Regulatory Consultant

0001085146-19-000369.txt : 20190207 0001085146-19-000369.hdr.sgml : 20190207 20190207075756 ACCESSION NUMBER: 0001085146-19-000369 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 EFFECTIVENESS DATE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: American Financial Network Advisory Services LLC CENTRAL INDEX KEY: 0001680091 IRS NUMBER: 900897271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18149 FILM NUMBER: 19573480 BUSINESS ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: SUITE 150 CITY: CALABASAS STATE: CA ZIP: 91302 BUSINESS PHONE: 8182644644 MAIL ADDRESS: STREET 1: 23975 PARK SORRENTO STREET 2: SUITE 150 CITY: CALABASAS STATE: CA ZIP: 91302 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001680091 XXXXXXXX 12-31-2018 12-31-2018 false American Financial Network Advisory Services LLC

23975 PARK SORRENTO SUITE 150 CALABASAS CA 91302

13F HOLDINGS REPORT 028-18149 N Alex Butters Regulatory Consultant 310-275-7300 /s/ Alex Butters Beverly Hills CA 02-06-2019 0 162 141216 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 988 5184 SH SOLE 0 0 5184 ABBOTT LABS COM 002824100 1297 17932 SH SOLE 0 0 17932 ABBVIE INC COM 00287Y109 506 5486 SH SOLE 0 0 5486 ACTIVISION BLIZZARD INC COM 00507V109 929 19946 SH SOLE 0 0 19946 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 882 6436 SH SOLE 0 0 6436 ALPHABET INC CAP STK CL A 02079K305 299 286 SH SOLE 0 0 286 ALPHABET INC CAP STK CL C 02079K107 641 619 SH SOLE 0 0 619 ALTRIA GROUP INC COM 02209S103 463 9219 SH SOLE 0 0 9219 AMAZON COM INC COM 023135106 867 577 SH SOLE 0 0 577 AMERICAN FINL GROUP INC OHIO COM 025932104 308 3399 SH SOLE 0 0 3399 AMERICAN TOWER CORP NEW COM 03027X100 764 4803 SH SOLE 0 0 4803 AMGEN INC COM 031162100 5304 27245 SH SOLE 0 0 27245 ANNALY CAP MGMT INC COM 035710409 191 18913 SH SOLE 0 0 18913 ANTHEM INC COM 036752103 568 2161 SH SOLE 0 0 2161 APPLE INC COM 037833100 3287 20835 SH SOLE 0 0 20835 ARES DYNAMIC CR ALLOCATION F COM 04014F102 156 11311 SH SOLE 0 0 11311 ARK ETF TR WEB X.O ETF 00214Q401 715 16849 SH SOLE 0 0 16849 AT&T INC COM 00206R102 264 9235 SH SOLE 0 0 9235 BANK AMER CORP COM 060505104 682 27659 SH SOLE 0 0 27659 BARINGS GLOBAL SHORT DURATIO COM 06760L100 320 19900 SH SOLE 0 0 19900 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 643 3149 SH SOLE 0 0 3149 BLACKROCK SCIENCE & TECH TR SHS 09258G104 1036 37703 SH SOLE 0 0 37703 BOEING CO COM 097023105 1032 3199 SH SOLE 0 0 3199 CATERPILLAR INC DEL COM 149123101 464 3648 SH SOLE 0 0 3648 CELGENE CORP COM 151020104 362 5656 SH SOLE 0 0 5656 CHEVRON CORP NEW COM 166764100 1192 10959 SH SOLE 0 0 10959 CHIMERA INVT CORP COM NEW 16934Q208 641 35001 SH SOLE 0 0 35001 CINTAS CORP COM 172908105 512 3045 SH SOLE 0 0 3045 CISCO SYS INC COM 17275R102 455 10512 SH SOLE 0 0 10512 CITIGROUP INC COM NEW 172967424 845 16233 SH SOLE 0 0 16233 CONSTELLATION BRANDS INC CL A 21036P108 648 4029 SH SOLE 0 0 4029 CORNING INC COM 219350105 295 9779 SH SOLE 0 0 9779 COSTCO WHSL CORP NEW COM 22160K105 298 1461 SH SOLE 0 0 1461 CVS HEALTH CORP COM 126650100 327 4992 SH SOLE 0 0 4992 DEERE & CO COM 244199105 363 2421 SH SOLE 0 0 2421 DIAGEO P L C SPON ADR NEW 25243Q205 204 1437 SH SOLE 0 0 1437 DISNEY WALT CO COM DISNEY 254687106 559 5055 SH SOLE 0 0 5055 EATON VANCE CORP COM NON VTG 278265103 319 9078 SH SOLE 0 0 9078 EOG RES INC COM 26875P101 326 3735 SH SOLE 0 0 3735 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 652 18657 SH SOLE 0 0 18657 EXTRA SPACE STORAGE INC COM 30225T102 372 4108 SH SOLE 0 0 4108 EXXON MOBIL CORP COM 30231G102 219 3213 SH SOLE 0 0 3213 FACEBOOK INC CL A 30303M102 959 7316 SH SOLE 0 0 7316 FEDEX CORP COM 31428X106 442 2730 SH SOLE 0 0 2730 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 416 1601 SH SOLE 0 0 1601 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 9204 187761 SH SOLE 0 0 187761 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 2082 91182 SH SOLE 0 0 91182 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 205 11447 SH SOLE 0 0 11447 FS KKR CAPITAL CORP COM 302635107 56 10717 SH SOLE 0 0 10717 GENERAL MTRS CO COM 37045V100 389 11640 SH SOLE 0 0 11640 GILEAD SCIENCES INC COM 375558103 585 9351 SH SOLE 0 0 9351 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 647 23381 SH SOLE 0 0 23381 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1199 5579900 SH Call SOLE 0 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 545 32082 SH SOLE 0 0 32082 GOLUB CAP BDC INC COM 38173M102 418 25319 SH SOLE 0 0 25319 GREAT PANTHER SILVER LTD COM 39115V101 16 22500 SH SOLE 0 0 22500 HOME DEPOT INC COM 437076102 2075 12074 SH SOLE 0 0 12074 HONEYWELL INTL INC COM 438516106 304 2299 SH SOLE 0 0 2299 HOULIHAN LOKEY INC CL A 441593100 511 13874 SH SOLE 0 0 13874 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 767 24187 SH SOLE 0 0 24187 INTEL CORP COM 458140100 868 18506 SH SOLE 0 0 18506 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 203 4106 SH SOLE 0 0 4106 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 234 4477 SH SOLE 0 0 4477 INVESCO EXCHANGE TRADED FD T DWA HEALTHCARE 46137V852 413 5805 SH SOLE 0 0 5805 INVESCO EXCHANGE TRADED FD T GBL LISTED PVT 46137V589 314 31358 SH SOLE 0 0 31358 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 262 19475 SH SOLE 0 0 19475 INVESCO EXCHNG TRADED FD TR S&P 500 HB ETF 46138E370 766 21708 SH SOLE 0 0 21708 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 475 20896 SH SOLE 0 0 20896 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 1270 42553 SH SOLE 0 0 42553 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1271 29814 SH SOLE 0 0 29814 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 1485 38882 SH SOLE 0 0 38882 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 238 10911 SH SOLE 0 0 10911 INVESCO EXCHNG TRADED FD TR VAR RATE PFD 46138G870 602 26367 SH SOLE 0 0 26367 INVESCO QQQ TR UNIT SER 1 46090E103 206 1338 SH SOLE 0 0 1338 ISHARES GOLD TRUST ISHARES 464285105 376 30613 SH SOLE 0 0 30613 ISHARES TR CORE MSCI TOTAL 46432F834 1707 32501 SH SOLE 0 0 32501 ISHARES TR CORE S&P MCP ETF 464287507 485 2920 SH SOLE 0 0 2920 ISHARES TR CORE S&P SCP ETF 464287804 853 12309 SH SOLE 0 0 12309 ISHARES TR CORE S&P500 ETF 464287200 1298 5154 SH SOLE 0 0 5154 ISHARES TR EXPANDED TECH 464287515 630 3629 SH SOLE 0 0 3629 ISHARES TR FLTG RATE NT ETF 46429B655 8903 176792 SH SOLE 0 0 176792 ISHARES TR GLB CNSM STP ETF 464288737 209 4536 SH SOLE 0 0 4536 ISHARES TR GLB INFRASTR ETF 464288372 226 5746 SH SOLE 0 0 5746 ISHARES TR GLOB HLTHCRE ETF 464287325 575 10086 SH SOLE 0 0 10086 ISHARES TR GLOBAL TECH ETF 464287291 762 5292 SH SOLE 0 0 5292 ISHARES TR MIN VOL USA ETF 46429B697 1360 25931 SH SOLE 0 0 25931 ISHARES TR MSCI ACWI EX US 464288240 204 4870 SH SOLE 0 0 4870 ISHARES TR MSCI EMG MKT ETF 464287234 277 7085 SH SOLE 0 0 7085 ISHARES TR NASDAQ BIOTECH 464287556 521 5401 SH SOLE 0 0 5401 ISHARES TR NATIONAL MUN ETF 464288414 200 1835 SH SOLE 0 0 1835 ISHARES TR RUS MD CP GR ETF 464287481 945 8310 SH SOLE 0 0 8310 ISHARES TR RUS MID CAP ETF 464287499 751 16152 SH SOLE 0 0 16152 ISHARES TR RUSSELL 2000 ETF 464287655 632 4720 SH SOLE 0 0 4720 ISHARES TR S&P 500 GRWT ETF 464287309 666 4423 SH SOLE 0 0 4423 ISHARES TR S&P 500 VAL ETF 464287408 372 3678 SH SOLE 0 0 3678 ISHARES TR S&P US PFD STK 464288687 281 8194 SH SOLE 0 0 8194 ISHARES TR SELECT DIVID ETF 464287168 250 2803 SH SOLE 0 0 2803 ISHARES TR U.S. FINLS ETF 464287788 206 1937 SH SOLE 0 0 1937 ISHARES TR US AER DEF ETF 464288760 2620 15157 SH SOLE 0 0 15157 ISHARES TR USA MOMENTUM FCT 46432F396 1654 16506 SH SOLE 0 0 16506 JOHNSON & JOHNSON COM 478160104 612 4745 SH SOLE 0 0 4745 JPMORGAN CHASE & CO COM 46625H100 583 5971 SH SOLE 0 0 5971 LILLY ELI & CO COM 532457108 459 3964 SH SOLE 0 0 3964 LOCKHEED MARTIN CORP COM 539830109 1278 4879 SH SOLE 0 0 4879 MAIN STREET CAPITAL CORP COM 56035L104 233 6857 SH SOLE 0 0 6857 MARATHON PETE CORP COM 56585A102 205 3472 SH SOLE 0 0 3472 MERCK & CO INC COM 58933Y105 282 3666 SH SOLE 0 0 3666 MICROSOFT CORP COM 594918104 2355 23185 SH SOLE 0 0 23185 MOELIS & CO CL A 60786M105 664 19309 SH SOLE 0 0 19309 NETFLIX INC COM 64110L106 271 1011 SH SOLE 0 0 1011 NEW GOLD INC CDA COM 644535106 10 13745 SH SOLE 0 0 13745 NEXTERA ENERGY INC COM 65339F101 222 1276 SH SOLE 0 0 1276 NIKE INC CL B 654106103 462 6217 SH SOLE 0 0 6217 NUCOR CORP COM 670346105 228 4369 SH SOLE 0 0 4369 NVIDIA CORP COM 67066G104 965 7226 SH SOLE 0 0 7226 PAYCHEX INC COM 704326107 530 8142 SH SOLE 0 0 8142 PAYPAL HLDGS INC COM 70450Y103 478 5681 SH SOLE 0 0 5681 PEPSICO INC COM 713448108 1302 11690 SH SOLE 0 0 11690 PFIZER INC COM 717081103 214 4908 SH SOLE 0 0 4908 PHILIP MORRIS INTL INC COM 718172109 206 3029 SH SOLE 0 0 3029 PROCTER AND GAMBLE CO COM 742718109 508 5528 SH SOLE 0 0 5528 PROSHARES TR PSHS LC COR PLUS 74347R248 1622 26623 SH SOLE 0 0 26623 PROSHARES TR S&P 500 DV ARIST 74348A467 852 13983 SH SOLE 0 0 13983 PROSPECT CAPITAL CORPORATION COM 74348T102 87 13670 SH SOLE 0 0 13670 SALESFORCE COM INC COM 79466L302 730 5330 SH SOLE 0 0 5330 SCHLUMBERGER LTD COM 806857108 328 8968 SH SOLE 0 0 8968 SELECT SECTOR SPDR TR ENERGY 81369Y506 1656 28880 SH SOLE 0 0 28880 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 925 10694 SH SOLE 0 0 10694 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1807 75877 SH SOLE 0 0 75877 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 905 14058 SH SOLE 0 0 14058 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 661 13080 SH SOLE 0 0 13080 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 651 10504 SH SOLE 0 0 10504 SPDR GOLD TRUST GOLD SHS 78463V107 533 4395 SH SOLE 0 0 4395 SPDR S&P 500 ETF TR TR UNIT 78462F103 304 1210 SH SOLE 0 0 1210 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 6818 145706 SH SOLE 0 0 145706 SPDR SERIES TRUST S&P BIOTECH 78464A870 411 5730 SH SOLE 0 0 5730 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 660 20291 SH SOLE 0 0 20291 SPDR SERIES TRUST S&P REGL BKG 78464A698 464 9915 SH SOLE 0 0 9915 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 5256 117580 SH SOLE 0 0 117580 STARBUCKS CORP COM 855244109 212 3285 SH SOLE 0 0 3285 TESLA INC COM 88160R101 260 780 SH SOLE 0 0 780 TYSON FOODS INC CL A 902494103 234 4390 SH SOLE 0 0 4390 UNION PAC CORP COM 907818108 376 2718 SH SOLE 0 0 2718 UNITED TECHNOLOGIES CORP COM 913017109 498 4673 SH SOLE 0 0 4673 UNITEDHEALTH GROUP INC COM 91324P102 1332 5348 SH SOLE 0 0 5348 VANECK VECTORS ETF TR AMT FREE INT ETF 92189H201 451 9485 SH SOLE 0 0 9485 VANGUARD INDEX FDS SMALL CP ETF 922908751 1327 10057 SH SOLE 0 0 10057 VANGUARD INDEX FDS TOTAL STK MKT 922908769 391 3065 SH SOLE 0 0 3065 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1440 37784 SH SOLE 0 0 37784 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 1004 20643 SH SOLE 0 0 20643 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 278 3562 SH SOLE 0 0 3562 VANGUARD STAR FD VG TL INTL STK F 921909768 218 4611 SH SOLE 0 0 4611 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 758 20423 SH SOLE 0 0 20423 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 836 14085 SH SOLE 0 0 14085 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1287 8014 SH SOLE 0 0 8014 VANGUARD WORLD FDS INF TECH ETF 92204A702 2508 15034 SH SOLE 0 0 15034 VERIZON COMMUNICATIONS INC COM 92343V104 824 14660 SH SOLE 0 0 14660 VISA INC COM CL A 92826C839 940 7122 SH SOLE 0 0 7122 WALGREENS BOOTS ALLIANCE INC COM 931427108 223 3267 SH SOLE 0 0 3267 WASTE MGMT INC DEL COM 94106L109 962 10809 SH SOLE 0 0 10809 WELLS FARGO CO NEW COM 949746101 333 7232 SH SOLE 0 0 7232 YUM BRANDS INC COM 988498101 202 2200 SH SOLE 0 0 2200