EX-1.01 2 exhibit1012021sd.htm EX-1.01 Document

 
Exhibit 1.01
Varex Imaging Corporation
CONFLICT MINERALS REPORT
FOR THE YEAR ENDED DECEMBER 31, 2021
 
 
This report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). 
 
I.Overview
a.Company Overview
Varex Imaging Corporation (the “Company,” “our” or “us”) is a leading innovator, designer and manufacturer of X-ray tubes, digital detectors, linear accelerators and other image software processing solutions, which are critical components of a variety of X-ray based imaging equipment. Our components are used in medical diagnostic imaging, security inspection systems, and industrial quality inspection systems, as well as for analysis and measurement applications in industrial manufacturing applications. Global original equipment manufacturers (“OEMs”) incorporate our X-ray imaging components in their systems to detect, diagnose, protect and inspect. The Company has approximately 2,100 full-time employees, located at manufacturing and service center sites in North America, Europe, and Asia. For more information about us, visit https://www.vareximaging.com/ .
b.Supply Chain Overview
The Company’s supply chain is complex, and there are multiple tiers between the Company and the mine. The Company relies on the Company’s vendors to provide information on the origin of the conflict minerals contained in components that are included in the Company’s products. The Company validates vendor’s information as complete and reasonable using a check sheet, and any concerns are sent back to the vendor to address.
II.Reasonable Country of Origin Inquiry (“RCOI”) and Due Diligence Measures
The Company identified 240 vendors as in-scope, based on the probability of 3TG in their products, that are included in the Company’s products. The Company conducted a supply chain survey of these in-scope vendors, using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”), to determine whether the necessary conflict minerals in components contained in the Company’s products were sourced responsibly, per the Company’s policy and the OECD Guidance (as defined below). The survey requested vendors to identify smelters or refiners (“SORs”) and country of origin of the conflict minerals they provide to the Company. The Company used London Bullion Market Association data (“LBMA Data”), Responsible Jewellery Council data (“RJC Data”), the RMI SOR Full Database (“SOR Full Database”) and RMI RCOI data (“RCOI Data”) to establish country of origin. The Company found that some of the SORs identified were sourcing from the Democratic Republic of the Congo (the “DRC”) or an adjoining country, but all these SORs were found to be in conformance with the RMI Responsible Minerals Assurance Process (“RMAP”) standards.
 
The Company’s due diligence measures have been designed to conform, in all material respects, to the framework in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition, including the supplements for tantalum, tin, tungsten and gold (“3TG”) (such guidance, the “OECD Guidance”). In accordance with the five-step framework in the OECD Guidance, the Company’s due diligence exercise included:




(1)Establish strong company management systems.
The Company’s Conflict Minerals Team includes key members of the Global Supply Chain Management team in each business unit worldwide. The Company’s requirements for vendor conflict minerals management are contained in the Company’s vendor training material and in the Conflict Minerals Policy. The Conflict Minerals Policy is posted on the Company’s external website (https://www.vareximaging.com/legal-information) and is referenced in purchase orders and vendor contractual agreements. In short, the requirements are that vendors adhere to the OECD Guidance, provide a CMRT including a list of smelters, follow up on risk concerns identified by the Company and make efforts to become conflict free. The Conflict Minerals Team planned and executed the due diligence methods necessary to complete a RCOI, determined the risk associated with the use of conflict minerals, established steps to mitigate risks, and reported on supply chain due diligence. To assist in completing these due diligence actions, the Company became a member of the RMI, which is a consortium of companies who are working together to “provide companies with tools and resources to make sourcing decisions that improve regulatory compliance and support responsible sourcing of minerals from conflict-affected and high-risk areas.”

A key element of the RMI RMAP is the research of known SORs, audits of SORs, and publishing the results of this activity in databases that the Company uses to determine country of origin and assess risk in the supply chain. Specifically, the Company looks up country of origin of SORs using RCOI Data and uses data from the SOR Full Database to assess SOR risk. The Company discusses risks associated with vendors directly with each vendor, and the Company discusses risks associated with SORs with the vendors using those SORs.

The Company uses the publicly available RMI Grievance Mechanism (“GM”). Vendors are informed of this GM in the Company’s Conflict Minerals Vendor Training. This GM may be used for complaints against the Company, the RMI, the RMI RMAP, or auditors used by the RMI, or other grievances related to conflict minerals. The grievances, including corrective action, are tracked and monitored by the RMI.
 
(2)Identify and assess risk in the supply chain
The Company identified 240 vendors as in-scope, based on the probability of 3TG in their products. The Company requested a completed CMRT from all in-scope vendors. The Company received CMRTs from 199 vendors, representing approximately 83% of in-scope vendors, and each vendor identified in its CMRT the names and locations of SORs that process conflict minerals used in components provided by such vendor. The SORs information provided by the vendors allowed the Company to determine the country of origin of the conflict minerals. The Company evaluated the information collected, including subjecting the results to a detailed quality review check sheet. If discrepancies, errors, or omissions were identified, the response for that vendor was deemed unacceptable and was returned for correction by the vendor. Approximately 66% of the CMRTs collected were acceptable as received or successfully corrected by the vendor and accepted by the Company. The Company reviewed and compared the responses with other information in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors. The Company contacted vendors that did not respond by a specified date and sent reminder emails requesting their responses.

An appropriate risk level was assigned to the 34% of vendors who did not make the corrections requested by the Company. The Company reviewed and compared the responses with other information (including information provided by Company experts) in the Company’s possession and, where appropriate, made further inquiries of the Company’s vendors.

The Company followed a defined escalation process for vendors that did not respond to the request for CMRT data. All in-scope vendors received a CMRT request email. Those not responding in one week received a reminder email, and those not responding in two weeks received a final reminder email. Internal Company buyers were identified for each vendor, and any vendor not responding to the final reminder email was escalated to the buyer for further action.




The result of this CMRT data collection effort is that the Company received CMRTs from 83% of in-scope vendors. The resulting list of SORs in the Company’s supply chain is found in Appendix A at the end of this document. Since the Company requested company-level CMRTs from its vendors, the resulting SOR list may contain SORs that are not in the Company’s product supply chain.
  
(3)Design and implement a strategy to respond to identified risks.
The Company completes a risk assessment after collecting data from in-scope vendors to identify supply chain risks relevant for the current reporting year. The Company has a process for determining risk using a set of standard risk factors. Supply chain risks include the risk associated with each vendor and the risk associated with each SOR identified by the vendors. LBMA Data, RJC Data, RCOI Data and the SOR Full Database are used extensively to determine appropriate risk mitigation factors.

Each vendor is assessed for risk factors that include whether they have conflict minerals policies, whether they have corrective management systems, whether they have overall conflict minerals management systems, and whether they have risky SORs in their supply chain. An SOR may be deemed a high-risk SOR for one or both of the following reasons: 1) It does not have a valid RMI smelter ID and thus may not be a SOR and/or 2) it is not in conformance with the RMAP standards and not actively pursuing this status.

For each risk factor a possible course of action is determined, and appropriate risk mitigation actions are provided to vendors. Generally, vendors are asked to identify real SORs and to pressure those SORs to pursue RMAP conformance. To mitigate risk factors, the Company’s Procurement Organization puts pressure on vendors to make improvements, which may include qualifying an alternate vendor for the material. The result of these efforts has been year-over-year improvement in vendors identifying actual smelters more accurately.


A summary of results and identified risks are published in a year-end report for the reporting year, which is presented to key members of the Global Supply Chain Management team. The risk factors identified during this process are subsequently managed by the Company Risk Management System, and appropriately acted upon.

(4)Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain.
The RMI manages an independent third-party audit program for 3TG SORs. The results of these audits are reviewed by the RMI and made publicly available for companies to reference. The Company uses the results of these independent third-party audits to determine the country of origin of SORs and identify which SORs have been audited and are conformant with RMI RMAP standards. In reporting year 2021, the Company found that 97% of SORs were either conformant with the RMAP standards or “active” according to the RMI, meaning such SORs have committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. The Company also cooperates with other members of the RMI to identify SORs that require additional investigation to determine whether they are an eligible SOR for the audit program, to supplement RCOI Data to determine the country of origin of conflict minerals processed by the SOR, and whether the SOR is RMI RMAP conformant.

(5)Report on supply chain due diligence.
This Conflict Minerals Report constitutes the Company’s annual report on the Company’s 3TG due diligence, is filed with the SEC, and is available on the Company’s website at https://www.vareximaging.com/sec-filings/.

III.Steps to Mitigate Risk
The Company intends to take the following steps to help mitigate the risk that the necessary conflict minerals in our products could finance or benefit armed groups:
(1)Work with vendors that distribute other company’s goods to obtain a list of manufacturers and CMRTs and improve the quality of RCOI data coming from those sources. During reporting year 2021, many



of these manufacturers were identified. It is expected that this action will result in improved results next reporting year.
(2)Work with vendors to improve the quality of data.
(3)Continue to improve the response rate of vendors

IV.Determination
The Company relies on its vendors to obtain complete and accurate conflict minerals information and cannot guarantee the complete accuracy of all data. However, the Company worked in good faith to achieve a reasonable level of accuracy and completeness.

The Company’s due diligence identified 343 SORs that have been identified as SORs by the RMI (see Appendix A). The RMI has performed independent third-party audits on many of these SORs (69% are RMI RMAP conformant) and is pursuing audits for the remaining SORs. The Company is working in coordination with other members of the RMI by providing the RMI the SORs used in the Company’s supply chain which require additional investigation or audit to confirm eligible SORs, country of origin, and conformance status.
 
Facilities Used to Process Necessary Conflict Minerals Used in In-Scope Products: While the Company has exercised due diligence and worked closely with its vendors to survey its conflict minerals supply chain (as described above), the Company is not able to identify with reasonable certainty all facilities used to process necessary conflict minerals used in in-scope products. However, based on the information acquired through the due diligence process, the Company believes that the facilities that may have been used to process the 3TG necessary to the functionality of production of in-scope products include the smelters and refiners listed in Appendix A. Since the Company requested company-level CMRTs from its vendors, the resulting SOR list may contain SORs whose 3TG is not in the Company’s products, i.e., the SOR list may be overinclusive.
 
Information About Country of Origin of Necessary Conflict Minerals Used in In-Scope Products: While the Company has exercised due diligence and worked closely with its vendors to survey the supply chain (as described above), the Company is not able to determine with reasonable certainty the countries of origin of the 3TG used in all in-scope products or whether the 3TG in all in-scope products is from recycled or scrap sources.





However, the Company has identified the countries of origin shown in the following table:

MetalCountries of OriginNotes
TantalumAustralia, Austria, Belarus, Bolivia, Brazil, Burundi, Canada, China, Colombia, Democratic Republic of the Congo, Czechia, Estonia, Ethiopia, France, Germany, Hong Kong, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Madagascar, Malaysia, Mexico, Mozambique, Myanmar, Namibia, Netherlands, Nigeria, Russian Federation, Rwanda, Sierra Leone, South Korea, Spain, Switzerland, Taiwan, Thailand, Uganda, United Kingdom of Great Britain and Northern Ireland, United States of America, ZimbabweThe reported tantalum from the DRC and other covered countries came from 15 smelters (Smelter IDs CID000460, CID000616, CID000616, CID000914, CID000917, CID000917, CID001969, CID002492, CID002544, CID002544, CID002545, CID002545, CID002550, CID002550, CID002557) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.*
TinAngola, Argentina, Australia, Austria, Bangladesh, Belarus, Belgium, Benin, Bolivia (Plurinational State of), Brazil, Bulgaria, Burundi, Canada, Chile, China, Colombia, Democratic Republic of the Congo, Croatia, Cyprus, Czechia, Denmark, Egypt, El Salvador, Estonia, Finland, France, Gabon, Germany, Ghana, Greece, Guernsey, Guinea, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Japan, Jordan, Kazakhstan, Laos, Latvia, Lebanon, Libya, Lithuania, Luxembourg, Malaysia, Malta, Mexico, Mongolia, Morocco, Myanmar, Netherlands, New Zealand, Nigeria, Norway, Pakistan, Peru, Philippines, Poland, Portugal, Puerto Rico, Qatar, Romania, Russian Federation, Rwanda, Saudi Arabia, Senegal, Serbia, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sudan, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Togo, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uruguay, Venezuela, Vietnam, Virgin Islands, YemenThe reported tin from the DRC and other covered countries came from 3 smelters (Smelter IDs CID001105, CID001898, CID003387) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *



TungstenAustralia, Austria, Belgium, Bolivia, Brazil, Burundi, Canada, China, Colombia, Congo, Democratic Republic of the, Czechia, France, Germany, Hong Kong, Ireland, Israel, Japan, Kazakhstan, Kyrgyzstan, Latvia, Malaysia, Mexico, Mongolia, Myanmar, Nigeria, Peru, Philippines, Portugal, Russian Federation, Rwanda, Singapore, South Korea, Spain, Taiwan, Thailand, Uganda, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uzbekistan, Vietnam, ZimbabweThe reported tungsten from the DRC and other covered countries came from 6 smelters (Smelter IDs CID000568, CID002044, CID002543, CID002589, CID002502, CID002320) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *
GoldAndorra, Antigua and Barbuda, Argentina, Armenia, Australia, Austria, Azerbaijan, Bahamas, Bahrain, Barbados, Belarus, Belgium, Benin, Bolivia (Plurinational State of), Bosnia & Herzegovina, Botswana, Brazil, Bulgaria, Burkina Faso, Cameroon, Canada, Cayman Islands, Chile, China, Colombia, Costa Rica, Cote d'Ivoire, Cuba, Curacao, Cyprus, Czechia, Denmark, Dominica, Dominican Republic, Ecuador, Egypt, El Salvador, Eritrea, Estonia, Ethiopia, Fiji, Finland, France, French Guiana, Gabon, Georgia, Germany, Ghana, Greece, Grenada, Guatemala, Guinea, Guyana, Haiti, Honduras, Hong Kong, Hungary, Iceland, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Jordan, Kazakhstan, Kenya, , Kuwait, Kyrgyzstan, Laos, Latvia, Lebanon, Liberia, Liechtenstein, Lithuania, Luxembourg, Macau, Malaysia, Mali, Malta, Mauritania, Mexico, Monaco, Mongolia, Montenegro, Morocco, Mozambique, Netherlands, New Zealand, Nicaragua, Niger, Norway, Oman, Pakistan, Panama, Papua New Guinea, Peru, Philippines, Poland, Portugal, Puerto Rico, Romania, Russian Federation, Rwanda, Saint Kitts and Nevis, San Marino, Saudi Arabia, Senegal, Serbia, Sierra Leone, Singapore, Sint Maarten, Slovakia, Slovenia, Solomon Islands, South Africa, South Korea, Spain, Sri Lanka, St Lucia, St Vincent and Grenadines, Sudan, Suriname, Swaziland, Sweden, Switzerland, Taiwan, Tajikistan, Tanzania, Thailand, Togo, Trinidad and Tobago, Tunisia, Turkey, Turks and Caicos, Uganda, Ukraine, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uruguay, Uzbekistan, Venezuela, Vietnam, Zambia, ZimbabweThe reported gold from the other covered countries came from 2 smelters (Smelter IDs CID002561, CID002762) all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *
Information about Efforts to Determine Mine or Location of Origin: The description of the Company’s due diligence exercise set forth above under the heading “Reasonable Country of Origin (“RCOI”) and Due Diligence Measures” covers the Company’s efforts to determine the mine or location of origin with the greatest possible specificity.




Forward-Looking Statements

Statements relating to due diligence process improvement made in this report, as well as certain other statements made in this report, are forward-looking in nature and are based on the Company’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors (such as whether industry organizations and initiatives such as the RMI remain effective as a source of external support to us in the conflict minerals compliance process and whether the results of our efforts to improve the due diligence process will be effective) that may be outside of the Company’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.

Documents Incorporated by Reference

Unless otherwise stated herein, any documents, third-party materials or references to websites (including the Company’s) are not incorporated by reference in, or considered to be a part of, this report unless expressly incorporated by reference herein.




Appendix A: Smelter and Refiner List

NumberMetalSmelter NameSmelter IdRemarks
1TantalumChangsha South Tantalum Niobium Co., Ltd.CID000211Conformant
2TantalumF&X Electro-Materials Ltd.CID000460Conformant
3TantalumGuangdong Zhiyuan New Material Co., Ltd.CID000616Conformant
4TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDCID000616Conformant
5TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CID000914Conformant
6TantalumJiujiang Nonferrous Metals Smelting Company LimitedCID000917Conformant
7TantalumJiujiang Tanbre Co., Ltd.CID000917Conformant
8TantalumAMG BrasilCID001076Conformant
9TantalumLSM Brasil S.A.CID001076Conformant
10TantalumMetallurgical Products India Pvt., Ltd.CID001163Conformant
11TantalumMineracao Taboca S.A.CID001175Conformant
12TantalumMitsui Mining and Smelting Co., Ltd.CID001192Conformant
13TantalumNPM Silmet ASCID001200Conformant
14TantalumQuantumCleanCID001508Conformant
15TantalumRFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
16TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CID001522Conformant
17TantalumSolikamsk Magnesium Works OAOCID001769Conformant
18TantalumTaki Chemical Co., Ltd.CID001869Conformant
19TantalumTelex MetalsCID001891Conformant
20TantalumUlba Metallurgical Plant JSCCID001969Conformant
21TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CID002492Conformant
22TantalumD Block Metals, LLCCID002504Conformant
23TantalumFIR Metals & Resource Ltd.CID002505Conformant
24TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CID002506Conformant
25TantalumXinXing HaoRong Electronic Material Co., Ltd.CID002508Conformant
26TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CID002512Conformant
27TantalumKEMET Blue MetalsCID002539Conformant
28TantalumKEMET de MexicoCID002539Conformant
29TantalumH.C. Starck Co., Ltd.CID002544Conformant
30TantalumTANIOBIS Co., Ltd.CID002544Conformant
31TantalumH.C. Starck Tantalum and Niobium GmbHCID002545Conformant
32TantalumTANIOBIS GmbHCID002545Conformant
33TantalumH.C. Starck Hermsdorf GmbHCID002547Conformant
34TantalumH.C. Starck Inc.CID002548Conformant
35TantalumH.C. Starck Ltd.CID002549Conformant
36TantalumTANIOBIS Japan Co., Ltd.CID002549Conformant
37TantalumH.C. Starck Smelting GmbH & Co. KGCID002550Conformant



38TantalumTANIOBIS Smelting GmbH & Co. KGCID002550Conformant
39TantalumGlobal Advanced Metals BoyertownCID002557Conformant
40TantalumGlobal Advanced Metals AizuCID002558Conformant
41TantalumResind Industria e Comercio Ltda.CID002707Conformant
42TantalumJiangxi Tuohong New Raw MaterialCID002842Conformant
43TantalumYancheng Jinye New Material Technology Co., Ltd.CID003583Conformant
44TinChenzhou Yun Xiang mining limited liability companyCID000228Conformant
45TinAlphaCID000292Conformant
46TinDowaCID000402Conformant
47TinEM VintoCID000438Conformant
48TinEstanho de Rondonia S.A.CID000448Conformant
49TinFenix MetalsCID000468Conformant
50TinGejiu Non-Ferrous Metal Processing Co., Ltd.CID000538Conformant
51TinGejiu Zili Mining And Metallurgy Co., Ltd.CID000555Conformant
52TinChina Tin Group Co., Ltd.CID001070Conformant
53TinMalaysia Smelting Corporation (MSC)CID001105Conformant
54TinMetallic Resources, Inc.CID001142Conformant
55TinMineracao Taboca S.A.CID001173Conformant
56TinMinsurCID001182Conformant
57TinMitsubishi Materials CorporationCID001191Conformant
58TinJiangxi New Nanshan Technology Ltd.CID001231Conformant
59TinNovosibirsk Processing Plant Ltd.CID001305Conformant
60TinO.M. Manufacturing (Thailand) Co., Ltd.CID001314Conformant
61TinOperaciones Metalúrgicas S.A.CID001337Conformant
62TinPT Artha Cipta LanggengCID001399Conformant
63TinPT Babel Inti PerkasaCID001402Conformant
64TinPT Babel Surya Alam LestariCID001406Conformant
65TinPT Mitra Stania PrimaCID001453Conformant
66TinPT Prima Timah UtamaCID001458Conformant
67TinPT Refined Bangka TinCID001460Conformant
68TinPT Sariwiguna BinasentosaCID001463Conformant
69TinPT Stanindo Inti PerkasaCID001468Conformant
70TinPT Timah Tbk KundurCID001477Conformant
71TinPT Timah Tbk MentokCID001482Conformant
72TinPT Tinindo Inter NusaCID001490Conformant
73TinRui Da HungCID001539Conformant
74TinSoft Metais Ltda.CID001758Conformant
75TinThaisarcoCID001898Conformant
76TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CID001908Conformant
77TinWhite Solder Metalurgia e Mineracao Ltda.CID002036Conformant
78TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CID002158Conformant
79TinTin Smelting Branch of Yunnan Tin Co., Ltd.CID002180Conformant



80TinMagnu's Minerais Metais e Ligas Ltda.CID002468Conformant
81TinPT ATD Makmur Mandiri JayaCID002503Conformant
82TinO.M. Manufacturing Philippines, Inc.CID002517Conformant
83TinPT Cipta Persada MuliaCID002696Conformant
84TinResind Indústria e Comércio Ltda.CID002706Conformant
85TinMetallo Belgium N.V.CID002773Conformant
86TinMetallo Spain S.L.U.CID002774Conformant
87TinThai Nguyen Mining and Metallurgy Co., Ltd.CID002834Conformant
88TinPT Menara Cipta MuliaCID002835Conformant
89TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CID003116Conformant
90TinChifeng Dajingzi Tin Industry Co., Ltd.CID003190Conformant
91TinPT Bangka SerumpunCID003205Conformant
92TinTin Technology & RefiningCID003325Conformant
93TinMa'anshan Weitai Tin Co., Ltd.CID003379Conformant
94TinPT Rajawali Rimba PerkasaCID003381Conformant
95TinLuna Smelter, Ltd.CID003387Conformant
96TinCRM SynergiesCID003524Conformant
97TinFabrica Auricchio Industria e Comercio Ltda.CID003582Conformant
98TinPT Aries Kencana SejahteraCID000309Active
99TinPT Bukit TimahCID001428Active
100TinPT Timah NusantaraCID001486Active
101TinCV Venus Inti PerkasaCID002455Active
102TinSuper LigasCID002756Active
103TinPT Sukses Inti MakmurCID002816Active
104TinPT Masbro Alam StaniaCID003380Active
105TinPT Mitra Sukses GlobalindoCID003449Active
106TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaCID003486Active
107TinPT Tommy UtamaCID001493Active
108TinGejiu Kai Meng Industry and Trade LLCCID000942Active
109TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyCID002572Active
110TinModeltech Sdn BhdCID002858Active
111TinDongguan CiEXPO Environmental Engineering Co., Ltd.CID003356Active
112TinYunnan Yunfan Non-ferrous Metals Co., Ltd.CID003397Active
113TinPrecious Minerals and Smelting LimitedCID003409Active
114TinPT Belitung Industri SejahteraCID001421Active
115TinPT Panca Mega PersadaCID001457Active
116TinVQB Mineral and Trading Group JSCCID002015Active
117TinPT Tirus Putra MandiriCID002478Active
118TinMelt Metais e Ligas S.A.CID002500Active
119TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyCID002573Active
120TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyCID002574Active



121TinAn Vinh Joint Stock Mineral Processing CompanyCID002703Active
122TinPongpipat Company LimitedCID003208Active
123TinGejiu City Fuxiang Industry and Trade Co., Ltd.CID003410Active
124Gold8853 S.p.A.CID002763Conformant
125GoldAida Chemical Industries Co., Ltd.CID000019Conformant
126GoldAdvanced Chemical CompanyCID000015Conformant
127GoldAsaka Riken Co., Ltd.CID000090Conformant
128GoldCendres + Metaux S.A.CID000189Conformant
129GoldChugai MiningCID000264Conformant
130GoldDSC (Do Sung Corporation)CID000359Conformant
131GoldAKITA SeirenCID000401Conformant
132GoldEco-System Recycling Co., Ltd.CID000425Conformant
133GoldHeeSung Metal Ltd.CID000689Conformant
134GoldHeraeus Germany GmbH Co. KGCID000711Conformant
135GoldKojima Chemicals Co., Ltd.CID000981Conformant
136GoldWilliams Advanced MaterialsCID001113Conformant
137GoldOhura Precious Metal Industry Co., Ltd.CID001325Conformant
138GoldSamduck Precious MetalsCID001555Conformant
139GoldTorecomCID001955Conformant
140GoldUnited Precious Metal Refining, Inc.CID001993Conformant
141GoldYamakin Co., Ltd.CID002100Conformant
142GoldYokohama Metal Co., Ltd.CID002129Conformant
143GoldSAFINA A.S.CID002290Conformant
144GoldUmicore Precious Metals ThailandCID002314Conformant
145GoldGeib Refining CorporationCID002459Conformant
146GoldSingway Technology Co., Ltd.CID002516Conformant
147GoldAl Etihad Gold LLCCID002560Conformant
148GoldEmirates Gold DMCCCID002561Conformant
149GoldRemondis Argentia B.V.CID002582Conformant
150GoldKorea Zinc Co., Ltd.CID002605Conformant
151GoldMarsam MetalsCID002606Conformant
152GoldSAAMPCID002761Conformant
153GoldL'Orfebre S.A.CID002762Conformant
154GoldWIELAND Edelmetalle GmbHCID002778Conformant
155GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHCID002779Conformant
156GoldBangalore RefineryCID002863Conformant
157GoldSungEel HiMetal Co., Ltd.CID002918Conformant
158GoldPlanta Recuperadora de Metales SpACID002919Conformant
159GoldSafimet S.p.ACID002973Conformant
160GoldNH Recytech CompanyCID003189Conformant
161GoldEco-System Recycling Co., Ltd. North PlantCID003424Conformant
162GoldEco-System Recycling Co., Ltd. West PlantCID003425Conformant
163GoldMetal Concentrators SA (Pty) Ltd.CID003575Conformant



164GoldAllgemeine Gold-und Silberscheideanstalt A.G.CID000035Conformant
165GoldAlmalyk Mining and Metallurgical Complex (AMMC)CID000041Conformant
166GoldAngloGold Ashanti Corrego do Sitio MineracaoCID000058Conformant
167GoldArgor-Heraeus S.A.CID000077Conformant
168GoldAsahi Pretec Corp.CID000082Conformant
169GoldNorddeutsche Affinererie AGCID000113Conformant
170GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)CID000128Conformant
171GoldBoliden ABCID000157Conformant
172GoldC. Hafner GmbH + Co. KGCID000176Conformant
173GoldCCR Refinery - Glencore Canada CorporationCID000185Conformant
174GoldChimet S.p.A.CID000233Conformant
175GoldHeimerle + Meule GmbHCID000694Conformant
176GoldHeraeus Metals Hong Kong Ltd.CID000707Conformant
177GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.CID000801Conformant
178GoldIshifuku Metal Industry Co., Ltd.CID000807Conformant
179GoldIstanbul Gold RefineryCID000814Conformant
180GoldJapan MintCID000823Conformant
181GoldJiangxi Copper Co., Ltd.CID000855Conformant
182GoldAsahi Refining USA Inc.CID000920Conformant
183GoldAsahi Refining Canada Ltd.CID000924Conformant
184GoldJX Nippon Mining & Metals Co., Ltd.CID000937Conformant
185GoldKazzincCID000957Conformant
186GoldKennecott Utah Copper LLCCID000969Conformant
187GoldRefinery LS-Nikko Copper Inc.CID001078Conformant
188GoldMatsuda Sangyo Co., Ltd.CID001119Conformant
189GoldMetalor Technologies (Suzhou) Ltd.CID001147Conformant
190GoldMetalor Technologies (Hong Kong) Ltd.CID001149Conformant
191GoldMetalor Technologies (Singapore) Pte., Ltd.CID001152Conformant
192GoldMetalor SwitzerlandCID001153Conformant
193GoldMetalor USA Refining CorporationCID001157Conformant
194GoldMet-Mex Pe?oles, S.A.CID001161Conformant
195GoldMitsubishi Materials CorporationCID001188Conformant
196GoldTakehara RefineryCID001193Conformant
197GoldNadir Metal Rafineri San. Ve Tic. A.S.CID001220Conformant
198GoldNavoi Mining and Metallurgical CombinatCID001236Conformant
199GoldNihon Material Co., Ltd.CID001259Conformant
200GoldPAMP S.A.CID001352Conformant
201GoldPT Aneka Tambang (Persero) TbkCID001397Conformant
202GoldPX Precinox S.A.CID001498Conformant
203GoldRand Refinery (Pty) Ltd.CID001512Conformant
204GoldRoyal Canadian MintCID001534Conformant
205GoldSEMPSA Joyeria Plateria S.A.CID001585Conformant



206GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CID001622Conformant
207GoldSichuan Tianze Precious Metals Co., Ltd.CID001736Conformant
208GoldSolar Applied Materials Technology Corp.CID001761Conformant
209GoldMEM(Sumitomo Group)CID001798Conformant
210GoldShonan Plant Tanaka KikinzokuCID001875Conformant
211GoldChina's Shandong Gold Mining Co., LtdCID001916Conformant
212GoldTokuriki Honten Co., Ltd.CID001938Conformant
213GoldMetallurgie Hoboken OverpeltCID001980Conformant
214GoldValcambi S.A.CID002003Conformant
215GoldANZ (Perth Mint 4N)CID002030Conformant
216GoldChina Henan Zhongyuan Gold SmelterCID002224Conformant
217GoldFujian Zijin mining stock company gold smelterCID002243Conformant
218GoldMMTC-PAMP India Pvt., Ltd.CID002509Conformant
219GoldKGHM Polska Miedz Spolka AkcyjnaCID002511Conformant
220GoldT.C.A S.p.ACID002580Conformant
221GoldTOO Tau-Ken-AltynCID002615Conformant
222GoldItalpreziosiCID002765Conformant
223GoldHwaSeong CJ CO., LTD.CID000778Not active
224GoldSabin Metal Corp.CID001546Not active
225GoldSamwon Metals Corp.CID001562Not active
226GoldPease & CurrenCID002872Not active
227GoldSellem Industries Ltd.CID003540Not active
228GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantCID000927Not active
229GoldL'azurde Company For JewelryCID001032Not active
230GoldKaloti Precious MetalsCID002563Not active
231GoldFidelity Printers and Refiners Ltd.CID002515Not active
232GoldGCC Gujrat Gold Centre Pvt. Ltd.CID002852Active
233GoldC.I Metales Procesados Industriales SASCID003421Active
234GoldAugmont Enterprises Private LimitedCID003461Active
235GoldAlexy MetalsCID003500Active
236GoldSancus ZFS (L’Orfebre, SA)CID003529Active
237GoldWEEEREFININGCID003615Active
238GoldValue TradingCID003617Active
239GoldMetallix Refining Inc.CID003557Active
240GoldMorris and WatsonCID002282Active
241GoldEmerald Jewel Industry India Limited (Unit 1)CID003487Active
242GoldEmerald Jewel Industry India Limited (Unit 2)CID003488Active
243GoldEmerald Jewel Industry India Limited (Unit 3)CID003489Active
244GoldEmerald Jewel Industry India Limited (Unit 4)CID003490Active
245GoldInternational Precious Metal RefinersCID002562Active
246GoldMD OverseasCID003548Active
247GoldKundan Care Products Ltd.CID003463Active
248GoldKazakhmys Smelting LLCCID000956Active



249GoldDaye Non-Ferrous Metals Mining Ltd.CID000343Active
250GoldIndustrial Refining CompanyCID002587Active
251GoldAbington Reldan Metals, LLCCID002708Active
252GoldModeltech Sdn BhdCID002857Active
253GoldAU Traders and RefinersCID002850Active
254GoldFSE Novosibirsk RefineryCID000493Active
255GoldJSC UralelectromedCID000929Active
256GoldKyrgyzaltyn JSCCID001029Active
257GoldFederal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS)CID001204Active
258GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)CID001326Active
259GoldPrioksky Plant of Non-Ferrous MetalsCID001386Active
260GoldShyolkovskyCID001756Active
261GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.CID000103Active
262GoldYunnan Copper Industry Co., Ltd.CID000197Active
263GoldRefinery of Seemine Gold Co., Ltd.CID000522Active
264GoldHangzhou Fuchunjiang Smelting Co., Ltd.CID000671Active
265GoldHunan Chenzhou Mining Co., Ltd.CID000767Active
266GoldLingbao Gold Co., Ltd.CID001056Active
267GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.CID001058Active
268GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.CID001093Active
269GoldPenglai Penggang Gold Industry Co., Ltd.CID001362Active
270GoldTongling Nonferrous Metals Group Co., Ltd.CID001947Active
271GoldGuangdong Jinding Gold LimitedCID002312Active
272GoldSai RefineryCID002853Active
273GoldShandong Humon Smelting Co., Ltd.CID002525Active
274GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.CID000773Active
275GoldQG Refining, LLCCID003324Active
276GoldState Research Institute Center for Physical Sciences and TechnologyCID003153Active
277GoldKyshtym Copper-Electrolytic Plant ZAOCID002865Active
278GoldDegussa Sonne / Mond Goldhandel GmbHCID002867Active
279GoldK.A. RasmussenCID003497Active
280GoldGold Coast RefineryCID003186Active
281GoldSuper Dragon Technology Co., Ltd.CID001810Active
282GoldFujairah Gold FZCCID002584Active
283GoldDijllah Gold Refinery FZCCID003348Active
284GoldAfrican Gold RefineryCID003185Active
285GoldSovereign MetalsCID003383Active
286GoldCGR Metalloys Pvt Ltd.CID003382Active
287GoldShenzhen Zhonghenglong Real Industry Co., Ltd.CID002527Active
288GoldJALAN & CompanyCID002893Active
289GoldShirpur Gold Refinery Ltd.CID002588Active



290GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.CID000651Active
291GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.CID001619Active
292GoldSudan Gold RefineryCID002567Active
293GoldCaridadCID000180Active
294GoldGreat Wall Precious Metals Co., Ltd. of CBPMCID001909Active
295TungstenHunan Chenzhou Mining Co., Ltd.CID000766Conformant
296TungstenH.C. Starck Smelting GmbH & Co. KGCID002542Conformant
297TungstenChina Molybdenum Tungsten Co., Ltd.CID002641Conformant
298TungstenGanzhou Haichuang Tungsten Co., Ltd.CID002645Conformant
299TungstenACL Metais EireliCID002833Conformant
300TungstenKGETS Co., Ltd.CID003388Conformant
301TungstenFujian Ganmin RareMetal Co., Ltd.CID003401Conformant
302TungstenLianyou Metals Co., Ltd.CID003407Conformant
303TungstenJSC "Kirovgrad Hard Alloys Plant"CID003408Conformant
304TungstenGEM Co., Ltd.CID003417Conformant
305TungstenCronimet Brasil LtdaCID003468Conformant
306TungstenFujian Xinlu TungstenCID003609Conformant
307TungstenA.L.M.T Corp.CID000004Conformant
308TungstenKennametal HuntsvilleCID000105Conformant
309TungstenGuangdong Xianglu Tungsten Co., Ltd.CID000218Conformant
310TungstenChongyi Zhangyuan Tungsten Co., Ltd.CID000258Conformant
311TungstenGlobal Tungsten & Powders Corp.CID000568Conformant
312TungstenHunan Chunchang Nonferrous Metals Co., Ltd.CID000769Conformant
313TungstenJapan New Metals Co., Ltd.CID000825Conformant
314TungstenGanzhou Huaxing Tungsten Products Co., Ltd.CID000875Conformant
315TungstenKennametal FallonCID000966Conformant
316TungstenWolfram Bergbau und Hutten AGCID002044Conformant
317TungstenXiamen Tungsten Co., Ltd.CID002082Conformant
318TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.CID002315Conformant
319TungstenJiangxi Yaosheng Tungsten Co., Ltd.CID002316Conformant
320TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.CID002317Conformant
321TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.CID002318Conformant
322TungstenMalipo Haiyu Tungsten Co., Ltd.CID002319Conformant
323TungstenJiangxi Gan Bei Tungsten Co., Ltd.CID002321Conformant
324TungstenGanzhou Seadragon W & Mo Co., Ltd.CID002494Conformant
325TungstenChenzhou Diamond Tungsten Products Co., Ltd.CID002513Conformant
326TungstenH.C. Starck Tungsten GmbHCID002541Conformant
327TungstenMasan High-Tech MaterialsCID002543Conformant
328TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.CID002551Conformant
329TungstenNiagara Refining LLCCID002589Conformant
330TungstenHydrometallurg, JSCCID002649Conformant



331TungstenUnecha Refractory metals plantCID002724Conformant
332TungstenPhilippine Chuangxin Industrial Co., Inc.CID002827Conformant
333TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.CID002830Conformant
334TungstenMoliren LtdCID002845Conformant
335TungstenCNMC (Guangxi) PGMA Co., Ltd.CID000281Active
336TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.CID002313Not active
337TungstenArtek LLCCID003553Active
338TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.CID003427Active
339TungstenOOO “Technolom” 2CID003612Active
340TungstenOOO “Technolom” 1CID003614Active
341TungstenNPP Tyazhmetprom LLCCID003416Active
342TungstenAsia Tungsten Products Vietnam Ltd.CID002502Conformant
343TungstenXiamen Tungsten (H.C.) Co., Ltd.CID002320Conformant