0001679788-24-000034.txt : 20240306 0001679788-24-000034.hdr.sgml : 20240306 20240306162058 ACCESSION NUMBER: 0001679788-24-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240304 FILED AS OF DATE: 20240306 DATE AS OF CHANGE: 20240306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brock Lawrence J CENTRAL INDEX KEY: 0001963975 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40289 FILM NUMBER: 24726167 MAIL ADDRESS: STREET 1: C/O COINBASE GLOBAL, INC. STREET 2: 248 3RD ST #434 CITY: OAKLAND STATE: CA ZIP: 94607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coinbase Global, Inc. CENTRAL INDEX KEY: 0001679788 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464707224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATION SERVICE COMPANY STREET 2: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 3026365401 MAIL ADDRESS: STREET 1: C/O CORPORATION SERVICE COMPANY STREET 2: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 4 1 wk-form4_1709760042.xml FORM 4 X0508 4 2024-03-04 0 0001679788 Coinbase Global, Inc. COIN 0001963975 Brock Lawrence J C/O COINBASE GLOBAL, INC. NOT APPLICABLE DE 0 1 0 0 Chief People Officer 1 Class A Common Stock 2024-03-04 4 M 0 25991 17.87 A 39547 D Class A Common Stock 2024-03-04 4 M 0 78762 18.71 A 118309 D Class A Common Stock 2024-03-04 4 S 0 93475 225.1946 D 24834 D Class A Common Stock 2024-03-04 4 S 0 11278 226.1226 D 13556 D Employee Stock Option (right to buy) 17.87 2024-03-04 4 M 0 25991 0 D 2029-04-16 Class A Common Stock 25991 3 D Employee Stock Option (right to buy) 18.71 2024-03-04 4 M 0 78762 0 D 2030-02-04 Class A Common Stock 78762 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2023, during an open trading window. Represents the weighted average sale price. The lowest price at which shares were sold was $225.00 and the highest price at which shares were sold was $225.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. Represents the weighted average sale price. The lowest price at which shares were sold was $226.00 and the highest price at which shares were sold was $226.29. The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. The options vested with respect to 1/36th of the total shares on March 5, 2020, and the remaining options vest in equal monthly installments thereafter until the options are fully vested on February 5, 2023, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. /s/ Lawrence J. Brock, by Lailey Rezai, Attorney-in-Fact 2024-03-06