES TR SHRT NAT MUN ETF 464288158   6,446 59,718 SH   SOLE   59,718 0 0
ISHARES TR CORE MSCI TOTAL 46432F834   312 4,932 SH   SOLE   4,932 0 0
ISHARES TR CORE MSCI EAFE 46432F842   1,459 22,316 SH   SOLE   22,316 0 0
ISHARES TR ULTR SH TRM BD 46434V878   607 12,022 SH   SOLE   12,022 0 0
ISHARES TR IBONDS DEC20 ETF 46434VAQ3   719 28,568 SH   SOLE   28,568 0 0
ISHARES TR IBONDS DEC21 ETF 46434VBK5   692 27,700 SH   SOLE   27,700 0 0
ISHARES TR IBONDS DEC23 ETF 46434VAX8   726 27,710 SH   SOLE   27,710 0 0
ISHARES TR IBONDS DEC22 ETF 46434VBA7   540 21,107 SH   SOLE   21,107 0 0
ISHARES TR CORE INTL AGGR 46435G672   415 7,441 SH   SOLE   7,441 0 0
ISHARES TR CORE MSCI INTL 46435G326   771 13,210 SH   SOLE   13,210 0 0
JOHNSON & JOHNSON COM 478160104   1,064 7,095 SH   SOLE   7,095 0 0
JPMORGAN CHASE & CO COM 46625H100   2,464 21,597 SH   SOLE   21,597 0 0
JUNIPER INDL HLDGS INC Equity 48205G106   209 20,000 SH   SOLE   20,000 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106   134 24,863 SH   SOLE   24,863 0 0
LILLY ELI & CO COM 532457108   295 2,072 SH   SOLE   2,072 0 0
LIONHEART ACQUISITION CORP I Equity 53625R203   199 20,000 SH   SOLE   20,000 0 0
LIVONGO HEALTH INC Equity 539183103   771 5,508 SH   SOLE   5,508 0 0
LYFT INC CL A COM 55087P104   2,720 72,464 SH   SOLE   72,464 0 0
MALACCA STRAITS ACQUISITION Equity G5859B125   366 36,800 SH   SOLE   36,800 0 0
MASTERCARD INCORPORATED CL A 57636Q104   400 1,194 SH   SOLE   1,194 0 0
MATCH GROUP INC NEW COM 57667L107   564 4,286 SH   SOLE   4,286 0 0
MCDONALDS CORP COM 580135101   540 2,531 SH   SOLE   2,531 0 0
MCEWEN MNG INC COM 58039P107   10 10,000 SH   SOLE   10,000 0 0
MEDTRONIC PLC SHS G5960L103   202 1,800 SH   SOLE   1,800 0 0
MERCK & CO. INC COM 58933Y105   564 6,950 SH   SOLE   6,950 0 0
MICROSOFT CORP COM 594918104   3,655 16,882 SH   SOLE   16,882 0 0
MOMENTA PHARMACEUTICALS INC Equity 60877T100   288 5,489 SH   SOLE   5,489 0 0
MONOCLE ACQUISITION CORP Equity 609754106   353 34,494 SH   SOLE   34,494 0 0
MORGAN STANLEY COM NEW 617446448   379 6,702 SH   SOLE   6,702 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307   256 1,501 SH   SOLE   1,501 0 0
NATIONAL GEN HLDGS CORP Equity 636220303   469 13,890 SH   SOLE   13,890 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101   1,238 93,468 SH   SOLE   93,468 0 0
NEW PROVIDENCE ACQUISITION Equity 64822P106   392 38,961 SH   SOLE   38,961 0 0
NEWELL BRANDS INC COM 651229106   200 10,145 SH   SOLE   10,145 0 0
NEXTERA ENERGY INC COM 65339F101   624 8,084 SH   SOLE   8,084 0 0
NIKE INC CL B 654106103   320 2,496 SH   SOLE   2,496 0 0
NORTH MOUNTAIN MERGER CORP Equity 661204206   173 16,954 SH   SOLE   16,954 0 0
NORTHERN DYNASTY MINERALS LT COM NEW 66510M204   9 10,000 SH   SOLE   10,000 0 0
NORTHERN GENESIS ACQUISITION Equity 66516T203   200 20,000 SH   SOLE   20,000 0 0
NORTHERN TR CORP COM 665859104   538 5,926 SH   SOLE   5,926 0 0
NUVEEN AMT FREE QLTY MUN INC COM 670657105   5,104 349,330 SH   SOLE   349,330 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105   765 51,888 SH   SOLE   51,888 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108   3,920 470,603 SH   SOLE   470,603 0 0
NUVEEN QUALITY MUNCP INCOME COM 67066V101   5,127 349,270 SH   SOLE   349,270 0 0
NVIDIA CORPORATION COM 67066G104   265 498 SH   SOLE   498 0 0
OAKTREE ACQUISITION CORP II Equity G6715X129   206 20,000 SH   SOLE   20,000 0 0
PAYPAL HLDGS INC COM 70450Y103   425 2,252 SH   SOLE   2,252 0 0
PEPSICO INC COM 713448108   819 5,661 SH   SOLE   5,661 0 0
PFIZER INC COM 717081103   1,734 44,904 SH   SOLE   44,904 0 0
PGIM GLOBAL HIGH YIELD FD FO COM 69346J106   3,518 261,182 SH   SOLE   261,182 0 0
PGIM HIGH YIELD BOND FUND IN COM 69346H100   4,979 352,353 SH   SOLE   352,353 0 0
PMV CONSUMER ACQUISITION COR Equity 693486201   200 20,000 SH   SOLE   20,000 0 0
PRA GROUP INC COM 69354N106   2,363 61,336 SH   SOLE   61,336 0 0
PRIME IMPACT ACQUISITION I Equity G61074111   130 13,000 SH   SOLE   13,000 0 0
PROCTER AND GAMBLE CO COM 742718109   2,619 18,151 SH   SOLE   18,151 0 0
PRUDENTIAL FINL INC COM 744320102   279 3,818 SH   SOLE   3,818 0 0
QELL ACQUISITION CORP Equity G7307X121   203 20,000 SH   SOLE   20,000 0 0
REDBALL ACQUISITION CORP Equity G7417R121   160 15,100 SH   SOLE   15,100 0 0
RENN FD INC COM 759720105   19 12,703 SH   SOLE   12,703 0 0
RIVERNORTH SPECIALTY FIN COR COM 76882B108   2,408 161,857 SH   SOLE   161,857 0 0
RMG ACQUISITION CORP Equity 749641106   214 20,000 SH   SOLE   20,000 0 0
ROSETTA STONE INC Equity 777780107   328 10,953 SH   SOLE   10,953 0 0
RPM INTL INC COM 749685103   324 3,600 SH   SOLE   3,600 0 0
SC HEALTH CORP Equity G78516203   319 31,604 SH   SOLE   31,604 0 0
SCHWAB STRATEGIC TR US BRD MKT ETF 808524102   4,170 48,634 SH   SOLE   48,634 0 0
SCHWAB STRATEGIC TR INTL EQTY ETF 808524805   3,077 90,307 SH   SOLE   90,307 0 0
SCHWAB STRATEGIC TR US LRG CAP ETF 808524201   3,256 37,763 SH   SOLE   37,763 0 0
SCHWAB STRATEGIC TR US SML CAP ETF 808524607   1,324 16,768 SH   SOLE   16,768 0 0
SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888   279 7,986 SH   SOLE   7,986 0 0
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706   1,737 59,492 SH   SOLE   59,492 0 0
SCHWAB STRATEGIC TR SHT TM US TRES 808524862   28,411 552,853 SH   SOLE   552,853 0 0
SCHWAB STRATEGIC TR US MID-CAP ETF 808524508   1,130 18,090 SH   SOLE   18,090 0 0
SCHWAB STRATEGIC TR US AGGREGATE B 808524839   639 11,436 SH   SOLE   11,436 0 0
SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730   303 11,545 SH   SOLE   11,545 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506   248 7,330 SH   SOLE   7,330 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605   270 9,997 SH   SOLE   9,997 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803   802 6,619 SH   SOLE   6,619 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209   295 2,627 SH   SOLE   2,627 0 0
SERVICENOW INC COM 81762P102   517 1,017 SH   SOLE   1,017 0 0
SERVICESOURCE INTL INC COM 81763U100   121 87,500 SH   SOLE   87,500 0 0
SILVER SPIKE ACQUISITION COR Equity G8136L106   478 47,168 SH   SOLE   47,168 0 0
SOCIAL CAP HEDSPIA HLDG CO I Equity G8251K107   249 20,011 SH   SOLE   20,011 0 0
SOFTWARE ACQUISITN GRUP INC Equity 83407F200   199 20,000 SH   SOLE   20,000 0 0
SOUTH MTN MERGER CORP Equity 838884104   209 19,970 SH   SOLE   19,970 0 0
SPDR GOLD TR GOLD SHS 78463V107   1,609 9,083 SH   SOLE   9,083 0 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509   5,725 143,640 SH   SOLE   143,640 0 0
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889   16,877 532,560 SH   SOLE   532,560 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103   17,221 48,090 SH   SOLE   48,090 0 0
SPDR SER TR NUVEEN BLMBRG SR 78468R739   830 16,673 SH   SOLE   16,673 0 0
SPDR SER TR PORTFOLIO S&P400 78464A847   5,400 145,463 SH   SOLE   145,463 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622   292 2,742 SH   SOLE   2,742 0 0
SPDR SER TR PORTFOLIO S&P500 78464A854   15,262 362,609 SH   SOLE   362,609 0 0
SPDR SER TR PORTFOLIO S&P600 78468R853   5,828 182,937 SH   SOLE   182,937 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101   340 18,092 SH   SOLE   18,092 0 0
STABLE RD ACQUISITION CORP Equity 85236Q109   405 40,202 SH   SOLE   40,202 0 0
STARBOARD VALUE ACQUISITN CO Equity 85521J208   112 11,098 SH   SOLE   11,098 0 0
STARBUCKS CORP COM 855244109   239 2,500 SH   SOLE   2,500 0 0
TAILWIND ACQUISITION CORP Equity 87403Q201   201 20,000 SH   SOLE   20,000 0 0
TARGET CORP COM 87612E106   406 2,495 SH   SOLE   2,495 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106   2,470 473,188 SH   SOLE   473,188 0 0
TESLA INC COM 88160R101   3,775 9,240 SH   SOLE   9,240 0 0
TEXAS INSTRS INC COM 882508104   385 2,459 SH   SOLE   2,459 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102   1,485 3,039 SH   SOLE   3,039 0 0
TORTOISE ACQUISITION CORP II Equity G89554110   163 15,000 SH   SOLE   15,000 0 0
TREEHOUSE FOODS INC COM 89469A104   281 7,200 SH   SOLE   7,200 0 0
TUSCAN HLDGS CORP Equity 90069K104   621 60,977 SH   SOLE   60,977 0 0
TUSCAN HLDGS CORP II Equity 90070A103   139 13,972 SH   SOLE   13,972 0 0
UNION PAC CORP COM 907818108   329 1,616 SH   SOLE   1,616 0 0
UNITEDHEALTH GROUP INC COM 91324P102   1,084 3,048 SH   SOLE   3,048 0 0
UROGEN PHARMA LTD COM M96088105   233 10,000 SH   SOLE   10,000 0 0
US BANCORP DEL COM NEW 902973304   376 8,693 SH   SOLE   8,693 0 0
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505   385 1,750 SH   SOLE   1,750 0 0
VANGUARD BD INDEX FDS SHORT TRM BOND 921937827   327 3,956 SH   SOLE   3,956 0 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835   700 7,967 SH   SOLE   7,967 0 0
VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407   209 3,586 SH   SOLE   3,586 0 0
VANGUARD INDEX FDS TOTAL STK MKT 922908769   6,259 34,144 SH   SOLE   34,144 0 0
VANGUARD INDEX FDS MID CAP ETF 922908629   3,005 15,506 SH   SOLE   15,506 0 0
VANGUARD INDEX FDS SM CP VAL ETF 922908611   461 3,571 SH   SOLE   3,571 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553   591 6,924 SH   SOLE   6,924 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751   2,284 13,026 SH   SOLE   13,026 0 0
VANGUARD INDEX FDS GROWTH ETF 922908736   254 1,066 SH   SOLE   1,066 0 0
VANGUARD INDEX FDS S&P 500 ETF SHS 922908363   3,654 11,105 SH   SOLE   11,105 0 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858   3,422 72,613 SH   SOLE   72,613 0 0
VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866   459 6,199 SH   SOLE   6,199 0 0
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874   778 13,655 SH   SOLE   13,655 0 0
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718   330 2,933 SH   SOLE   2,933 0 0
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742   1,379 15,822 SH   SOLE   15,822 0 0
VANGUARD MUN BD FDS TAX EXEMPT BD 922907746   1,320 24,237 SH   SOLE   24,237 0 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870   309 3,210 SH   SOLE   3,210 0 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409   203 2,455 SH   SOLE   2,455 0 0
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664   652 4,650 SH   SOLE   4,650 0 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844   1,433 10,399 SH   SOLE   10,399 0 0
VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858   4,864 109,826 SH   SOLE   109,826 0 0
VARIAN MED SYS INC Equity 92220P105   417 2,425 SH   SOLE   2,425 0 0
VECTOR ACQUISITION CORP Equity G9442R100   203 20,000 SH   SOLE   20,000 0 0
VERIZON COMMUNICATIONS INC COM 92343V104   940 15,388 SH   SOLE   15,388 0 0
VESPER HEALTHCARE ACQSTN COR Equity 92538T203   206 20,100 SH   SOLE   20,100 0 0
VISA INC COM CL A 92826C839   563 2,677 SH   SOLE   2,677 0 0
WALMART INC COM 931142103   547 3,635 SH   SOLE   3,635 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103   361 1,747 SH   SOLE   1,747 0 0