0001214659-20-005397.txt : 20200604 0001214659-20-005397.hdr.sgml : 20200604 20200604172018 ACCESSION NUMBER: 0001214659-20-005397 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 20943769 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 03-31-2016 03-31-2016 false RSM US WEALTH MANAGEMENT LLC

801 NICOLLET MALL SUITE 1100 W TOWER MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-20277 N Amy Priebe 704-442-3814 /s/ Amy Priebe Charlotte NC 05-28-2020 0 202 495625 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 473 11315 SH SOLE 0 0 11315 ABBVIE INC COM 00287Y109 724 12667 SH SOLE 0 0 12667 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 217 1877 SH SOLE 0 0 1877 ALLIANT ENERGY CORP COM 018802108 1022 13763 SH SOLE 0 0 13763 ALPHABET INC CAP STK CL C 02079K107 659 884 SH SOLE 0 0 884 ALPS ETF TR EQUAL SEC ETF 00162Q205 5144 91750 SH SOLE 0 0 91750 ALPS ETF TR ALERIAN MLP 00162Q866 350 32027 SH SOLE 0 0 32027 ALTRIA GROUP INC COM 02209S103 3419 54071 SH SOLE 0 0 54071 AMAZON COM INC COM 023135106 443 746 SH SOLE 0 0 746 AMERICAN ELEC PWR INC COM 025537101 202 3047 SH SOLE 0 0 3047 VEREIT INC COM 92339V100 243 26951 SH SOLE 0 0 26951 AMGEN INC COM 031162100 325 2164 SH SOLE 0 0 2164 APPLE INC COM 037833100 6235 57205 SH SOLE 0 0 57205 ASML HOLDING N V N Y REGISTRY SHS N07059210 371 3692 SH SOLE 0 0 3692 AT&T INC COM 00206R102 2009 51277 SH SOLE 0 0 51277 AUTOMATIC DATA PROCESSING IN COM 053015103 341 3776 SH SOLE 0 0 3776 BANK AMER CORP COM 060505104 878 64926 SH SOLE 0 0 64926 BARRICK GOLD CORP COM 067901108 168 12360 SH SOLE 0 0 12360 BAXALTA INC COM 07177M103 235 5800 SH SOLE 0 0 5800 BERKSHIRE HATHAWAY INC DEL CL A 084670108 854 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2443 17222 SH SOLE 0 0 17222 BIOGEN INC COM 09062X103 228 875 SH SOLE 0 0 875 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 322 19247 SH SOLE 0 0 19247 BLOCK H & R INC COM 093671105 375 14069 SH SOLE 0 0 14069 BOEING CO COM 097023105 1062 8364 SH SOLE 0 0 8364 BP PLC SPONSORED ADR 055622104 550 18216 SH SOLE 0 0 18216 BRISTOL MYERS SQUIBB CO COM 110122108 876 13638 SH SOLE 0 0 13638 CANADIAN NATL RY CO COM 136375102 210 3359 SH SOLE 0 0 3359 CERES INC COM NEW 156773400 3 11587 SH SOLE 0 0 11587 CHEVRON CORP NEW COM 166764100 1005 10540 SH SOLE 0 0 10540 CHUBB LIMITED COM H1467J104 422 3522 SH SOLE 0 0 3522 CISCO SYS INC COM 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EMERSON ELEC CO COM 291011104 260 4787 SH SOLE 0 0 4787 EOG RES INC COM 26875P101 225 3105 SH SOLE 0 0 3105 DELHAIZE GROUP SPONSORED ADR 29759W101 258 9919 SH SOLE 0 0 9919 EXPRESS SCRIPTS HLDG CO COM 30219G108 202 2945 SH SOLE 0 0 2945 EXXON MOBIL CORP COM 30231G102 2793 33412 SH SOLE 0 0 33412 FACEBOOK INC CL A 30303M102 1114 9766 SH SOLE 0 0 9766 FASTENAL CO COM 311900104 324 6622 SH SOLE 0 0 6622 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 7816 357551 SH SOLE 0 0 357551 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 3285 128081 SH SOLE 0 0 128081 FISERV INC COM 337738108 1270 12383 SH SOLE 0 0 12383 FORD MTR CO DEL COM PAR $0.01 345370860 250 18535 SH SOLE 0 0 18535 GENERAL ELECTRIC CO COM 369604103 2142 66887 SH SOLE 0 0 66887 GENERAL MLS INC COM 370334104 309 4871 SH SOLE 0 0 4871 GILEAD SCIENCES INC COM 375558103 619 6740 SH SOLE 0 0 6740 ALPHABET INC CAP STK CL A 02079K305 536 703 SH SOLE 0 0 703 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3913 57731 SH SOLE 0 0 57731 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SH SOLE 0 0 5537 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 252 9300 SH SOLE 0 0 9300 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 1226 42344 SH SOLE 0 0 42344 SEI INVESTMENTS CO COM 784117103 5415 125791 SH SOLE 0 0 125791 SIRIUS XM HLDGS INC COM 82968B103 149 37840 SH SOLE 0 0 37840 SOUTHERN CO COM 842587107 424 8196 SH SOLE 0 0 8196 SPDR GOLD TRUST GOLD SHS 78463V107 363 3089 SH SOLE 0 0 3089 SPDR S&P 500 ETF TR TR UNIT 78462F103 17470 84574 SH SOLE 0 0 84574 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1021 12771 SH SOLE 0 0 12771 SPECTRA ENERGY CORP COM 847560109 946 30923 SH SOLE 0 0 30923 ST JUDE MED INC COM 790849103 228 4121 SH SOLE 0 0 4121 STARBUCKS CORP COM 855244109 771 12911 SH SOLE 0 0 12911 SUNTRUST BKS INC COM 867914103 1685 46690 SH SOLE 0 0 46690 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 250 5628 SH SOLE 0 0 5628 TEREX CORP NEW COM 880779103 321 12921 SH SOLE 0 0 12921 TESLA MTRS INC COM 88160R101 392 1708 SH SOLE 0 0 1708 UBS AG JERSEY BRH ALERIAN INFRST 902641646 700 29091 SH SOLE 0 0 29091 UNILEVER PLC SPON ADR NEW 904767704 227 5019 SH SOLE 0 0 5019 UNION PAC CORP COM 907818108 246 3098 SH SOLE 0 0 3098 UNITED FIRE GROUP INC COM 910340108 635 14500 SH SOLE 0 0 14500 UNITED PARCEL SERVICE INC CL B 911312106 346 3281 SH SOLE 0 0 3281 UNITEDHEALTH GROUP INC COM 91324P102 310 2403 SH SOLE 0 0 2403 UNIVEST CORP PA COM 915271100 300 15237 SH SOLE 0 0 15237 US BANCORP DEL COM NEW 902973304 2512 61501 SH SOLE 0 0 61501 V F CORP COM 918204108 255 3935 SH SOLE 0 0 3935 VALSPAR CORP COM 920355104 209 1950 SH SOLE 0 0 1950 INVESCO PA VALUE MUN INCOME COM 46132K109 350 25885 SH SOLE 0 0 25885 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 480 3550 SH SOLE 0 0 3550 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3839 47250 SH SOLE 0 0 47250 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 14808 412703 SH SOLE 0 0 412703 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7817 226058 SH SOLE 0 0 226058 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1520 28405 SH SOLE 0 0 28405 VANGUARD INDEX FDS GROWTH ETF 922908736 1336 12548 SH SOLE 0 0 12548 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 531 7688 SH SOLE 0 0 7688 VANGUARD WORLD FDS INF TECH ETF 92204A702 4325 39484 SH SOLE 0 0 39484 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2360 25102 SH SOLE 0 0 25102 VANGUARD INDEX FDS MID CAP ETF 922908629 200 1646 SH SOLE 0 0 1646 VANGUARD NAT RES LLC COM UNIT 92205F106 38 26316 SH SOLE 0 0 26316 VANGUARD INDEX FDS REIT ETF 922908553 18204 217236 SH SOLE 0 0 217236 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 388 4813 SH SOLE 0 0 4813 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 455 5687 SH SOLE 0 0 5687 VANGUARD INDEX FDS SML CP GRW ETF 922908595 377 3170 SH SOLE 0 0 3170 VANGUARD INDEX FDS SM CP VAL ETF 922908611 332 3261 SH SOLE 0 0 3261 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 250 3025 SH SOLE 0 0 3025 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 240 4401 SH SOLE 0 0 4401 VANGUARD INDEX FDS TOTAL 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