0001214659-20-005412.txt : 20200604
0001214659-20-005412.hdr.sgml : 20200604
20200604172016
ACCESSION NUMBER: 0001214659-20-005412
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200604
DATE AS OF CHANGE: 20200604
EFFECTIVENESS DATE: 20200604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC
CENTRAL INDEX KEY: 0001679031
IRS NUMBER: 411944416
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20277
FILM NUMBER: 20943764
BUSINESS ADDRESS:
STREET 1: 801 NICOLLET MALL
STREET 2: SUITE 1100 W TOWER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-376-9363
MAIL ADDRESS:
STREET 1: 801 NICOLLET MALL
STREET 2: SUITE 1100 W TOWER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001679031
XXXXXXXX
12-31-2019
12-31-2019
false
RSM US WEALTH MANAGEMENT LLC
801 NICOLLET MALL
SUITE 1100 W TOWER
MINNEAPOLIS
MN
55402
13F HOLDINGS REPORT
028-20277
N
Amy Priebe
Chief Compliance Officer
704-442-3814
/s/ Amy Priebe
Charlotte
NC
05-28-2020
0
196
1007286
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
898
10335
SH
SOLE
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10335
ABBVIE INC
COM
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9399
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9399
ADOBE INC
COM
00724F101
397
1205
SH
SOLE
0
0
1205
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
787
3710
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3710
ALLIANT ENERGY CORP
COM
018802108
2110
38555
SH
SOLE
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38555
ALPHABET INC
CAP STK CL C
02079K107
1338
1001
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0
1001
ALPS ETF TR
ALERIAN MLP
00162Q866
54093
6363880
SH
SOLE
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0
6363880
ALTRIA GROUP INC
COM
02209S103
3154
62142
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62142
AMAZON COM INC
COM
023135106
2737
1481
SH
SOLE
0
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1481
AMERICAN EXPRESS CO
COM
025816109
266
2139
SH
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0
2139
AMERICAN TOWER CORP NEW
COM
03027X100
248
1074
SH
SOLE
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1074
AMGEN INC
COM
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346
1433
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1433
APPLE INC
COM
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34870
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AT&T INC
COM
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53415
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CL B NEW
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COM CL A
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BLOCK H & R INC
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10028
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COM
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BP PLC
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BRISTOL MYERS SQUIBB CO
COM
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CANADIAN NATL RY CO
COM
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394
4359
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CATERPILLAR INC DEL
COM
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CELANESE CORP DEL
COM
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1850
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CHEVRON CORP NEW
COM
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2279
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CHIPOTLE MEXICAN GRILL INC
COM
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696
832
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CHUBB LIMITED
COM
H1467J104
227
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SH
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CISCO SYS INC
COM
17275R102
859
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17910
CITIGROUP INC
COM NEW
172967424
409
5116
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CLOROX CO DEL
COM
189054109
293
1906
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COCA COLA CO
COM
191216100
942
17021
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COMCAST CORP NEW
CL A
20030N101
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31172
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0
0
31172
CONOCOPHILLIPS
COM
20825C104
737
11339
SH
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0
0
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CONSTELLATION BRANDS INC
CL A
21036P108
495
2607
SH
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CORE LABORATORIES N V
COM
N22717107
232
6146
SH
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COSTCO WHSL CORP NEW
COM
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356
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SH
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CSX CORP
COM
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CVS HEALTH CORP
COM
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444
5983
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CYPRESS ENERGY PARTNERS LP
LTD PARTNER INT
232751107
211
22928
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22928
DEERE & CO
COM
244199105
484
2782
SH
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DIAGEO P L C
SPON ADR NEW
25243Q205
386
2294
SH
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0
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DISNEY WALT CO
COM DISNEY
254687106
1174
8070
SH
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0
8070
DOMINION ENERGY INC
COM
25746U109
292
3528
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DUKE ENERGY CORP NEW
COM NEW
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1894
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SH
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ECOLAB INC
COM
278865100
242
1252
SH
SOLE
0
0
1252
EMERSON ELEC CO
COM
291011104
348
4568
SH
SOLE
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ENBRIDGE INC
COM
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2867
72079
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ENTERPRISE PRODS PARTNERS L
COM
293792107
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SH
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LAUDER ESTEE COS INC
CL A
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235
1136
SH
SOLE
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EXELON CORP
COM
30161N101
280
6137
SH
SOLE
0
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EXXON MOBIL CORP
COM
30231G102
1848
26490
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FACEBOOK INC
CL A
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4630
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FASTENAL CO
COM
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14233
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FIRST FINL BANCORP OH
COM
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NO AMER ENERGY
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FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
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FISERV INC
COM
337738108
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132318
SH
SOLE
0
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132318
FORD MTR CO DEL
COM
345370860
210
22594
SH
SOLE
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0
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FULTON FINL CORP PA
COM
360271100
313
17818
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0
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GENERAL DYNAMICS CORP
COM
369550108
1034
5862
SH
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GENERAL ELECTRIC CO
COM
369604103
608
54398
SH
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GENERAL MOLY INC
COM
370373102
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12000
SH
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12000
ALPHABET INC
CAP STK CL A
02079K305
1483
1107
SH
SOLE
0
0
1107
HMN FINL INC
COM
40424G108
989
47070
SH
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HOME DEPOT INC
COM
437076102
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39914
SH
SOLE
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HONEYWELL INTL INC
COM
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1116
6306
SH
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HUMANA INC
COM
444859102
320
872
SH
SOLE
0
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ILLINOIS TOOL WKS INC
COM
452308109
535
2961
SH
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INTEL CORP
COM
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1995
33330
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INTERNATIONAL BUSINESS MACHS
COM
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1712
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ISHARES TR
CORE S&P MCP ETF
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ISHARES TR
CRE U S REIT ETF
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267727
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ISHARES TR
U.S. TECH ETF
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ISHARES
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IBOXX INV CP ETF
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ISHARES TR
MSCI EAFE ETF
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EAFE SML CP ETF
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MSCI EMG MKT ETF
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ISHARES TR
RUS 1000 GRW ETF
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ISHARES TR
RUS 1000 VAL ETF
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RUSSELL 2000 ETF
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RUS 2000 GRW ETF
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ISHARES TR
RUS 2000 VAL ETF
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ISHARES TR
RUS MD CP GR ETF
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ISHARES TR
RUS MDCP VAL ETF
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S&P 500 GRWT ETF
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CORE S&P500 ETF
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ISHARES TR
S&P 500 VAL ETF
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ISHARES TR
CORE S&P SCP ETF
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SP SMCP600VL ETF
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ISHARES TR
SHORT TREAS BD
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ISHARES TR
TIPS BD ETF
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ISHARES TR
RUS 1000 ETF
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RUS MID CAP ETF
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ISHARES TR
MRGSTR SM CP ETF
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COM
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10084
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COM
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COM
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NY REG SH NEW
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KRAFT HEINZ CO
COM
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COM
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COM
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65212
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LOWES COS INC
COM
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MAGNA INTL INC
COM
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MARATHON PETE CORP
COM
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MARRIOTT INTL INC NEW
CL A
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MASTERCARD INC
CL A
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MCDONALDS CORP
COM
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MERCK & CO INC
COM
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MICROSOFT CORP
COM
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MONDELEZ INTL INC
CL A
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23102
NETFLIX INC
COM
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1231
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NEXTERA ENERGY INC
COM
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NIKE INC
CL B
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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PHILLIPS 66
COM
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POLYMET MINING CORP
COM
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PPG INDS INC
COM
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COM
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COM
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PROGRESSIVE CORP OHIO
COM
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PROSHARES TR
S&P 500 DV ARIST
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12030
RAYTHEON CO
COM NEW
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COM
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ROYAL DUTCH SHELL PLC
SPON ADR B
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SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
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INTL EQTY ETF
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SCHWAB STRATEGIC TR
INTL SCEQT ETF
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12544
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SOLE
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362023
SEI INVESTMENTS CO
COM
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125018
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SOLE
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125018
SEMPRA ENERGY
COM
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398
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SH
SOLE
0
0
2609
SIMPSON MANUFACTURING CO INC
COM
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0
0
42918
SOUTHERN CO
COM
842587107
341
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SOLE
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0
5359
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
256
894
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SOLE
0
0
894
SPDR GOLD TRUST
GOLD SHS
78463V107
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TR UNIT
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S&P DIVID ETF
78464A763
1294
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SOLE
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0
12032
STARBUCKS CORP
COM
855244109
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11796
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SOLE
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SYSCO CORP
COM
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2540
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
443
4828
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SOLE
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4828
TESLA INC
COM
88160R101
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897
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897
TEXAS PAC LD TR
SUB CTF PROP I T
882610108
391
500
SH
SOLE
0
0
500
THERMO FISHER SCIENTIFIC INC
COM
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279
859
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SOLE
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859
UNILEVER PLC
SPON ADR NEW
904767704
303
5304
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SOLE
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5304
UNION PACIFIC CORP
COM
907818108
1464
8096
SH
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8096
UNITED FIRE GROUP INC
COM
910340108
597
13650
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SOLE
0
0
13650
UNITED PARCEL SERVICE INC
CL B
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273
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SH
SOLE
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UNITED RENTALS INC
COM
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233
1400
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SOLE
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1400
UNITEDHEALTH GROUP INC
COM
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US BANCORP DEL
COM NEW
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VALERO ENERGY CORP NEW
COM
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2685
VANGUARD WORLD FDS
CONSUM STP ETF
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333
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2068
VANGUARD GROUP
DIV APP ETF
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1007
8081
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SOLE
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8081
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
597
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VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
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FTSE EMR MKT ETF
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24622
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553667
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GLB EX US ETF
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HIGH DIV YLD
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INF TECH ETF
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LARGE CAP ETF
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VANGUARD INDEX FDS
MID CAP ETF
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REAL ESTATE ETF
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77649
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
18256
61718
SH
SOLE
0
0
61718
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
651
8035
SH
SOLE
0
0
8035
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
220
4463
SH
SOLE
0
0
4463
VANGUARD INDEX FDS
SMALL CP ETF
922908751
15631
94367
SH
SOLE
0
0
94367
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
60754
305758
SH
SOLE
0
0
305758
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
25999
189675
SH
SOLE
0
0
189675
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
6828
81418
SH
SOLE
0
0
81418
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
233
4125
SH
SOLE
0
0
4125
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8559
52308
SH
SOLE
0
0
52308
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
1570
19390
SH
SOLE
0
0
19390
VANGUARD INDEX FDS
VALUE ETF
922908744
63504
529862
SH
SOLE
0
0
529862
VERIZON COMMUNICATIONS INC
COM
92343V104
1423
23174
SH
SOLE
0
0
23174
VISA INC
COM CL A
92826C839
2037
10839
SH
SOLE
0
0
10839
WALGREENS BOOTS ALLIANCE INC
COM
931427108
426
7218
SH
SOLE
0
0
7218
WALKER & DUNLOP INC
COM
93148P102
215
3319
SH
SOLE
0
0
3319
WALMART INC
COM
931142103
845
7081
SH
SOLE
0
0
7081
WASTE MGMT INC DEL
COM
94106L109
472
4138
SH
SOLE
0
0
4138
WELLS FARGO CO NEW
COM
949746101
1572
29212
SH
SOLE
0
0
29212
WISDOMTREE TR
US LARGECAP DIVD
97717W307
550
5195
SH
SOLE
0
0
5195
YUM BRANDS INC
COM
988498101
202
2008
SH
SOLE
0
0
2008
ZOETIS INC
CL A
98978V103
610
4612
SH
SOLE
0
0
4612