0001682016-24-000002.txt : 20240119
0001682016-24-000002.hdr.sgml : 20240119
20240119162236
ACCESSION NUMBER: 0001682016-24-000002
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: RIDDICK,KATRINA,ROMONA,
FILED AS OF DATE: 20240119
DATE AS OF CHANGE: 20240119
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Advisory Investment Management Group, LLC
CENTRAL INDEX KEY: 0001682016
ORGANIZATION NAME:
IRS NUMBER: 461958792
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-05188
FILM NUMBER: 24545897
BUSINESS ADDRESS:
STREET 1: 8181 PROFESSIONAL PLACE
STREET 2: SUITE 202
CITY: LANDOVER
STATE: MD
ZIP: 20785
BUSINESS PHONE: 4102150825
MAIL ADDRESS:
STREET 1: 3717 BOSTON STREET
STREET 2: PMB # 314
CITY: BALTIMORE
STATE: MD
ZIP: 21224
MA-I/A
1
primary_doc.xml
MA-I/A
0001682016
XXXXXXXX
Katrina Riddick
4432865273
katrina_riddick@msn.com
N
0001682016-23-000007
N
Katrina
Romona
Riddick
2484616
N
1
0001682016
Financial Advisory Investment Management Group, LLC
People First Financial Advisors
03-05-2013
Y
867-02083
LOCATED
SUPERVISED
08-10-2016
8181 PROFESSIONAL PLACE
SUITE 202
LANDOVER
MD
20785
08-2016
Financial Advisory Investment Management Group, LLC
Landover
MD
20785
Y
Y
President and CEO; From March 2013 to Present; EDGAR did not allow overlapping employment dates.
01-2015
07-2016
Strategic Solutions Center, LLC
Landover
MD
20785
Y
Y
Senior Managing Director; From April 2007 to August 2016; EDGAR did not allow overlapping employment dates.
10-2014
12-2014
Backstrom McCarley Berry & Co., LLC
San Francisco
CA
94104
Y
Y
Senior Vice President; From October 2014 to August 2016; EDGAR did not allow overlapping employment dates.
04-2013
07-2014
Percival Financial Partners, Ltd.
Baltimore
MD
21210
N
Y
Registered Broker - Operations Professional; From Ocober 2010 to July 2014 and October 2016 to January 2017; EDGAR did not allow overlapping employment dates.
03-2012
03-2013
Baltimore City Community College
Baltimore
MD
21202
N
N
Special Projects Manager - Continuing Education Division
10-2010
02-2012
Percival Financial Partners, Ltd.
Baltimore
MD
21210
N
Y
Registered Broker - Operations Professional; From October 2010 to July 2014; EDGAR did not allow overlapping employment dates.
01-2009
09-2010
Innova Securities, Incorporated
Suitland
MD
20746
N
Y
Senior Vice President; From October 2006 to October 2010; EDGAR did not allow overlapping employment dates.
08-2008
12-2008
Norfolk State University
Norfolk
VA
23510
N
N
Adjunct Faculty - School of Business
10-2006
07-2008
Innova Securities, Incorporated
Suitland
MD
20746
N
Y
Senior Vice President; From October 2006 to October 2010; EDGAR did not allow overlapping employment dates.
04-2006
09-2006
Unemployment
Baltimore
MD
21224
N
N
Unemployed
01-2004
03-2006
M.R. Beal & Company
New York
NY
10005
Y
Y
Regional Vice President
Y
04-2010
FAIM Group Strategic Solutions Center, LLC of Baltimore
914 S Highland Ave
Baltimore
MD
21224
N
N
Economic Development and Small Business Consulting and Management
President and CEO / Owner
20
Assist small start-up businesses with growing customer-base, securing commercial loans and general financial planning; Assist start-up non-profits with educational mentoring program development. In addition, Ms. Riddick, in her capacity with FAIM Group, provides office management assistance to Financial Advisory Investment Management Group, LLC.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
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N
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N
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N
N
01-19-2024
Katrina Riddick
President and CEO