0001752724-22-291290.txt : 20221227
0001752724-22-291290.hdr.sgml : 20221227
20221227115125
ACCESSION NUMBER: 0001752724-22-291290
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221031
FILED AS OF DATE: 20221227
DATE AS OF CHANGE: 20221227
PERIOD START: 20230731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuveen Preferred & Income Fund
CENTRAL INDEX KEY: 0001679033
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-23198
FILM NUMBER: 221487524
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129178146
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: Nuveen Preferred & Income 2022 Term Fund
DATE OF NAME CHANGE: 20161007
FORMER COMPANY:
FORMER CONFORMED NAME: Nuveen Preferred & Income December 2021 Term Fund
DATE OF NAME CHANGE: 20160707
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2041-04-01
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Credit Suisse Group AG
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CORP
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COMPEER FINANCIAL ACA
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Compeer Financial ACA
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USD
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2
N/A
Fixed
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EDISON INTERNATIONAL
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Edison International
281020AS6
160000.00000000
PA
USD
130544.00000000
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CORP
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2
N/A
Fixed
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LEGAL & GENERAL GROUP
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Legal & General Group PLC
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225000.00000000
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USD
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2047-03-21
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N
N
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LLOYDS BANKING GROUP PLC
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Lloyds Banking Group PLC
539439AU3
3200000.00000000
PA
USD
2968000.00000000
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DBT
CORP
GB
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2
N/A
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Lloyds Banking Group PLC
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USD
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PNC FINANCIAL SERVICES
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PNC Financial Services Group Inc/The
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485000.00000000
PA
USD
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DBT
CORP
US
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2
N/A
Fixed
3.40000000
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GENERAL MOTORS FINL CO
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General Motors Financial Co Inc
37045XDB9
695000.00000000
PA
USD
590750.00000000
0.701613282991
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DBT
CORP
US
N
2
N/A
Fixed
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Wells Fargo & Co
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Wells Fargo & Co
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USD
295200.00000000
0.350598800066
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EP
CORP
US
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1
N
N
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BANK OF AMERICA CORP
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Bank of America Corp
060505EN0
240000.00000000
PA
USD
231600.00000000
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CORP
US
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2
N/A
Fixed
6.10000000
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FIRST CITIZENS BANCSHARE
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First Citizens BancShares Inc/NC
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475000.00000000
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USD
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AMER AGCREDIT ACA
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American AgCredit Corp
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PA
USD
279075.00000000
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2
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ALLY FINANCIAL INC
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Ally Financial Inc
02005NBM1
625000.00000000
PA
USD
453125.00000000
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DBT
CORP
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2
N/A
Fixed
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Zions Bancorp NA
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USD
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N/A
Fixed
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Morgan Stanley
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Morgan Stanley
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NS
USD
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0.341667556920
Long
EP
CORP
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Standard Chartered PLC
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PA
USD
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Long
DBT
CORP
GB
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2
N/A
Fixed
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N
N
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Standard Chartered PLC
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USD
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N
N
STANDARD CHARTERED PLC
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Standard Chartered PLC
853254BT6
565000.00000000
PA
USD
514698.64000000
0.611289720798
Long
DBT
CORP
GB
Y
2
N/A
Fixed
6.00000000
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N
N
N
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Standard Chartered PLC
Standard Chartered PLC 6 01/26/2171
USD
XXXX
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N
N
AMERICAN ELECTRIC POWER
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American Electric Power Co Inc
025537AU5
345000.00000000
PA
USD
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CORP
US
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2
2062-02-15
Fixed
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N
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N
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CITIGROUP INC
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Citigroup Inc
172967NB3
420000.00000000
PA
USD
328060.20000000
0.389625719747
Long
DBT
CORP
US
N
2
N/A
Fixed
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Aspen Insurance Holdings Ltd
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Aspen Insurance Holdings Ltd
EP0515015
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NS
USD
314204.00000000
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Long
EP
CORP
BM
N
1
N
N
N
Air Lease Corp
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Air Lease Corp
00912X500
11571.00000000
NS
USD
248776.50000000
0.295463219460
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
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Wells Fargo & Co
949746RG8
885000.00000000
PA
USD
802584.38000000
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Long
DBT
CORP
US
N
2
N/A
Fixed
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N
N
N
N
N
CHS Inc
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CHS Inc
12542R506
31207.00000000
NS
USD
781735.35000000
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Long
EP
CORP
US
N
1
N
N
N
ENBRIDGE INC
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Enbridge Inc
29250NBC8
630000.00000000
PA
USD
556674.30000000
0.661142756123
Long
DBT
CORP
CA
N
2
2080-07-15
Fixed
5.75000000
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N
N
N
N
N
CoBank ACB
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CoBank ACB
19075Q862
4740.00000000
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USD
474000.00000000
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EP
CORP
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2
N
N
N
NATWEST GROUP PLC
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NatWest Group PLC
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2080000.00000000
PA
USD
1850992.00000000
2.198358990961
Long
DBT
CORP
GB
N
2
N/A
Fixed
6.00000000
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N
N
N
Y
NatWest Group PLC
NatWest Group PLC 6 09/30/2171
USD
XXXX
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N
N
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M&T Bank Corp
55261FAN4
220000.00000000
PA
USD
162993.44000000
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DBT
CORP
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N
2
N/A
Fixed
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N
N
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N
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Deutsche Bank AG
251525AX9
2000000.00000000
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USD
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DBT
CORP
DE
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2
N/A
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USD
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N
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MPLX LP
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MPLX LP
55336VAU4
300000.00000000
PA
USD
292500.00000000
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N
2
N/A
Fixed
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N
N
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Discover Financial Services
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335000.00000000
PA
USD
321834.42000000
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CORP
US
N
2
N/A
Fixed
6.12500000
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N
N
N
N
N
FARM CREDIT BK OF TEXAS
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Farm Credit Bank of Texas
30767EAD1
640000.00000000
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USD
572093.44000000
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DBT
USGSE
US
Y
2
N/A
Fixed
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NORDEA BANK ABP
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Nordea Bank Abp
65559CAA9
680000.00000000
PA
USD
640542.69000000
0.760750333689
Long
DBT
CORP
FI
Y
2
N/A
Fixed
6.62500000
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N
N
N
Y
Nordea Bank Abp
Nordea Bank Abp 6.625 09/26/2171
USD
XXXX
N
N
N
AERCAP GLOBAL AVIATION T
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AerCap Global Aviation Trust
00773HAA5
2600000.00000000
PA
USD
2372500.00000000
2.817735952428
Long
DBT
CORP
US
Y
2
2045-06-15
Fixed
6.50000000
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N
N
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N
N
MACQUARIE BANK LONDON
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Macquarie Bank Ltd/London
556079AB7
580000.00000000
PA
USD
493360.14000000
0.585946724540
Long
DBT
CORP
AU
Y
2
N/A
Fixed
6.12500000
N
N
N
N
Y
Macquarie Bank Ltd/London
Macquarie Bank Ltd/London 6.125 09/08/2171
USD
XXXX
N
N
N
AMERICAN EXPRESS CO
R4PP93JZOLY261QX3811
American Express Co
025816CH0
435000.00000000
PA
USD
335493.75000000
0.398454289226
Long
DBT
CORP
US
N
2
N/A
Fixed
3.55000000
N
N
N
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38141GYU2
360000.00000000
PA
USD
282600.00000000
0.335634217136
Long
DBT
CORP
US
N
2
N/A
Fixed
4.12500000
N
N
N
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V200
12974.00000000
NS
USD
324998.70000000
0.385989682395
Long
EP
CORP
US
N
1
N
N
N
SBL HOLDINGS INC
N/A
SBL Holdings Inc
78397DAA6
1290000.00000000
PA
USD
1038450.00000000
1.233331043118
Long
DBT
CORP
US
Y
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
Voya Financial Inc
549300T065Z4KJ686G75
Voya Financial Inc
929089209
35623.00000000
NS
USD
754851.37000000
0.896510787771
Long
EP
CORP
US
N
1
N
N
N
CREDIT AGRICOLE SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
225313AJ4
2035000.00000000
PA
USD
2024825.00000000
2.404814415121
Long
DBT
CORP
FR
Y
2
N/A
Fixed
8.12500000
N
N
N
N
Y
Credit Agricole SA
Credit Agricole SA 8.125 03/23/2171
USD
XXXX
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280BL2
1950000.00000000
PA
USD
1579890.00000000
1.876380549581
Long
DBT
CORP
GB
N
2
N/A
Fixed
6.00000000
N
N
N
N
Y
HSBC Holdings PLC
HSBC Holdings PLC 6 11/22/2170
USD
XXXX
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475BD6
420000.00000000
PA
USD
389550.00000000
0.462655022241
Long
DBT
CORP
US
N
2
N/A
Fixed
6.00000000
N
N
N
N
N
N
ELECTRICITE DE FRANCE SA
549300X3UK4GG3FNMO06
Electricite de France SA
268317AF1
270000.00000000
PA
USD
253874.16000000
0.301517533413
Long
DBT
CORP
FR
Y
2
N/A
Fixed
5.25000000
N
N
N
N
N
N
AgriBank FCB
I0JS1G88CFNZT8P31C22
AgriBank FCB
00850L203
12213.00000000
NS
USD
1212140.25000000
1.439616928054
Long
EP
CORP
US
N
2
N
N
N
AXIS SPECIALTY FINANCE
N/A
AXIS Specialty Finance LLC
05463HAC5
440000.00000000
PA
USD
356400.00000000
0.423283917152
Long
DBT
CORP
US
N
2
2040-01-15
Fixed
4.90000000
N
N
N
N
N
N
REGIONS FINANCIAL CORP
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EPAR1
310000.00000000
PA
USD
300700.00000000
0.357130959281
Long
DBT
CORP
US
N
2
N/A
Fixed
5.75000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EU4
730000.00000000
PA
USD
711793.80000000
0.845372805469
Long
DBT
CORP
US
N
2
N/A
Fixed
6.30000000
N
N
N
N
N
N
SVB FINANCIAL GROUP
549300D2KJ20JMXE7542
SVB Financial Group
78486QAG6
120000.00000000
PA
USD
73768.17000000
0.087611896629
Long
DBT
CORP
US
N
2
N/A
Fixed
4.10000000
N
N
N
N
N
N
ENBRIDGE INC
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250NBP9
410000.00000000
PA
USD
394242.91000000
0.468228628660
Long
DBT
CORP
CA
N
2
2083-01-15
Fixed
7.62500000
N
N
N
N
N
N
VOYA FINANCIAL INC
549300T065Z4KJ686G75
Voya Financial Inc
929089AG5
560000.00000000
PA
USD
546000.00000000
0.648465260284
Long
DBT
CORP
US
N
2
N/A
Fixed
6.12500000
N
N
N
N
N
N
AES ANDES SA
549300IF4IFG0FS0RM26
AES Andes SA
00105DAG0
245000.00000000
PA
USD
199050.99000000
0.236405956117
Long
DBT
CORP
CL
Y
2
2079-10-07
Fixed
6.35000000
N
N
N
N
N
N
Synovus Financial Corp
549300EIUS8UN5JTLE54
Synovus Financial Corp
87161C709
13258.00000000
NS
USD
293001.80000000
0.347988074177
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746TB7
805000.00000000
PA
USD
881454.50000000
1.046872933647
Long
DBT
CORP
US
N
2
2029-11-15
Fixed
7.95000000
N
N
N
N
N
N
GENERAL ELECTRIC CO
3C7474T6CDKPR9K6YT90
General Electric Co
369604BQ5
1307000.00000000
PA
USD
1259621.25000000
1.496008464728
Long
DBT
CORP
US
N
2
N/A
Variable
6.62257000
N
N
N
N
N
N
ENERGY TRANSFER LP
MTLVN9N7JE8MIBIJ1H73
Energy Transfer LP
29273VAN0
295000.00000000
PA
USD
253700.00000000
0.301310689623
Long
DBT
CORP
US
N
2
N/A
Fixed
6.50000000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
225401AX6
340000.00000000
PA
USD
323043.24000000
0.383667250384
Long
DBT
CORP
CH
Y
2
N/A
Fixed
9.75000000
N
N
N
N
Y
Credit Suisse Group AG
CREDIT SUISSE GROUP AG 9.75 12/30/2049
USD
XXXX
N
N
N
ING GROEP NV
549300NYKK9MWM7GGW15
ING Groep NV
AX2850722
285000.00000000
PA
USD
269681.25000000
0.320291065888
Long
DBT
CORP
NL
N
2
N/A
Fixed
6.75000000
N
N
N
N
Y
ING Groep NV
ING Groep NV 6.75 04/16/2171
USD
XXXX
N
N
N
M&T BANK CORPORATION
549300WYXDDBYRASEG81
M&T Bank Corp
55261FAH7
220000.00000000
PA
USD
191770.38000000
0.227759028171
Long
DBT
CORP
US
N
2
N/A
Fixed
5.12500000
N
N
N
N
N
N
Assurant Inc
H3F39CAXWQRVWURFXL38
Assurant Inc
04621X306
12000.00000000
NS
USD
225960.00000000
0.268364853871
Long
EP
CORP
US
N
1
N
N
N
ENBRIDGE INC
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250NAS4
220000.00000000
PA
USD
188781.83000000
0.224209631003
Long
DBT
CORP
CA
N
2
2077-07-15
Fixed
5.50000000
N
N
N
N
N
N
VODAFONE GROUP PLC
213800TB53ELEUKM7Q61
Vodafone Group PLC
92857WBQ2
860000.00000000
PA
USD
817000.00000000
0.970322559803
Long
DBT
CORP
GB
N
2
2079-04-04
Fixed
7.00000000
N
N
N
N
N
N
AMERICAN INTL GROUP
ODVCVCQG2BP6VHV36M30
American International Group Inc
026874DM6
260000.00000000
PA
USD
232369.80000000
0.275977550987
Long
DBT
CORP
US
N
2
2048-04-01
Fixed
5.75000000
N
N
N
N
N
N
Wintrust Financial Corp
Q774KI4AW80FHFW33O61
Wintrust Financial Corp
97650W504
15308.00000000
NS
USD
387751.64000000
0.460519172451
Long
EP
CORP
US
N
1
N
N
N
DISCOVER FINANCIAL SVS
Z1YLO2USPORE63VVUL20
Discover Financial Services
254709AN8
145000.00000000
PA
USD
112099.42000000
0.133136592615
Long
DBT
CORP
US
N
2
N/A
Fixed
5.50000000
N
N
N
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851BK4
440000.00000000
PA
USD
399668.29000000
0.474672164290
Long
DBT
CORP
US
N
2
N/A
Fixed
4.87500000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967JM4
1337000.00000000
PA
USD
1210225.06000000
1.437342323326
Long
DBT
CORP
US
N
2
N/A
Fixed
5.95000000
N
N
N
N
N
N
Synchrony Financial
549300RS7EWPM9MA6C78
Synchrony Financial
87165B202
11900.00000000
NS
USD
201943.00000000
0.239840696076
Long
EP
CORP
US
N
1
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587DF1
305000.00000000
PA
USD
265194.45000000
0.314962249167
Long
DBT
CORP
US
N
2
2051-01-15
Fixed
4.00000000
N
N
N
N
N
N
VISTRA CORP
549300KP43CPCUJOOG15
Vistra Corp
92840MAC6
195000.00000000
PA
USD
172497.94000000
0.204869819708
Long
DBT
CORP
US
Y
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505GB4
440000.00000000
PA
USD
353100.00000000
0.419364621623
Long
DBT
CORP
US
N
2
N/A
Fixed
4.37500000
N
N
N
N
N
N
ENERGY TRANSFER LP
MTLVN9N7JE8MIBIJ1H73
Energy Transfer LP
29273VAM2
60000.00000000
PA
USD
49762.20000000
0.059100838782
Long
DBT
CORP
US
N
2
N/A
Fixed
7.12500000
N
N
N
N
N
N
UBS GROUP AG
549300SZJ9VS8SGXAN81
UBS Group AG
90352JAF0
2040000.00000000
PA
USD
1973114.72000000
2.343399909298
Long
DBT
CORP
CH
Y
2
N/A
Fixed
7.00000000
N
N
N
N
Y
UBS Group AG
UBS Group AG 7 07/31/2171
USD
XXXX
N
N
N
NuStar Energy LP
5493003BMLTUIEG2LG44
NuStar Energy LP
67058H201
31634.00000000
NS
USD
732643.44000000
0.870135199662
Long
EP
CORP
US
N
1
N
N
N
AES ANDES SA
549300IF4IFG0FS0RM26
AES Andes SA
00105DAF2
355000.00000000
PA
USD
291359.69000000
0.346037797092
Long
DBT
CORP
CL
Y
2
2079-03-26
Fixed
7.12500000
N
N
N
N
N
N
CHS Inc
XEIEFTLYDQ1MZ6TZV015
CHS Inc
12542R704
31132.00000000
NS
USD
760554.76000000
0.903284506234
Long
EP
CORP
US
N
1
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RBS6
900000.00000000
PA
USD
1033179.47000000
1.227071417462
Long
DBT
CORP
US
Y
2
2038-04-08
Fixed
9.25000000
N
N
N
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP506
21268.00000000
NS
USD
525319.60000000
0.623903866569
Long
EP
CORP
US
N
1
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
EP0572651
27700.00000000
NS
USD
659537.00000000
0.783309216799
Long
EP
CORP
BM
N
1
N
N
N
STATE STREET BANK AND TRUST COMPANY
549300H47WTHXPU08X20
Fixed Income Clearing Corp
85748R009
533348.56000000
PA
USD
533348.56000000
0.633439583851
Long
RA
CORP
US
N
2
Repurchase
N
0.83000000
2022-11-01
543700.00000000
USD
544018.61000000
USD
UST
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBA2
1900000.00000000
PA
USD
1788375.00000000
2.123990952128
Long
DBT
CORP
GB
N
2
N/A
Fixed
7.75000000
N
N
N
N
Y
Barclays PLC
Barclays PLC 7.75 12/15/2170
USD
XXXX
N
N
N
SBL HOLDINGS INC
N/A
SBL Holdings Inc
78397DAC2
740000.00000000
PA
USD
558700.00000000
0.663548609745
Long
DBT
CORP
US
Y
2
N/A
Fixed
6.50000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EL4
685000.00000000
PA
USD
679862.50000000
0.807449108096
Long
DBT
CORP
US
N
2
N/A
Fixed
6.50000000
N
N
N
N
N
N
COMMERZBANK AG
851WYGNLUQLFZBSYGB56
Commerzbank AG
20259BAA9
1000000.00000000
PA
USD
996380.25000000
1.183366260364
Long
DBT
CORP
DE
Y
2
2023-09-19
Fixed
8.12500000
N
N
N
N
N
N
TRANSCANADA TRUST
549300Y0MFCAXLBWUV51
Transcanada Trust
89356BAG3
300000.00000000
PA
USD
256875.00000000
0.305081526988
Long
DBT
CORP
CA
N
2
2082-03-07
Fixed
5.60000000
N
N
N
N
N
N
ALGONQUIN PWR & UTILITY
549300K5VIUTJXQL7X75
Algonquin Power & Utilities Corp
015857AH8
295000.00000000
PA
USD
237541.38000000
0.282119657161
Long
DBT
CORP
CA
N
2
2082-01-18
Fixed
4.75000000
N
N
N
N
N
N
HSBC HOLDINGS PLC
MLU0ZO3ML4LN2LL2TL39
HSBC Holdings PLC
404280AT6
2730000.00000000
PA
USD
2429700.00000000
2.885670408267
Long
DBT
CORP
GB
N
2
N/A
Fixed
6.37500000
N
N
N
N
Y
HSBC Holdings PLC
HSBC Holdings PLC 6.375 09/30/2171
USD
XXXX
N
N
N
Goldman Sachs Group Inc/The
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38145G308
5577.00000000
NS
USD
137249.97000000
0.163007028425
Long
EP
CORP
US
N
1
N
N
N
PROVIDENT FINANCING TR I
N/A
Provident Financing Trust I
743863AA0
750000.00000000
PA
USD
772500.00000000
0.917471453425
Long
DBT
CORP
US
N
2
2038-03-15
Fixed
7.40500000
N
N
N
N
N
N
Equitable Holdings Inc
549300FIBAKMNHPZ4009
Equitable Holdings Inc
29452E200
18500.00000000
NS
USD
344470.00000000
0.409115069982
Long
EP
CORP
US
N
1
N
N
N
TRANSCANADA TRUST
549300Y0MFCAXLBWUV51
Transcanada Trust
89356BAE8
298000.00000000
PA
USD
249575.00000000
0.296411570211
Long
DBT
CORP
CA
N
2
2079-09-15
Fixed
5.50000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48126HAC4
420000.00000000
PA
USD
411209.40000000
0.488379140297
Long
DBT
CORP
US
N
2
N/A
Fixed
6.10000000
N
N
N
N
N
N
PARAMOUNT GLOBAL
5KYC8KF17ROCY24M3H09
Paramount Global
92556HAE7
295000.00000000
PA
USD
249398.62000000
0.296202089804
Long
DBT
CORP
US
N
2
2062-03-30
Fixed
6.37500000
N
N
N
N
N
N
FARM CREDIT BK OF TEXAS
V1EBJIOLRNYDHDF63Z33
Farm Credit Bank of Texas
30767EAC3
615000.00000000
PA
USD
539118.84000000
0.640292745247
Long
DBT
USGSE
US
Y
2
N/A
Fixed
6.20000000
N
N
N
N
N
N
Royal Bank of Canada
ES7IP3U3RHIGC71XBU11
Royal Bank of Canada
944WVL900
-1000000.00000000
PA
USD
-1000000.00000000
-1.18766531187
Short
RA
CORP
US
N
N/A
Reverse repurchase
N
4.45000000
2022-11-23
1500000.00000000
USD
1365000.00000000
USD
CDS
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
74728GAE0
940000.00000000
PA
USD
855731.82000000
1.016322998883
Long
DBT
CORP
AU
Y
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
CENTERPOINT ENERGY INC
21TPXMRRHFKOBHDC8J74
CenterPoint Energy Inc
15189TAS6
840000.00000000
PA
USD
788913.94000000
0.936965720594
Long
DBT
CORP
US
N
2
N/A
Fixed
6.12500000
N
N
N
N
N
N
Compeer Financial ACA
54930020HTACTODKHT04
Compeer Financial ACA
20453Q201
2000.00000000
NS
USD
1980000.00000000
2.351577317516
Long
EP
CORP
US
Y
2
N
N
N
SVB FINANCIAL GROUP
549300D2KJ20JMXE7542
SVB Financial Group
78486QAQ4
180000.00000000
PA
USD
120150.00000000
0.142697987222
Long
DBT
CORP
US
N
2
N/A
Fixed
4.70000000
N
N
N
N
N
N
CITIGROUP INC
6SHGI4ZSSLCXXQSBB395
Citigroup Inc
172967KM2
900000.00000000
PA
USD
868590.00000000
1.031594213243
Long
DBT
CORP
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AK2
1550000.00000000
PA
USD
1530625.00000000
1.817870217991
Long
DBT
CORP
US
Y
2
N/A
Fixed
8.00000000
N
N
N
N
N
N
CREDIT SUISSE GROUP AG
549300506SI9CRFV9Z86
Credit Suisse Group AG
22546DAB2
3200000.00000000
PA
USD
2895942.40000000
3.439410333673
Long
DBT
CORP
CH
Y
2
N/A
Fixed
7.50000000
N
N
N
N
Y
Credit Suisse Group AG
Credit Suisse Group AG 7.5 06/11/2171
USD
XXXX
N
N
N
Aspen Insurance Holdings Ltd
549300YX6HECG9XQCQ75
Aspen Insurance Holdings Ltd
EP0442657
38688.00000000
NS
USD
882473.28000000
1.048082903314
Long
EP
CORP
BM
N
1
N
N
N
Reinsurance Group of America Inc
LORM1GNEU1DKEW527V90
Reinsurance Group of America Inc
759351802
26902.00000000
NS
USD
631927.98000000
0.750518941450
Long
EP
CORP
US
N
1
N
N
N
PRUDENTIAL FINANCIAL INC
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320BJ0
200000.00000000
PA
USD
170534.00000000
0.202537316295
Long
DBT
CORP
US
N
2
2052-03-01
Fixed
5.12500000
N
N
N
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R706
8700.00000000
NS
USD
150684.00000000
0.178962159854
Long
EP
CORP
US
N
1
N
N
N
EDISON INTERNATIONAL
549300I7ROF15MAEVP56
Edison International
281020AT4
370000.00000000
PA
USD
299700.00000000
0.355943293969
Long
DBT
CORP
US
N
2
N/A
Fixed
5.00000000
N
N
N
N
N
N
CITIZENS FINANCIAL GROUP
2138004JDDA4ZQUPFW65
Citizens Financial Group Inc
174610AQ8
444000.00000000
PA
USD
404818.61000000
0.480789020699
Long
DBT
CORP
US
N
2
N/A
Fixed
6.37500000
N
N
N
N
N
N
GENERAL MOTORS FINL CO
5493008B6JBRUJ90QL97
General Motors Financial Co Inc
37045XCA2
1479000.00000000
PA
USD
1212632.10000000
1.440201081238
Long
DBT
CORP
US
N
2
N/A
Fixed
5.75000000
N
N
N
N
N
N
DAIRY FARMERS OF AMERICA
1LTUIZEFFT7MUIERI838
Dairy Farmers of America Inc
23385HAA7
2005000.00000000
PA
USD
1864651.58000000
2.214582000302
Long
DBT
CORP
US
Y
2
N/A
Fixed
7.12500000
N
N
N
N
N
N
HUNTINGTON BANCSHARES
549300XTVCVV9I7B5T19
Huntington Bancshares Inc/OH
446150AT1
775000.00000000
PA
USD
704355.96000000
0.836539140905
Long
DBT
CORP
US
N
2
N/A
Fixed
5.62500000
N
N
N
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475BF1
170000.00000000
PA
USD
161024.00000000
0.191242619179
Long
DBT
CORP
US
N
2
N/A
Fixed
6.20000000
N
N
N
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
74737EAA2
840000.00000000
PA
USD
835683.58000000
0.992512399671
Long
DBT
CORP
AU
Y
2
2043-11-24
Fixed
7.50000000
N
N
N
N
N
N
PRUDENTIAL FINANCIAL INC
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320BH4
125000.00000000
PA
USD
97163.75000000
0.115398015446
Long
DBT
CORP
US
N
2
2050-10-01
Fixed
3.70000000
N
N
N
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AN6
1275000.00000000
PA
USD
1176187.50000000
1.396917094013
Long
DBT
CORP
US
Y
2
N/A
Fixed
7.00000000
N
N
N
N
N
N
NISOURCE INC
549300D8GOWWH0SJB189
NiSource Inc
65473PAG0
304000.00000000
PA
USD
279680.00000000
0.332166234425
Long
DBT
CORP
US
N
2
N/A
Fixed
5.65000000
N
N
N
N
N
N
CAPITAL FARM CREDIT ACA
254900S6K5I3OISPS518
Capital Farm Credit ACA
14019TAA4
425000.00000000
PA
USD
361250.01000000
0.429044105792
Long
DBT
CORP
US
Y
2
N/A
Fixed
5.00000000
N
N
N
N
N
N
Enstar Group Ltd
213800AMAL5QFXVUCN04
Enstar Group Ltd
29359U109
23000.00000000
NS
USD
505540.00000000
0.600412321766
Long
EP
CORP
BM
N
1
N
N
N
AIR LEASE CORP
5493004NW4M4P8TMMK63
Air Lease Corp
00912XBJ2
580000.00000000
PA
USD
483372.72000000
0.574085012251
Long
DBT
CORP
US
N
2
N/A
Fixed
4.65000000
N
N
N
N
N
N
ALLY FINANCIAL INC
549300JBN1OSM8YNAI90
Ally Financial Inc
02005NBN9
475000.00000000
PA
USD
319437.50000000
0.379384838062
Long
DBT
CORP
US
N
2
N/A
Fixed
4.70000000
N
N
N
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267702
8100.00000000
NS
USD
189054.00000000
0.224532877871
Long
EP
CORP
US
N
1
N
N
N
PARTNERRE FINANCE B LLC
549300O0FAGHK2F79881
PartnerRe Finance B LLC
70213BAC5
450000.00000000
PA
USD
367561.95000000
0.436540577980
Long
DBT
CORP
US
N
2
2050-10-01
Fixed
4.50000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625HJQ4
1990000.00000000
PA
USD
1990000.00000000
2.363453970635
Long
DBT
CORP
US
N
2
N/A
Fixed
6.75000000
N
N
N
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148BAC2
709000.00000000
PA
USD
666240.21000000
0.791270386794
Long
DBT
CORP
US
N
2
N/A
Fixed
5.30000000
N
N
N
N
N
N
ASSURANT INC
H3F39CAXWQRVWURFXL38
Assurant Inc
04621XAK4
1490000.00000000
PA
USD
1418390.60000000
1.684573314312
Long
DBT
CORP
US
N
2
2048-03-27
Fixed
7.00000000
N
N
N
N
N
N
PNC FINANCIAL SERVICES
CFGNEKW0P8842LEUIA51
PNC Financial Services Group Inc/The
693475AQ8
266000.00000000
PA
USD
227754.45000000
0.270496059890
Long
DBT
CORP
US
N
2
N/A
Fixed
5.00000000
N
N
N
N
N
N
ENBRIDGE INC
98TPTUM4IVMFCZBCUR27
Enbridge Inc
29250NAN5
155000.00000000
PA
USD
139474.66000000
0.165649215567
Long
DBT
CORP
CA
N
2
2077-01-15
Fixed
6.00000000
N
N
N
N
N
N
VISTRA CORP
549300KP43CPCUJOOG15
Vistra Corp
92840MAB8
200000.00000000
PA
USD
190000.00000000
0.225656409256
Long
DBT
CORP
US
Y
2
N/A
Fixed
8.00000000
N
N
N
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075QAE2
880000.00000000
PA
USD
853606.19000000
1.013798461866
Long
DBT
CORP
US
N
2
N/A
Fixed
6.45000000
N
N
N
N
N
N
ZIONS BANCORP NA
8WH0EE09O9V05QJZ3V89
Zions Bancorp NA
989701BD8
355000.00000000
PA
USD
335475.00000000
0.398432020501
Long
DBT
CORP
US
N
2
N/A
Fixed
5.80000000
N
N
N
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61761J406
16433.00000000
NS
USD
399157.57000000
0.474065599862
Long
EP
CORP
US
N
1
N
N
N
EQUITABLE HOLDINGS INC
549300FIBAKMNHPZ4009
Equitable Holdings Inc
29452EAA9
630000.00000000
PA
USD
585900.00000000
0.695853106228
Long
DBT
CORP
US
N
2
N/A
Fixed
4.95000000
N
N
N
N
N
N
KEYCORP
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267AK4
315000.00000000
PA
USD
275893.65000000
0.327669317872
Long
DBT
CORP
US
N
2
N/A
Fixed
5.00000000
N
N
N
N
N
N
QBE INSURANCE GROUP LTD
549300D2FBW76FPUSG65
QBE Insurance Group Ltd
EK6047337
268000.00000000
PA
USD
257928.56000000
0.306332803654
Long
DBT
CORP
AU
N
2
2044-12-02
Fixed
6.75000000
N
N
N
N
N
N
Fifth Third Bancorp
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773605
19366.00000000
NS
USD
488410.52000000
0.580068232559
Long
EP
CORP
US
N
1
N
N
N
New York Community Bancorp Inc
529900HVXOTLY61GL030
New York Community Bancorp Inc
649445202
31600.00000000
NS
USD
675924.00000000
0.802771488265
Long
EP
CORP
US
N
1
N
N
N
AEGON NV
O4QK7KMMK83ITNTHUG69
Aegon NV
007924AJ2
280000.00000000
PA
USD
247520.00000000
0.293970917995
Long
DBT
CORP
NL
N
2
2048-04-11
Fixed
5.50000000
N
N
N
N
N
N
METLIFE INC
C4BXATY60WC6XEOZDX54
MetLife Inc
59156RBT4
205000.00000000
PA
USD
183893.49000000
0.218403919153
Long
DBT
CORP
US
N
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
Energy Transfer LP
MTLVN9N7JE8MIBIJ1H73
Energy Transfer LP
29273V605
5100.00000000
NS
USD
117453.00000000
0.139494853875
Long
EP
CORP
US
N
1
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AHN6
2880000.00000000
PA
USD
2695369.05000000
3.201196323392
Long
DBT
CORP
FR
Y
2
N/A
Fixed
6.62500000
N
N
N
N
Y
BNP Paribas SA
BNP Paribas SA 6.625 09/25/2171
USD
XXXX
N
N
N
SOCIETE GENERALE
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
83367TBF5
2200000.00000000
PA
USD
2141945.32000000
2.543914156501
Long
DBT
CORP
FR
Y
2
N/A
Fixed
7.87500000
N
N
N
N
Y
Societe Generale SA
Societe Generale SA 7.875 06/18/2171
USD
XXXX
N
N
N
American Equity Investment Life Holding Co
549300RK5RZQ740FPL83
American Equity Investment Life Holding Co
025676503
43600.00000000
NS
USD
982308.00000000
1.166653137179
Long
EP
CORP
US
N
1
N
N
N
SEMPRA ENERGY
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851BM0
475000.00000000
PA
USD
357437.50000000
0.424516119914
Long
DBT
CORP
US
N
2
2052-04-01
Fixed
4.12500000
N
N
N
N
N
N
WESCO International Inc
529900TXOGREY3WNJ434
WESCO International Inc
95082P303
7500.00000000
NS
USD
202500.00000000
0.240502225655
Long
EP
CORP
US
N
1
N
N
N
AERCAP HOLDINGS NV
549300SZYINBBLJQU475
AerCap Holdings NV
00774YAA7
255000.00000000
PA
USD
229423.50000000
0.272478332679
Long
DBT
CORP
NL
N
2
2079-10-10
Fixed
5.87500000
N
Y
N
N
N
N
Regions Financial Corp
CW05CS5KW59QTC0DG824
Regions Financial Corp
7591EP704
10600.00000000
NS
USD
220692.00000000
0.262108233008
Long
EP
CORP
US
N
1
N
N
N
BNP PARIBAS
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
05565AM34
320000.00000000
PA
USD
301707.25000000
0.358327235166
Long
DBT
CORP
FR
Y
2
N/A
Fixed
7.75000000
N
N
N
N
Y
BNP Paribas SA
BNP PARIBAS SA 7.75 12/30/2049
USD
XXXX
N
N
N
Athene Holding Ltd
549300H316CT32FQXI76
Athene Holding Ltd
04686J309
24100.00000000
NS
USD
600813.00000000
0.713564759024
Long
EP
CORP
BM
N
1
N
N
N
KeyCorp
RKPI3RZGV1V1FJTH5T61
KeyCorp
493267843
43000.00000000
NS
USD
1048340.00000000
1.245077053053
Long
EP
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61762V606
33800.00000000
NS
USD
774358.00000000
0.919678135574
Long
EP
CORP
US
N
1
N
N
N
Selective Insurance Group Inc
549300R3WGJWLE40R258
Selective Insurance Group Inc
816300503
9463.00000000
NS
USD
158363.31000000
0.188082609961
Long
EP
CORP
US
N
1
N
N
N
UBS GROUP AG
549300SZJ9VS8SGXAN81
UBS Group AG
UV4180070
3475000.00000000
PA
USD
3293980.30000000
3.912146140316
Long
DBT
CORP
CH
N
2
N/A
Fixed
6.87500000
N
N
N
N
Y
UBS Group AG
UBS Group AG 6.875 08/07/2171
USD
XXXX
N
N
N
BANCO SANTANDER SA
5493006QMFDDMYWIAM13
Banco Santander SA
AX1003505
1600000.00000000
PA
USD
1515420.80000000
1.799812717056
Long
DBT
CORP
ES
N
2
N/A
Fixed
7.50000000
N
N
N
N
Y
Banco Santander SA
Banco Santander SA 7.5 05/08/2171
USD
XXXX
N
N
N
BANCO MERCANTIL DE NORTE
549300QTVYRPFHS0J362
Banco Mercantil del Norte SA/Grand Cayman
05971PAB4
740000.00000000
PA
USD
577618.87000000
0.686017895384
Long
DBT
CORP
MX
Y
2
N/A
Fixed
7.50000000
N
N
N
N
Y
Banco Mercantil del Norte SA/Grand Cayman
Banco Mercantil del Norte 7.5 09/27/2171
USD
XXXX
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
61763E207
19451.00000000
NS
USD
486664.02000000
0.577993975092
Long
EP
CORP
US
N
1
N
N
N
NuStar Energy LP
5493003BMLTUIEG2LG44
NuStar Energy LP
67058H300
24163.00000000
NS
USD
513222.12000000
0.609536109212
Long
EP
CORP
US
N
1
N
N
N
WELLS FARGO & COMPANY
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Co
949746RN3
1130000.00000000
PA
USD
1084800.00000000
1.288379330324
Long
DBT
CORP
US
N
2
N/A
Fixed
5.87500000
N
N
N
N
N
N
BANCO BILBAO VIZCAYA ARG
K8MS7FD7N5Z2WQ51AZ71
Banco Bilbao Vizcaya Argentaria SA
05946KAG6
1555000.00000000
PA
USD
1389019.44000000
1.649690206410
Long
DBT
CORP
ES
N
2
N/A
Fixed
6.50000000
N
N
N
N
Y
Banco Bilbao Vizcaya Argentaria SA
Banco Bilbao Vizcaya Arge 6.5 12/05/2170
USD
XXXX
N
N
N
M&T BANK CORPORATION
549300WYXDDBYRASEG81
M&T Bank Corp
55261FAG9
345000.00000000
PA
USD
333028.99000000
0.395526979272
Long
DBT
CORP
US
N
2
N/A
Fixed
6.45000000
N
N
N
N
N
N
JPMORGAN CHASE & CO
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
48128BAF8
1500000.00000000
PA
USD
1381950.00000000
1.641294077748
Long
DBT
CORP
US
N
2
N/A
Fixed
5.00000000
N
N
N
N
N
N
UNICREDIT SPA
549300TRUWO2CD2G5692
UniCredit SpA
EK1429340
550000.00000000
PA
USD
513562.50000000
0.609940366730
Long
DBT
CORP
IT
N
2
N/A
Fixed
8.00000000
N
N
N
N
Y
UniCredit SpA
UniCredit SpA 8 06/03/2171
USD
XXXX
N
N
N
SVB FINANCIAL GROUP
549300D2KJ20JMXE7542
SVB Financial Group
78486QAJ0
235000.00000000
PA
USD
164452.00000000
0.195313935868
Long
DBT
CORP
US
N
2
N/A
Fixed
4.00000000
N
N
N
N
N
N
Western Alliance Bancorp
5493003VJXZ5JXT9S762
Western Alliance Bancorp
957638406
7900.00000000
NS
USD
158000.00000000
0.187651119276
Long
EP
CORP
US
N
1
N
N
N
FIFTH THIRD BANCORP
THRNG6BD57P9QWTQLG42
Fifth Third Bancorp
316773DB3
200000.00000000
PA
USD
183466.77000000
0.217897118611
Long
DBT
CORP
US
N
2
N/A
Fixed
4.50000000
N
N
N
N
N
N
ENSTAR FINANCE LLC
N/A
Enstar Finance LLC
29360AAB6
375000.00000000
PA
USD
294652.50000000
0.349948553307
Long
DBT
CORP
US
N
2
2042-01-15
Fixed
5.50000000
N
N
N
N
N
N
ENSTAR FINANCE LLC
N/A
Enstar Finance LLC
29360AAA8
220000.00000000
PA
USD
195004.04000000
0.231599533983
Long
DBT
CORP
US
N
2
2040-09-01
Fixed
5.75000000
N
N
N
N
N
N
ASSURED GUARANTY MUNI
549300WKHOG7BKB8MS12
Assured Guaranty Municipal Holdings Inc
31769PAB6
3390000.00000000
PA
USD
3084900.00000000
3.663828720609
Long
DBT
CORP
US
Y
2
2066-12-15
Fixed
6.40000000
N
N
N
N
N
N
CHARLES SCHWAB CORP
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513BD6
1080000.00000000
PA
USD
1054350.00000000
1.252214921577
Long
DBT
CORP
US
N
2
N/A
Fixed
5.37500000
N
N
N
N
N
N
Farm Credit Bank of Texas
V1EBJIOLRNYDHDF63Z33
Farm Credit Bank of Texas
30767E406
15000.00000000
NS
USD
1481250.00000000
1.759229243217
Long
EP
USGSE
US
Y
2
N
N
N
LAND O'LAKES INC
4ONCJWH5BBCYSJIJYX61
Land O' Lakes Inc
514666AM8
620000.00000000
PA
USD
576600.00000000
0.684807818828
Long
DBT
CORP
US
Y
2
N/A
Fixed
7.25000000
N
N
N
N
N
N
CHS Inc
XEIEFTLYDQ1MZ6TZV015
CHS Inc
12542R308
10959.00000000
NS
USD
281207.94000000
0.333980915762
Long
EP
CORP
US
N
1
N
N
N
TRUIST FINANCIAL CORP
549300DRQQI75D2JP341
Truist Financial Corp
89832QAD1
1475000.00000000
PA
USD
1324181.25000000
1.572684137262
Long
DBT
CORP
US
N
2
N/A
Fixed
4.80000000
N
N
N
N
N
N
NuStar Logistics LP
N62BF2PKP51FIIOIUN20
NuStar Logistics LP
67059T204
10020.00000000
NS
USD
249598.20000000
0.296439124046
Long
EP
CORP
US
N
1
N
N
N
MARKEL CORP
549300SCNO12JLWIK605
Markel Corp
570535AW4
845000.00000000
PA
USD
809041.57000000
0.960870608555
Long
DBT
CORP
US
N
2
N/A
Fixed
6.00000000
N
N
N
N
N
N
BANK OF AMERICA CORP
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505EH3
550000.00000000
PA
USD
535390.63000000
0.635864879555
Long
DBT
CORP
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
COBANK ACB
P0J8I7M2E0A77CKF1705
CoBank ACB
19075QAC6
833000.00000000
PA
USD
795515.00000000
0.944805570577
Long
DBT
CORP
US
N
2
N/A
Fixed
6.25000000
N
N
N
N
N
N
American Equity Investment Life Holding Co
549300RK5RZQ740FPL83
American Equity Investment Life Holding Co
025676602
23700.00000000
NS
USD
548892.00000000
0.651899988366
Long
EP
CORP
US
N
1
N
N
N
GOLDMAN SACHS GROUP INC
784F5XWPLTWKTBV3E584
Goldman Sachs Group Inc/The
38148BAE8
1008000.00000000
PA
USD
957055.71000000
1.136661868300
Long
DBT
CORP
US
N
2
N/A
Fixed
5.50000000
N
N
N
N
N
N
ING GROEP NV
549300NYKK9MWM7GGW15
ING Groep NV
456837AF0
2545000.00000000
PA
USD
2316207.10000000
2.750878827793
Long
DBT
CORP
NL
N
2
N/A
Fixed
6.50000000
N
N
N
N
Y
ING Groep NV
ING Groep NV 6.5 10/16/2171
USD
XXXX
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBG9
745000.00000000
PA
USD
701006.19000000
0.832560735274
Long
DBT
CORP
GB
N
2
N/A
Fixed
8.00000000
N
N
N
N
Y
Barclays PLC
Barclays PLC 8 09/15/2171
USD
XXXX
N
N
N
CMS ENERGY CORP
549300IA9XFBAGNIBW29
CMS Energy Corp
125896BU3
75000.00000000
PA
USD
62184.09000000
0.073853886643
Long
DBT
CORP
US
N
2
2050-06-01
Fixed
4.75000000
N
N
N
N
N
N
BARCLAYS PLC
213800LBQA1Y9L22JB70
Barclays PLC
06738EBN4
1000000.00000000
PA
USD
867500.00000000
1.030299658053
Long
DBT
CORP
GB
N
2
N/A
Fixed
6.12500000
N
N
N
N
Y
Barclays PLC
Barclays PLC 6.125 12/15/2170
USD
XXXX
N
N
N
NATWEST GROUP PLC
2138005O9XJIJN4JPN90
NatWest Group PLC
780099CK1
200000.00000000
PA
USD
188510.00000000
0.223886787941
Long
DBT
CORP
GB
N
2
N/A
Fixed
8.00000000
N
N
N
N
Y
NatWest Group PLC
NatWest Group PLC 8 09/30/2171
USD
XXXX
N
N
N
2022-10-31
Nuveen Preferred and Income Fund
E. Scott Wickerham
E. Scott Wickerham
Vice President and Funds Controller
XXXX
NPORT-EX
2
tiaa_JPT.htm
Nuveen
Preferred
and
Income
Fund
Portfolio
of
Investments
October
31,
2022
(Unaudited)
Principal
Amount
(000)
/
Shares
Description
(1)
Coupon
Maturity
Ratings
(2)
Value
LONG-TERM
INVESTMENTS
-
151.1%
(99.6%
of
Total
Investments)
X
65,005,429
$1,000
PAR
(OR
SIMILAR)
INSTITUTIONAL
PREFERRED
-
77.2%
(50.9%
of
Total
Investments)
X
65,005,429
Automobiles
-
2.1%
$
695
General
Motors
Financial
Co
Inc
5.700%
N/A
(3)
BB+
$
590,750
1,479
General
Motors
Financial
Co
Inc
5.750%
N/A
(3)
BB+
1,212,632
2,174
Total
Automobiles
1,803,382
Banks
-
26.0%
685
Bank
of
America
Corp
6.500%
N/A
(3)
BBB+
679,863
240
Bank
of
America
Corp
6.100%
N/A
(3)
BBB+
231,600
550
Bank
of
America
Corp
6.250%
N/A
(3)
BBB+
535,391
730
Bank
of
America
Corp
6.300%
N/A
(3)
BBB+
711,794
440
Bank
of
America
Corp
4.375%
N/A
(3)
BBB+
353,100
1,337
Citigroup
Inc
5.950%
N/A
(3)
BBB-
1,210,225
1,455
Citigroup
Inc
6.300%
N/A
(3)
BBB-
1,356,788
900
Citigroup
Inc
6.250%
N/A
(3)
BBB-
868,590
420
Citigroup
Inc
4.150%
N/A
(3)
BBB-
328,060
444
Citizens
Financial
Group
Inc
6.375%
N/A
(3)
BB+
404,819
880
CoBank
ACB
6.450%
N/A
(3)
BBB+
853,606
833
CoBank
ACB
6.250%
N/A
(3)
BBB+
795,515
200
Fifth
Third
Bancorp
4.500%
N/A
(3)
Baa3
183,467
475
First
Citizens
BancShares
Inc/NC
(3-Month
LIBOR
reference
rate
+
3.972%
spread)
(4)
7.265%
N/A
(3)
BB-
469,656
775
Huntington
Bancshares
Inc/OH
5.625%
N/A
(3)
Baa3
704,356
420
JPMorgan
Chase
&
Co
6.100%
N/A
(3)
BBB+
411,209
1,500
JPMorgan
Chase
&
Co
5.000%
N/A
(3)
BBB+
1,381,950
1,990
JPMorgan
Chase
&
Co
6.750%
N/A
(3)
BBB+
1,990,000
315
KeyCorp
5.000%
N/A
(3)
Baa3
275,894
220
M&T
Bank
Corp
3.500%
N/A
(3)
Baa2
162,993
345
M&T
Bank
Corp
6.450%
N/A
(3)
Baa2
333,029
220
M&T
Bank
Corp
5.125%
N/A
(3)
Baa2
191,770
266
PNC
Financial
Services
Group
Inc/The
5.000%
N/A
(3)
Baa2
227,754
170
PNC
Financial
Services
Group
Inc/The
6.200%
N/A
(3)
Baa2
161,024
485
PNC
Financial
Services
Group
Inc/The
3.400%
N/A
(3)
Baa2
361,931
420
PNC
Financial
Services
Group
Inc/The
6.000%
N/A
(3)
Baa2
389,550
310
Regions
Financial
Corp
5.750%
N/A
(3)
Baa3
300,700
120
SVB
Financial
Group
4.100%
N/A
(3)
Baa2
73,768
180
SVB
Financial
Group
4.700%
N/A
(3)
Baa2
120,150
235
SVB
Financial
Group
4.000%
N/A
(3)
Baa2
164,452
375
Truist
Financial
Corp
5.100%
N/A
(3)
Baa2
328,153
1,475
Truist
Financial
Corp
4.800%
N/A
(3)
Baa2
1,324,181
525
Truist
Financial
Corp
(3-Month
LIBOR
reference
rate
+
3.102%
spread)
(4)
6.395%
N/A
(3)
Baa2
509,250
805
Wells
Fargo
&
Co
7.950%
11/15/29
Baa1
881,455
885
Wells
Fargo
&
Co
5.900%
N/A
(3)
Baa2
802,584
1,130
Wells
Fargo
&
Co
5.875%
N/A
(3)
Baa2
1,084,800
355
Zions
Bancorp
NA
7.200%
N/A
(3)
BB+
356,775
355
Zions
Bancorp
NA
5.800%
N/A
(3)
BB+
335,475
23,465
Total
Banks
21,855,677
Capital
Markets
-
3.8%
205
Bank
of
New
York
Mellon
Corp/The
4.700%
N/A
(3)
Baa1
196,288
1,080
Charles
Schwab
Corp/The
5.375%
N/A
(3)
BBB
1,054,350
360
Goldman
Sachs
Group
Inc/The
4.125%
N/A
(3)
BBB-
282,600
1,008
Goldman
Sachs
Group
Inc/The
5.500%
N/A
(3)
BBB-
957,056
Nuveen
Preferred
and
Income
Fund
(continued)
Portfolio
of
Investments
October
31,
2022
(Unaudited)
Principal
Amount
(000)
/
Shares
Description
(1)
Coupon
Maturity
Ratings
(2)
Value
Capital
Markets
(continued)
$
709
Goldman
Sachs
Group
Inc/The
5.300%
N/A
(3)
BBB-
$
666,240
3,362
Total
Capital
Markets
3,156,534
Consumer
Finance
-
2.3%
475
Ally
Financial
Inc
4.700%
N/A
(3)
Ba2
319,438
625
Ally
Financial
Inc
4.700%
N/A
(3)
Ba2
453,125
435
American
Express
Co
3.550%
N/A
(3)
Baa2
335,494
500
Capital
One
Financial
Corp
3.950%
N/A
(3)
Baa3
374,020
335
Discover
Financial
Services
6.125%
N/A
(3)
Ba2
321,834
145
Discover
Financial
Services
5.500%
N/A
(3)
Ba2
112,099
2,515
Total
Consumer
Finance
1,916,010
Diversified
Financial
Services
-
4.7%
305
American
AgCredit
Corp,
144A
5.250%
N/A
(3)
BB+
279,075
425
Capital
Farm
Credit
ACA,
144A
5.000%
N/A
(3)
BB
361,250
250
Compeer
Financial
ACA,
144A
4.875%
N/A
(3)
BB+
220,625
2
Compeer
Financial
ACA,
144A
6.750%
N/A
(3)
BB+
1,980,000
630
Equitable
Holdings
Inc
4.950%
N/A
(3)
BBB-
585,900
560
Voya
Financial
Inc
6.125%
N/A
(3)
BBB-
546,000
2,172
Total
Diversified
Financial
Services
3,972,850
Electric
Utilities
-
2.7%
345
American
Electric
Power
Co
Inc
3.875%
2/15/62
BBB
264,909
370
Edison
International
5.000%
N/A
(3)
BB+
299,700
160
Edison
International
5.375%
N/A
(3)
BB+
130,544
270
Electricite
de
France
SA,
144A
5.250%
N/A
(3)
BBB-
253,874
1,125
Emera
Inc
6.750%
6/15/76
BB+
1,048,637
305
Southern
Co
4.000%
1/15/51
BBB-
265,195
2,575
Total
Electric
Utilities
2,262,859
Food
Products
-
6.1%
2,005
Dairy
Farmers
of
America
Inc,
144A
7.125%
N/A
(3)
BB+
1,864,652
620
Land
O'
Lakes
Inc,
144A
7.250%
N/A
(3)
BB
576,600
1,275
Land
O'
Lakes
Inc,
144A
7.000%
N/A
(3)
BB
1,176,187
1,550
Land
O'
Lakes
Inc,
144A
8.000%
N/A
(3)
BB
1,530,625
5,450
Total
Food
Products
5,148,064
Independent
Power
And
Renewable
Electricity
Producers
-
0.4%
245
AES
Andes
SA,
144A
6.350%
10/07/79
BB
199,051
195
Vistra
Corp,
144A
7.000%
N/A
(3)
Ba3
172,498
440
Total
Independent
Power
And
Renewable
Electricity
Producers
371,549
Independent
Power
Producers
&
Energy
Traders
-
0.6%
355
AES
Andes
SA,
144A
7.125%
3/26/79
BB
291,360
200
Vistra
Corp,
144A
8.000%
N/A
(3)
Ba3
190,000
555
Total
Independent
Power
Producers
&
Energy
Traders
481,360
Industrial
Conglomerates
-
1.5%
1,307
General
Electric
Co
(3-Month
LIBOR
reference
rate
+
3.330%
spread)
(4)
6.623%
N/A
(3)
BBB-
1,259,621
Insurance
-
15.4%
280
Aegon
NV
5.500%
4/11/48
Baa1
247,520
260
American
International
Group
Inc
5.750%
4/01/48
BBB-
232,370
1,490
Assurant
Inc
7.000%
3/27/48
Baa3
1,418,391
3,390
Assured
Guaranty
Municipal
Holdings
Inc,
144A
6.400%
12/15/66
BBB+
3,084,900
440
AXIS
Specialty
Finance
LLC
4.900%
1/15/40
BBB
356,400
Principal
Amount
(000)
/
Shares
Description
(1)
Coupon
Maturity
Ratings
(2)
Value
Insurance
(continued)
$
220
Enstar
Finance
LLC
5.750%
9/01/40
BBB-
$
195,004
375
Enstar
Finance
LLC
5.500%
1/15/42
BBB-
294,652
225
Legal
&
General
Group
PLC
,
Reg
S
5.250%
3/21/47
A3
198,000
845
Markel
Corp
6.000%
N/A
(3)
BBB-
809,042
900
MetLife
Inc,
144A
9.250%
4/08/38
BBB
1,033,179
205
MetLife
Inc
5.875%
N/A
(3)
BBB
183,893
450
PartnerRe
Finance
B
LLC
4.500%
10/01/50
Baa1
367,562
750
Provident
Financing
Trust
I
7.405%
3/15/38
BB+
772,500
200
Prudential
Financial
Inc
5.125%
3/01/52
BBB+
170,534
125
Prudential
Financial
Inc
3.700%
10/01/50
BBB+
97,164
840
QBE
Insurance
Group
Ltd,
144A
7.500%
11/24/43
Baa1
835,684
268
QBE
Insurance
Group
Ltd
,
Reg
S
6.750%
12/02/44
BBB
257,928
940
QBE
Insurance
Group
Ltd,
144A
5.875%
N/A
(3)
Baa2
855,732
740
SBL
Holdings
Inc,
144A
6.500%
N/A
(3)
BB
558,700
1,290
SBL
Holdings
Inc,
144A
7.000%
N/A
(3)
BB
1,038,450
14,233
Total
Insurance
13,007,605
Media
-
0.3%
295
Paramount
Global
6.375%
3/30/62
Baa3
249,399
Multi-Utilities
-
2.5%
295
Algonquin
Power
&
Utilities
Corp
4.750%
1/18/82
BB+
237,541
840
CenterPoint
Energy
Inc
6.125%
N/A
(3)
BBB-
788,914
75
CMS
Energy
Corp
4.750%
6/01/50
BBB-
62,184
304
NiSource
Inc
5.650%
N/A
(3)
BBB-
279,680
475
Sempra
Energy
4.125%
4/01/52
BBB-
357,438
440
Sempra
Energy
4.875%
N/A
(3)
BBB-
399,668
2,429
Total
Multi-Utilities
2,125,425
Oil,
Gas
&
Consumable
Fuels
-
2.8%
220
Enbridge
Inc
5.500%
7/15/77
BBB-
188,782
410
Enbridge
Inc
7.625%
1/15/83
BBB-
394,243
630
Enbridge
Inc
5.750%
7/15/80
BBB-
556,674
155
Enbridge
Inc
6.000%
1/15/77
BBB-
139,475
295
Energy
Transfer
LP
6.500%
N/A
(3)
BB
253,700
60
Energy
Transfer
LP
7.125%
N/A
(3)
BB
49,762
300
MPLX
LP
6.875%
N/A
(3)
BB+
292,500
298
Transcanada
Trust
5.500%
9/15/79
BBB
249,575
300
Transcanada
Trust
5.600%
3/07/82
BBB
256,875
2,668
Total
Oil,
Gas
&
Consumable
Fuels
2,381,586
Trading
Companies
&
Distributors
-
3.7%
2,600
AerCap
Global
Aviation
Trust,
144A
6.500%
6/15/45
BB+
2,372,500
255
AerCap
Holdings
NV
5.875%
10/10/79
BB+
229,423
580
Air
Lease
Corp
4.650%
N/A
(3)
BB+
483,373
3,435
Total
Trading
Companies
&
Distributors
3,085,296
U.S.
Agency
-
1.3%
615
Farm
Credit
Bank
of
Texas,
144A
6.200%
N/A
(3)
BBB+
539,119
640
Farm
Credit
Bank
of
Texas,
144A
5.700%
N/A
(3)
Baa1
572,093
1,255
Total
U.S.
Agency
1,111,212
Wireless
Telecommunication
Services
-
1.0%
860
Vodafone
Group
PLC
7.000%
4/04/79
BB+
817,000
$
69,190
Total
$1,000
Par
(or
similar)
Institutional
Preferred
(cost
$72,140,349)
65,005,429
Nuveen
Preferred
and
Income
Fund
(continued)
Portfolio
of
Investments
October
31,
2022
(Unaudited)
Principal
Amount
(000)
Description
(1)
,(5)
Coupon
Maturity
Ratings
(2)
Value
X
39,258,443
CONTINGENT
CAPITAL
SECURITIES
-
46.6%
(30.7%
of
Total
Investments)
X
39,258,443
Banks
-
33.8%
$
1,555
Banco
Bilbao
Vizcaya
Argentaria
SA
6.500%
N/A
(3)
Ba2
$
1,389,020
740
Banco
Mercantil
del
Norte
SA/Grand
Cayman,
144A
7.500%
N/A
(3)
Ba2
577,619
1,600
Banco
Santander
SA
,
Reg
S
7.500%
N/A
(3)
Ba1
1,515,421
1,900
Barclays
PLC
7.750%
N/A
(3)
BBB-
1,788,376
1,000
Barclays
PLC
6.125%
N/A
(3)
BBB-
867,500
375
Barclays
PLC
8.000%
N/A
(3)
BBB-
335,945
745
Barclays
PLC
8.000%
N/A
(3)
BBB-
701,006
2,880
BNP
Paribas
SA,
144A
6.625%
N/A
(3)
BBB
2,695,369
320
BNP
Paribas
SA,
144A
7.750%
N/A
(3)
BBB
301,707
2,035
Credit
Agricole
SA,
144A
8.125%
N/A
(3)
BBB
2,024,825
1,950
HSBC
Holdings
PLC
6.000%
N/A
(3)
BBB
1,579,890
2,730
HSBC
Holdings
PLC
6.375%
N/A
(3)
BBB
2,429,700
285
ING
Groep
NV
,
Reg
S
6.750%
N/A
(3)
BBB
269,681
2,545
ING
Groep
NV
6.500%
N/A
(3)
BBB
2,316,207
3,200
Lloyds
Banking
Group
PLC
7.500%
N/A
(3)
Baa3
2,968,000
580
Macquarie
Bank
Ltd/London,
144A
6.125%
N/A
(3)
BB+
493,360
2,080
NatWest
Group
PLC
6.000%
N/A
(3)
Baa3
1,850,992
200
NatWest
Group
PLC
8.000%
N/A
(3)
BBB-
188,510
680
Nordea
Bank
Abp,
144A
6.625%
N/A
(3)
BBB+
640,543
2,200
Societe
Generale
SA,
144A
7.875%
N/A
(3)
BB+
2,141,945
565
Standard
Chartered
PLC,
144A
6.000%
N/A
(3)
BBB-
514,699
545
Standard
Chartered
PLC,
144A
4.300%
N/A
(3)
BBB-
358,298
550
UniCredit
SpA
,
Reg
S
8.000%
N/A
(3)
BB-
513,563
31,260
Total
Banks
28,462,176
Capital
Markets
-
12.8%
3,200
Credit
Suisse
Group
AG,
144A
7.500%
N/A
(3)
BB-
2,895,942
340
Credit
Suisse
Group
AG,
144A
9.750%
N/A
(3)
BB-
323,043
1,000
Credit
Suisse
Group
AG,
144A
6.375%
N/A
(3)
Ba2
745,607
2,000
Deutsche
Bank
AG
6.000%
N/A
(3)
Ba2
1,564,580
3,475
UBS
Group
AG
,
Reg
S
6.875%
N/A
(3)
BBB
3,293,980
2,040
UBS
Group
AG,
144A
7.000%
N/A
(3)
BBB
1,973,115
12,055
Total
Capital
Markets
10,796,267
$
43,315
Total
Contingent
Capital
Securities
(cost
$44,641,890)
39,258,443
Shares
Description
(1)
Coupon
Ratings
(2)
Value
X
21,002,678
$25
PAR
(OR
SIMILAR)
RETAIL
PREFERRED
-
25.0%
(16.5%
of
Total
Investments)
X
21,002,678
Banks
-
6.6%
4,740
CoBank
ACB
6.200%
BBB+
$
474,000
15,000
Farm
Credit
Bank
of
Texas,
144A
6.750%
Baa1
1,481,250
19,366
Fifth
Third
Bancorp
6.625%
Baa3
488,410
8,100
KeyCorp
6.125%
Baa3
189,054
43,000
KeyCorp
6.200%
Baa3
1,048,340
21,268
Regions
Financial
Corp
6.375%
Baa3
525,319
10,600
Regions
Financial
Corp
5.700%
Baa3
220,692
13,258
Synovus
Financial
Corp
5.875%
BB-
293,002
16,400
Wells
Fargo
&
Co
4.750%
Baa2
295,200
7,900
Western
Alliance
Bancorp
4.250%
Ba1
158,000
15,308
Wintrust
Financial
Corp
6.875%
BB
387,752
Total
Banks
5,561,019
Capital
Markets
-
2.9%
5,577
Goldman
Sachs
Group
Inc/The
5.500%
BB+
137,250
33,800
Morgan
Stanley
5.850%
BBB-
774,358
19,451
Morgan
Stanley
6.875%
BBB-
486,664
11,600
Morgan
Stanley
6.500%
BBB-
287,680
16,433
Morgan
Stanley
6.375%
BBB-
399,157
Shares
Description
(1)
Coupon
Ratings
(2)
Value
Capital
Markets
(continued)
12,974
Morgan
Stanley
7.125%
BBB-
$
324,999
Total
Capital
Markets
2,410,108
Consumer
Finance
-
0.2%
11,900
Synchrony
Financial
5.625%
BB-
201,943
Diversified
Financial
Services
-
2.8%
12,213
AgriBank
FCB
6.875%
BBB+
1,212,140
18,500
Equitable
Holdings
Inc
5.250%
BBB-
344,470
35,623
Voya
Financial
Inc
5.350%
BBB-
754,852
Total
Diversified
Financial
Services
2,311,462
Diversified
Telecommunication
Services
-
0.2%
8,700
AT&T
Inc
4.750%
BBB-
150,684
Food
Products
-
2.2%
31,132
CHS
Inc
6.750%
N/R
760,555
31,207
CHS
Inc
7.100%
N/R
781,735
10,959
CHS
Inc
7.875%
N/R
281,208
Total
Food
Products
1,823,498
Insurance
-
6.9%
23,700
American
Equity
Investment
Life
Holding
Co
6.625%
BB
548,892
43,600
American
Equity
Investment
Life
Holding
Co
5.950%
BB
982,308
16,280
Aspen
Insurance
Holdings
Ltd
5.625%
BB+
314,204
38,688
Aspen
Insurance
Holdings
Ltd
5.950%
BB+
882,473
12,000
Assurant
Inc
5.250%
Baa3
225,960
24,100
Athene
Holding
Ltd
6.375%
BBB
600,813
27,700
Athene
Holding
Ltd
6.350%
BBB
659,537
23,000
Enstar
Group
Ltd
7.000%
BBB-
505,540
11,600
Reinsurance
Group
of
America
Inc
7.125%
BBB+
293,828
26,902
Reinsurance
Group
of
America
Inc
5.750%
BBB+
631,928
9,463
Selective
Insurance
Group
Inc
4.600%
BBB-
158,364
Total
Insurance
5,803,847
Oil,
Gas
&
Consumable
Fuels
-
1.9%
5,100
Energy
Transfer
LP
7.600%
BB
117,453
31,634
NuStar
Energy
LP
10.249%
B2
732,644
24,163
NuStar
Energy
LP
9.126%
B2
513,222
10,020
NuStar
Logistics
LP
10.813%
B
249,598
Total
Oil,
Gas
&
Consumable
Fuels
1,612,917
Thrifts
&
Mortgage
Finance
-
0.8%
31,600
New
York
Community
Bancorp
Inc
6.375%
Ba2
675,924
Trading
Companies
&
Distributors
-
0.5%
11,571
Air
Lease
Corp
6.150%
BB+
248,776
7,500
WESCO
International
Inc
10.625%
B
202,500
Total
Trading
Companies
&
Distributors
451,276
Total
$25
Par
(or
similar)
Retail
Preferred
(cost
$23,428,757)
21,002,678
Nuveen
Preferred
and
Income
Fund
(continued)
Portfolio
of
Investments
October
31,
2022
(Unaudited)
Part
F
of
Form
N-PORT
was
prepared
in
accordance
with
U.S.
generally
accepted
accounting
principles
(“U.S.
GAAP”)
and
in
conformity
with
the
applicable
rules
and
regulations
of
the
U.S.
Securities
and
Exchange
Commission
(“SEC”)
related
to
interim
filings.
Part
F
of
Form
N-PORT
does
not
include
all
information
and
footnotes
required
by
U.S.
GAAP
for
complete
financial
statements.
Certain
footnote
disclosures
normally
included
in
financial
statements
prepared
in
accordance
with
U.S.
GAAP
have
been
condensed
or
omitted
from
this
report
pursuant
to
the
rules
of
the
SEC.
For
a
full
set
of
the
Fund’s
notes
to
financial
statements,
please
refer
to
the
Fund’s
most
recently
filed
annual
or
semi-annual
report.
Fair
Value
Measurements
The
Fund’s
investments
in
securities
are
recorded
at
their
estimated
fair
value
utilizing
valuation
methods
approved
by
the
Board
of
Directors/
Trustees.
Fair
value
is
defined
as
the
price
that
would
be
received
upon
selling
an
investment
or
transferring
a
liability
in
an
orderly
transaction
to
an
independent
buyer
in
the
principal
or
most
advantageous
market
for
the
investment.
U.S.
GAAP
establishes
the
three-tier
hierarchy
which
is
used
to
maximize
the
use
of
observable
market
data
and
minimize
the
use
of
unobservable
inputs
and
to
establish
classification
of
fair
value
measurements
for
disclosure
purposes.
Observable
inputs
reflect
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Observable
inputs
are
based
on
market
data
obtained
from
sources
independent
of
the
reporting
entity.
Unobservable
inputs
reflect
management’s
assumptions
about
the
assumptions
market
participants
would
use
in
pricing
the
asset
or
liability.
Unobservable
inputs
are
based
on
the
best
information
available
in
the
circumstances.
The
following
is
a
summary
of
the
three-tiered
hierarchy
of
valuation
input
levels.
Level
1
–
Inputs
are
unadjusted
and
prices
are
determined
using
quoted
prices
in
active
markets
for
identical
securities.
Level
2
–
Prices
are
determined
using
other
significant
observable
inputs
(including
quoted
prices
for
similar
securities,
interest
rates,
credit
spreads,
etc.).
Level
3
–
Prices
are
determined
using
significant
unobservable
inputs
(including
management’s
assumptions
in
determining
the
fair
value
of
investments).
The
following
table
summarizes
the
market
value
of
the
Fund's
investments
as
of
the
end
of
the
reporting
period,
based
on
the
inputs
used
to
value
them:
Principal
Amount
(000)
Description
(1)
Coupon
Maturity
Ratings
(2)
Value
X
1,924,930
CORPORATE
BONDS
-
2.3%
(1.5%
of
Total
Investments)
X
1,924,930
Banks
-
1.2%
$
1,000
Commerzbank
AG,
144A
8.125%
9/19/23
Baa3
$
996,380
Insurance
-
1.1%
980
Fidelis
Insurance
Holdings
Ltd,
144A
6.625%
4/01/41
BB+
928,550
$
1,980
Total
Corporate
Bonds
(cost
$2,131,250)
1,924,930
Total
Long-Term
Investments
(cost
$142,342,246)
127,191,480
Principal
Amount
(000)
Description
(1)
Coupon
Maturity
Value
SHORT-TERM
INVESTMENTS
-
0.6% (0.4%
of
Total
Investments)
X
533,349
REPURCHASE
AGREEMENTS
-
0.6%
(0.4%
of
Total
Investments)
X
533,349
$
533
Repurchase
Agreement
with
Fixed
Income
Clearing
Corporation,
dated
10/31/22,
repurchase
price
$533,361,
collateralized
by
$543,700,
U.S.
Treasury
Bond,
4.250%,
due
5/15/39,
value
$544,019
0.830%
11/01/22
$
533,349
Total
Short-Term
Investments
(cost
$533,349)
533,349
Total
Investments
(cost
$
142,875,595
)
-
151
.7
%
127,724,829
Borrowings
-
(51.5)%
(6)
(
43,400,000
)
Reverse
Repurchase
Agreements,
including
accrued
interest
-
(1.2)%(7)
(
1,000,989
)
Other
Assets
Less
Liabilities
- 1.0%
874,965
Net
Assets
Applicable
to
Common
Shares
-
100%
$
84,198,805
Level
1
Level
2
Level
3
Total
Long-Term
Investments:
$1,000
Par
(or
similar)
Institutional
Preferred
$
–
$
65,005,429
$
–
$
65,005,429
Contingent
Capital
Securities
–
39,258,443
–
39,258,443
$25
Par
(or
similar)
Retail
Preferred
17,835,288
3,167,390
–
21,002,678
Corporate
Bonds
–
1,924,930
–
1,924,930
Short-Term
Investments:
Repurchase
Agreements
–
533,349
–
533,349
Total
$
17,835,288
$
109,889,541
$
–
$
127,724,829
For
Fund
portfolio
compliance
purposes,
the
Fund’s
industry
classifications
refer
to
any
one
or
more
of
the
industry
sub-classifications
used
by
one
or
more
widely
recognized
market
indexes
or
ratings
group
indexes,
and/or
as
defined
by
Fund
management.
This
definition
may
not
apply
for
purposes
of
this
report,
which
may
combine
industry
sub-classifications
into
sectors
for
reporting
ease.
(1)
All
percentages
shown
in
the
Portfolio
of
Investments
are
based
on
net
assets
applicable
to
common
shares
unless
otherwise
noted.
(2)
For
financial
reporting
purposes,
the
ratings
disclosed
are
the
highest
of
Standard
&
Poor’s
Group
(“Standard
&
Poor’s”),
Moody’s
Investors
Service,
Inc.
(“Moody’s”)
or
Fitch,
Inc.
(“Fitch”)
rating.
This
treatment
of
split-rated
securities
may
differ
from
that
used
for
other
purposes,
such
as
for
Fund
investment
policies.
Ratings
below
BBB
by
Standard
&
Poor’s,
Baa
by
Moody’s
or
BBB
by
Fitch
are
considered
to
be
below
investment
grade.
Holdings
designated
N/R
are
not
rated
by
any
of
these
national
rating
agencies.
(3)
Perpetual
security.
Maturity
date
is
not
applicable.
(4)
Variable
rate
security.
The
rate
shown
is
the
coupon
as
of
the
end
of
the
reporting
period.
(5)
Contingent
Capital
Securities
(“CoCos”)
are
hybrid
securities
with
loss
absorption
characteristics
built
into
the
terms
of
the
security
for
the
benefit
of
the
issuer.
For
example,
the
terms
may
specify
an
automatic
write-down
of
principal
or
a
mandatory
conversion
into
the
issuer’s
common
stock
under
certain
adverse
circumstances,
such
as
the
issuer’s
capital
ratio
falling
below
a
specified
level.
(6)
Borrowings
as
a
percentage
of
Total
Investments
is
34.0%.
(7)
Reverse
Repurchase
Agreements,
including
accrued
interest
as
a
percentage
of
Total
investments
is
0.8%.
144A
Investment
is
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
investments
may
only
be
resold
in
transactions
exempt
from
registration,
which
are
normally
those
transactions
with
qualified
institutional
buyers.
LIBOR
London
Inter-Bank
Offered
Rate
N/A
Not
Applicable.
Reg
S
Regulation
S
allows
U.S.
companies
to
sell
securities
to
persons
or
entities
located
outside
of
the
United
States
without
registering
those
securities
with
the
Securities
and
Exchange
Commission.
Specifically,
Regulation
S
provides
a
safe
harbor
from
the
registration
requirements
of
the
Securities
Act
for
the
offers
and
sales
of
securities
by
both
foreign
and
domestic
issuers
that
are
made
outside
the
United
States.