0001682016-24-000002.txt : 20240119 0001682016-24-000002.hdr.sgml : 20240119 20240119162236 ACCESSION NUMBER: 0001682016-24-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: RIDDICK,KATRINA,ROMONA, FILED AS OF DATE: 20240119 DATE AS OF CHANGE: 20240119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Investment Management Group, LLC CENTRAL INDEX KEY: 0001682016 ORGANIZATION NAME: IRS NUMBER: 461958792 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05188 FILM NUMBER: 24545897 BUSINESS ADDRESS: STREET 1: 8181 PROFESSIONAL PLACE STREET 2: SUITE 202 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 4102150825 MAIL ADDRESS: STREET 1: 3717 BOSTON STREET STREET 2: PMB # 314 CITY: BALTIMORE STATE: MD ZIP: 21224 MA-I/A 1 primary_doc.xml MA-I/A 0001682016 XXXXXXXX Katrina Riddick 4432865273 katrina_riddick@msn.com N 0001682016-23-000007 N Katrina Romona Riddick 2484616 N 1 0001682016 Financial Advisory Investment Management Group, LLC People First Financial Advisors 03-05-2013 Y 867-02083 LOCATED SUPERVISED 08-10-2016 8181 PROFESSIONAL PLACE SUITE 202 LANDOVER MD 20785 08-2016 Financial Advisory Investment Management Group, LLC Landover MD 20785 Y Y President and CEO; From March 2013 to Present; EDGAR did not allow overlapping employment dates. 01-2015 07-2016 Strategic Solutions Center, LLC Landover MD 20785 Y Y Senior Managing Director; From April 2007 to August 2016; EDGAR did not allow overlapping employment dates. 10-2014 12-2014 Backstrom McCarley Berry & Co., LLC San Francisco CA 94104 Y Y Senior Vice President; From October 2014 to August 2016; EDGAR did not allow overlapping employment dates. 04-2013 07-2014 Percival Financial Partners, Ltd. Baltimore MD 21210 N Y Registered Broker - Operations Professional; From Ocober 2010 to July 2014 and October 2016 to January 2017; EDGAR did not allow overlapping employment dates. 03-2012 03-2013 Baltimore City Community College Baltimore MD 21202 N N Special Projects Manager - Continuing Education Division 10-2010 02-2012 Percival Financial Partners, Ltd. Baltimore MD 21210 N Y Registered Broker - Operations Professional; From October 2010 to July 2014; EDGAR did not allow overlapping employment dates. 01-2009 09-2010 Innova Securities, Incorporated Suitland MD 20746 N Y Senior Vice President; From October 2006 to October 2010; EDGAR did not allow overlapping employment dates. 08-2008 12-2008 Norfolk State University Norfolk VA 23510 N N Adjunct Faculty - School of Business 10-2006 07-2008 Innova Securities, Incorporated Suitland MD 20746 N Y Senior Vice President; From October 2006 to October 2010; EDGAR did not allow overlapping employment dates. 04-2006 09-2006 Unemployment Baltimore MD 21224 N N Unemployed 01-2004 03-2006 M.R. Beal & Company New York NY 10005 Y Y Regional Vice President Y 04-2010 FAIM Group Strategic Solutions Center, LLC of Baltimore 914 S Highland Ave Baltimore MD 21224 N N Economic Development and Small Business Consulting and Management President and CEO / Owner 20 Assist small start-up businesses with growing customer-base, securing commercial loans and general financial planning; Assist start-up non-profits with educational mentoring program development. In addition, Ms. Riddick, in her capacity with FAIM Group, provides office management assistance to Financial Advisory Investment Management Group, LLC. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-19-2024 Katrina Riddick President and CEO