0001682021-20-000006.txt : 20200813 0001682021-20-000006.hdr.sgml : 20200813 20200813170356 ACCESSION NUMBER: 0001682021-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Capital Management, LLC CENTRAL INDEX KEY: 0001682021 IRS NUMBER: 453825664 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18047 FILM NUMBER: 201100136 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001682021 XXXXXXXX 06-30-2020 06-30-2020 false Vivaldi Capital Management, LLC

225 W. Wacker Drive - Suite 2100 Chicago IL 60606

13F HOLDINGS REPORT 028-18047 N Jennifer Yong 312-248-8300 Jennifer Yong Chicago IL 08-13-2020 0 267 480402 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 1114 6781 SH SOLE 6781 0 0 ABBOTT LABS COM 002824100 1020 10131 SH SOLE 10131 0 0 ABBVIE INC COM 00287Y109 1059 11087 SH SOLE 11087 0 0 ACAMAR PARTNERS ACQSITION CO Equity 004285102 499 48725 SH SOLE 48725 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 943 4105 SH SOLE 4105 0 0 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 2979 276335 SH SOLE 276335 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 7388 533831 SH SOLE 533831 0 0 ALPHA ARCHITECT ETF TR MERLYN AI BULL 02072L706 250 7956 SH SOLE 7956 0 0 ALPHABET INC CAP STK CL C 02079K107 1643 1091 SH SOLE 1091 0 0 ALPHABET INC CAP STK CL A 02079K305 699 464 SH SOLE 464 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 317 12188 SH SOLE 12188 0 0 AMAZON COM INC COM 023135106 734 232 SH SOLE 232 0 0 AMGEN INC COM 031162100 567 2344 SH SOLE 2344 0 0 ANDINA ACQUISITION CORP III Equity G04415108 194 18937 SH SOLE 18937 0 0 ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 42535 2565467 SH SOLE 2565467 0 0 APEX TECHNOLOGY ACQUISITION Equity 03768F201 287 25000 SH SOLE 25000 0 0 APPLE INC COM 037833100 8156 18044 SH SOLE 18044 0 0 AT&T INC COM 00206R102 614 20339 SH SOLE 20339 0 0 BECTON DICKINSON & CO COM 075887109 210 815 SH SOLE 815 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1445 6777 SH SOLE 6777 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 1 0 0 BIOHITECH GLOBAL INC COM 09074B107 31 18782 SH SOLE 18782 0 0 BK OF AMERICA CORP COM 060505104 340 12712 SH SOLE 12712 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1755 125111 SH SOLE 125111 0 0 BLACKROCK INC COM 09247X101 319 541 SH SOLE 541 0 0 BLACKROCK MUN INCOME QUALITY COM 092479104 2423 166513 SH SOLE 166513 0 0 BLACKROCK MUNI INTER DR FD I COM 09253X102 10178 695211 SH SOLE 695211 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 1488 100684 SH SOLE 100684 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 913 60407 SH SOLE 60407 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 9433 683556 SH SOLE 683556 0 0 BOOKING HOLDINGS INC COM 09857L108 210 116 SH SOLE 116 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 412 6475 SH SOLE 6475 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 298 2142 SH SOLE 2142 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 764 22565 SH SOLE 22565 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 454 10000 SH SOLE 10000 0 0 CAESARS ENTMT CORP Equity 127686103 369 30400 SH SOLE 30400 0 0 CBRE GROUP INC CL A 12504L109 310 6562 SH SOLE 6562 0 0 CC NEUBERGER PRINCIPAL HLDNG Equity G1992Y106 265 25000 SH SOLE 25000 0 0 CF FIN ACQUISITION CORP Equity 12528N107 456 42008 SH SOLE 42008 0 0 CF INDS HLDGS INC COM 125269100 206 5918 SH SOLE 5918 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 7 10000 PRN SOLE 10000 0 0 CHEVRON CORP NEW COM 166764100 391 4305 SH SOLE 4305 0 0 CHURCHILL CAP CORP III Equity 17144C104 270 24993 SH SOLE 24993 0 0 CIIG MERGER CORP Equity 12559C202 535 52223 SH SOLE 52223 0 0 CISCO SYS INC COM 17275R102 679 14125 SH SOLE 14125 0 0 CITIGROUP INC COM NEW 172967424 352 6593 SH SOLE 6593 0 0 CLOROX CO DEL COM 189054109 316 1392 SH SOLE 1392 0 0 CME GROUP INC COM 12572Q105 779 4583 SH SOLE 4583 0 0 COCA COLA CO COM 191216100 588 12142 SH SOLE 12142 0 0 COMCAST CORP NEW CL A 20030N101 409 9429 SH SOLE 9429 0 0 CONAGRA BRANDS INC COM 205887102 360 9520 SH SOLE 9520 0 0 COSTCO WHSL CORP NEW COM 22160K105 218 646 SH SOLE 646 0 0 DAVIDSTEA INC COM 238661102 74 81500 SH SOLE 81500 0 0 DIAMONDPEAK HLDGS COR Equity 25280H100 182 17623 SH SOLE 17623 0 0 DICKS SPORTING GOODS INC COM 253393102 307 6650 SH SOLE 6650 0 0 DISNEY WALT CO COM DISNEY 254687106 1158 8788 SH SOLE 8788 0 0 DNP SELECT INCOME FD COM 23325P104 1870 171916 SH SOLE 171916 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 180 11100 SH SOLE 11100 0 0 DTF TAX-FREE INCOME INC COM 23334J107 1283 88484 SH SOLE 88484 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 242 2867 SH SOLE 2867 0 0 DUNKIN BRANDS GROUP INC COM 265504100 257 3600 SH SOLE 3600 0 0 DWS MUN INCOME TR COM 233368109 6923 604858 SH SOLE 604858 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 1764 149637 SH SOLE 149637 0 0 EATON VANCE LTD DURATION INC COM 27828H105 4810 411428 SH SOLE 411428 0 0 EATON VANCE MUN BD FD COM 27827X101 1610 120361 SH SOLE 120361 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 2501 210871 SH SOLE 210871 0 0 ECOLAB INC COM 278865100 239 1203 SH SOLE 1203 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 19 12600 SH SOLE 12600 0 0 EXCHANGE LISTED FDS TR KNLDG LD WD ETF 30151E608 1856 49934 SH SOLE 49934 0 0 EXCHANGE TRADED CONCEPTS TR KNLDG LD WD 46143U849 1856 49934 SH SOLE 49934 0 0 EXXON MOBIL CORP COM 30231G102 475 10780 SH SOLE 10780 0 0 FACEBOOK INC CL A 30303M102 6152 23672 SH SOLE 23672 0 0 FAR PT ACQUISITION CORP Equity 30734W109 599 58500 SH SOLE 58500 0 0 FEDEX CORP COM 31428X106 252 1248 SH SOLE 1248 0 0 FINTECH ACQUISITION CORP III Equity 31811A101 210 18798 SH SOLE 18798 0 0 FIRST TR EXCH TRADED FD III MERGER ARBITRA 33740J203 1274 65437 SH SOLE 65437 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 291 15000 SH SOLE 15000 0 0 FIRST TR EXCH TRD ALPHDX FD ASIA EX JAPAN 33737J109 4106 150064 SH SOLE 150064 0 0 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 244 11408 SH SOLE 11408 0 0 FLYING EAGLE ACQUISITION COR Equity 34407Y103 464 42261 SH SOLE 42261 0 0 FUSION ACQUISITION CORP Equity 36118H204 374 36800 SH SOLE 36800 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 40 15439 SH SOLE 15439 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 2612 67210 SH SOLE 67210 0 0 GIGCAPITAL2 INC Equity 375036100 186 18352 SH SOLE 18352 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 1728 61996 SH SOLE 61996 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 244 9066 SH SOLE 9066 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 428 2018 SH SOLE 2018 0 0 GORES METROPOULOS INC Equity 382872109 226 21160 SH SOLE 21160 0 0 GS ACQUISITION HLDGS CORP II Equity 36258Q204 193 18400 SH SOLE 18400 0 0 GX ACQUISITION CORP Equity 36251A107 302 29605 SH SOLE 29605 0 0 HENNESSY CAP ACQUSTION CORP Equity 42589C104 232 21548 SH SOLE 21548 0 0 HOME DEPOT INC COM 437076102 792 2814 SH SOLE 2814 0 0 HONEYWELL INTL INC COM 438516106 353 2207 SH SOLE 2207 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 276 2350 SH SOLE 2350 0 0 INTEL CORP COM 458140100 751 15261 SH SOLE 15261 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 304 2398 SH SOLE 2398 0 0 INVESCO CALIF MUN INCOME TR COM 46132P108 3545 230612 SH SOLE 230612 0 0 INVESCO DYNAMIC CR OPPORTUNI COM 46132R104 2696 295595 SH SOLE 295595 0 0 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 209 3976 SH SOLE 3976 0 0 INVESCO MUN TR COM 46131J103 427 34006 SH SOLE 34006 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 324 1193 SH SOLE 1193 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 3543 279196 SH SOLE 279196 0 0 INVESCO SR INCOME TR COM 46131H107 4305 1202595 SH SOLE 1202595 0 0 ISHARES GOLD TRUST ISHARES 464285105 2690 147819 SH SOLE 147819 0 0 ISHARES INC CORE MSCI EMKT 46434G103 953 17940 SH SOLE 17940 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 31304 361898 SH SOLE 361898 0 0 ISHARES TR CORE S&P500 ETF 464287200 7361 21727 SH SOLE 21727 0 0 ISHARES TR MSCI EAFE ETF 464287465 6082 92873 SH SOLE 92873 0 0 ISHARES TR MSCI ACWI ETF 464288257 3468 43065 SH SOLE 43065 0 0 ISHARES TR SELECT DIVID ETF 464287168 3138 36188 SH SOLE 36188 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2238 11450 SH SOLE 11450 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2156 13686 SH SOLE 13686 0 0 ISHARES TR RUS MID CAP ETF 464287499 1926 32962 SH SOLE 32962 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1800 28519 SH SOLE 28519 0 0 ISHARES TR CORE S&P TTL STK 464287150 1533 20163 SH SOLE 20163 0 0 ISHARES TR COHEN STEER REIT 464287564 1526 14481 SH SOLE 14481 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1434 23238 SH SOLE 23238 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1411 12055 SH SOLE 12055 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1354 6406 SH SOLE 6406 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 1258 16292 SH SOLE 16292 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1199 9813 SH SOLE 9813 0 0 ISHARES TR CORE US AGGBD ET 464287226 1193 10044 SH SOLE 10044 0 0 ISHARES TR S&P 100 ETF 464287101 1092 6990 SH SOLE 6990 0 0 ISHARES TR CORE S&P SCP ETF 464287804 858 11294 SH SOLE 11294 0 0 ISHARES TR MSCI USA ESG SLC 464288802 765 5219 SH SOLE 5219 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 755 28770 SH SOLE 28770 0 0 ISHARES TR MSCI KLD400 SOC 464288570 750 5867 SH SOLE 5867 0 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 733 29045 SH SOLE 29045 0 0 ISHARES TR CORE MSCI INTL 46435G326 730 13210 SH SOLE 13210 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 707 28168 SH SOLE 28168 0 0 ISHARES TR US HLTHCARE ETF 464287762 644 2797 SH SOLE 2797 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 552 21517 SH SOLE 21517 0 0 ISHARES TR SHORT TREAS BD 464288679 499 4507 SH SOLE 4507 0 0 ISHARES TR CORE INTL AGGR 46435G672 414 7441 SH SOLE 7441 0 0 ISHARES TR SH TR CRPORT ETF 464288646 401 7300 SH SOLE 7300 0 0 ISHARES TR U.S. TECH ETF 464287721 394 1342 SH SOLE 1342 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 387 8708 SH SOLE 8708 0 0 ISHARES TR EAFE SML CP ETF 464288273 297 5087 SH SOLE 5087 0 0 ISHARES TR INTL SEL DIV ETF 464288448 296 10981 SH SOLE 10981 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 293 4932 SH SOLE 4932 0 0 ISHARES TR SP SMCP600VL ETF 464287879 273 2036 SH SOLE 2036 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 261 3025 SH SOLE 3025 0 0 ISHARES TR INTRM TR CRP ETF 464288638 204 3330 SH SOLE 3330 0 0 ISHARES TR NASDAQ BIOTECH 464287556 201 1505 SH SOLE 1505 0 0 JAWS ACQUISITION CORP Equity G50744120 156 15000 SH SOLE 15000 0 0 JOHNSON & JOHNSON COM 478160104 1078 7201 SH SOLE 7201 0 0 JPMORGAN CHASE & CO COM 46625H100 2293 22275 SH SOLE 22275 0 0 JUNIPER INDL HLDGS INC Equity 48205G106 199 20000 SH SOLE 20000 0 0 JUNIPER INDL HLDGS INC Equity 48205G205 400 38849 SH SOLE 38849 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 141 26863 SH SOLE 26863 0 0 KENSINGTON CAP ACQUISITION C Equity 490073202 369 36800 SH SOLE 36800 0 0 LEGG MASON INC Equity 524901105 618 12427 SH SOLE 12427 0 0 LILLY ELI & CO COM 532457108 398 2611 SH SOLE 2611 0 0 LOGMEIN INC Equity 54142L109 577 6801 SH SOLE 6801 0 0 LYFT INC CL A COM 55087P104 2212 72464 SH SOLE 72464 0 0 MASTERCARD INCORPORATED CL A 57636Q104 436 1330 SH SOLE 1330 0 0 MCDONALDS CORP COM 580135101 530 2574 SH SOLE 2574 0 0 MCEWEN MNG INC COM 58039P107 12 10000 SH SOLE 10000 0 0 MERCK & CO. INC COM 58933Y105 298 3610 SH SOLE 3610 0 0 MICROSOFT CORP COM 594918104 3380 16157 SH SOLE 16157 0 0 MORGAN STANLEY COM NEW 617446448 356 6809 SH SOLE 6809 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 216 1489 SH SOLE 1489 0 0 NETFIN ACQUISITION CORP Equity G6455A107 530 49277 SH SOLE 49277 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 1402 103210 SH SOLE 103210 0 0 NEW PROVIDENCE ACQUISITION Equity 64822P106 342 33961 SH SOLE 33961 0 0 NEWELL BRANDS INC COM 651229106 182 10645 SH SOLE 10645 0 0 NEXTERA ENERGY INC COM 65339F101 575 2021 SH SOLE 2021 0 0 NIKE INC CL B 654106103 286 2718 SH SOLE 2718 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 15 10000 SH SOLE 10000 0 0 NORTHERN TR CORP COM 665859104 498 5926 SH SOLE 5926 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 6019 409707 SH SOLE 409707 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 866 57286 SH SOLE 57286 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 4337 528948 SH SOLE 528948 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 204 8103 SH SOLE 8103 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 6081 407823 SH SOLE 407823 0 0 NVIDIA CORPORATION COM 67066G104 243 531 SH SOLE 531 0 0 PAYPAL HLDGS INC COM 70450Y103 482 2521 SH SOLE 2521 0 0 PEPSICO INC COM 713448108 789 5726 SH SOLE 5726 0 0 PFIZER INC COM 717081103 1780 46427 SH SOLE 46427 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 3871 286529 SH SOLE 286529 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 5441 386743 SH SOLE 386743 0 0 PIVOTAL INVT CORP II Equity 72582K100 439 43235 SH SOLE 43235 0 0 PORTOLA PHARMACEUTICALS INC Equity 737010108 202 11237 SH SOLE 11237 0 0 PRA GROUP INC COM 69354N106 2740 61336 SH SOLE 61336 0 0 PROCTER AND GAMBLE CO COM 742718109 2469 18229 SH SOLE 18229 0 0 PRUDENTIAL FINL INC COM 744320102 214 3068 SH SOLE 3068 0 0 RENN FD INC COM 759720105 17 12703 SH SOLE 12703 0 0 RIVERNORTH SPECIALTY FIN COR COM 76882B108 2591 174504 SH SOLE 174504 0 0 RMG ACQUISITION CORP Equity 749641106 205 20000 SH SOLE 20000 0 0 RPM INTL INC COM 749685103 305 3600 SH SOLE 3600 0 0 SC HEALTH CORP Equity G78516203 320 31604 SH SOLE 31604 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 31076 603066 SH SOLE 603066 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4415 54945 SH SOLE 54945 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3083 38032 SH SOLE 38032 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2827 87810 SH SOLE 87810 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1630 60645 SH SOLE 60645 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1213 16938 SH SOLE 16938 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 1069 18611 SH SOLE 18611 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 703 12451 SH SOLE 12451 0 0 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 336 13400 SH SOLE 13400 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 293 8977 SH SOLE 8977 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 759 6667 SH SOLE 6667 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 335 3123 SH SOLE 3123 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 244 9679 SH SOLE 9679 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 226 5870 SH SOLE 5870 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 218 3580 SH SOLE 3580 0 0 SERVICENOW INC COM 81762P102 433 1014 SH SOLE 1014 0 0 SERVICESOURCE INTL INC COM 81763U100 143 87500 SH SOLE 87500 0 0 SILVER SPIKE ACQUISITION COR Equity G8136L106 478 47168 SH SOLE 47168 0 0 SOCIAL CAP HEDSPIA HLDG CO I Equity G8251K123 138 11585 SH SOLE 11585 0 0 SOUTH MTN MERGER CORP Equity 838884203 212 19971 SH SOLE 19971 0 0 SPARTAN ENERGY ACQUISITION C Equity 846784106 539 50307 SH SOLE 50307 0 0 SPDR GOLD TR GOLD SHS 78463V107 1494 8341 SH SOLE 8341 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 15748 526685 SH SOLE 526685 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5258 143338 SH SOLE 143338 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 17323 51336 SH SOLE 51336 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 14433 364182 SH SOLE 364182 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 5483 185436 SH SOLE 185436 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 5056 147156 SH SOLE 147156 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 833 16673 SH SOLE 16673 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 334 3175 SH SOLE 3175 0 0 SPDR SER TR DJ REIT ETF 78464A607 231 2821 SH SOLE 2821 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 372 19283 SH SOLE 19283 0 0 STARBUCKS CORP COM 855244109 216 2728 SH SOLE 2728 0 0 TARGET CORP COM 87612E106 345 2562 SH SOLE 2562 0 0 TD AMERITRADE HLDG CORP Equity 87236Y108 288 7916 SH SOLE 7916 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2813 516135 SH SOLE 516135 0 0 TESLA INC COM 88160R101 3725 2396 SH SOLE 2396 0 0 TEXAS INSTRS INC COM 882508104 422 3042 SH SOLE 3042 0 0 TEXAS PAC LD TR SUB CTF PROP I T 882610108 206 349 SH SOLE 349 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1321 3173 SH SOLE 3173 0 0 TREBIA ACQUISITION CORP Equity G9027T125 288 27600 SH SOLE 27600 0 0 TREEHOUSE FOODS INC COM 89469A104 312 7200 SH SOLE 7200 0 0 TRINE ACQUISITION CORP Equity 89628U108 371 35546 SH SOLE 35546 0 0 TUSCAN HOLDINGS CORP Equity 90069K104 436 42577 SH SOLE 42577 0 0 U S GLOBAL INVS INC CL A 902952100 34 10000 SH SOLE 10000 0 0 UNION PAC CORP COM 907818108 364 1899 SH SOLE 1899 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1023 3173 SH SOLE 3173 0 0 UROGEN PHARMA LTD COM M96088105 255 11000 SH SOLE 11000 0 0 US BANCORP DEL COM NEW 902973304 327 8638 SH SOLE 8638 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 361 1750 SH SOLE 1750 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 262 2947 SH SOLE 2947 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 220 2651 SH SOLE 2651 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 208 3586 SH SOLE 3586 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6199 36219 SH SOLE 36219 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3506 11309 SH SOLE 11309 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2839 15955 SH SOLE 15955 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1938 12204 SH SOLE 12204 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 457 5562 SH SOLE 5562 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 420 3561 SH SOLE 3561 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 237 1066 SH SOLE 1066 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3324 75879 SH SOLE 75879 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1079 13183 SH SOLE 13183 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 742 13491 SH SOLE 13491 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 431 6314 SH SOLE 6314 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 315 2965 SH SOLE 2965 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1301 23673 SH SOLE 23673 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 591 4650 SH SOLE 4650 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 353 4260 SH SOLE 4260 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 312 3236 SH SOLE 3236 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1997 15584 SH SOLE 15584 0 0 VANGUARD TAX-MANAGED FDS FTSE DEV MKT ETF 921943858 4708 111811 SH SOLE 111811 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 206 2444 SH SOLE 2444 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 904 15426 SH SOLE 15426 0 0 VISA INC COM CL A 92826C839 577 2903 SH SOLE 2903 0 0 WALMART INC COM 931142103 460 3485 SH SOLE 3485 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 341 1747 SH SOLE 1747 0 0