0001679788-21-000085.txt : 20211206 0001679788-21-000085.hdr.sgml : 20211206 20211206181956 ACCESSION NUMBER: 0001679788-21-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211202 FILED AS OF DATE: 20211206 DATE AS OF CHANGE: 20211206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chatterjee Surojit CENTRAL INDEX KEY: 0001851558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40289 FILM NUMBER: 211474220 MAIL ADDRESS: STREET 1: C/O COINBASE GLOBAL, INC. STREET 2: 100 PINE STREET, SUITE 1250 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Coinbase Global, Inc. CENTRAL INDEX KEY: 0001679788 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464707224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O THE CORPORATION TRUST COMPANY STREET 2: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3027770200 MAIL ADDRESS: STREET 1: C/O THE CORPORATION TRUST COMPANY STREET 2: 1209 ORANGE STREET CITY: WILMINGTON STATE: DE ZIP: 19801 4 1 wf-form4_163883278198050.xml FORM 4 X0306 4 2021-12-02 0 0001679788 Coinbase Global, Inc. COIN 0001851558 Chatterjee Surojit C/O COINBASE GLOBAL, INC. NOT APPLICABLE DE 0 1 0 0 Chief Product Officer Class A Common Stock 2021-12-02 4 M 0 30000 18.71 A 30084 D Class A Common Stock 2021-12-02 4 S 0 1355 284.375 D 28729 D Class A Common Stock 2021-12-02 4 S 0 1269 285.5206 D 27460 D Class A Common Stock 2021-12-02 4 S 0 2777 286.5969 D 24683 D Class A Common Stock 2021-12-02 4 S 0 1282 287.6569 D 23401 D Class A Common Stock 2021-12-02 4 S 0 2501 288.6458 D 20900 D Class A Common Stock 2021-12-02 4 S 0 2201 289.60 D 18699 D Class A Common Stock 2021-12-02 4 S 0 2715 290.8709 D 15984 D Class A Common Stock 2021-12-02 4 S 0 2000 291.6715 D 13984 D Class A Common Stock 2021-12-02 4 S 0 100 292.33 D 13884 D Class A Common Stock 2021-12-02 4 S 0 747 294.8235 D 13137 D Class A Common Stock 2021-12-02 4 S 0 9043 295.7297 D 4094 D Class A Common Stock 2021-12-02 4 S 0 1610 296.5126 D 2484 D Class A Common Stock 2021-12-02 4 S 0 400 297.8475 D 2084 D Class A Common Stock 2021-12-02 4 S 0 400 299.46 D 1684 D Class A Common Stock 2021-12-02 4 S 0 800 300.64 D 884 D Class A Common Stock 2021-12-02 4 S 0 500 302.324 D 384 D Class A Common Stock 2021-12-02 4 S 0 100 302.90 D 284 D Class A Common Stock 2021-12-02 4 S 0 200 304.665 D 84 D Employee Stock Option (right to buy) 18.71 2021-12-02 4 M 0 30000 0 D 2030-02-04 Class A Common Stock 30000.0 1686692 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2021, during an open trading window. Represents the weighted average sale price. The lowest price at which shares were sold was $284.07 and the highest price at which shares were sold was $285.02. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) to (17) to this Form 4. Represents the weighted average sale price. The lowest price at which shares were sold was $285.09 and the highest price at which shares were sold was $285.96. Represents the weighted average sale price. The lowest price at which shares were sold was $286.11 and the highest price at which shares were sold was $287.06. Represents the weighted average sale price. The lowest price at which shares were sold was $287.20 and the highest price at which shares were sold was $288.10. Represents the weighted average sale price. The lowest price at which shares were sold was $288.20 and the highest price at which shares were sold was $289.17. Represents the weighted average sale price. The lowest price at which shares were sold was $289.26 and the highest price at which shares were sold was $290.15. Represents the weighted average sale price. The lowest price at which shares were sold was $290.28 and the highest price at which shares were sold was $291.26. Represents the weighted average sale price. The lowest price at which shares were sold was $291.29 and the highest price at which shares were sold was $292.20. Represents the weighted average sale price. The lowest price at which shares were sold was $294.19 and the highest price at which shares were sold was $295.18. Represents the weighted average sale price. The lowest price at which shares were sold was $295.21 and the highest price at which shares were sold was $296.15. Represents the weighted average sale price. The lowest price at which shares were sold was $296.23 and the highest price at which shares were sold was $296.94. Represents the weighted average sale price. The lowest price at which shares were sold was $297.71 and the highest price at which shares were sold was $297.96. Represents the weighted average sale price. The lowest price at which shares were sold was $299.05 and the highest price at which shares were sold was $299.81. Represents the weighted average sale price. The lowest price at which shares were sold was $300.41 and the highest price at which shares were sold was $300.95. Represents the weighted average sale price. The lowest price at which shares were sold was $301.79 and the highest price at which shares were sold was $302.68. Represents the weighted average sale price. The lowest price at which shares were sold was $304.59 and the highest price at which shares were sold was $304.74. The total number of shares subject to the option is 2,002,036, of which 5,344 options have been exercised. The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase. /s/ Surojit Chatterjee, by Jolie Yang, Attorney-in-Fact 2021-12-06