0001682021-17-000002.txt : 20170511 0001682021-17-000002.hdr.sgml : 20170511 20170511163811 ACCESSION NUMBER: 0001682021-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170511 DATE AS OF CHANGE: 20170511 EFFECTIVENESS DATE: 20170511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivaldi Capital Management, LLC CENTRAL INDEX KEY: 0001682021 IRS NUMBER: 453825664 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18047 FILM NUMBER: 17834909 BUSINESS ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-248-8300 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE - SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001682021 XXXXXXXX 03-31-2017 03-31-2017 false Vivaldi Capital Management, LLC

225 W. Wacker Drive - Suite 2100 Chicago IL 60606

13F HOLDINGS REPORT 028-18047 N Michelle M. Comella 312-248-8292 /s Michelle M. Comella Chicago IL 05-11-2017 0 159 330443304 INFORMATION TABLE 2 infotable.xml BP PLC ADR 055622104 397 11499 SH SOLE 11499 0 0 WESTERN ASSET HIGH INCM OPP CEF 95766K109 622 123402 SH SOLE 123402 0 0 ALLIANCEBERNSTEIN NATL MUNI CEF 01864U106 1137 85007 SH SOLE 85007 0 0 NEUBERGER BERMAN HGH YLD FD CEF 64128C106 632 53168 SH SOLE 53168 0 0 INVESCO VALUE MUN INCOME TR CEF 46132P108 764 52362 SH SOLE 52362 0 0 TEMPLETON GLOBAL INCOME FD CEF 880198106 643 96629 SH SOLE 96629 0 0 GABELLI CONV&INCOM SECS FD I CEF 36240B109 654 133227 SH SOLE 133227 0 0 TEMPLETON EMERG MKTS INCOME CEF 880192109 628 55917 SH SOLE 55917 0 0 NUVEEN SELECT TAX FREE INCM CEF 67063C106 525 39174 SH SOLE 39174 0 0 DREYFUS MUN INCOME INC CEF 26201R102 450 50404 SH SOLE 50404 0 0 EATON VANCE MUN BD FD II CEF 27827K109 435 35424 SH SOLE 35424 0 0 INVESCO ADVANTAGE MUNICIPAL CEF 46132E103 1311 117060 SH SOLE 117060 0 0 PIONEER MUN HIGH INCOME TR CEF 723763108 844 72669 SH SOLE 72669 0 0 WESTERN ASSET GLB HI INCOME CEF 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