The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO Equity 88579Y101 1,153 6,650 SH   SOLE   6,650 0 0
ABBOTT LABS Equity 002824100 1,243 14,775 SH   SOLE   14,775 0 0
ABBVIE INC Equity 00287Y109 1,160 15,953 SH   SOLE   15,953 0 0
ACCENTURE PLC IRELAND Equity G1151C101 884 4,784 SH   SOLE   4,784 0 0
ACORDA THERAPEUTICS INC Equity 00484MAA4 13 15,000 SH   SOLE   15,000 0 0
AIR LEASE CORP Equity 00912X302 224 5,410 SH   SOLE   5,410 0 0
ALLIANCEBERNSTEIN GBL HGH IN Equity 01879R106 2,814 238,841 SH   SOLE   238,841 0 0
ALLIANCEBERNSTEIN NATL MUNI Equity 01864U106 4,423 328,842 SH   SOLE   328,842 0 0
ALPHABET INC Equity 02079K107 1,016 940 SH   SOLE   940 0 0
ALPS ETF TR Equity 00162Q866 476 48,311 SH   SOLE   48,311 0 0
AMAZON COM INC Equity 023135106 879 464 SH   SOLE   464 0 0
AMERICAN EXPRESS CO Equity 025816109 233 1,891 SH   SOLE   1,891 0 0
AMERIGAS PARTNERS L P Equity 030975106 1,103 31,657 SH   SOLE   31,657 0 0
AMGEN INC Equity 031162100 329 1,786 SH   SOLE   1,786 0 0
ANADARKO PETE CORP Equity 032511107 1,092 15,473 SH   SOLE   15,473 0 0
ANDEAVOR LOGISTICS LP Equity 03350F106 1,054 29,003 SH   SOLE   29,003 0 0
ANGEL OAK FINL STRATEGIES IN Equity 03464A100 6,533 325,000 SH   SOLE   325,000 0 0
APPLE INC Equity 037833100 3,599 18,182 SH   SOLE   18,182 0 0
ARRAY BIOPHARMA INC Equity 04269X105 312 6,738 SH   SOLE   6,738 0 0
AT&T INC Equity 00206R102 825 24,605 SH   SOLE   24,605 0 0
B RILEY FINL INC Equity 05580M108 5,215 250,000 SH   SOLE   250,000 0 0
BANK AMER CORP Equity 060505104 264 9,094 SH   SOLE   9,094 0 0
BANK NEW YORK MELLON CORP Equity 064058100 335 7,584 SH   SOLE   7,584 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670108 318 1 SH   SOLE   1 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670702 1,503 7,053 SH   SOLE   7,053 0 0
BLACKROCK CALIF MUN INCOME T Equity 09248E102 338 25,535 SH   SOLE   25,535 0 0
BLACKROCK CORPOR HI YLD FD I Equity 09255P107 3,102 289,334 SH   SOLE   289,334 0 0
BLACKROCK FLOAT RATE OME STR Equity 09255X100 642 50,077 SH   SOLE   50,077 0 0
BLACKROCK MUNI INTER DR FD I Equity 09253X102 3,486 248,104 SH   SOLE   248,104 0 0
BLACKROCK MUNICIPL INC QLTY Equity 092479104 827 60,105 SH   SOLE   60,105 0 0
BLACKROCK MUNIHLDNGS CALI QL Equity 09254L107 354 25,969 SH   SOLE   25,969 0 0
BLACKROCK MUNIY QUALITY FD I Equity 09254G108 592 47,094 SH   SOLE   47,094 0 0
BLACKROCK MUNIYIELD CALI QLT Equity 09254N103 201 14,120 SH   SOLE   14,120 0 0
BNY MELLON MUN BD INFRASTRUC Equity 09662W109 1,311 98,442 SH   SOLE   98,442 0 0
BOOKING HLDGS INC Equity 09857L108 246 131 SH   SOLE   131 0 0
BORGWARNER INC Equity 099724106 409 9,742 SH   SOLE   9,742 0 0
BROOKFIELD ASSET MGMT INC Equity 112585104 1,786 37,389 SH   SOLE   37,389 0 0
BUNGE LIMITED Equity G16962105 415 7,455 SH   SOLE   7,455 0 0
CBOE GLOBAL MARKETS INC Equity 12503M108 1,032 9,954 SH   SOLE   9,954 0 0
CBRE GROUP INC Equity 12504L109 257 5,019 SH   SOLE   5,019 0 0
CELGENE CORP Equity 151020104 717 7,759 SH   SOLE   7,759 0 0
CENTER COAST BRKFLD MLP ENRG Equity 151461100 114 14,500 SH   SOLE   14,500 0 0
CF INDS HLDGS INC Equity 125269100 708 15,162 SH   SOLE   15,162 0 0
CHEVRON CORP NEW Equity 166764100 1,056 8,482 SH   SOLE   8,482 0 0
CME GROUP INC Equity 12572Q105 1,421 7,320 SH   SOLE   7,320 0 0
CISCO SYS INC Equity 17275R102 554 10,125 SH   SOLE   10,125 0 0
CITIGROUP INC Equity 172967424 867 12,385 SH   SOLE   12,385 0 0
CLOROX CO DEL Equity 189054109 212 1,387 SH   SOLE   1,387 0 0
COCA COLA CO Equity 191216100 364 7,173 SH   SOLE   7,173 0 0
COLONY CAP INC Equity 19624RAB2 15 15,000 SH   SOLE   15,000 0 0
COMCAST CORP NEW Equity 20030N101 326 7,722 SH   SOLE   7,722 0 0
SELECT SECTOR SPDR TR Equity 81369Y407 833 6,985 SH   SOLE   6,985 0 0
CORNING INC Equity 219350105 628 18,887 SH   SOLE   18,887 0 0
COSTCO WHSL CORP NEW Equity 22160K105 505 1,911 SH   SOLE   1,911 0 0
DANAHER CORPORATION Equity 235851102 328 2,292 SH   SOLE   2,292 0 0
DEL FRISCOS RESTAURANT GROUP Equity 245077102 87 10,904 SH   SOLE   10,904 0 0
DISCOVERY INC Equity 25470F302 504 17,713 SH   SOLE   17,713 0 0
DISNEY WALT CO Equity 254687106 1,269 9,084 SH   SOLE   9,084 0 0
DNP SELECT INCOME FD Equity 23325P104 123 10,400 SH   SOLE   10,400 0 0
DOUBLELINE INCOME SOLUTIONS Equity 258622109 623 31,200 SH   SOLE   31,200 0 0
DTF TAX-FREE INCOME INC Equity 23334J107 530 38,262 SH   SOLE   38,262 0 0
DUPONT DE NEMOURS INC Equity 26614N102 208 2,768 SH   SOLE   2,768 0 0
EATON VANCE CA MUNI INCOME T Equity 27826F101 183 14,792 SH   SOLE   14,792 0 0
EATON VANCE CALIF MUN BD FD Equity 27828A100 358 32,461 SH   SOLE   32,461 0 0
EATON VANCE MUN BD FD Equity 27827X101 3,047 245,118 SH   SOLE   245,118 0 0
ECHO GLOBAL LOGISTICS INC Equity 27875TAA9 20 20,000 SH   SOLE   20,000 0 0
ECOLAB INC Equity 278865100 263 1,334 SH   SOLE   1,334 0 0
ELEMENT SOLUTIONS INC Equity 28618M106 216 20,920 SH   SOLE   20,920 0 0
ENBRIDGE INC Equity 29250N105 208 5,754 SH   SOLE   5,754 0 0
SELECT SECTOR SPDR TR Equity 81369Y506 228 3,583 SH   SOLE   3,583 0 0
EOG RES INC Equity 26875P101 500 5,371 SH   SOLE   5,371 0 0
EXXON MOBIL CORP Equity 30231G102 1,243 16,218 SH   SOLE   16,218 0 0
FACEBOOK INC Equity 30303M102 671 3,478 SH   SOLE   3,478 0 0
FEDEX CORP Equity 31428X106 792 4,831 SH   SOLE   4,831 0 0
FIFTH THIRD BANCORP Equity 316773100 233 8,360 SH   SOLE   8,360 0 0
SELECT SECTOR SPDR TR Equity 81369Y605 311 11,252 SH   SOLE   11,252 0 0
FIRST TR EXCH TRD ALPHA FD I Equity 33737J109 6,071 204,012 SH   SOLE   204,012 0 0
FIRST TR EXCHANGE-TRADED FD Equity 33739E108 242 12,500 SH   SOLE   12,500 0 0
GALECTIN THERAPEUTICS INC Equity 363225202 44 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC Equity 36467J108 1,372 35,195 SH   SOLE   35,195 0 0
GENERAL ELECTRIC CO Equity 369604103 170 16,193 SH   SOLE   16,193 0 0
GILEAD SCIENCES INC Equity 375558103 228 3,369 SH   SOLE   3,369 0 0
GLOBAL X FDS Equity 37950E473 446 50,550 SH   SOLE   50,550 0 0
GOGO INC Equity 38046CAB5 15 15,000 SH   SOLE   15,000 0 0
GOODYEAR TIRE & RUBR CO Equity 382550101 249 16,250 SH   SOLE   16,250 0 0
ALPHABET INC Equity 02079K305 424 392 SH   SOLE   392 0 0
SELECT SECTOR SPDR TR Equity 81369Y209 341 3,678 SH   SOLE   3,678 0 0
HOME DEPOT INC Equity 437076102 379 1,824 SH   SOLE   1,824 0 0
HONEYWELL INTL INC Equity 438516106 726 4,160 SH   SOLE   4,160 0 0
IAC INTERACTIVECORP Equity 44919P508 1,313 6,036 SH   SOLE   6,036 0 0
ILLINOIS TOOL WKS INC Equity 452308109 209 1,391 SH   SOLE   1,391 0 0
SELECT SECTOR SPDR TR Equity 81369Y704 291 3,760 SH   SOLE   3,760 0 0
INTEL CORP Equity 458140100 377 7,883 SH   SOLE   7,883 0 0
INTERNATIONAL BUSINESS MACHS Equity 459200101 534 3,870 SH   SOLE   3,870 0 0
INTL PAPER CO Equity 460146103 205 4,741 SH   SOLE   4,741 0 0
INVESCO MUN TR Equity 46131J103 1,679 136,292 SH   SOLE   136,292 0 0
INVESCO QUALITY MUNI INC TRS Equity 46133G107 1,283 103,279 SH   SOLE   103,279 0 0
INVESCO SR INCOME TR Equity 46131H107 5,952 1,377,675 SH   SOLE   1,377,675 0 0
INVESCO VALUE MUN INCOME TR Equity 46132P108 4,371 287,164 SH   SOLE   287,164 0 0
ISHARES TR Equity 464288646 582 10,887 SH   SOLE   10,887 0 0
ISHARES TR Equity 464287226 430 3,858 SH   SOLE   3,858 0 0
ISHARES TR Equity 464288414 250 2,214 SH   SOLE   2,214 0 0
ISHARES TR Equity 464287564 2,304 20,454 SH   SOLE   20,454 0 0
ISHARES TR Equity 46435G672 447 8,203 SH   SOLE   8,203 0 0
ISHARES TR Equity 46432F842 1,400 22,806 SH   SOLE   22,806 0 0
ISHARES INC Equity 46434G103 869 16,893 SH   SOLE   16,893 0 0
ISHARES TR Equity 46434V738 419 9,000 SH   SOLE   9,000 0 0
ISHARES TR Equity 46435G326 1,619 29,540 SH   SOLE   29,540 0 0
ISHARES TR Equity 464287200 7,845 26,614 SH   SOLE   26,614 0 0
ISHARES TR Equity 464287150 371 5,567 SH   SOLE   5,567 0 0
ISHARES TR Equity 464287168 3,204 32,179 SH   SOLE   32,179 0 0
ISHARES TR Equity 464287721 365 1,842 SH   SOLE   1,842 0 0
ISHARES S&P GSCI COMMODITY I Equity 46428R107 391 25,000 SH   SOLE   25,000 0 0
ISHARES TR Equity 46434VAU4 1,663 66,874 SH   SOLE   66,874 0 0
ISHARES TR Equity 46434VAQ3 1,473 58,140 SH   SOLE   58,140 0 0
ISHARES TR Equity 46434VBK5 1,344 53,895 SH   SOLE   53,895 0 0
ISHARES TR Equity 46434VBA7 1,173 46,507 SH   SOLE   46,507 0 0
ISHARES TR Equity 46434VAX8 1,359 53,466 SH   SOLE   53,466 0 0
ISHARES TR Equity 464288448 503 16,376 SH   SOLE   16,376 0 0
ISHARES TR Equity 46434V878 4,557 90,425 SH   SOLE   90,425 0 0
ISHARES TR Equity 46435G342 406 9,625 SH   SOLE   9,625 0 0
ISHARES TR Equity 464288182 1,438 20,603 SH   SOLE   20,603 0 0
ISHARES TR Equity 464287465 7,715 117,376 SH   SOLE   117,376 0 0
ISHARES TR Equity 464288273 540 9,410 SH   SOLE   9,410 0 0
ISHARES TR Equity 464287234 619 14,419 SH   SOLE   14,419 0 0
ISHARES TR Equity 464287556 788 7,222 SH   SOLE   7,222 0 0
ISHARES TR Equity 464287614 888 5,643 SH   SOLE   5,643 0 0
ISHARES TR Equity 464287598 1,184 9,309 SH   SOLE   9,309 0 0
ISHARES TR Equity 464287655 3,379 21,731 SH   SOLE   21,731 0 0
ISHARES TR Equity 464287705 1,172 7,350 SH   SOLE   7,350 0 0
ISHARES TR Equity 464287507 2,437 12,543 SH   SOLE   12,543 0 0
ISHARES TR Equity 464287879 354 2,385 SH   SOLE   2,385 0 0
ISHARES TR Equity 464287804 1,176 15,020 SH   SOLE   15,020 0 0
ISHARES TR Equity 464287499 1,597 28,584 SH   SOLE   28,584 0 0
JOHNSON & JOHNSON Equity 478160104 1,082 7,766 SH   SOLE   7,766 0 0
JPMORGAN CHASE & CO Equity 46625H100 3,813 34,104 SH   SOLE   34,104 0 0
KAYNE ANDERSN MLP MIDS INVT Equity 486606106 821 53,597 SH   SOLE   53,597 0 0
EXCHANGE LISTED FDS TR Equity 30151E608 2,055 61,618 SH   SOLE   61,618 0 0
LIBERTY EXPEDIA HLDGS INC Equity 53046P109 2,357 49,327 SH   SOLE   49,327 0 0
MACQUARIE INFRASTRUCTURE COR Equity 55608BAA3 15 15,000 SH   SOLE   15,000 0 0
MASTERCARD INC Equity 57636Q104 290 1,097 SH   SOLE   1,097 0 0
MCDONALDS CORP Equity 580135101 837 4,030 SH   SOLE   4,030 0 0
MCEWEN MNG INC Equity 58039P107 18 10,000 SH   SOLE   10,000 0 0
MERCK & CO INC Equity 58933Y105 303 3,620 SH   SOLE   3,620 0 0
METLIFE INC Equity 59156R108 660 13,289 SH   SOLE   13,289 0 0
MICROSOFT CORP Equity 594918104 2,819 21,042 SH   SOLE   21,042 0 0
NATIONAL HEALTH INVS INC Equity 63633DAE4 23 20,000 SH   SOLE   20,000 0 0
NEUBERGER BERMAN HGH YLD FD Equity 64128C106 2,903 248,102 SH   SOLE   248,102 0 0
NEWELL BRANDS INC Equity 651229106 326 21,115 SH   SOLE   21,115 0 0
NEXTERA ENERGY INC Equity 65339F101 842 4,110 SH   SOLE   4,110 0 0
NORTHERN DYNASTY MINERALS LT Equity 66510M204 6 10,000 SH   SOLE   10,000 0 0
NORTHERN TR CORP Equity 665859104 622 6,912 SH   SOLE   6,912 0 0
NOVARTIS A G Equity 66987V109 221 2,420 SH   SOLE   2,420 0 0
NUVEEN AMT FREE QLTY MUN INC Equity 670657105 5,161 373,725 SH   SOLE   373,725 0 0
NUVEEN CALIFORNIA AMT QLT MU Equity 670651108 387 26,508 SH   SOLE   26,508 0 0
NUVEEN QUALITY MUNCP INCOME Equity 67066V101 2,084 148,884 SH   SOLE   148,884 0 0
NUVEEN SELECT TAX FREE INCM Equity 67063X100 830 53,725 SH   SOLE   53,725 0 0
NUVEEN SELECT TAX FREE INCM Equity 67063C106 431 29,899 SH   SOLE   29,899 0 0
OAKTREE CAP GROUP LLC Equity 674001201 250 5,049 SH   SOLE   5,049 0 0
PAYPAL HLDGS INC Equity 70450Y103 286 2,500 SH   SOLE   2,500 0 0
PEPSICO INC Equity 713448108 1,098 8,372 SH   SOLE   8,372 0 0
PFIZER INC Equity 717081103 2,040 47,087 SH   SOLE   47,087 0 0
PGIM GLOBAL HIGH YIELD FD IN Equity 69346J106 2,907 201,172 SH   SOLE   201,172 0 0
PGIM HIGH YIELD BOND FUND IN Equity 69346H100 4,993 341,318 SH   SOLE   341,318 0 0
PIMCO ETF TR Equity 72201R718 220 2,195 SH   SOLE   2,195 0 0
PROCTER AND GAMBLE CO Equity 742718109 2,206 20,115 SH   SOLE   20,115 0 0
PROSHARES TR Equity 74347B425 216 8,107 SH   SOLE   8,107 0 0
PRUDENTIAL FINL INC Equity 744320102 293 2,899 SH   SOLE   2,899 0 0
RED HAT INC Equity 756577102 1,977 10,528 SH   SOLE   10,528 0 0
RIVERNORTH MARKETPLACE LENDI Equity 76882B108 5,933 290,821 SH   SOLE   290,821 0 0
EXCHANGE LISTED FDS TR Equity 30151E806 431 21,245 SH   SOLE   21,245 0 0
SCHLUMBERGER LTD Equity 806857108 205 5,175 SH   SOLE   5,175 0 0
SCHWAB STRATEGIC TR Equity 808524706 918 35,001 SH   SOLE   35,001 0 0
SCHWAB STRATEGIC TR Equity 808524805 904 28,164 SH   SOLE   28,164 0 0
SCHWAB STRATEGIC TR Equity 808524201 1,554 22,134 SH   SOLE   22,134 0 0
SCHWAB STRATEGIC TR Equity 808524508 881 15,424 SH   SOLE   15,424 0 0
SCHWAB STRATEGIC TR Equity 808524607 908 12,706 SH   SOLE   12,706 0 0
SEACOR HOLDINGS INC Equity 811904AM3 10 10,000 SH   SOLE   10,000 0 0
SPDR SERIES TRUST Equity 78468R622 322 2,952 SH   SOLE   2,952 0 0
SPDR DOW JONES INDL AVRG ETF Equity 78467X109 303 1,141 SH   SOLE   1,141 0 0
SPDR GOLD TRUST Equity 78463V107 764 5,737 SH   SOLE   5,737 0 0
SPDR SERIES TRUST Equity 78468R721 263 5,240 SH   SOLE   5,240 0 0
SPDR SERIES TRUST Equity 78468R739 926 18,915 SH   SOLE   18,915 0 0
SPDR INDEX SHS FDS Equity 78463X889 7,939 268,314 SH   SOLE   268,314 0 0
SPDR INDEX SHS FDS Equity 78463X509 3,196 89,286 SH   SOLE   89,286 0 0
SPDR SERIES TRUST Equity 78464A854 9,739 281,976 SH   SOLE   281,976 0 0
SPDR SERIES TRUST Equity 78464A847 4,056 119,062 SH   SOLE   119,062 0 0
SPDR SERIES TRUST Equity 78468R853 4,219 137,683 SH   SOLE   137,683 0 0
SPDR S&P 500 ETF TR Equity 78462F103 12,232 41,748 SH   SOLE   41,748 0 0
SPDR SERIES TRUST Equity 78464A730 409 15,024 SH   SOLE   15,024 0 0
SPDR SERIES TRUST Equity 78464A698 226 4,230 SH   SOLE   4,230 0 0
SSGA ACTIVE ETF TR Equity 78467V707 12,887 318,760 SH   SOLE   318,760 0 0
SYSCO CORP Equity 871829107 240 3,395 SH   SOLE   3,395 0 0
TABLEAU SOFTWARE INC Equity 87336U105 1,206 7,263 SH   SOLE   7,263 0 0
TARGET CORP Equity 87612E106 209 2,415 SH   SOLE   2,415 0 0
TCF FINL CORP Equity 872275102 945 45,476 SH   SOLE   45,476 0 0
SELECT SECTOR SPDR TR Equity 81369Y803 668 8,565 SH   SOLE   8,565 0 0
TEMPLETON GLOBAL INCOME FD Equity 880198106 2,817 442,989 SH   SOLE   442,989 0 0
TESLA INC Equity 88160R101 607 2,716 SH   SOLE   2,716 0 0
TEXAS INSTRS INC Equity 882508104 552 4,814 SH   SOLE   4,814 0 0
THERMO FISHER SCIENTIFIC INC Equity 883556102 1,797 6,121 SH   SOLE   6,121 0 0
TORTOISE ENERGY INFRA CORP Equity 89147L100 759 33,662 SH   SOLE   33,662 0 0
TOTAL SYS SVCS INC Equity 891906109 810 6,317 SH   SOLE   6,317 0 0
UNITEDHEALTH GROUP INC Equity 91324P102 1,362 5,580 SH   SOLE   5,580 0 0
US BANCORP DEL Equity 902973304 664 12,675 SH   SOLE   12,675 0 0
VALERO ENERGY CORP NEW Equity 91913Y100 214 2,503 SH   SOLE   2,503 0 0
VANECK VECTORS ETF TR Equity 92189F486 589 23,374 SH   SOLE   23,374 0 0
VANGUARD GROUP Equity 921908844 222 1,932 SH   SOLE   1,932 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042718 462 4,389 SH   SOLE   4,389 0 0
VANGUARD TAX MANAGED INTL FD Equity 921943858 4,653 111,561 SH   SOLE   111,561 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042858 4,398 103,409 SH   SOLE   103,409 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042874 307 5,593 SH   SOLE   5,593 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042866 413 6,246 SH   SOLE   6,246 0 0
VANGUARD WHITEHALL FDS INC Equity 921946406 382 4,370 SH   SOLE   4,370 0 0
VANGUARD INDEX FDS Equity 922908629 3,931 23,519 SH   SOLE   23,519 0 0
VANGUARD INDEX FDS Equity 922908363 1,344 4,993 SH   SOLE   4,993 0 0
VANGUARD ADMIRAL FDS INC Equity 921932505 282 1,750 SH   SOLE   1,750 0 0
VANGUARD SCOTTSDALE FDS Equity 92206C409 352 4,367 SH   SOLE   4,367 0 0
VANGUARD INDEX FDS Equity 922908751 3,216 20,526 SH   SOLE   20,526 0 0
VANGUARD INDEX FDS Equity 922908611 447 3,422 SH   SOLE   3,422 0 0
VANGUARD BD INDEX FD INC Equity 921937835 243 2,925 SH   SOLE   2,925 0 0
VANGUARD INDEX FDS Equity 922908769 6,584 43,870 SH   SOLE   43,870 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042742 693 9,214 SH   SOLE   9,214 0 0
VECTOR GROUP LTD Equity 92240MBC1 21 20,000 SH   SOLE   20,000 0 0
VERINT SYS INC Equity 92343XAA8 21 20,000 SH   SOLE   20,000 0 0
VERIZON COMMUNICATIONS INC Equity 92343V104 485 8,490 SH   SOLE   8,490 0 0
VISA INC Equity 92826C839 304 1,751 SH   SOLE   1,751 0 0
VIVALDI OPPORTUNITIES FD Equity 92853C207 56,875 4,054,781 SH   OTR   0 0 4,054,781
VIVALDI OPPORTUNITIES FD Equity 92853C207 3,197 227,545 SH   DFND   0 227,545 0
WAGEWORKS INC Equity 930427109 534 10,508 SH   SOLE   10,508 0 0
WALGREENS BOOTS ALLIANCE INC Equity 931427108 410 7,496 SH   SOLE   7,496 0 0
WALMART INC Equity 931142103 669 6,058 SH   SOLE   6,058 0 0
WELLS FARGO CO NEW Equity 949746101 423 8,943 SH   SOLE   8,943 0 0
WESTERN ASSET HIGH INCM FD I Equity 95766J102 2,809 400,142 SH   SOLE   400,142 0 0
WESTERN ASSET HIGH INCM OPP Equity 95766K109 2,955 575,953 SH   SOLE   575,953 0 0
WESTERN ASSET MUN HI INCM FD Equity 95766N103 428 56,590 SH   SOLE   56,590 0 0
WILLIS TOWERS WATSON PUB LTD Equity G96629103 334 1,744 SH   SOLE   1,744 0 0
WISDOMTREE TR Equity 97717W315 313 7,000 SH   SOLE   7,000 0 0
WORLDPAY INC Equity 981558109 1,648 26,900 SH   SOLE   26,900 0 0