N-PX 1 statenpx201708.htm



Washington, DC 20549



Investment Company Act file number 811-23173

State Funds

(Exact name of registrant as specified in charter)

5550 Painted Mirage Road, Suite 320

Las Vegas, Nevada 89149

(Address of principal executive offices)

 (Zip code)

New York Alaska ETF Management LLC

5550 Painted Mirage Road, Suite 320

Las Vegas, Nevada 89149

(Name and address of agent for service)

Registrant's telephone number, including area code: 800-523-8382

Date of fiscal year end: June 30

Date of reporting period: June 30, 2017

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


The name of the issuer of the portfolio security;


The exchange ticker symbol of the portfolio security;


The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;


The shareholder meeting date;


A brief identification of the matter voted on;


Whether the matter was proposed by the issuer or by a security holder;


Whether the Registrant cast its vote on the matter;


How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and


Whether the Registrant cast its vote for or against management.

State Funds

During the time period ended 6/30/2017, the Registered Investment Adviser invests on behalf of the fund in fixed income assets such as U.S. Treasury Bills, Reverse Repurchase agreements and cash; therefore, there are no instances in which the Advisor and/or the Fund would receive proxy notices. Should this change, policies and procedures will be established and public notices will be filed accordingly as required by laws and regulations.


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

State Funds

By /s/Ofer Arbarbanel

* Ofer Arbarbanel

Trustee, President and Chief Financial Officer

Date: August 11, 2017

*Print the name and title of each signing officer under his or her signature.