0001743099-22-000001.txt : 20220513 0001743099-22-000001.hdr.sgml : 20220513 20220513212309 ACCESSION NUMBER: 0001743099-22-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Randal L CENTRAL INDEX KEY: 0001743099 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23179 FILM NUMBER: 22925040 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE STREET 2: SUITE 2100 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND CENTRAL INDEX KEY: 0001681717 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 BUSINESS PHONE: 414-299-2200 MAIL ADDRESS: STREET 1: C/O UMB FUND SERVICES, INC. STREET 2: 235 WEST GALENA STREET CITY: MILWAUKEE STATE: WI ZIP: 53201 FORMER COMPANY: FORMER CONFORMED NAME: Relative Value Fund DATE OF NAME CHANGE: 20160805 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2022-03-31 1 0 0 0001681717 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND VFLAX 0001743099 Golden Randal L 225 W. WACKER DRIVE SUITE 2100 CHICAGO IL 60606 0 0 0 1 CFO OF FORMER ADVISER CLASS A COMMON SHARES 2021-09-01 5 J 0 0.15 27.57 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2021-10-06 5 J 0 0.15 27.95 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2021-11-03 5 J 0 0.16 28.01 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2021-12-01 5 J 0 0.15 27.91 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2021-12-10 5 J 0 0.47 27.58 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2022-02-02 5 J 0 0.16 27.66 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) CLASS A COMMON SHARES 2022-03-02 5 J 0 0.16 27.58 A 38 I VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) DIVIDEND REINVESTMENT MARC BASSEWITZ 2022-05-13