0001062993-21-013014.txt : 20211216 0001062993-21-013014.hdr.sgml : 20211216 20211216170205 ACCESSION NUMBER: 0001062993-21-013014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sofko Elana CENTRAL INDEX KEY: 0001723193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 211498419 MAIL ADDRESS: STREET 1: P.O. BOX 700 CITY: COS COB STATE: CT ZIP: 06807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-10-06 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0001723193 Sofko Elana 132 E. PUTNAM AVENUE FLOOR 2W COS COB CT 06807 0 1 0 0 Chief Strategy Officer Class A common stock 2021-10-06 4 M 0 6250 7.50 A 6250 D Class A common stock 2021-12-15 4 M 0 34802 7.50 A 41052 D Stock Option (right to buy) 7.50 2021-10-06 4 M 0 6250 0 D 2022-01-01 Class A common stock 6250 168750 D Stock Option (right to buy) 14.05 2021-12-10 4 A 0 33948 0 A 2021-12-10 2026-12-10 Class A common stock 33948 202968 D Stock Option (right to buy) 7.50 2021-12-15 4 M 0 68750 0 D 2022-01-01 Class A common stock 34802 133948 D Cashless exercise of 68,750 warrants, utilizing a 20 trading day average price of $15.19, netted 34,802 shares issued to the Reporting Person. The stock options vested in twelve equal quarterly installments beginning on March 31, 2017. /s/ Elana B. Sofko 2021-12-16