Chief Compliance Officer

0001214659-21-011298.txt : 20211108 0001214659-21-011298.hdr.sgml : 20211108 20211108172308 ACCESSION NUMBER: 0001214659-21-011298 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 211388976 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 09-30-2021 09-30-2021 false RSM US WEALTH MANAGEMENT LLC

801 Nicollet Mall Suite 1100 W Tower Minneapolis MN 55402

13F HOLDINGS REPORT 028-20277 N Lisa Tamburini Chief Compliance Officer 312-634-5552 /s/ Lisa Tamburini Chicago IL 11-08-2021 0 221 1869562 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6967 39715 SH SOLE 0 0 39715 ABBOTT LABS COM 002824100 1007 8522 SH SOLE 0 0 8522 ABBVIE INC COM 00287Y109 1171 10853 SH SOLE 0 0 10853 ADAMS DIVERSIFIED EQUITY FD COM 006212104 456 23031 SH SOLE 0 0 23031 ADECOAGRO S A COM L00849106 197 21768 SH SOLE 0 0 21768 ALLIANT ENERGY CORP COM 018802108 2322 41480 SH SOLE 0 0 41480 ALPHABET INC CAP STK CL C 02079K107 2047 768 SH SOLE 0 0 768 ALPS ETF TR ALERIAN MLP 00162Q452 22566 677058 SH SOLE 0 0 677058 ALTRIA GROUP INC COM 02209S103 2269 49852 SH SOLE 0 0 49852 AMAZON COM INC COM 023135106 2129 648 SH SOLE 0 0 648 AMEREN CORP COM 023608102 225 2780 SH SOLE 0 0 2780 AMERICAN TOWER CORP NEW COM 03027X100 219 826 SH SOLE 0 0 826 AMGEN INC COM 031162100 721 3393 SH SOLE 0 0 3393 ANNALY CAPITAL MANAGEMENT IN COM 035710409 88 10478 SH SOLE 0 0 10478 API GROUP CORP COM STK 00187Y100 1694 83266 SH SOLE 0 0 83266 APPLE INC COM 037833100 14268 100832 SH SOLE 0 0 100832 ARCHER DANIELS MIDLAND CO COM 039483102 215 3582 SH SOLE 0 0 3582 AT&T INC COM 00206R102 1024 37921 SH SOLE 0 0 37921 AUTOMATIC DATA PROCESSING IN COM 053015103 5361 26690 SH SOLE 0 0 26690 BK OF AMERICA CORP COM 060505104 1322 31141 SH SOLE 0 0 31141 BERKSHIRE HATHAWAY INC DEL CL A 084670108 27974 68 SH SOLE 0 0 68 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6449 23627 SH SOLE 0 0 23627 BLACKROCK INC COM 09247X101 461 550 SH SOLE 0 0 550 BLACKSTONE INC COM 09260D107 307 2636 SH SOLE 0 0 2636 BLOCK H & R INC COM 093671105 344 13616 SH SOLE 0 0 13616 BOEING CO COM 097023105 924 4201 SH SOLE 0 0 4201 BP PLC SPONSORED ADR 055622104 277 10141 SH SOLE 0 0 10141 BRISTOL-MYERS SQUIBB CO COM 110122108 443 7488 SH SOLE 0 0 7488 BROADCOM INC COM 11135F101 480 990 SH SOLE 0 0 990 CANADIAN NATL RY CO COM 136375102 504 4359 SH SOLE 0 0 4359 CARRIER GLOBAL CORPORATION COM 14448C104 267 5165 SH SOLE 0 0 5165 CATERPILLAR INC COM 149123101 1786 9305 SH SOLE 0 0 9305 CBDMD INC COM 12482W101 104 50000 SH SOLE 0 0 50000 CELANESE CORP DEL COM 150870103 279 1850 SH SOLE 0 0 1850 CELSIUS HLDGS INC COM NEW 15118V207 430 4768 SH SOLE 0 0 4768 CHEVRON CORP NEW COM 166764100 789 7776 SH SOLE 0 0 7776 CISCO SYS INC COM 17275R102 1072 19694 SH SOLE 0 0 19694 CITIGROUP INC COM NEW 172967424 272 3875 SH SOLE 0 0 3875 CLOROX CO DEL COM 189054109 289 1743 SH SOLE 0 0 1743 COCA COLA CO COM 191216100 6515 123189 SH SOLE 0 0 123189 COMCAST CORP NEW CL A 20030N101 1453 25986 SH SOLE 0 0 25986 CONOCOPHILLIPS COM 20825C104 201 2969 SH SOLE 0 0 2969 COSTCO WHSL CORP NEW COM 22160K105 791 1760 SH SOLE 0 0 1760 COVANTA HLDG CORP COM 22282E102 202 10064 SH SOLE 0 0 10064 CSX CORP COM 126408103 1689 56803 SH SOLE 0 0 56803 CVS HEALTH CORP COM 126650100 371 4376 SH SOLE 0 0 4376 DEERE & CO COM 244199105 1886 5628 SH SOLE 0 0 5628 DIAGEO PLC SPON ADR NEW 25243Q205 375 1943 SH SOLE 0 0 1943 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 28924 883321 SH SOLE 0 0 883321 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 327 12290 SH SOLE 0 0 12290 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 59189 1255062 SH SOLE 0 0 1255062 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 32946 572977 SH SOLE 0 0 572977 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 30489 686694 SH SOLE 0 0 686694 DISNEY WALT CO COM 254687106 1892 11183 SH SOLE 0 0 11183 DUKE ENERGY CORP NEW COM NEW 26441C204 1236 12662 SH SOLE 0 0 12662 EASTERLY GOVT PPTYS INC COM 27616P103 203 9836 SH SOLE 0 0 9836 EMERSON ELEC CO COM 291011104 341 3624 SH SOLE 0 0 3624 EXELON CORP COM 30161N101 289 5988 SH SOLE 0 0 5988 EXXON MOBIL CORP COM 30231G102 593 10087 SH SOLE 0 0 10087 FACEBOOK INC CL A 30303M102 1039 3062 SH SOLE 0 0 3062 FASTENAL CO COM 311900104 756 14654 SH SOLE 0 0 14654 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 212 5648 SH SOLE 0 0 5648 FIRST FINL BANCORP OH COM 320209109 1099 46957 SH SOLE 0 0 46957 FIRST FINANCIAL NORTHWEST IN COM 32022K102 204 12442 SH SOLE 0 0 12442 FISERV INC COM 337738108 14499 133633 SH SOLE 0 0 133633 FORD MTR CO DEL COM 345370860 360 25397 SH SOLE 0 0 25397 FULTON FINL CORP PA COM 360271100 258 16895 SH SOLE 0 0 16895 GENERAL DYNAMICS CORP COM 369550108 1060 5407 SH SOLE 0 0 5407 GENERAL ELECTRIC CO COM NEW 369604301 269 2608 SH SOLE 0 0 2608 GENERAL MLS INC COM 370334104 229 3834 SH SOLE 0 0 3834 GOLDMAN SACHS GROUP INC COM 38141G104 360 952 SH SOLE 0 0 952 ALPHABET INC CAP STK CL A 02079K305 2548 953 SH SOLE 0 0 953 HIVE BLOCKCHAIN TECHNLGIES L COM 43366H100 107 40250 SH SOLE 0 0 40250 HMN FINL INC COM 40424G108 1074 45955 SH SOLE 0 0 45955 HOME DEPOT INC COM 437076102 12856 39165 SH SOLE 0 0 39165 HONEYWELL INTL INC COM 438516106 1043 4914 SH SOLE 0 0 4914 ILLINOIS TOOL WKS INC COM 452308109 976 4721 SH SOLE 0 0 4721 INTEL CORP COM 458140100 897 16843 SH SOLE 0 0 16843 INTERNATIONAL BUSINESS MACHS COM 459200101 1200 8635 SH SOLE 0 0 8635 ISHARES TR CALIF MUN BD ETF 464288356 597 9625 SH SOLE 0 0 9625 ISHARES TR CORE MSCI EAFE 46432F842 438 5896 SH SOLE 0 0 5896 ISHARES INC CORE MSCI EMKT 46434G103 430 6962 SH SOLE 0 0 6962 ISHARES TR CORE MSCI INTL 46435G326 401 6000 SH SOLE 0 0 6000 ISHARES TR CORE S&P MCP ETF 464287507 1389 5279 SH SOLE 0 0 5279 ISHARES TR CRE U S REIT ETF 464288521 36139 616184 SH SOLE 0 0 616184 ISHARES TR SELECT DIVID ETF 464287168 451 3930 SH SOLE 0 0 3930 ISHARES TR U.S. TECH ETF 464287721 281 2777 SH SOLE 0 0 2777 ISHARES GOLD TR ISHARES NEW 464285204 300 8974 SH SOLE 0 0 8974 ISHARES TR IBOXX HI YD ETF 464288513 1062 12133 SH SOLE 0 0 12133 ISHARES TR MSCI EAFE ETF 464287465 9203 117974 SH SOLE 0 0 117974 ISHARES TR EAFE SML CP ETF 464288273 18232 245016 SH SOLE 0 0 245016 ISHARES TR MSCI EMG MKT ETF 464287234 1307 25934 SH SOLE 0 0 25934 ISHARES TR RUS 1000 GRW ETF 464287614 96553 352333 SH SOLE 0 0 352333 ISHARES TR RUS 1000 VAL ETF 464287598 50153 320449 SH SOLE 0 0 320449 ISHARES TR RUSSELL 2000 ETF 464287655 22829 104362 SH SOLE 0 0 104362 ISHARES TR RUS 2000 GRW ETF 464287648 24755 84318 SH SOLE 0 0 84318 ISHARES TR RUS 2000 VAL ETF 464287630 22232 138750 SH SOLE 0 0 138750 ISHARES TR RUS MD CP GR ETF 464287481 2633 23490 SH SOLE 0 0 23490 ISHARES TR RUS MDCP VAL ETF 464287473 1888 16672 SH SOLE 0 0 16672 ISHARES TR S&P 500 GRWT ETF 464287309 20070 271552 SH SOLE 0 0 271552 ISHARES TR CORE S&P500 ETF 464287200 13850 32148 SH SOLE 0 0 32148 ISHARES TR S&P 500 VAL ETF 464287408 1092 7508 SH SOLE 0 0 7508 ISHARES TR CORE S&P SCP ETF 464287804 1370 12551 SH SOLE 0 0 12551 ISHARES TR SP SMCP600VL ETF 464287879 392 3890 SH SOLE 0 0 3890 ISHARES TR RUS 1000 ETF 464287622 41850 173143 SH SOLE 0 0 173143 ISHARES TR RUS MID CAP ETF 464287499 3156 40350 SH SOLE 0 0 40350 ISHARES TR MRGSTR SM CP ETF 464288505 1326 23636 SH SOLE 0 0 23636 ISHARES TR RUSSELL 3000 ETF 464287689 216 846 SH SOLE 0 0 846 JOHNSON & JOHNSON COM 478160104 1737 10754 SH SOLE 0 0 10754 JPMORGAN CHASE & CO COM 46625H100 2253 13764 SH SOLE 0 0 13764 KANSAS CITY SOUTHERN COM NEW 485170302 415 1535 SH SOLE 0 0 1535 KIMBERLY-CLARK CORP COM 494368103 330 2489 SH SOLE 0 0 2489 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 451 10154 SH SOLE 0 0 10154 KRAFT HEINZ CO COM 500754106 252 6850 SH SOLE 0 0 6850 LILLY ELI & CO COM 532457108 227 983 SH SOLE 0 0 983 LIPOCINE INC NEW COM 53630X104 71 65212 SH SOLE 0 0 65212 LOWES COS INC COM 548661107 791 3898 SH SOLE 0 0 3898 MAGNA INTL INC COM 559222401 923 12268 SH SOLE 0 0 12268 MARATHON PETE CORP COM 56585A102 783 12675 SH SOLE 0 0 12675 MARRIOTT INTL INC NEW CL A 571903202 265 1789 SH SOLE 0 0 1789 MASTERCARD INCORPORATED CL A 57636Q104 412 1185 SH SOLE 0 0 1185 MCDONALDS CORP COM 580135101 3259 13518 SH SOLE 0 0 13518 MEDTRONIC PLC SHS G5960L103 435 3468 SH SOLE 0 0 3468 MERCK & CO INC COM 58933Y105 374 4981 SH SOLE 0 0 4981 METTLER TOLEDO INTERNATIONAL COM 592688105 253 184 SH SOLE 0 0 184 MICROSOFT CORP COM 594918104 10943 38816 SH SOLE 0 0 38816 MODERNA INC COM 60770K107 254 660 SH SOLE 0 0 660 MONDELEZ INTL INC CL A 609207105 474 8155 SH SOLE 0 0 8155 MORGAN STANLEY COM NEW 617446448 244 2510 SH SOLE 0 0 2510 NETFLIX INC COM 64110L106 587 962 SH SOLE 0 0 962 NEXTERA ENERGY INC COM 65339F101 318 4056 SH SOLE 0 0 4056 NIKE INC CL B 654106103 265 1817 SH SOLE 0 0 1817 NORFOLK SOUTHN CORP COM 655844108 3004 12557 SH SOLE 0 0 12557 NORTHFIELD BANCORP INC DEL COM 66611T108 197 11501 SH SOLE 0 0 11501 NUCOR CORP COM 670346105 211 2140 SH SOLE 0 0 2140 NUVEEN REAL ASSET INCOME & G COM 67074Y105 172 11234 SH SOLE 0 0 11234 NVIDIA CORPORATION COM 67066G104 770 3716 SH SOLE 0 0 3716 OREILLY AUTOMOTIVE INC COM 67103H107 348 569 SH SOLE 0 0 569 ORACLE CORP COM 68389X105 644 7397 SH SOLE 0 0 7397 PAYPAL HLDGS INC COM 70450Y103 400 1539 SH SOLE 0 0 1539 PEPSICO INC COM 713448108 1148 7631 SH SOLE 0 0 7631 PFIZER INC COM 717081103 989 23001 SH SOLE 0 0 23001 PHILIP MORRIS INTL INC COM 718172109 2456 25913 SH SOLE 0 0 25913 INVESCO QQQ TR UNIT SER 1 46090E103 953 2661 SH SOLE 0 0 2661 PPG INDS INC COM 693506107 206 1441 SH SOLE 0 0 1441 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 406 6304 SH SOLE 0 0 6304 PROCTER AND GAMBLE CO COM 742718109 1985 14199 SH SOLE 0 0 14199 PROGRESSIVE CORP COM 743315103 507 5608 SH SOLE 0 0 5608 PROSHARES TR S&P 500 DV ARIST 74348A467 733 8280 SH SOLE 0 0 8280 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1305 15177 SH SOLE 0 0 15177 ROCKWELL AUTOMATION INC COM 773903109 209 712 SH SOLE 0 0 712 SALESFORCE COM INC COM 79466L302 388 1432 SH SOLE 0 0 1432 SCHWAB STRATEGIC TR US REIT ETF 808524847 712 15591 SH SOLE 0 0 15591 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 821 7906 SH SOLE 0 0 7906 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 34830 900007 SH SOLE 0 0 900007 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 32030 771438 SH SOLE 0 0 771438 SCHWAB STRATEGIC TR US TIPS ETF 808524870 267 4260 SH SOLE 0 0 4260 SEI INVTS CO COM 784117103 6864 115753 SH SOLE 0 0 115753 SEMPRA COM 816851109 346 2735 SH SOLE 0 0 2735 SHOPIFY INC CL A 82509L107 365 269 SH SOLE 0 0 269 SIMPSON MFG INC COM 829073105 4591 42918 SH SOLE 0 0 42918 SOUTHERN CO COM 842587107 320 5170 SH SOLE 0 0 5170 SPDR GOLD TR GOLD SHS 78463V107 1454 8855 SH SOLE 0 0 8855 SPDR S&P 500 ETF TR TR UNIT 78462F103 31074 72409 SH SOLE 0 0 72409 SPDR SER TR S&P DIVID ETF 78464A763 1298 11040 SH SOLE 0 0 11040 STARBUCKS CORP COM 855244109 1503 13629 SH SOLE 0 0 13629 SUNCOR ENERGY INC NEW COM 867224107 401 19324 SH SOLE 0 0 19324 SYSCO CORP COM 871829107 219 2794 SH SOLE 0 0 2794 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 924 6000 SH SOLE 0 0 6000 TARGET CORP COM 87612E106 904 3954 SH SOLE 0 0 3954 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 762 5106 SH SOLE 0 0 5106 TESLA INC COM 88160R101 982 1266 SH SOLE 0 0 1266 TEXAS INSTRS INC COM 882508104 631 3281 SH SOLE 0 0 3281 TEXAS PACIFIC LAND CORPORATI COM 88262P102 605 500 SH SOLE 0 0 500 THERMO FISHER SCIENTIFIC INC COM 883556102 539 943 SH SOLE 0 0 943 TRANSGLOBE ENERGY CORP COM 893662106 26 12000 SH SOLE 0 0 12000 TRI CONTL CORP COM 895436103 340 10194 SH SOLE 0 0 10194 TRINITY INDS INC COM 896522109 206 7600 SH SOLE 0 0 7600 UNILEVER PLC SPON ADR NEW 904767704 302 5571 SH SOLE 0 0 5571 UNION PAC CORP COM 907818108 1099 5609 SH SOLE 0 0 5609 UNITED FIRE GROUP INC COM 910340108 315 13650 SH SOLE 0 0 13650 UNITED PARCEL SERVICE INC CL B 911312106 22889 125693 SH SOLE 0 0 125693 UNITEDHEALTH GROUP INC COM 91324P102 826 2113 SH SOLE 0 0 2113 US BANCORP DEL COM NEW 902973304 1003 16867 SH SOLE 0 0 16867 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 666 4335 SH SOLE 0 0 4335 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 226 3447 SH SOLE 0 0 3447 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 56023 1109576 SH SOLE 0 0 1109576 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 82279 1645248 SH SOLE 0 0 1645248 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 990 17579 SH SOLE 0 0 17579 VANGUARD INDEX FDS GROWTH ETF 922908736 267217 920897 SH SOLE 0 0 920897 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 686 6641 SH SOLE 0 0 6641 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1095 7844 SH SOLE 0 0 7844 VANGUARD WORLD FDS INF TECH ETF 92204A702 280 697 SH SOLE 0 0 697 VANGUARD INDEX FDS LARGE CAP ETF 922908637 21454 106779 SH SOLE 0 0 106779 VANGUARD INDEX FDS MID CAP ETF 922908629 1036 4376 SH SOLE 0 0 4376 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 503 2131 SH SOLE 0 0 2131 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4744 46608 SH SOLE 0 0 46608 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 26362 66841 SH SOLE 0 0 66841 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 632 7675 SH SOLE 0 0 7675 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 235 4464 SH SOLE 0 0 4464 VANGUARD INDEX FDS SMALL CP ETF 922908751 26921 123112 SH SOLE 0 0 123112 VANGUARD INDEX FDS SML CP GRW ETF 922908595 125787 448983 SH SOLE 0 0 448983 VANGUARD INDEX FDS SM CP VAL ETF 922908611 145783 861295 SH SOLE 0 0 861295 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 10659 124736 SH SOLE 0 0 124736 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 238 4186 SH SOLE 0 0 4186 VANGUARD INDEX FDS TOTAL STK MKT 922908769 19841 89351 SH SOLE 0 0 89351 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4024 39519 SH SOLE 0 0 39519 VANGUARD INDEX FDS VALUE ETF 922908744 174039 1285654 SH SOLE 0 0 1285654 VERIZON COMMUNICATIONS INC COM 92343V104 1668 30887 SH SOLE 0 0 30887 VISA INC COM CL A 92826C839 1943 8725 SH SOLE 0 0 8725 WALGREENS BOOTS ALLIANCE INC COM 931427108 538 11441 SH SOLE 0 0 11441 WALMART INC COM 931142103 1218 8742 SH SOLE 0 0 8742 WASTE MGMT INC DEL COM 94106L109 619 4142 SH SOLE 0 0 4142 WEC ENERGY GROUP INC COM 92939U106 229 2599 SH SOLE 0 0 2599 WELLS FARGO CO NEW COM 949746101 1034 22271 SH SOLE 0 0 22271 WEST PHARMACEUTICAL SVSC INC COM 955306105 216 508 SH SOLE 0 0 508 WINNEBAGO INDS INC COM 974637100 201 2769 SH SOLE 0 0 2769 WISDOMTREE TR US LARGECAP DIVD 97717W307 507 4252 SH SOLE 0 0 4252 YUM CHINA HLDGS INC COM 98850P109 213 3661 SH SOLE 0 0 3661 YUM BRANDS INC COM 988498101 450 3682 SH SOLE 0 0 3682 ZOETIS INC CL A 98978V103 939 4839 SH SOLE 0 0 4839