The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,152 | 6,787 | SH | SOLE | 6,787 | 0 | 0 | ||
ABBOTT LABS | COM | 002824100 | 1,103 | 9,798 | SH | SOLE | 9,798 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 1,077 | 10,871 | SH | SOLE | 10,871 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | Equity | 004285102 | 395 | 38,625 | SH | SOLE | 38,625 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 907 | 3,753 | SH | SOLE | 3,753 | 0 | 0 | ||
ACE CONVERGENCE ACQU CORP | Equity | G0083D112 | 220 | 21,462 | SH | SOLE | 21,462 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | Equity | 00900T107 | 364 | 10,556 | SH | SOLE | 10,556 | 0 | 0 | ||
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 2,709 | 252,964 | SH | SOLE | 252,964 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 6,531 | 472,886 | SH | SOLE | 472,886 | 0 | 0 | ||
ALPHA ARCHITECT ETF TR | MERLYN AI BULL | 02072L706 | 250 | 7,956 | SH | SOLE | 7,956 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,044 | 589 | SH | SOLE | 589 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,201 | 1,239 | SH | SOLE | 1,239 | 0 | 0 | ||
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 280 | 12,188 | SH | SOLE | 12,188 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | Equity | G0232J101 | 154 | 15,478 | SH | SOLE | 15,478 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 763 | 244 | SH | SOLE | 244 | 0 | 0 | ||
AMCI ACQUISITION CORP | Equity | 00165R101 | 207 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 231 | 2,006 | SH | SOLE | 2,006 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 569 | 2,399 | SH | SOLE | 2,399 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | Equity | G04415108 | 250 | 24,397 | SH | SOLE | 24,397 | 0 | 0 | ||
ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | 20,029 | 1,181,650 | SH | SOLE | 1,181,650 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 142 | 18,703 | SH | SOLE | 18,703 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITION | Equity | 03768F102 | 212 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 8,003 | 67,104 | SH | SOLE | 67,104 | 0 | 0 | ||
ARTIUS ACQUISITION INC | Equity | 04316G105 | 174 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 578 | 20,005 | SH | SOLE | 20,005 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,544 | 6,790 | SH | SOLE | 6,790 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 342 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BIOHITECH GLOBAL INC | COM | 09074B107 | 24 | 18,782 | SH | SOLE | 18,782 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 340 | 12,597 | SH | SOLE | 12,597 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 1,503 | 111,528 | SH | SOLE | 111,528 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 351 | 524 | SH | SOLE | 524 | 0 | 0 | ||
BLACKROCK MUN INCOME QUALITY | COM | 092479104 | 2,010 | 140,051 | SH | SOLE | 140,051 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 8,630 | 605,638 | SH | SOLE | 605,638 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF FD | COM | 09254M105 | 1,262 | 89,614 | SH | SOLE | 89,614 | 0 | 0 | ||
BLACKROCK MUNIYIELD CALIF QU | COM | 09254N103 | 796 | 54,392 | SH | SOLE | 54,392 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 8,185 | 594,427 | SH | SOLE | 594,427 | 0 | 0 | ||
BOOKING HOLDINGS INC | COM | 09857L108 | 236 | 115 | SH | SOLE | 115 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 404 | 6,344 | SH | SOLE | 6,344 | 0 | 0 | ||
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 241 | 1,642 | SH | SOLE | 1,642 | 0 | 0 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 278 | 7,480 | SH | SOLE | 7,480 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 510 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | Equity | G1702T132 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CATERPILLAR INC DEL | COM | 149123101 | 346 | 2,013 | SH | SOLE | 2,013 | 0 | 0 | ||
CBRE GROUP INC | CL A | 12504L109 | 379 | 6,562 | SH | SOLE | 6,562 | 0 | 0 | ||
CC NEUBERGER PRINCIPAL HLDNG | Equity | G1992Y106 | 172 | 15,842 | SH | SOLE | 15,842 | 0 | 0 | ||
CF FIN ACQUISITION CORP | Equity | 12528N107 | 713 | 68,600 | SH | SOLE | 68,600 | 0 | 0 | ||
CHENIERE ENERGY INC | NOTE 4.250% 3/1 | 16411RAG4 | 8 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 355 | 4,281 | SH | SOLE | 4,281 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | Equity | 171439102 | 134 | 13,676 | SH | SOLE | 13,676 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | Equity | 171439201 | 214 | 21,396 | SH | SOLE | 21,396 | 0 | 0 | ||
CIIG MERGER CORP | Equity | 12559C202 | 104 | 10,223 | SH | SOLE | 10,223 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 662 | 15,983 | SH | SOLE | 15,983 | 0 | 0 | ||
CLIMATE CHANGE CRISIS REAL I | Equity | 18716C209 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 289 | 1,392 | SH | SOLE | 1,392 | 0 | 0 | ||
CM LIFE SCIENCES INC | Equity | 18978W208 | 131 | 12,511 | SH | SOLE | 12,511 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 757 | 4,559 | SH | SOLE | 4,559 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 597 | 11,173 | SH | SOLE | 11,173 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 453 | 9,245 | SH | SOLE | 9,245 | 0 | 0 | ||
CONAGRA BRANDS INC | COM | 205887102 | 249 | 6,920 | SH | SOLE | 6,920 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 218 | 576 | SH | SOLE | 576 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | Equity | 22564L105 | 455 | 45,295 | SH | SOLE | 45,295 | 0 | 0 | ||
DAVIDSTEA INC | COM | 238661102 | 95 | 81,500 | SH | SOLE | 81,500 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,083 | 7,824 | SH | SOLE | 7,824 | 0 | 0 | ||
DNP SELECT INCOME FD INC | COM | 23325P104 | 1,793 | 172,916 | SH | SOLE | 172,916 | 0 | 0 | ||
DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | 179 | 11,100 | SH | SOLE | 11,100 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 1,086 | 75,243 | SH | SOLE | 75,243 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 254 | 2,676 | SH | SOLE | 2,676 | 0 | 0 | ||
DUNKIN BRANDS GROUP INC | COM | 265504100 | 255 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 6,053 | 540,946 | SH | SOLE | 540,946 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | Equity | 26873Y203 | 144 | 14,250 | SH | SOLE | 14,250 | 0 | 0 | ||
EAST RES ACQUISITION CO | Equity | 274681204 | 370 | 36,682 | SH | SOLE | 36,682 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 1,565 | 135,303 | SH | SOLE | 135,303 | 0 | 0 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 4,457 | 372,941 | SH | SOLE | 372,941 | 0 | 0 | ||
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 2,424 | 190,693 | SH | SOLE | 190,693 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 229 | 1,098 | SH | SOLE | 1,098 | 0 | 0 | ||
ENTERCOM COMMUNICATIONS CORP | CL A | 293639100 | 25 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
EQUITY DISTR ACQUISITION COR | Equity | 29465E205 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 364 | 10,091 | SH | SOLE | 10,091 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 947 | 3,418 | SH | SOLE | 3,418 | 0 | 0 | ||
FALCON CAPITAL ACQUISITN COR | Equity | 30606L207 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 339 | 1,248 | SH | SOLE | 1,248 | 0 | 0 | ||
FG NEW AMER ACQUISITION CORP | Equity | 30259V205 | 601 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 296 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MERGER ARBITRA | 33740J203 | 1,259 | 64,506 | SH | SOLE | 64,506 | 0 | 0 | ||
FIRST TR EXCH TRD ALPHDX FD | ASIA EX JAPAN | 33737J109 | 4,343 | 148,726 | SH | SOLE | 148,726 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 240 | 11,408 | SH | SOLE | 11,408 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION I | Equity | 349642207 | 147 | 14,225 | SH | SOLE | 14,225 | 0 | 0 | ||
FORUM MERGER III CORP | Equity | 349885103 | 172 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | Equity | G37288118 | 101 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
FUSION ACQUISITION CORP | Equity | 36118H204 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GALECTIN THERAPEUTICS INC | COM NEW | 363225202 | 42 | 15,439 | SH | SOLE | 15,439 | 0 | 0 | ||
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 1,930 | 46,329 | SH | SOLE | 46,329 | 0 | 0 | ||
GIGCAPITAL2 INC | Equity | 375036100 | 186 | 18,352 | SH | SOLE | 18,352 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 1,541 | 62,267 | SH | SOLE | 62,267 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 439 | 2,002 | SH | SOLE | 2,002 | 0 | 0 | ||
GX ACQUISITION CORP | Equity | 36251A107 | 279 | 26,573 | SH | SOLE | 26,573 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | Equity | 42087L101 | 757 | 75,690 | SH | SOLE | 75,690 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 763 | 2,752 | SH | SOLE | 2,752 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 427 | 2,119 | SH | SOLE | 2,119 | 0 | 0 | ||
IAC INTERACTIVECORP NEW | COM | 44891N109 | 336 | 2,481 | SH | SOLE | 2,481 | 0 | 0 | ||
IMMUNOMEDICS INC | Equity | 452907108 | 364 | 4,280 | SH | SOLE | 4,280 | 0 | 0 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 392 | 2,571 | SH | SOLE | 2,571 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 671 | 14,755 | SH | SOLE | 14,755 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 226 | 1,934 | SH | SOLE | 1,934 | 0 | 0 | ||
INVESCO CALIF MUN INCOME TR | COM | 46132P108 | 2,968 | 196,434 | SH | SOLE | 196,434 | 0 | 0 | ||
INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 2,624 | 268,825 | SH | SOLE | 268,825 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | GLOBAL DRGN CN | 46137V571 | 237 | 3,976 | SH | SOLE | 3,976 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 347 | 1,194 | SH | SOLE | 1,194 | 0 | 0 | ||
INVESCO QUALITY MUN INCOME T | COM | 46133G107 | 2,969 | 238,094 | SH | SOLE | 238,094 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 4,190 | 1,102,577 | SH | SOLE | 1,102,577 | 0 | 0 | ||
INVESTMENT MANAGERS SER TR | KNLDG LD ETF | 46143U849 | 2,017 | 50,240 | SH | SOLE | 50,240 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 4,113 | 228,501 | SH | SOLE | 228,501 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,168 | 20,193 | SH | SOLE | 20,193 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 2,409 | 11,422 | SH | SOLE | 11,422 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 798 | 9,760 | SH | SOLE | 9,760 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 7,692 | 21,407 | SH | SOLE | 21,407 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,276 | 9,815 | SH | SOLE | 9,815 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,451 | 6,406 | SH | SOLE | 6,406 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,318 | 13,360 | SH | SOLE | 13,360 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 6,309 | 90,949 | SH | SOLE | 90,949 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 2,102 | 32,962 | SH | SOLE | 32,962 | 0 | 0 | ||
ISHARES TR | COHEN STEER REIT | 464287564 | 1,595 | 14,528 | SH | SOLE | 14,528 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 701 | 2,902 | SH | SOLE | 2,902 | 0 | 0 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 450 | 1,422 | SH | SOLE | 1,422 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 212 | 1,505 | SH | SOLE | 1,505 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 27,988 | 324,194 | SH | SOLE | 324,194 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 421 | 8,708 | SH | SOLE | 8,708 | 0 | 0 | ||
ISHARES TR | S&P 100 ETF | 464287101 | 952 | 5,787 | SH | SOLE | 5,787 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 1,374 | 16,292 | SH | SOLE | 16,292 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,177 | 10,005 | SH | SOLE | 10,005 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 3,108 | 33,849 | SH | SOLE | 33,849 | 0 | 0 | ||
ISHARES TR | MSCI USA ESG SLC | 464288802 | 820 | 5,219 | SH | SOLE | 5,219 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 2,875 | 35,380 | SH | SOLE | 35,380 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 401 | 7,300 | SH | SOLE | 7,300 | 0 | 0 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 799 | 5,867 | SH | SOLE | 5,867 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 298 | 10,838 | SH | SOLE | 10,838 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,281 | 11,037 | SH | SOLE | 11,037 | 0 | 0 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 203 | 3,330 | SH | SOLE | 3,330 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 305 | 4,842 | SH | SOLE | 4,842 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,599 | 25,594 | SH | SOLE | 25,594 | 0 | 0 | ||
ISHARES TR | MSCI ACWI ETF | 464288257 | 3,183 | 37,011 | SH | SOLE | 37,011 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 6,446 | 59,718 | SH | SOLE | 59,718 | 0 | 0 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 312 | 4,932 | SH | SOLE | 4,932 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 1,459 | 22,316 | SH | SOLE | 22,316 | 0 | 0 | ||
ISHARES TR | ULTR SH TRM BD | 46434V878 | 607 | 12,022 | SH | SOLE | 12,022 | 0 | 0 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 719 | 28,568 | SH | SOLE | 28,568 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 692 | 27,700 | SH | SOLE | 27,700 | 0 | 0 | ||
ISHARES TR | IBONDS DEC23 ETF | 46434VAX8 | 726 | 27,710 | SH | SOLE | 27,710 | 0 | 0 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 540 | 21,107 | SH | SOLE | 21,107 | 0 | 0 | ||
ISHARES TR | CORE INTL AGGR | 46435G672 | 415 | 7,441 | SH | SOLE | 7,441 | 0 | 0 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 771 | 13,210 | SH | SOLE | 13,210 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,064 | 7,095 | SH | SOLE | 7,095 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,464 | 21,597 | SH | SOLE | 21,597 | 0 | 0 | ||
JUNIPER INDL HLDGS INC | Equity | 48205G106 | 209 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 134 | 24,863 | SH | SOLE | 24,863 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 295 | 2,072 | SH | SOLE | 2,072 | 0 | 0 | ||
LIONHEART ACQUISITION CORP I | Equity | 53625R203 | 199 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
LIVONGO HEALTH INC | Equity | 539183103 | 771 | 5,508 | SH | SOLE | 5,508 | 0 | 0 | ||
LYFT INC | CL A COM | 55087P104 | 2,720 | 72,464 | SH | SOLE | 72,464 | 0 | 0 | ||
MALACCA STRAITS ACQUISITION | Equity | G5859B125 | 366 | 36,800 | SH | SOLE | 36,800 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 400 | 1,194 | SH | SOLE | 1,194 | 0 | 0 | ||
MATCH GROUP INC NEW | COM | 57667L107 | 564 | 4,286 | SH | SOLE | 4,286 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 540 | 2,531 | SH | SOLE | 2,531 | 0 | 0 | ||
MCEWEN MNG INC | COM | 58039P107 | 10 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 202 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 564 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 3,655 | 16,882 | SH | SOLE | 16,882 | 0 | 0 | ||
MOMENTA PHARMACEUTICALS INC | Equity | 60877T100 | 288 | 5,489 | SH | SOLE | 5,489 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | Equity | 609754106 | 353 | 34,494 | SH | SOLE | 34,494 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 379 | 6,702 | SH | SOLE | 6,702 | 0 | 0 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 256 | 1,501 | SH | SOLE | 1,501 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | Equity | 636220303 | 469 | 13,890 | SH | SOLE | 13,890 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 1,238 | 93,468 | SH | SOLE | 93,468 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITION | Equity | 64822P106 | 392 | 38,961 | SH | SOLE | 38,961 | 0 | 0 | ||
NEWELL BRANDS INC | COM | 651229106 | 200 | 10,145 | SH | SOLE | 10,145 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 624 | 8,084 | SH | SOLE | 8,084 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 320 | 2,496 | SH | SOLE | 2,496 | 0 | 0 | ||
NORTH MOUNTAIN MERGER CORP | Equity | 661204206 | 173 | 16,954 | SH | SOLE | 16,954 | 0 | 0 | ||
NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 | 9 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NORTHERN GENESIS ACQUISITION | Equity | 66516T203 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 538 | 5,926 | SH | SOLE | 5,926 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 5,104 | 349,330 | SH | SOLE | 349,330 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 765 | 51,888 | SH | SOLE | 51,888 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 3,920 | 470,603 | SH | SOLE | 470,603 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 5,127 | 349,270 | SH | SOLE | 349,270 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 265 | 498 | SH | SOLE | 498 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | Equity | G6715X129 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 425 | 2,252 | SH | SOLE | 2,252 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 819 | 5,661 | SH | SOLE | 5,661 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,734 | 44,904 | SH | SOLE | 44,904 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 3,518 | 261,182 | SH | SOLE | 261,182 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 4,979 | 352,353 | SH | SOLE | 352,353 | 0 | 0 | ||
PMV CONSUMER ACQUISITION COR | Equity | 693486201 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PRA GROUP INC | COM | 69354N106 | 2,363 | 61,336 | SH | SOLE | 61,336 | 0 | 0 | ||
PRIME IMPACT ACQUISITION I | Equity | G61074111 | 130 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 2,619 | 18,151 | SH | SOLE | 18,151 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 279 | 3,818 | SH | SOLE | 3,818 | 0 | 0 | ||
QELL ACQUISITION CORP | Equity | G7307X121 | 203 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
REDBALL ACQUISITION CORP | Equity | G7417R121 | 160 | 15,100 | SH | SOLE | 15,100 | 0 | 0 | ||
RENN FD INC | COM | 759720105 | 19 | 12,703 | SH | SOLE | 12,703 | 0 | 0 | ||
RIVERNORTH SPECIALTY FIN COR | COM | 76882B108 | 2,408 | 161,857 | SH | SOLE | 161,857 | 0 | 0 | ||
RMG ACQUISITION CORP | Equity | 749641106 | 214 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ROSETTA STONE INC | Equity | 777780107 | 328 | 10,953 | SH | SOLE | 10,953 | 0 | 0 | ||
RPM INTL INC | COM | 749685103 | 324 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
SC HEALTH CORP | Equity | G78516203 | 319 | 31,604 | SH | SOLE | 31,604 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,170 | 48,634 | SH | SOLE | 48,634 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 3,077 | 90,307 | SH | SOLE | 90,307 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 3,256 | 37,763 | SH | SOLE | 37,763 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,324 | 16,768 | SH | SOLE | 16,768 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 279 | 7,986 | SH | SOLE | 7,986 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 1,737 | 59,492 | SH | SOLE | 59,492 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 28,411 | 552,853 | SH | SOLE | 552,853 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,130 | 18,090 | SH | SOLE | 18,090 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 639 | 11,436 | SH | SOLE | 11,436 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 303 | 11,545 | SH | SOLE | 11,545 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 248 | 7,330 | SH | SOLE | 7,330 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 270 | 9,997 | SH | SOLE | 9,997 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 802 | 6,619 | SH | SOLE | 6,619 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 295 | 2,627 | SH | SOLE | 2,627 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 517 | 1,017 | SH | SOLE | 1,017 | 0 | 0 | ||
SERVICESOURCE INTL INC | COM | 81763U100 | 121 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | Equity | G8136L106 | 478 | 47,168 | SH | SOLE | 47,168 | 0 | 0 | ||
SOCIAL CAP HEDSPIA HLDG CO I | Equity | G8251K107 | 249 | 20,011 | SH | SOLE | 20,011 | 0 | 0 | ||
SOFTWARE ACQUISITN GRUP INC | Equity | 83407F200 | 199 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SOUTH MTN MERGER CORP | Equity | 838884104 | 209 | 19,970 | SH | SOLE | 19,970 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,609 | 9,083 | SH | SOLE | 9,083 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 5,725 | 143,640 | SH | SOLE | 143,640 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 16,877 | 532,560 | SH | SOLE | 532,560 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 17,221 | 48,090 | SH | SOLE | 48,090 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 830 | 16,673 | SH | SOLE | 16,673 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 5,400 | 145,463 | SH | SOLE | 145,463 | 0 | 0 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 292 | 2,742 | SH | SOLE | 2,742 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 15,262 | 362,609 | SH | SOLE | 362,609 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 5,828 | 182,937 | SH | SOLE | 182,937 | 0 | 0 | ||
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 340 | 18,092 | SH | SOLE | 18,092 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | Equity | 85236Q109 | 405 | 40,202 | SH | SOLE | 40,202 | 0 | 0 | ||
STARBOARD VALUE ACQUISITN CO | Equity | 85521J208 | 112 | 11,098 | SH | SOLE | 11,098 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 239 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | Equity | 87403Q201 | 201 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 406 | 2,495 | SH | SOLE | 2,495 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 2,470 | 473,188 | SH | SOLE | 473,188 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,775 | 9,240 | SH | SOLE | 9,240 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 385 | 2,459 | SH | SOLE | 2,459 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,485 | 3,039 | SH | SOLE | 3,039 | 0 | 0 | ||
TORTOISE ACQUISITION CORP II | Equity | G89554110 | 163 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TREEHOUSE FOODS INC | COM | 89469A104 | 281 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
TUSCAN HLDGS CORP | Equity | 90069K104 | 621 | 60,977 | SH | SOLE | 60,977 | 0 | 0 | ||
TUSCAN HLDGS CORP II | Equity | 90070A103 | 139 | 13,972 | SH | SOLE | 13,972 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 329 | 1,616 | SH | SOLE | 1,616 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,084 | 3,048 | SH | SOLE | 3,048 | 0 | 0 | ||
UROGEN PHARMA LTD | COM | M96088105 | 233 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 376 | 8,693 | SH | SOLE | 8,693 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 385 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 327 | 3,956 | SH | SOLE | 3,956 | 0 | 0 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 700 | 7,967 | SH | SOLE | 7,967 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 209 | 3,586 | SH | SOLE | 3,586 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 6,259 | 34,144 | SH | SOLE | 34,144 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 3,005 | 15,506 | SH | SOLE | 15,506 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 461 | 3,571 | SH | SOLE | 3,571 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 591 | 6,924 | SH | SOLE | 6,924 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,284 | 13,026 | SH | SOLE | 13,026 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 254 | 1,066 | SH | SOLE | 1,066 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,654 | 11,105 | SH | SOLE | 11,105 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,422 | 72,613 | SH | SOLE | 72,613 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | 459 | 6,199 | SH | SOLE | 6,199 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 778 | 13,655 | SH | SOLE | 13,655 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 330 | 2,933 | SH | SOLE | 2,933 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 1,379 | 15,822 | SH | SOLE | 15,822 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 1,320 | 24,237 | SH | SOLE | 24,237 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 309 | 3,210 | SH | SOLE | 3,210 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 203 | 2,455 | SH | SOLE | 2,455 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 652 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 1,433 | 10,399 | SH | SOLE | 10,399 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 4,864 | 109,826 | SH | SOLE | 109,826 | 0 | 0 | ||
VARIAN MED SYS INC | Equity | 92220P105 | 417 | 2,425 | SH | SOLE | 2,425 | 0 | 0 | ||
VECTOR ACQUISITION CORP | Equity | G9442R100 | 203 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 940 | 15,388 | SH | SOLE | 15,388 | 0 | 0 | ||
VESPER HEALTHCARE ACQSTN COR | Equity | 92538T203 | 206 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 563 | 2,677 | SH | SOLE | 2,677 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 547 | 3,635 | SH | SOLE | 3,635 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 361 | 1,747 | SH | SOLE | 1,747 | 0 | 0 |