0001681908-17-000002.txt : 20170214 0001681908-17-000002.hdr.sgml : 20170214 20170214175509 ACCESSION NUMBER: 0001681908-17-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REDWOOD TRUST INC CENTRAL INDEX KEY: 0000930236 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 680329422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 380-2317 MAIL ADDRESS: STREET 1: ONE BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stern Shoshone (Bo) CENTRAL INDEX KEY: 0001681908 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13759 FILM NUMBER: 17611547 MAIL ADDRESS: STREET 1: 1 BELVEDERE PLACE STREET 2: SUITE 300 CITY: MILL VALLEY STATE: CA ZIP: 94941 5 1 edgardoc.xml PRIMARY DOCUMENT X0306 5 2016-12-31 0 0 0 0000930236 REDWOOD TRUST INC RWT 0001681908 Stern Shoshone (Bo) 1 BELVEDERE PLACE SUITE 300 MILL VALLEY CA 94941 0 1 0 0 Chief Investment Officer Common Stock 2016-09-30 5 J 0 473 11.22 A 10125 D Common Stock 2016-12-30 5 J 0 473 11.22 A 16032 D Shares purchased through the 2002 Redwood Trust, Inc. Employee Stock Purchase Plan Attorney-In-Fact: Andrew P. Stone 2017-02-14