0001214659-20-005391.txt : 20200604
0001214659-20-005391.hdr.sgml : 20200604
20200604172015
ACCESSION NUMBER: 0001214659-20-005391
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20200604
DATE AS OF CHANGE: 20200604
EFFECTIVENESS DATE: 20200604
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC
CENTRAL INDEX KEY: 0001679031
IRS NUMBER: 411944416
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20277
FILM NUMBER: 20943762
BUSINESS ADDRESS:
STREET 1: 801 NICOLLET MALL
STREET 2: SUITE 1100 W TOWER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 612-376-9363
MAIL ADDRESS:
STREET 1: 801 NICOLLET MALL
STREET 2: SUITE 1100 W TOWER
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001679031
XXXXXXXX
09-30-2014
09-30-2014
false
RSM US WEALTH MANAGEMENT LLC
801 NICOLLET MALL
SUITE 1100 W TOWER
MINNEAPOLIS
MN
55402
13F HOLDINGS REPORT
028-20277
N
Amy Priebe
Chief Compliance Officer
704-442-3814
/s/ Amy Priebe
Charlotte
NC
05-28-2020
0
149
341699
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
353
8480
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ABBVIE INC
COM
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8188
ALLIANT ENERGY CORP
COM
018802108
682
12308
SH
SOLE
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0
12308
ALPS ETF TR
ALERIAN MLP
00162Q866
767
39998
SH
SOLE
0
0
39998
ALTRIA GROUP INC
COM
02209S103
1432
30833
SH
SOLE
0
0
30833
AMAZON COM INC
COM
023135106
390
1211
SH
SOLE
0
0
1211
AMERICAN TOWER CORP NEW
COM
03027X100
271
2884
SH
SOLE
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0
2884
AMGEN INC
COM
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218
1550
SH
SOLE
0
0
1550
APPLE INC
COM
037833100
1869
18555
SH
SOLE
0
0
18555
AT&T INC
COM
00206R102
1537
43613
SH
SOLE
0
0
43613
BANCO SANTANDER SA
ADR
05964H105
387
40713
SH
SOLE
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0
40713
BANK AMER CORP
COM
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1157
67863
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67863
BANK NEW YORK MELLON CORP
COM
064058100
271
6986
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6986
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
828
400
SH
SOLE
0
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400
BERKSHIRE HATHAWAY INC DEL
CL B NEW
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1824
13206
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BLACKROCK MUNIYIELD N J FD I
COM
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281
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BLOCK H & R INC
COM
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472
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BOEING CO
COM
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403
3164
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BP PLC
SPONSORED ADR
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647
14728
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BRISTOL MYERS SQUIBB CO
COM
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412
8056
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CANADIAN NATL RY CO
COM
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308
4343
SH
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CATERPILLAR INC DEL
COM
149123101
386
3898
SH
SOLE
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3898
CHEVRON CORP NEW
COM
166764100
1053
8828
SH
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0
8828
COCA COLA CO
COM
191216100
940
21886
SH
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0
0
21886
COLGATE PALMOLIVE CO
COM
194162103
205
3150
SH
SOLE
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0
3150
CONOCOPHILLIPS
COM
20825C104
383
5010
SH
SOLE
0
0
5010
CORE LABORATORIES N V
COM
N22717107
1778
12146
SH
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0
0
12146
CSX CORP
COM
126408103
261
8145
SH
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0
0
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CUMMINS INC
COM
231021106
369
2797
SH
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0
0
2797
CVS HEALTH CORP
COM
126650100
227
2854
SH
SOLE
0
0
2854
DEERE & CO
COM
244199105
228
2754
SH
SOLE
0
0
2754
DIAGEO P L C
SPON ADR NEW
25243Q205
403
3427
SH
SOLE
0
0
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DIRECTV
COM
25490A309
310
3580
SH
SOLE
0
0
3580
DISNEY WALT CO
COM DISNEY
254687106
456
5121
SH
SOLE
0
0
5121
DU PONT E I DE NEMOURS & CO
COM
263534109
250
3482
SH
SOLE
0
0
3482
DUKE ENERGY CORP NEW
COM NEW
26441C204
3151
42142
SH
SOLE
0
0
42142
EMERSON ELEC CO
COM
291011104
227
3630
SH
SOLE
0
0
3630
ENTERPRISE PRODS PARTNERS L
COM
293792107
215
5328
SH
SOLE
0
0
5328
EXPRESS SCRIPTS HLDG CO
COM
30219G108
209
2957
SH
SOLE
0
0
2957
EXXON MOBIL CORP
COM
30231G102
2152
22877
SH
SOLE
0
0
22877
FASTENAL CO
COM
311900104
583
12984
SH
SOLE
0
0
12984
FIRST TR EXCHANGE TRADED FD
NO AMER ENERGY
33738D101
3048
112279
SH
SOLE
0
0
112279
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
2747
117378
SH
SOLE
0
0
117378
FORD MTR CO DEL
COM PAR $0.01
345370860
167
11301
SH
SOLE
0
0
11301
GALECTIN THERAPEUTICS INC
COM NEW
363225202
50
10020
SH
SOLE
0
0
10020
GENERAL ELECTRIC CO
COM
369604103
1346
52080
SH
SOLE
0
0
52080
GILEAD SCIENCES INC
COM
375558103
278
2611
SH
SOLE
0
0
2611
HMN FINL INC
COM
40424G108
1278
96840
SH
SOLE
0
0
96840
HOME DEPOT INC
COM
437076102
306
3332
SH
SOLE
0
0
3332
HONEYWELL INTL INC
COM
438516106
322
3453
SH
SOLE
0
0
3453
ILLINOIS TOOL WKS INC
COM
452308109
254
2991
SH
SOLE
0
0
2991
ILLUMINA INC
COM
452327109
506
3084
SH
SOLE
0
0
3084
INTEL CORP
COM
458140100
502
14429
SH
SOLE
0
0
14429
INTERNATIONAL BUSINESS MACHS
COM
459200101
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SH
SOLE
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ISHARES TR
COHEN&STEER REIT
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2724
ISHARES TR
CORE S&P MCP ETF
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9973
SH
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0
9973
ISHARES TR
SELECT DIVID ETF
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255
3448
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ISHARES GOLD TRUST
ISHARES
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465
39778
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ISHARES
IBOXX HI YD ETF
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241
2624
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SOLE
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0
2624
ISHARES TR
MSCI EAFE ETF
464287465
15100
235503
SH
SOLE
0
0
235503
ISHARES
EAFE SML CP ETF
464288273
12425
256181
SH
SOLE
0
0
256181
ISHARES TR
MSCI EMG MKT ETF
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615
14800
SH
SOLE
0
0
14800
ISHARES TR
RUS 1000 GRW ETF
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40976
447185
SH
SOLE
0
0
447185
ISHARES TR
RUS 1000 VAL ETF
464287598
28418
283926
SH
SOLE
0
0
283926
ISHARES TR
RUSSELL 2000 ETF
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13184
120569
SH
SOLE
0
0
120569
ISHARES TR
RUS 2000 GRW ETF
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97666
SH
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ISHARES TR
RUS 2000 VAL ETF
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10922
116742
SH
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0
116742
ISHARES TR
RUS MD CP GR ETF
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1815
20545
SH
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0
20545
ISHARES TR
RUS MDCP VAL ETF
464287473
2395
34208
SH
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0
34208
ISHARES TR
S&P 500 GRWT ETF
464287309
8672
81182
SH
SOLE
0
0
81182
ISHARES TR
CORE S&P500 ETF
464287200
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41136
SH
SOLE
0
0
41136
ISHARES TR
S&P 500 VAL ETF
464287408
439
4874
SH
SOLE
0
0
4874
ISHARES TR
CORE S&P SCP ETF
464287804
746
7150
SH
SOLE
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ISHARES
U.S. PFD STK ETF
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1195
30244
SH
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ISHARES SILVER TRUST
ISHARES
46428Q109
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10258
SH
SOLE
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ISHARES TR
TIPS BD ETF
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378
3370
SH
SOLE
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0
3370
ISHARES TR
RUS 1000 ETF
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28924
263258
SH
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263258
ISHARES TR
RUS MID-CAP ETF
464287499
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ISHARES
MRGSTR SM CP ETF
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ISHARES TR
RUSSELL 3000 ETF
464287689
222
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1903
JOHNSON & JOHNSON
COM
478160104
1061
9956
SH
SOLE
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0
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JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
6304
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SOLE
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KIMBERLY CLARK CORP
COM
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509
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KONA GRILL INC
COM
50047H201
11647
590302
SH
SOLE
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0
590302
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
323
10180
SH
SOLE
0
0
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KRAFT FOODS GROUP INC
COM
50076Q106
212
3757
SH
SOLE
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0
3757
LILLY ELI & CO
COM
532457108
388
5979
SH
SOLE
0
0
5979
LOWES COS INC
COM
548661107
428
8081
SH
SOLE
0
0
8081
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
306
3640
SH
SOLE
0
0
3640
MAGNA INTL INC
COM
559222401
582
6134
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SOLE
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MARATHON OIL CORP
COM
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461
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SH
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MARATHON PETE CORP
COM
56585A102
519
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SOLE
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MARRIOTT INTL INC NEW
CL A
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242
3458
SH
SOLE
0
0
3458
MCDONALDS CORP
COM
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484
5108
SH
SOLE
0
0
5108
MERCK & CO INC NEW
COM
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593
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SOLE
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MICROSOFT CORP
COM
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891
19226
SH
SOLE
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0
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MONDELEZ INTL INC
CL A
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290
8433
SH
SOLE
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0
8433
MONSANTO CO NEW
COM
61166W101
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SH
SOLE
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2029
OCCIDENTAL PETE CORP DEL
COM
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ORACLE CORP
COM
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SOLE
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PEPSICO INC
COM
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457
4912
SH
SOLE
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4912
PFIZER INC
COM
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1196
40431
SH
SOLE
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0
40431
PHILIP MORRIS INTL INC
COM
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1426
16899
SH
SOLE
0
0
16899
POLYONE CORP
COM
73179P106
1273
35710
SH
SOLE
0
0
35710
PROCTER & GAMBLE CO
COM
742718109
819
9778
SH
SOLE
0
0
9778
PRUDENTIAL FINL INC
COM
744320102
223
2541
SH
SOLE
0
0
2541
QUALCOMM INC
COM
747525103
337
4510
SH
SOLE
0
0
4510
ROCKWELL COLLINS INC
COM
774341101
204
2602
SH
SOLE
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0
2602
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
206
2706
SH
SOLE
0
0
2706
SANDRIDGE MISSISSIPPIAN TR I
SH BEN INT
80007V106
84
13395
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13395
SANDSTORM GOLD LTD
COM NEW
80013R206
47
10890
SH
SOLE
0
0
10890
SCHLUMBERGER LTD
COM
806857108
467
4573
SH
SOLE
0
0
4573
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
438
13977
SH
SOLE
0
0
13977
SEI INVESTMENTS CO
COM
784117103
4549
125791
SH
SOLE
0
0
125791
SIRIUS XM HLDGS INC
COM
82968B103
116
33145
SH
SOLE
0
0
33145
SOUTHERN CO
COM
842587107
232
5308
SH
SOLE
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0
5308
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GOLD SHS
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782
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GLB NAT RESRCE
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SPDR S&P 500 ETF TR
TR UNIT
78462F103
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SPDR INDEX SHS FDS
LATIN AMER ETF
78463X707
225
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SH
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0
3672
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1111
14829
SH
SOLE
0
0
14829
SPECTRA ENERGY CORP
COM
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284
7223
SH
SOLE
0
0
7223
STARBUCKS CORP
COM
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5790
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0
5790
UBS AG JERSEY BRH
ALERIAN INFRST
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62958
SH
SOLE
0
0
62958
UMB FINL CORP
COM
902788108
329
6010
SH
SOLE
0
0
6010
UNILEVER PLC
SPON ADR NEW
904767704
219
5232
SH
SOLE
0
0
5232
UNION PAC CORP
COM
907818108
325
2984
SH
SOLE
0
0
2984
UNITED FIRE GROUP INC
COM
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403
14500
SH
SOLE
0
0
14500
UNITED PARCEL SERVICE INC
CL B
911312106
376
3830
SH
SOLE
0
0
3830
US BANCORP DEL
COM NEW
902973304
2189
52030
SH
SOLE
0
0
52030
INVESCO PA VALUE MUN INCOME
COM
46132K109
342
26260
SH
SOLE
0
0
26260
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
401
3411
SH
SOLE
0
0
3411
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7112
178915
SH
SOLE
0
0
178915
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
4713
112990
SH
SOLE
0
0
112990
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
732
13444
SH
SOLE
0
0
13444
VANGUARD INDEX FDS
GROWTH ETF
922908736
1059
10625
SH
SOLE
0
0
10625
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
339
5107
SH
SOLE
0
0
5107
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
1323
14625
SH
SOLE
0
0
14625
VANGUARD INDEX FDS
MID CAP ETF
922908629
240
2046
SH
SOLE
0
0
2046
VANGUARD INDEX FDS
REIT ETF
922908553
14836
206483
SH
SOLE
0
0
206483
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
345
2863
SH
SOLE
0
0
2863
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
349
3502
SH
SOLE
0
0
3502
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
230
4412
SH
SOLE
0
0
4412
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5635
55665
SH
SOLE
0
0
55665
VANGUARD INDEX FDS
VALUE ETF
922908744
1258
15494
SH
SOLE
0
0
15494
VERIZON COMMUNICATIONS INC
COM
92343V104
2484
49688
SH
SOLE
0
0
49688
WAL-MART STORES INC
COM
931142103
366
4786
SH
SOLE
0
0
4786
WELLS FARGO & CO NEW
COM
949746101
942
18153
SH
SOLE
0
0
18153
WISDOMTREE TR
LARGECAP DIVID
97717W307
370
5195
SH
SOLE
0
0
5195