Chief Compliance Officer

0001214659-21-008503.txt : 20210813 0001214659-21-008503.hdr.sgml : 20210813 20210813144336 ACCESSION NUMBER: 0001214659-21-008503 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 211171564 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 06-30-2021 06-30-2021 false RSM US WEALTH MANAGEMENT LLC

801 NICOLLET MALL SUITE 1100 W TOWER MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-20277 N Lisa Tamburini Chief Compliance Officer 312-634-5552 /s/Lisa Tamburini Chicago IL 08-04-2021 0 220 1851222 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 7793 39232 SH SOLE 0 0 39232 ABBOTT LABS COM 002824100 915 7889 SH SOLE 0 0 7889 ABBVIE INC COM 00287Y109 1173 10417 SH SOLE 0 0 10417 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 217 735 SH SOLE 0 0 735 ACTIVISION BLIZZARD INC COM 00507V109 206 2155 SH SOLE 0 0 2155 ADAMS DIVERSIFIED EQUITY FD COM 006212104 455 23031 SH SOLE 0 0 23031 ADECOAGRO S A COM L00849106 219 21768 SH SOLE 0 0 21768 ADOBE SYSTEMS INCORPORATED COM 00724F101 365 623 SH SOLE 0 0 623 ALLIANT ENERGY CORP COM 018802108 2311 41447 SH SOLE 0 0 41447 ALPHABET INC CAP STK CL C 02079K107 2679 1069 SH SOLE 0 0 1069 ALPHABET INC CAP STK CL A 02079K305 3572 1463 SH SOLE 0 0 1463 ALPS ETF TR ALERIAN MLP 00162Q452 25845 709819 SH SOLE 0 0 709819 ALTRIA GROUP INC COM 02209S103 2377 49851 SH SOLE 0 0 49851 AMAZON COM INC COM 023135106 3027 880 SH SOLE 0 0 880 AMEREN CORP COM 023608102 232 2895 SH SOLE 0 0 2895 AMERICAN TOWER CORP NEW COM 03027X100 329 1218 SH SOLE 0 0 1218 AMGEN INC COM 031162100 812 3330 SH SOLE 0 0 3330 ANNALY CAPITAL MANAGEMENT IN COM 035710409 93 10466 SH SOLE 0 0 10466 API GROUP CORP COM STK 00187Y100 1739 83266 SH SOLE 0 0 83266 APPLE INC COM 037833100 16019 116962 SH SOLE 0 0 116962 ARCHER DANIELS MIDLAND CO COM 039483102 229 3785 SH SOLE 0 0 3785 AT&T INC COM 00206R102 1184 41148 SH SOLE 0 0 41148 AUTOMATIC DATA PROCESSING IN COM 053015103 5326 26690 SH SOLE 0 0 26690 BERKSHIRE HATHAWAY INC DEL CL A 084670108 27628 66 SH SOLE 0 0 66 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6525 23479 SH SOLE 0 0 23479 BK OF AMERICA CORP COM 060505104 1347 32671 SH SOLE 0 0 32671 BLACKROCK INC COM 09247X101 494 564 SH SOLE 0 0 564 BLACKSTONE GROUP INC COM 09260D107 232 2386 SH SOLE 0 0 2386 BLOCK H & R INC COM 093671105 323 13616 SH SOLE 0 0 13616 BOEING CO COM 097023105 813 3393 SH SOLE 0 0 3393 BP PLC SPONSORED ADR 055622104 268 10141 SH SOLE 0 0 10141 BRISTOL-MYERS SQUIBB CO COM 110122108 483 7224 SH SOLE 0 0 7224 BROADCOM INC COM 11135F101 480 1006 SH SOLE 0 0 1006 CANADIAN NATL RY CO COM 136375102 460 4359 SH SOLE 0 0 4359 CARRIER GLOBAL CORPORATION COM 14448C104 295 6076 SH SOLE 0 0 6076 CATERPILLAR INC COM 149123101 2039 9368 SH SOLE 0 0 9368 CBDMD INC COM 12482W101 145 50000 SH SOLE 0 0 50000 CELANESE CORP DEL COM 150870103 280 1850 SH SOLE 0 0 1850 CELSIUS HLDGS INC COM NEW 15118V207 361 4750 SH SOLE 0 0 4750 CHEVRON CORP NEW COM 166764100 806 7694 SH SOLE 0 0 7694 CISCO SYS INC COM 17275R102 1028 19393 SH SOLE 0 0 19393 CITIGROUP INC COM NEW 172967424 289 4090 SH SOLE 0 0 4090 CLOROX CO DEL COM 189054109 314 1743 SH SOLE 0 0 1743 COCA COLA CO COM 191216100 6685 122592 SH SOLE 0 0 122592 COMCAST CORP NEW CL A 20030N101 1459 25593 SH SOLE 0 0 25593 CONOCOPHILLIPS COM 20825C104 221 3632 SH SOLE 0 0 3632 CORE LABORATORIES N V COM N22717107 239 6146 SH SOLE 0 0 6146 COSTCO WHSL CORP NEW COM 22160K105 698 1764 SH SOLE 0 0 1764 COVANTA HLDG CORP COM 22282E102 178 10064 SH SOLE 0 0 10064 CVS HEALTH CORP COM 126650100 370 4437 SH SOLE 0 0 4437 DANAHER CORPORATION COM 235851102 246 915 SH SOLE 0 0 915 DEERE & CO COM 244199105 831 2356 SH SOLE 0 0 2356 DIAGEO PLC SPON ADR NEW 25243Q205 315 1642 SH SOLE 0 0 1642 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 332 12290 SH SOLE 0 0 12290 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 59431 1261148 SH SOLE 0 0 1261148 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 33624 575755 SH SOLE 0 0 575755 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 31820 710223 SH SOLE 0 0 710223 DISNEY WALT CO COM 254687106 1890 10751 SH SOLE 0 0 10751 DUKE ENERGY CORP NEW COM NEW 26441C204 1235 12512 SH SOLE 0 0 12512 EASTERLY GOVT PPTYS INC COM 27616P103 207 9836 SH SOLE 0 0 9836 EMERSON ELEC CO COM 291011104 326 3390 SH SOLE 0 0 3390 ENBRIDGE INC COM 29250N105 229 5717 SH SOLE 0 0 5717 EXELON CORP COM 30161N101 279 6288 SH SOLE 0 0 6288 EXXON MOBIL CORP COM 30231G102 598 9485 SH SOLE 0 0 9485 FACEBOOK INC CL A 30303M102 1117 3212 SH SOLE 0 0 3212 FASTENAL CO COM 311900104 738 14184 SH SOLE 0 0 14184 FEDEX CORP COM 31428X106 222 743 SH SOLE 0 0 743 FIRST FINANCIAL NORTHWEST IN COM 32022K102 188 12442 SH SOLE 0 0 12442 FIRST FINL BANCORP OH COM 320209109 1110 46957 SH SOLE 0 0 46957 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 226 9235 SH SOLE 0 0 9235 FISERV INC COM 337738108 14297 133759 SH SOLE 0 0 133759 FORD MTR CO DEL COM 345370860 342 22982 SH SOLE 0 0 22982 FULTON FINL CORP PA COM 360271100 267 16895 SH SOLE 0 0 16895 GENERAL ELECTRIC CO COM 369604103 319 23686 SH SOLE 0 0 23686 GOLDMAN SACHS GROUP INC COM 38141G104 385 1014 SH SOLE 0 0 1014 HMN FINL INC COM 40424G108 979 45955 SH SOLE 0 0 45955 HOME DEPOT INC COM 437076102 12439 39008 SH SOLE 0 0 39008 HONEYWELL INTL INC COM 438516106 1122 5113 SH SOLE 0 0 5113 ILLINOIS TOOL WKS INC COM 452308109 922 4125 SH SOLE 0 0 4125 INTEL CORP COM 458140100 992 17676 SH SOLE 0 0 17676 INTERNATIONAL BUSINESS MACHS COM 459200101 1170 7982 SH SOLE 0 0 7982 INVESCO QQQ TR UNIT SER 1 46090E103 928 2617 SH SOLE 0 0 2617 ISHARES GOLD TR ISHARES NEW 464285204 308 9147 SH SOLE 0 0 9147 ISHARES INC CORE MSCI EMKT 46434G103 333 4974 SH SOLE 0 0 4974 ISHARES TR CALIF MUN BD ETF 464288356 600 9589 SH SOLE 0 0 9589 ISHARES TR CORE MSCI EAFE 46432F842 345 4613 SH SOLE 0 0 4613 ISHARES TR CORE MSCI INTL 46435G326 405 6000 SH SOLE 0 0 6000 ISHARES TR CORE S&P MCP ETF 464287507 1475 5488 SH SOLE 0 0 5488 ISHARES TR CRE U S REIT ETF 464288521 36544 626392 SH SOLE 0 0 626392 ISHARES TR SELECT DIVID ETF 464287168 452 3880 SH SOLE 0 0 3880 ISHARES TR U.S. TECH ETF 464287721 266 2681 SH SOLE 0 0 2681 ISHARES TR IBOXX HI YD ETF 464288513 1005 11421 SH SOLE 0 0 11421 ISHARES TR MSCI EAFE ETF 464287465 9546 121021 SH SOLE 0 0 121021 ISHARES TR EAFE SML CP ETF 464288273 16203 218481 SH SOLE 0 0 218481 ISHARES TR MSCI EMG MKT ETF 464287234 1418 25715 SH SOLE 0 0 25715 ISHARES TR RUS 1000 GRW ETF 464287614 97532 359260 SH SOLE 0 0 359260 ISHARES TR RUS 1000 VAL ETF 464287598 51798 326555 SH SOLE 0 0 326555 ISHARES TR RUSSELL 2000 ETF 464287655 23637 103051 SH SOLE 0 0 103051 ISHARES TR RUS 2000 GRW ETF 464287648 26689 85626 SH SOLE 0 0 85626 ISHARES TR RUS 2000 VAL ETF 464287630 23085 139258 SH SOLE 0 0 139258 ISHARES TR RUS MD CP GR ETF 464287481 2680 23675 SH SOLE 0 0 23675 ISHARES TR RUS MDCP VAL ETF 464287473 1887 16414 SH SOLE 0 0 16414 ISHARES TR S&P 500 GRWT ETF 464287309 20053 275712 SH SOLE 0 0 275712 ISHARES TR CORE S&P500 ETF 464287200 13783 32059 SH SOLE 0 0 32059 ISHARES TR S&P 500 VAL ETF 464287408 1090 7384 SH SOLE 0 0 7384 ISHARES TR CORE S&P SCP ETF 464287804 1420 12565 SH SOLE 0 0 12565 ISHARES TR SP SMCP600VL ETF 464287879 410 3890 SH SOLE 0 0 3890 ISHARES TR PFD AND INCM SEC 464288687 582 14798 SH SOLE 0 0 14798 ISHARES TR RUS 1000 ETF 464287622 42381 175069 SH SOLE 0 0 175069 ISHARES TR RUS MID CAP ETF 464287499 3009 37970 SH SOLE 0 0 37970 ISHARES TR MRGSTR SM CP ETF 464288505 1387 23636 SH SOLE 0 0 23636 ISHARES TR RUSSELL 3000 ETF 464287689 216 846 SH SOLE 0 0 846 JOHNSON & JOHNSON COM 478160104 1610 9776 SH SOLE 0 0 9776 JPMORGAN CHASE & CO COM 46625H100 2217 14255 SH SOLE 0 0 14255 KANSAS CITY SOUTHERN COM NEW 485170302 436 1535 SH SOLE 0 0 1535 KIMBERLY-CLARK CORP COM 494368103 352 2609 SH SOLE 0 0 2609 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 505 10154 SH SOLE 0 0 10154 KRAFT HEINZ CO COM 500754106 279 6850 SH SOLE 0 0 6850 LILLY ELI & CO COM 532457108 232 1010 SH SOLE 0 0 1010 LIPOCINE INC NEW COM 53630X104 91 65212 SH SOLE 0 0 65212 LOWES COS INC COM 548661107 701 3614 SH SOLE 0 0 3614 MAGNA INTL INC COM 559222401 1137 12268 SH SOLE 0 0 12268 MARATHON PETE CORP COM 56585A102 727 12034 SH SOLE 0 0 12034 MARRIOTT INTL INC NEW CL A 571903202 244 1789 SH SOLE 0 0 1789 MASTERCARD INCORPORATED CL A 57636Q104 435 1191 SH SOLE 0 0 1191 MCDONALDS CORP COM 580135101 3132 13560 SH SOLE 0 0 13560 MEDTRONIC PLC SHS G5960L103 388 3122 SH SOLE 0 0 3122 MERCK & CO INC COM 58933Y105 423 5395 SH SOLE 0 0 5395 MICROSOFT CORP COM 594918104 11040 40754 SH SOLE 0 0 40754 MONDELEZ INTL INC CL A 609207105 516 8257 SH SOLE 0 0 8257 NETFLIX INC COM 64110L106 521 986 SH SOLE 0 0 986 NEXTERA ENERGY INC COM 65339F101 400 5464 SH SOLE 0 0 5464 NIKE INC CL B 654106103 437 2826 SH SOLE 0 0 2826 NORFOLK SOUTHN CORP COM 655844108 2099 7907 SH SOLE 0 0 7907 NORTHFIELD BANCORP INC DEL COM 66611T108 187 11413 SH SOLE 0 0 11413 NUCOR CORP COM 670346105 205 2140 SH SOLE 0 0 2140 NUVEEN REAL ASSET INCOME & G COM 67074Y105 182 11234 SH SOLE 0 0 11234 NVIDIA CORPORATION COM 67066G104 934 1167 SH SOLE 0 0 1167 ORACLE CORP COM 68389X105 643 8264 SH SOLE 0 0 8264 OREILLY AUTOMOTIVE INC COM 67103H107 322 569 SH SOLE 0 0 569 OTIS WORLDWIDE CORP COM 68902V107 223 2727 SH SOLE 0 0 2727 PAYPAL HLDGS INC COM 70450Y103 503 1725 SH SOLE 0 0 1725 PEPSICO INC COM 713448108 1394 9410 SH SOLE 0 0 9410 PFIZER INC COM 717081103 849 21674 SH SOLE 0 0 21674 PHILIP MORRIS INTL INC COM 718172109 2579 26018 SH SOLE 0 0 26018 PPG INDS INC COM 693506107 245 1441 SH SOLE 0 0 1441 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 516 8164 SH SOLE 0 0 8164 PROCTER AND GAMBLE CO COM 742718109 2063 15286 SH SOLE 0 0 15286 PROGRESSIVE CORP COM 743315103 551 5608 SH SOLE 0 0 5608 PROSHARES TR S&P 500 DV ARIST 74348A467 750 8280 SH SOLE 0 0 8280 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1322 15493 SH SOLE 0 0 15493 SALESFORCE COM INC COM 79466L302 393 1608 SH SOLE 0 0 1608 SCHWAB STRATEGIC TR US REIT ETF 808524847 546 11925 SH SOLE 0 0 11925 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 669 6416 SH SOLE 0 0 6416 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 34377 871395 SH SOLE 0 0 871395 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 31375 754209 SH SOLE 0 0 754209 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 265 2550 SH SOLE 0 0 2550 SCHWAB STRATEGIC TR US TIPS ETF 808524870 395 6315 SH SOLE 0 0 6315 SEI INVTS CO COM 784117103 7173 115753 SH SOLE 0 0 115753 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 691 4679 SH SOLE 0 0 4679 SEMPRA ENERGY COM 816851109 362 2730 SH SOLE 0 0 2730 SHOPIFY INC CL A 82509L107 393 269 SH SOLE 0 0 269 SIMPSON MFG INC COM 829073105 4740 42918 SH SOLE 0 0 42918 SOUTHERN CO COM 842587107 312 5150 SH SOLE 0 0 5150 SPDR GOLD TR GOLD SHS 78463V107 1937 11692 SH SOLE 0 0 11692 SPDR S&P 500 ETF TR TR UNIT 78462F103 28709 67067 SH SOLE 0 0 67067 SPDR SER TR S&P DIVID ETF 78464A763 1368 11186 SH SOLE 0 0 11186 STARBUCKS CORP COM 855244109 1531 13691 SH SOLE 0 0 13691 SUNCOR ENERGY INC NEW COM 867224107 450 18760 SH SOLE 0 0 18760 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 200 1662 SH SOLE 0 0 1662 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1062 6000 SH SOLE 0 0 6000 TARGET CORP COM 87612E106 887 3671 SH SOLE 0 0 3671 TESLA INC COM 88160R101 939 1381 SH SOLE 0 0 1381 TEXAS INSTRS INC COM 882508104 588 3055 SH SOLE 0 0 3055 THERMO FISHER SCIENTIFIC INC COM 883556102 331 657 SH SOLE 0 0 657 TRANSGLOBE ENERGY CORP COM 893662106 23 12000 SH SOLE 0 0 12000 TRI CONTL CORP COM 895436103 348 10194 SH SOLE 0 0 10194 TRINITY INDS INC COM 896522109 201 7492 SH SOLE 0 0 7492 ULTA BEAUTY INC COM 90384S303 519 1500 SH SOLE 0 0 1500 UNILEVER PLC SPON ADR NEW 904767704 298 5094 SH SOLE 0 0 5094 UNION PAC CORP COM 907818108 1272 5782 SH SOLE 0 0 5782 UNITED FIRE GROUP INC COM 910340108 379 13650 SH SOLE 0 0 13650 UNITED PARCEL SERVICE INC CL B 911312106 26134 125663 SH SOLE 0 0 125663 UNITEDHEALTH GROUP INC COM 91324P102 844 2108 SH SOLE 0 0 2108 US BANCORP DEL COM NEW 902973304 961 16863 SH SOLE 0 0 16863 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 268 3688 SH SOLE 0 0 3688 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 10893 126828 SH SOLE 0 0 126828 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 239 4186 SH SOLE 0 0 4186 VANGUARD INDEX FDS GROWTH ETF 922908736 264508 922239 SH SOLE 0 0 922239 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1145 8151 SH SOLE 0 0 8151 VANGUARD INDEX FDS LARGE CAP ETF 922908637 25520 127123 SH SOLE 0 0 127123 VANGUARD INDEX FDS MID CAP ETF 922908629 2079 8759 SH SOLE 0 0 8759 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 532 2250 SH SOLE 0 0 2250 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4724 46409 SH SOLE 0 0 46409 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 27284 69100 SH SOLE 0 0 69100 VANGUARD INDEX FDS SMALL CP ETF 922908751 27359 121444 SH SOLE 0 0 121444 VANGUARD INDEX FDS SML CP GRW ETF 922908595 127009 438280 SH SOLE 0 0 438280 VANGUARD INDEX FDS SM CP VAL ETF 922908611 143660 827246 SH SOLE 0 0 827246 VANGUARD INDEX FDS TOTAL STK MKT 922908769 20025 89871 SH SOLE 0 0 89871 VANGUARD INDEX FDS VALUE ETF 922908744 166220 1209225 SH SOLE 0 0 1209225 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 202 3003 SH SOLE 0 0 3003 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 83864 1544170 SH SOLE 0 0 1544170 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1067 18283 SH SOLE 0 0 18283 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 3865 37305 SH SOLE 0 0 37305 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 234 4464 SH SOLE 0 0 4464 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 620 7500 SH SOLE 0 0 7500 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 674 4357 SH SOLE 0 0 4357 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 55391 1075138 SH SOLE 0 0 1075138 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 697 6650 SH SOLE 0 0 6650 VANGUARD WORLD FDS INF TECH ETF 92204A702 284 711 SH SOLE 0 0 711 VERIZON COMMUNICATIONS INC COM 92343V104 1751 31259 SH SOLE 0 0 31259 VISA INC COM CL A 92826C839 2194 9385 SH SOLE 0 0 9385 WALGREENS BOOTS ALLIANCE INC COM 931427108 586 11141 SH SOLE 0 0 11141 WALMART INC COM 931142103 1335 9465 SH SOLE 0 0 9465 WASTE MGMT INC DEL COM 94106L109 580 4142 SH SOLE 0 0 4142 WELLS FARGO CO NEW COM 949746101 971 21445 SH SOLE 0 0 21445 WISDOMTREE TR US LARGECAP DIVD 97717W307 625 5195 SH SOLE 0 0 5195 YUM BRANDS INC COM 988498101 431 3748 SH SOLE 0 0 3748 YUM CHINA HLDGS INC COM 98850P109 243 3661 SH SOLE 0 0 3661 ZOETIS INC CL A 98978V103 839 4500 SH SOLE 0 0 4500