Chief Compliance Officer

0001214659-21-001270.txt : 20210204 0001214659-21-001270.hdr.sgml : 20210204 20210204164314 ACCESSION NUMBER: 0001214659-21-001270 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 21591762 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 12-31-2020 12-31-2020 false RSM US WEALTH MANAGEMENT LLC

801 NICOLLET MALL SUITE 1100 W TOWER MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-20277 N Amy Priebe Chief Compliance Officer 704-442-3814 /s/Amy Priebe Charlotte NC 01-26-2021 0 202 1410785 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 989 9037 SH SOLE 0 0 9037 ABBVIE INC COM 00287Y109 837 7812 SH SOLE 0 0 7812 ACTIVISION BLIZZARD INC COM 00507V109 233 2508 SH SOLE 0 0 2508 ADOBE SYSTEMS INCORPORATED COM 00724F101 356 711 SH SOLE 0 0 711 ALLIANT ENERGY CORP COM 018802108 2026 39324 SH SOLE 0 0 39324 ALPHABET INC CAP STK CL C 02079K107 1710 976 SH SOLE 0 0 976 ALPS ETF TR ALERIAN MLP 00162Q452 21992 857038 SH SOLE 0 0 857038 ALTRIA GROUP INC COM 02209S103 2798 68235 SH SOLE 0 0 68235 AMAZON COM INC COM 023135106 2459 755 SH SOLE 0 0 755 AMEREN CORP COM 023608102 226 2895 SH SOLE 0 0 2895 AMERICAN AIRLS GROUP INC COM 02376R102 191 12094 SH SOLE 0 0 12094 AMERICAN TOWER CORP NEW COM 03027X100 273 1218 SH SOLE 0 0 1218 AMGEN INC COM 031162100 308 1341 SH SOLE 0 0 1341 ANNALY CAPITAL MANAGEMENT IN COM 035710409 88 10443 SH SOLE 0 0 10443 API GROUP CORP COM STK 00187Y100 1337 73675 SH SOLE 0 0 73675 APPLE INC COM 037833100 14412 108611 SH SOLE 0 0 108611 ESSENTIAL UTILS INC COM 29670G102 203 4293 SH SOLE 0 0 4293 ARES CAPITAL CORP COM 04010L103 352 20828 SH SOLE 0 0 20828 AT&T INC COM 00206R102 943 32806 SH SOLE 0 0 32806 AUTOMATIC DATA PROCESSING IN COM 053015103 4736 26736 SH SOLE 0 0 26736 BK OF AMERICA CORP COM 060505104 1045 34477 SH SOLE 0 0 34477 BERKSHIRE HATHAWAY INC DEL CL A 084670108 23651 68 SH SOLE 0 0 68 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5250 22642 SH SOLE 0 0 22642 BLOCK H & R INC COM 093671105 229 14182 SH SOLE 0 0 14182 BOEING CO COM 097023105 1080 5044 SH SOLE 0 0 5044 BP PLC SPONSORED ADR 055622104 239 11645 SH SOLE 0 0 11645 BRISTOL-MYERS SQUIBB CO COM 110122108 519 8363 SH SOLE 0 0 8363 CANADIAN NATL RY CO COM 136375102 479 4359 SH SOLE 0 0 4359 CARNIVAL CORP UNIT 99/99/9999 143658300 259 11942 SH SOLE 0 0 11942 CARRIER GLOBAL CORPORATION COM 14448C104 223 5923 SH SOLE 0 0 5923 CATERPILLAR INC COM 149123101 1601 8795 SH SOLE 0 0 8795 CELANESE CORP DEL COM 150870103 240 1850 SH SOLE 0 0 1850 CELSIUS HLDGS INC COM NEW 15118V207 239 4750 SH SOLE 0 0 4750 CHEVRON CORP NEW COM 166764100 482 5704 SH SOLE 0 0 5704 CISCO SYS INC COM 17275R102 560 12520 SH SOLE 0 0 12520 CITIGROUP INC COM NEW 172967424 243 3949 SH SOLE 0 0 3949 CLOROX CO DEL COM 189054109 369 1829 SH SOLE 0 0 1829 COCA COLA CO COM 191216100 5396 98402 SH SOLE 0 0 98402 COLGATE PALMOLIVE CO COM 194162103 215 2510 SH SOLE 0 0 2510 COMCAST CORP NEW CL A 20030N101 1325 25282 SH SOLE 0 0 25282 CONSTELLATION BRANDS INC CL A 21036P108 539 2459 SH SOLE 0 0 2459 COSTCO WHSL CORP NEW COM 22160K105 395 1047 SH SOLE 0 0 1047 COVANTA HLDG CORP COM 22282E102 132 10064 SH SOLE 0 0 10064 CSX CORP COM 126408103 1684 18556 SH SOLE 0 0 18556 CVS HEALTH CORP COM 126650100 228 3331 SH SOLE 0 0 3331 DANAHER CORPORATION COM 235851102 265 1192 SH SOLE 0 0 1192 DEERE & CO COM 244199105 693 2577 SH SOLE 0 0 2577 DELTA AIR 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360271100 224 17572 SH SOLE 0 0 17572 GENERAL DYNAMICS CORP COM 369550108 803 5397 SH SOLE 0 0 5397 GENERAL ELECTRIC CO COM 369604103 340 31447 SH SOLE 0 0 31447 GENERAL MLS INC COM 370334104 201 3426 SH SOLE 0 0 3426 ALPHABET INC CAP STK CL A 02079K305 1961 1119 SH SOLE 0 0 1119 HMN FINL INC COM 40424G108 818 47540 SH SOLE 0 0 47540 HOME DEPOT INC COM 437076102 10516 39591 SH SOLE 0 0 39591 HONEYWELL INTL INC COM 438516106 1088 5113 SH SOLE 0 0 5113 ILLINOIS TOOL WKS INC COM 452308109 841 4125 SH SOLE 0 0 4125 INTEL CORP COM 458140100 868 17414 SH SOLE 0 0 17414 INTERNATIONAL BUSINESS MACHS COM 459200101 1333 10588 SH SOLE 0 0 10588 ISHARES TR NATIONAL MUN ETF 464288414 752 6419 SH SOLE 0 0 6419 ISHARES TR CALIF MUN BD ETF 464288356 648 10318 SH SOLE 0 0 10318 ISHARES TR CORE MSCI EAFE 46432F842 298 4312 SH SOLE 0 0 4312 ISHARES INC CORE MSCI EMKT 46434G103 294 4740 SH SOLE 0 0 4740 ISHARES TR CORE MSCI INTL 46435G326 370 6000 SH SOLE 0 0 6000 ISHARES TR CORE S&P MCP ETF 464287507 1283 5584 SH SOLE 0 0 5584 ISHARES TR CRE U S REIT ETF 464288521 29595 611349 SH SOLE 0 0 611349 ISHARES TR U.S. TECH ETF 464287721 228 2677 SH SOLE 0 0 2677 ISHARES GOLD TRUST ISHARES 464285105 478 26363 SH SOLE 0 0 26363 ISHARES TR IBOXX HI YD ETF 464288513 783 8963 SH SOLE 0 0 8963 ISHARES TR MSCI EAFE ETF 464287465 8436 115619 SH SOLE 0 0 115619 ISHARES TR EAFE SML CP ETF 464288273 12999 190176 SH SOLE 0 0 190176 ISHARES TR MSCI EMG MKT ETF 464287234 605 11712 SH SOLE 0 0 11712 ISHARES TR RUS 1000 GRW ETF 464287614 89313 370379 SH SOLE 0 0 370379 ISHARES TR RUS 1000 VAL ETF 464287598 43296 316656 SH SOLE 0 0 316656 ISHARES TR RUSSELL 2000 ETF 464287655 20958 106894 SH SOLE 0 0 106894 ISHARES TR RUS 2000 GRW ETF 464287648 25627 89385 SH SOLE 0 0 89385 ISHARES TR RUS 2000 VAL ETF 464287630 17826 135305 SH SOLE 0 0 135305 ISHARES TR RUS MD CP GR ETF 464287481 2470 24067 SH SOLE 0 0 24067 ISHARES TR RUS MDCP VAL ETF 464287473 1636 16870 SH SOLE 0 0 16870 ISHARES TR S&P 500 GRWT ETF 464287309 18964 297154 SH SOLE 0 0 297154 ISHARES TR CORE S&P500 ETF 464287200 10615 28278 SH SOLE 0 0 28278 ISHARES TR S&P 500 VAL ETF 464287408 1005 7849 SH SOLE 0 0 7849 ISHARES TR CORE S&P SCP ETF 464287804 1092 11883 SH SOLE 0 0 11883 ISHARES TR PFD AND INCM SEC 464288687 559 14512 SH SOLE 0 0 14512 ISHARES TR RUS 1000 ETF 464287622 36121 170512 SH SOLE 0 0 170512 ISHARES TR RUS MID CAP ETF 464287499 2655 38735 SH SOLE 0 0 38735 ISHARES TR MRGSTR SM CP ETF 464288505 1161 5884 SH SOLE 0 0 5884 JOHNSON & JOHNSON COM 478160104 1194 7590 SH SOLE 0 0 7590 JPMORGAN CHASE & CO COM 46625H100 1348 10607 SH SOLE 0 0 10607 KANSAS CITY SOUTHERN COM NEW 485170302 313 1535 SH SOLE 0 0 1535 KIMBERLY-CLARK CORP COM 494368103 379 2789 SH SOLE 0 0 2789 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 550 10154 SH SOLE 0 0 10154 KRAFT HEINZ CO COM 500754106 374 10798 SH SOLE 0 0 10798 LIPOCINE INC NEW COM 53630X104 89 65212 SH SOLE 0 0 65212 LOWES COS INC COM 548661107 388 2417 SH SOLE 0 0 2417 MAGNA INTL INC COM 559222401 869 12268 SH SOLE 0 0 12268 MARATHON PETE CORP COM 56585A102 498 12034 SH SOLE 0 0 12034 MARRIOTT INTL INC NEW CL A 571903202 236 1789 SH SOLE 0 0 1789 MASTERCARD INCORPORATED CL A 57636Q104 423 1185 SH SOLE 0 0 1185 MCDONALDS CORP COM 580135101 2813 13112 SH SOLE 0 0 13112 MERCK & CO. INC COM 58933Y105 471 5755 SH SOLE 0 0 5755 MICROSOFT CORP COM 594918104 8245 37068 SH SOLE 0 0 37068 MONDELEZ INTL INC CL A 609207105 1172 20039 SH SOLE 0 0 20039 NETFLIX INC COM 64110L106 531 982 SH SOLE 0 0 982 NEXTERA ENERGY INC COM 65339F101 830 10764 SH SOLE 0 0 10764 NIKE INC CL B 654106103 419 2965 SH SOLE 0 0 2965 NORFOLK SOUTHN CORP COM 655844108 2984 12557 SH SOLE 0 0 12557 NORTHFIELD BANCORP INC DEL COM 66611T108 214 17353 SH SOLE 0 0 17353 NVIDIA CORPORATION COM 67066G104 539 1032 SH SOLE 0 0 1032 OREILLY AUTOMOTIVE INC COM 67103H107 258 569 SH SOLE 0 0 569 ORACLE CORP COM 68389X105 281 4341 SH SOLE 0 0 4341 PAYPAL HLDGS INC COM 70450Y103 481 2054 SH SOLE 0 0 2054 PEPSICO INC COM 713448108 1363 9192 SH SOLE 0 0 9192 PFIZER INC COM 717081103 886 24073 SH SOLE 0 0 24073 PHILIP MORRIS INTL INC COM 718172109 3652 44106 SH SOLE 0 0 44106 INVESCO QQQ TR UNIT SER 1 46090E103 933 2973 SH SOLE 0 0 2973 PPG INDS INC COM 693506107 208 1441 SH SOLE 0 0 1441 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 385 7754 SH SOLE 0 0 7754 PROCTER AND GAMBLE CO COM 742718109 2723 19569 SH SOLE 0 0 19569 PROGRESSIVE CORP COM 743315103 555 5608 SH SOLE 0 0 5608 PROSHARES TR S&P 500 DV ARIST 74348A467 661 8280 SH SOLE 0 0 8280 PRUDENTIAL FINL INC COM 744320102 212 2713 SH SOLE 0 0 2713 RAYTHEON TECHNOLOGIES CORP COM 75513E101 640 8946 SH SOLE 0 0 8946 SALESFORCE COM INC COM 79466L302 314 1411 SH SOLE 0 0 1411 SCHWAB STRATEGIC TR US REIT ETF 808524847 513 13461 SH SOLE 0 0 13461 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 481 5290 SH SOLE 0 0 5290 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 29503 819305 SH SOLE 0 0 819305 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 24774 658000 SH SOLE 0 0 658000 SCHWAB STRATEGIC TR US TIPS ETF 808524870 458 7376 SH SOLE 0 0 7376 SEI INVTS CO COM 784117103 6652 115753 SH SOLE 0 0 115753 SEMPRA ENERGY COM 816851109 362 2839 SH SOLE 0 0 2839 SHOPIFY INC CL A 82509L107 304 269 SH SOLE 0 0 269 SIMPSON MANUFACTURING CO INC COM 829073105 4011 42918 SH SOLE 0 0 42918 SOUTHERN CO COM 842587107 322 5239 SH SOLE 0 0 5239 SPDR GOLD TR GOLD SHS 78463V107 908 5092 SH SOLE 0 0 5092 SPDR S&P 500 ETF TR TR UNIT 78462F103 23575 63054 SH SOLE 0 0 63054 SPDR SER TR S&P DIVID ETF 78464A763 1174 11085 SH SOLE 0 0 11085 STARBUCKS CORP COM 855244109 1019 9527 SH SOLE 0 0 9527 SUNCOR ENERGY INC NEW COM 867224107 358 21310 SH SOLE 0 0 21310 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 225 2062 SH SOLE 0 0 2062 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1247 6000 SH SOLE 0 0 6000 TARGET CORP COM 87612E106 382 2166 SH SOLE 0 0 2166 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 608 4679 SH SOLE 0 0 4679 TESLA INC COM 88160R101 1150 1629 SH SOLE 0 0 1629 TEXAS PAC LD TR SUB CTF PROP I T 882610108 364 500 SH SOLE 0 0 500 THERMO FISHER SCIENTIFIC INC COM 883556102 306 657 SH SOLE 0 0 657 TRANSGLOBE ENERGY CORP COM 893662106 12 12000 SH SOLE 0 0 12000 UNILEVER PLC SPON ADR NEW 904767704 307 5094 SH SOLE 0 0 5094 UNION PAC CORP COM 907818108 1123 5396 SH SOLE 0 0 5396 UNITED FIRE GROUP INC COM 910340108 343 13650 SH SOLE 0 0 13650 UNITED PARCEL SERVICE INC CL B 911312106 20770 123337 SH SOLE 0 0 123337 UNITEDHEALTH GROUP INC COM 91324P102 827 2358 SH SOLE 0 0 2358 US BANCORP DEL COM NEW 902973304 846 18169 SH SOLE 0 0 18169 VANECK VECTORS ETF TR VIDEO GAMING 92189F114 258 3688 SH SOLE 0 0 3688 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 719 5096 SH SOLE 0 0 5096 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 45122 955774 SH SOLE 0 0 955774 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 62820 1253650 SH SOLE 0 0 1253650 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1147 21115 SH SOLE 0 0 21115 VANGUARD INDEX FDS GROWTH ETF 922908736 219638 866971 SH SOLE 0 0 866971 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 649 7091 SH SOLE 0 0 7091 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 979 8231 SH SOLE 0 0 8231 VANGUARD WORLD FDS INF TECH ETF 92204A702 252 711 SH SOLE 0 0 711 VANGUARD INDEX FDS LARGE CAP ETF 922908637 23713 134933 SH SOLE 0 0 134933 VANGUARD INDEX FDS MID CAP ETF 922908629 1741 8419 SH SOLE 0 0 8419 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 647 3053 SH SOLE 0 0 3053 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3695 43509 SH SOLE 0 0 43509 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 25667 74681 SH SOLE 0 0 74681 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 624 7500 SH SOLE 0 0 7500 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 228 4464 SH SOLE 0 0 4464 VANGUARD INDEX FDS SMALL CP ETF 922908751 22071 113368 SH SOLE 0 0 113368 VANGUARD INDEX FDS SML CP GRW ETF 922908595 109679 409770 SH SOLE 0 0 409770 VANGUARD INDEX FDS SM CP VAL ETF 922908611 99895 702444 SH SOLE 0 0 702444 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 14806 167883 SH SOLE 0 0 167883 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 252 4302 SH SOLE 0 0 4302 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15490 79582 SH SOLE 0 0 79582 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2802 30271 SH SOLE 0 0 30271 VANGUARD INDEX FDS VALUE ETF 922908744 112957 949538 SH SOLE 0 0 949538 VERIZON COMMUNICATIONS INC COM 92343V104 1235 21028 SH SOLE 0 0 21028 VISA INC COM CL A 92826C839 1990 9100 SH SOLE 0 0 9100 WALGREENS BOOTS ALLIANCE INC COM 931427108 454 11386 SH SOLE 0 0 11386 WALMART INC COM 931142103 838 5792 SH SOLE 0 0 5792 WASTE MGMT INC DEL COM 94106L109 488 4142 SH SOLE 0 0 4142 WELLS FARGO CO NEW COM 949746101 663 21958 SH SOLE 0 0 21958 WISDOMTREE TR US LARGECAP DIVD 97717W307 559 5195 SH SOLE 0 0 5195 YUM CHINA HLDGS INC COM 98850P109 217 3808 SH SOLE 0 0 3808 YUM BRANDS INC COM 988498101 407 3748 SH SOLE 0 0 3748 ZOETIS INC CL A 98978V103 745 4500 SH SOLE 0 0 4500