0001062993-21-013014.txt : 20211216
0001062993-21-013014.hdr.sgml : 20211216
20211216170205
ACCESSION NUMBER: 0001062993-21-013014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211006
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofko Elana
CENTRAL INDEX KEY: 0001723193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 211498419
MAIL ADDRESS:
STREET 1: P.O. BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc.
CENTRAL INDEX KEY: 0001679063
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819]
IRS NUMBER: 812560811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 E. PUTNAM AVE
CITY: COS COB
STATE: CT
ZIP: 06807
BUSINESS PHONE: 203-861-4000
MAIL ADDRESS:
STREET 1: PO BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-10-06
0001679063
Chicken Soup for the Soul Entertainment, Inc.
CSSE
0001723193
Sofko Elana
132 E. PUTNAM AVENUE
FLOOR 2W
COS COB
CT
06807
0
1
0
0
Chief Strategy Officer
Class A common stock
2021-10-06
4
M
0
6250
7.50
A
6250
D
Class A common stock
2021-12-15
4
M
0
34802
7.50
A
41052
D
Stock Option (right to buy)
7.50
2021-10-06
4
M
0
6250
0
D
2022-01-01
Class A common stock
6250
168750
D
Stock Option (right to buy)
14.05
2021-12-10
4
A
0
33948
0
A
2021-12-10
2026-12-10
Class A common stock
33948
202968
D
Stock Option (right to buy)
7.50
2021-12-15
4
M
0
68750
0
D
2022-01-01
Class A common stock
34802
133948
D
Cashless exercise of 68,750 warrants, utilizing a 20 trading day average price of $15.19, netted 34,802 shares issued to the Reporting Person.
The stock options vested in twelve equal quarterly installments beginning on March 31, 2017.
/s/ Elana B. Sofko
2021-12-16