0001214659-20-005391.txt : 20200604 0001214659-20-005391.hdr.sgml : 20200604 20200604172015 ACCESSION NUMBER: 0001214659-20-005391 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 20943762 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 09-30-2014 09-30-2014 false RSM US WEALTH MANAGEMENT LLC
801 NICOLLET MALL SUITE 1100 W TOWER MINNEAPOLIS MN 55402
13F HOLDINGS REPORT 028-20277 N
Amy Priebe Chief Compliance Officer 704-442-3814 /s/ Amy Priebe Charlotte NC 05-28-2020 0 149 341699
INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 353 8480 SH SOLE 0 0 8480 ABBVIE INC COM 00287Y109 473 8188 SH SOLE 0 0 8188 ALLIANT ENERGY CORP COM 018802108 682 12308 SH SOLE 0 0 12308 ALPS ETF TR ALERIAN MLP 00162Q866 767 39998 SH SOLE 0 0 39998 ALTRIA GROUP INC COM 02209S103 1432 30833 SH SOLE 0 0 30833 AMAZON COM INC COM 023135106 390 1211 SH SOLE 0 0 1211 AMERICAN TOWER CORP NEW COM 03027X100 271 2884 SH SOLE 0 0 2884 AMGEN INC COM 031162100 218 1550 SH SOLE 0 0 1550 APPLE INC COM 037833100 1869 18555 SH SOLE 0 0 18555 AT&T INC COM 00206R102 1537 43613 SH SOLE 0 0 43613 BANCO SANTANDER SA ADR 05964H105 387 40713 SH SOLE 0 0 40713 BANK AMER CORP COM 060505104 1157 67863 SH SOLE 0 0 67863 BANK NEW YORK MELLON CORP COM 064058100 271 6986 SH SOLE 0 0 6986 BERKSHIRE HATHAWAY INC DEL CL A 084670108 828 400 SH SOLE 0 0 400 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1824 13206 SH SOLE 0 0 13206 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 281 19247 SH SOLE 0 0 19247 BLOCK H & R INC COM 093671105 472 15128 SH SOLE 0 0 15128 BOEING CO COM 097023105 403 3164 SH SOLE 0 0 3164 BP PLC SPONSORED ADR 055622104 647 14728 SH SOLE 0 0 14728 BRISTOL MYERS SQUIBB CO COM 110122108 412 8056 SH SOLE 0 0 8056 CANADIAN NATL RY CO COM 136375102 308 4343 SH SOLE 0 0 4343 CATERPILLAR INC DEL COM 149123101 386 3898 SH SOLE 0 0 3898 CHEVRON CORP NEW COM 166764100 1053 8828 SH SOLE 0 0 8828 COCA COLA CO COM 191216100 940 21886 SH SOLE 0 0 21886 COLGATE PALMOLIVE CO COM 194162103 205 3150 SH SOLE 0 0 3150 CONOCOPHILLIPS COM 20825C104 383 5010 SH SOLE 0 0 5010 CORE LABORATORIES N V COM N22717107 1778 12146 SH SOLE 0 0 12146 CSX CORP COM 126408103 261 8145 SH SOLE 0 0 8145 CUMMINS INC COM 231021106 369 2797 SH SOLE 0 0 2797 CVS HEALTH CORP COM 126650100 227 2854 SH SOLE 0 0 2854 DEERE & CO COM 244199105 228 2754 SH SOLE 0 0 2754 DIAGEO P L C SPON ADR NEW 25243Q205 403 3427 SH SOLE 0 0 3427 DIRECTV COM 25490A309 310 3580 SH SOLE 0 0 3580 DISNEY WALT CO COM DISNEY 254687106 456 5121 SH SOLE 0 0 5121 DU PONT E I DE NEMOURS & CO COM 263534109 250 3482 SH SOLE 0 0 3482 DUKE ENERGY CORP NEW COM NEW 26441C204 3151 42142 SH SOLE 0 0 42142 EMERSON ELEC CO COM 291011104 227 3630 SH SOLE 0 0 3630 ENTERPRISE PRODS PARTNERS L COM 293792107 215 5328 SH SOLE 0 0 5328 EXPRESS SCRIPTS HLDG CO COM 30219G108 209 2957 SH SOLE 0 0 2957 EXXON MOBIL CORP COM 30231G102 2152 22877 SH SOLE 0 0 22877 FASTENAL CO COM 311900104 583 12984 SH SOLE 0 0 12984 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 3048 112279 SH SOLE 0 0 112279 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2747 117378 SH SOLE 0 0 117378 FORD MTR CO DEL COM PAR $0.01 345370860 167 11301 SH SOLE 0 0 11301 GALECTIN THERAPEUTICS INC COM NEW 363225202 50 10020 SH SOLE 0 0 10020 GENERAL ELECTRIC CO COM 369604103 1346 52080 SH SOLE 0 0 52080 GILEAD SCIENCES INC COM 375558103 278 2611 SH SOLE 0 0 2611 HMN FINL INC COM 40424G108 1278 96840 SH SOLE 0 0 96840 HOME DEPOT INC COM 437076102 306 3332 SH SOLE 0 0 3332 HONEYWELL INTL INC COM 438516106 322 3453 SH SOLE 0 0 3453 ILLINOIS TOOL WKS INC COM 452308109 254 2991 SH SOLE 0 0 2991 ILLUMINA INC COM 452327109 506 3084 SH SOLE 0 0 3084 INTEL CORP COM 458140100 502 14429 SH SOLE 0 0 14429 INTERNATIONAL BUSINESS MACHS COM 459200101 1366 7197 SH SOLE 0 0 7197 ISHARES TR COHEN&STEER REIT 464287564 230 2724 SH SOLE 0 0 2724 ISHARES TR CORE S&P MCP ETF 464287507 1364 9973 SH SOLE 0 0 9973 ISHARES TR SELECT DIVID ETF 464287168 255 3448 SH SOLE 0 0 3448 ISHARES GOLD TRUST ISHARES 464285105 465 39778 SH SOLE 0 0 39778 ISHARES IBOXX HI YD ETF 464288513 241 2624 SH SOLE 0 0 2624 ISHARES TR MSCI EAFE ETF 464287465 15100 235503 SH SOLE 0 0 235503 ISHARES EAFE SML CP ETF 464288273 12425 256181 SH SOLE 0 0 256181 ISHARES TR MSCI EMG MKT ETF 464287234 615 14800 SH SOLE 0 0 14800 ISHARES TR RUS 1000 GRW ETF 464287614 40976 447185 SH SOLE 0 0 447185 ISHARES TR RUS 1000 VAL ETF 464287598 28418 283926 SH SOLE 0 0 283926 ISHARES TR RUSSELL 2000 ETF 464287655 13184 120569 SH SOLE 0 0 120569 ISHARES TR RUS 2000 GRW ETF 464287648 12666 97666 SH SOLE 0 0 97666 ISHARES TR RUS 2000 VAL ETF 464287630 10922 116742 SH SOLE 0 0 116742 ISHARES TR RUS MD CP GR ETF 464287481 1815 20545 SH SOLE 0 0 20545 ISHARES TR RUS MDCP VAL ETF 464287473 2395 34208 SH SOLE 0 0 34208 ISHARES TR S&P 500 GRWT ETF 464287309 8672 81182 SH SOLE 0 0 81182 ISHARES TR CORE S&P500 ETF 464287200 8156 41136 SH SOLE 0 0 41136 ISHARES TR S&P 500 VAL ETF 464287408 439 4874 SH SOLE 0 0 4874 ISHARES TR CORE S&P SCP ETF 464287804 746 7150 SH SOLE 0 0 7150 ISHARES U.S. PFD STK ETF 464288687 1195 30244 SH SOLE 0 0 30244 ISHARES SILVER TRUST ISHARES 46428Q109 168 10258 SH SOLE 0 0 10258 ISHARES TR TIPS BD ETF 464287176 378 3370 SH SOLE 0 0 3370 ISHARES TR RUS 1000 ETF 464287622 28924 263258 SH SOLE 0 0 263258 ISHARES TR RUS MID-CAP ETF 464287499 2430 15348 SH SOLE 0 0 15348 ISHARES MRGSTR SM CP ETF 464288505 996 7697 SH SOLE 0 0 7697 ISHARES TR RUSSELL 3000 ETF 464287689 222 1903 SH SOLE 0 0 1903 JOHNSON & JOHNSON COM 478160104 1061 9956 SH SOLE 0 0 9956 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6304 118755 SH SOLE 0 0 118755 KIMBERLY CLARK CORP COM 494368103 509 4693 SH SOLE 0 0 4693 KONA GRILL INC COM 50047H201 11647 590302 SH SOLE 0 0 590302 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 323 10180 SH SOLE 0 0 10180 KRAFT FOODS GROUP INC COM 50076Q106 212 3757 SH SOLE 0 0 3757 LILLY ELI & CO COM 532457108 388 5979 SH SOLE 0 0 5979 LOWES COS INC COM 548661107 428 8081 SH SOLE 0 0 8081 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 306 3640 SH SOLE 0 0 3640 MAGNA INTL INC COM 559222401 582 6134 SH SOLE 0 0 6134 MARATHON OIL CORP COM 565849106 461 12253 SH SOLE 0 0 12253 MARATHON PETE CORP COM 56585A102 519 6126 SH SOLE 0 0 6126 MARRIOTT INTL INC NEW CL A 571903202 242 3458 SH SOLE 0 0 3458 MCDONALDS CORP COM 580135101 484 5108 SH SOLE 0 0 5108 MERCK & CO INC NEW COM 58933Y105 593 9931 SH SOLE 0 0 9931 MICROSOFT CORP COM 594918104 891 19226 SH SOLE 0 0 19226 MONDELEZ INTL INC CL A 609207105 290 8433 SH SOLE 0 0 8433 MONSANTO CO NEW COM 61166W101 228 2029 SH SOLE 0 0 2029 OCCIDENTAL PETE CORP DEL COM 674599105 247 2551 SH SOLE 0 0 2551 ORACLE CORP COM 68389X105 255 6653 SH SOLE 0 0 6653 PEPSICO INC COM 713448108 457 4912 SH SOLE 0 0 4912 PFIZER INC COM 717081103 1196 40431 SH SOLE 0 0 40431 PHILIP MORRIS INTL INC COM 718172109 1426 16899 SH SOLE 0 0 16899 POLYONE CORP COM 73179P106 1273 35710 SH SOLE 0 0 35710 PROCTER & GAMBLE CO COM 742718109 819 9778 SH SOLE 0 0 9778 PRUDENTIAL FINL INC COM 744320102 223 2541 SH SOLE 0 0 2541 QUALCOMM INC COM 747525103 337 4510 SH SOLE 0 0 4510 ROCKWELL COLLINS INC COM 774341101 204 2602 SH SOLE 0 0 2602 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 206 2706 SH SOLE 0 0 2706 SANDRIDGE MISSISSIPPIAN TR I SH BEN INT 80007V106 84 13395 SH SOLE 0 0 13395 SANDSTORM GOLD LTD COM NEW 80013R206 47 10890 SH SOLE 0 0 10890 SCHLUMBERGER LTD COM 806857108 467 4573 SH SOLE 0 0 4573 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 438 13977 SH SOLE 0 0 13977 SEI INVESTMENTS CO COM 784117103 4549 125791 SH SOLE 0 0 125791 SIRIUS XM HLDGS INC COM 82968B103 116 33145 SH SOLE 0 0 33145 SOUTHERN CO COM 842587107 232 5308 SH SOLE 0 0 5308 SPDR GOLD TRUST GOLD SHS 78463V107 782 6730 SH SOLE 0 0 6730 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 472 9700 SH SOLE 0 0 9700 SPDR S&P 500 ETF TR TR UNIT 78462F103 16214 81907 SH SOLE 0 0 81907 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 225 3672 SH SOLE 0 0 3672 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1111 14829 SH SOLE 0 0 14829 SPECTRA ENERGY CORP COM 847560109 284 7223 SH SOLE 0 0 7223 STARBUCKS CORP COM 855244109 437 5790 SH SOLE 0 0 5790 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2878 62958 SH SOLE 0 0 62958 UMB FINL CORP COM 902788108 329 6010 SH SOLE 0 0 6010 UNILEVER PLC SPON ADR NEW 904767704 219 5232 SH SOLE 0 0 5232 UNION PAC CORP COM 907818108 325 2984 SH SOLE 0 0 2984 UNITED FIRE GROUP INC COM 910340108 403 14500 SH SOLE 0 0 14500 UNITED PARCEL SERVICE INC CL B 911312106 376 3830 SH SOLE 0 0 3830 US BANCORP DEL COM NEW 902973304 2189 52030 SH SOLE 0 0 52030 INVESCO PA VALUE MUN INCOME COM 46132K109 342 26260 SH SOLE 0 0 26260 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 401 3411 SH SOLE 0 0 3411 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7112 178915 SH SOLE 0 0 178915 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4713 112990 SH SOLE 0 0 112990 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 732 13444 SH SOLE 0 0 13444 VANGUARD INDEX FDS GROWTH ETF 922908736 1059 10625 SH SOLE 0 0 10625 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 339 5107 SH SOLE 0 0 5107 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1323 14625 SH SOLE 0 0 14625 VANGUARD INDEX FDS MID CAP ETF 922908629 240 2046 SH SOLE 0 0 2046 VANGUARD INDEX FDS REIT ETF 922908553 14836 206483 SH SOLE 0 0 206483 VANGUARD INDEX FDS SML CP GRW ETF 922908595 345 2863 SH SOLE 0 0 2863 VANGUARD INDEX FDS SM CP VAL ETF 922908611 349 3502 SH SOLE 0 0 3502 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 230 4412 SH SOLE 0 0 4412 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5635 55665 SH SOLE 0 0 55665 VANGUARD INDEX FDS VALUE ETF 922908744 1258 15494 SH SOLE 0 0 15494 VERIZON COMMUNICATIONS INC COM 92343V104 2484 49688 SH SOLE 0 0 49688 WAL-MART STORES INC COM 931142103 366 4786 SH SOLE 0 0 4786 WELLS FARGO & CO NEW COM 949746101 942 18153 SH SOLE 0 0 18153 WISDOMTREE TR LARGECAP DIVID 97717W307 370 5195 SH SOLE 0 0 5195