0001214659-20-005390.txt : 20200604 0001214659-20-005390.hdr.sgml : 20200604 20200604172001 ACCESSION NUMBER: 0001214659-20-005390 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 20943753 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 06-30-2014 06-30-2014 false RSM US WEALTH MANAGEMENT LLC

801 NICOLLET MALL SUITE 1100 W TOWER MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-20277 N Amy Priebe 704-442-3814 /s/ Amy Priebe Charlotte NC 05-28-2020 0 145 353769 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 334 8169 SH SOLE 0 0 8169 ABBVIE INC COM 00287Y109 456 8085 SH SOLE 0 0 8085 ALLIANT ENERGY CORP COM 018802108 680 11180 SH SOLE 0 0 11180 ALPS ETF TR ALERIAN MLP 00162Q866 758 39907 SH SOLE 0 0 39907 ALTRIA GROUP INC COM 02209S103 1307 30802 SH SOLE 0 0 30802 AMAZON COM INC COM 023135106 393 1211 SH SOLE 0 0 1211 AMERICAN TOWER CORP NEW COM 03027X100 260 2884 SH SOLE 0 0 2884 APPLE INC COM 037833100 1671 17984 SH SOLE 0 0 17984 AT&T INC COM 00206R102 1493 42225 SH SOLE 0 0 42225 BANCO SANTANDER SA ADR 05964H105 424 40713 SH SOLE 0 0 40713 BANK OF AMERICA CORPORATION COM 060505104 1046 68072 SH SOLE 0 0 68072 BANK NEW YORK MELLON CORP COM 064058100 262 6986 SH SOLE 0 0 6986 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1139 600 SH SOLE 0 0 600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1708 13499 SH SOLE 0 0 13499 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 290 19247 SH SOLE 0 0 19247 BLOCK H & R INC COM 093671105 510 15128 SH SOLE 0 0 15128 BOEING CO COM 097023105 390 3063 SH SOLE 0 0 3063 BP PLC SPONSORED ADR 055622104 775 14701 SH SOLE 0 0 14701 BRISTOL MYERS SQUIBB CO COM 110122108 372 7676 SH SOLE 0 0 7676 CANADIAN NATL RY CO COM 136375102 283 4352 SH SOLE 0 0 4352 CATERPILLAR INC DEL COM 149123101 473 4352 SH SOLE 0 0 4352 CHEVRON CORP NEW COM 166764100 1075 8236 SH SOLE 0 0 8236 COCA COLA CO COM 191216100 886 20761 SH SOLE 0 0 20761 COLGATE PALMOLIVE CO COM 194162103 215 3150 SH SOLE 0 0 3150 CONOCOPHILLIPS COM 20825C104 446 5208 SH SOLE 0 0 5208 CORE LABORATORIES N V COM N22717107 2029 12146 SH SOLE 0 0 12146 CSX CORP COM 126408103 240 7780 SH SOLE 0 0 7780 CUMMINS INC COM 231021106 424 2749 SH SOLE 0 0 2749 CVS CAREMARK CORPORATION COM 126650100 206 2735 SH SOLE 0 0 2735 DEERE & CO COM 244199105 238 2610 SH SOLE 0 0 2610 DIAGEO P L C SPON ADR NEW 25243Q205 436 3427 SH SOLE 0 0 3427 DIRECTV COM 25490A309 300 3534 SH SOLE 0 0 3534 DISNEY WALT CO COM DISNEY 254687106 441 5144 SH SOLE 0 0 5144 DU PONT E I DE NEMOURS & CO COM 263534109 217 3310 SH SOLE 0 0 3310 DUKE ENERGY CORP NEW COM NEW 26441C204 3112 41940 SH SOLE 0 0 41940 E M C CORP MASS COM 268648102 226 8538 SH SOLE 0 0 8538 EMERSON ELEC CO COM 291011104 240 3620 SH SOLE 0 0 3620 EXPRESS SCRIPTS HLDG CO COM 30219G108 212 3065 SH SOLE 0 0 3065 EXXON MOBIL CORP COM 30231G102 2337 23216 SH SOLE 0 0 23216 FASTENAL CO COM 311900104 643 12984 SH SOLE 0 0 12984 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 2226 82370 SH SOLE 0 0 82370 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2812 117302 SH SOLE 0 0 117302 FORD MTR CO DEL COM PAR $0.01 345370860 179 10401 SH SOLE 0 0 10401 GENERAL ELECTRIC CO COM 369604103 1361 51350 SH SOLE 0 0 51350 GRAINGER W W INC COM 384802104 604 2375 SH SOLE 0 0 2375 HMN FINL INC COM 40424G108 955 86814 SH SOLE 0 0 86814 HOME DEPOT INC COM 437076102 245 3032 SH SOLE 0 0 3032 HONEYWELL INTL INC COM 438516106 327 3514 SH SOLE 0 0 3514 IDEXX LABS INC COM 45168D104 200 1500 SH SOLE 0 0 1500 ILLINOIS TOOL WKS INC COM 452308109 264 3002 SH SOLE 0 0 3002 ILLUMINA INC COM 452327109 551 3084 SH SOLE 0 0 3084 INTEL CORP COM 458140100 440 14250 SH SOLE 0 0 14250 INTERNATIONAL BUSINESS MACHS COM 459200101 1309 7222 SH SOLE 0 0 7222 ISHARES CORE S&P MCP ETF 464287507 1425 9960 SH SOLE 0 0 9960 ISHARES SELECT DIVID ETF 464287168 269 3490 SH SOLE 0 0 3490 ISHARES GOLD TRUST ISHARES 464285105 512 39778 SH SOLE 0 0 39778 ISHARES MSCI EAFE ETF 464287465 16582 236732 SH SOLE 0 0 236732 ISHARES EAFE SML CP ETF 464288273 13578 253800 SH SOLE 0 0 253800 ISHARES MSCI EMG MKT ETF 464287234 616 14137 SH SOLE 0 0 14137 ISHARES RUS 1000 GRW ETF 464287614 41412 455431 SH SOLE 0 0 455431 ISHARES RUS 1000 VAL ETF 464287598 29237 288704 SH SOLE 0 0 288704 ISHARES RUSSELL 2000 ETF 464287655 14732 123998 SH SOLE 0 0 123998 ISHARES RUS 2000 GRW ETF 464287648 13774 99507 SH SOLE 0 0 99507 ISHARES RUS 2000 VAL ETF 464287630 12422 120297 SH SOLE 0 0 120297 ISHARES RUS MD CP GR ETF 464287481 1886 21053 SH SOLE 0 0 21053 ISHARES RUS MDCP VAL ETF 464287473 2413 33237 SH SOLE 0 0 33237 ISHARES S&P 500 GRWT ETF 464287309 8692 82631 SH SOLE 0 0 82631 ISHARES CORE S&P500 ETF 464287200 7765 39418 SH SOLE 0 0 39418 ISHARES S&P 500 VAL ETF 464287408 481 5328 SH SOLE 0 0 5328 ISHARES CORE S&P SCP ETF 464287804 741 6608 SH SOLE 0 0 6608 ISHARES U.S. PFD STK ETF 464288687 1190 29824 SH SOLE 0 0 29824 ISHARES SILVER TRUST ISHARES 46428Q109 208 10258 SH SOLE 0 0 10258 ISHARES TIPS BD ETF 464287176 386 3348 SH SOLE 0 0 3348 ISHARES RUS 1000 ETF 464287622 33479 304053 SH SOLE 0 0 304053 ISHARES RUS MID-CAP ETF 464287499 2573 15831 SH SOLE 0 0 15831 ISHARES MRGSTR SM CP ETF 464288505 1054 7675 SH SOLE 0 0 7675 ISHARES RUSSELL 3000 ETF 464287689 224 1903 SH SOLE 0 0 1903 JOHNSON & JOHNSON COM 478160104 1009 9643 SH SOLE 0 0 9643 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6178 117948 SH SOLE 0 0 117948 KIMBERLY CLARK CORP COM 494368103 511 4557 SH SOLE 0 0 4557 KONA GRILL INC COM 50047H201 11458 590302 SH SOLE 0 0 590302 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 309 9732 SH SOLE 0 0 9732 KRAFT FOODS GROUP INC COM 50076Q106 215 3590 SH SOLE 0 0 3590 LILLY ELI & CO COM 532457108 371 5970 SH SOLE 0 0 5970 LOWES COS INC COM 548661107 388 8081 SH SOLE 0 0 8081 MAGNA INTL INC COM 559222401 661 6134 SH SOLE 0 0 6134 MARATHON OIL CORP COM 565849106 532 13339 SH SOLE 0 0 13339 MARATHON PETE CORP COM 56585A102 478 6126 SH SOLE 0 0 6126 MARRIOTT INTL INC NEW CL A 571903202 222 3458 SH SOLE 0 0 3458 MCDONALDS CORP COM 580135101 499 4951 SH SOLE 0 0 4951 MERCK & CO INC NEW COM 58933Y105 573 9832 SH SOLE 0 0 9832 MICROSOFT CORP COM 594918104 782 18759 SH SOLE 0 0 18759 MONDELEZ INTL INC CL A 609207105 322 8521 SH SOLE 0 0 8521 MONSANTO CO NEW COM 61166W101 211 1691 SH SOLE 0 0 1691 OCCIDENTAL PETE CORP DEL COM 674599105 249 2411 SH SOLE 0 0 2411 ORACLE CORP COM 68389X105 253 6239 SH SOLE 0 0 6239 PEPSICO INC COM 713448108 418 4683 SH SOLE 0 0 4683 PFIZER INC COM 717081103 1160 39100 SH SOLE 0 0 39100 PHILIP MORRIS INTL INC COM 718172109 1420 16652 SH SOLE 0 0 16652 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 341 5684 SH SOLE 0 0 5684 POLYONE CORP COM 73179P106 1508 35710 SH SOLE 0 0 35710 PROCTER & GAMBLE CO COM 742718109 738 9391 SH SOLE 0 0 9391 PRUDENTIAL FINL INC COM 744320102 204 2295 SH SOLE 0 0 2295 QUALCOMM INC COM 747525103 304 3838 SH SOLE 0 0 3838 ROCKWELL COLLINS INC COM 774341101 209 2679 SH SOLE 0 0 2679 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 211 2556 SH SOLE 0 0 2556 SANDSTORM GOLD LTD COM NEW 80013R206 75 10890 SH SOLE 0 0 10890 SCHLUMBERGER LTD COM 806857108 541 4572 SH SOLE 0 0 4572 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 451 13153 SH SOLE 0 0 13153 SEI INVESTMENTS CO COM 784117103 4122 125791 SH SOLE 0 0 125791 SIRIUS XM HLDGS INC COM 82968B103 115 33145 SH SOLE 0 0 33145 SOUTHERN CO COM 842587107 240 5296 SH SOLE 0 0 5296 SPDR GOLD TRUST GOLD SHS 78463V107 851 6650 SH SOLE 0 0 6650 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 519 9700 SH SOLE 0 0 9700 SPDR S&P 500 ETF TR TR UNIT 78462F103 16122 81978 SH SOLE 0 0 81978 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 216 3317 SH SOLE 0 0 3317 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1038 13551 SH SOLE 0 0 13551 SPECTRA ENERGY CORP COM 847560109 279 6566 SH SOLE 0 0 6566 STARBUCKS CORP COM 855244109 447 5776 SH SOLE 0 0 5776 UBS AG JERSEY BRH ALERIAN INFRST 902641646 2853 64007 SH SOLE 0 0 64007 UMB FINL CORP COM 902788108 318 5000 SH SOLE 0 0 5000 UNILEVER PLC SPON ADR NEW 904767704 237 5232 SH SOLE 0 0 5232 UNION PAC CORP COM 907818108 299 2984 SH SOLE 0 0 2984 UNITED FIRE GROUP INC COM 910340108 425 14500 SH SOLE 0 0 14500 US BANCORP DEL COM NEW 902973304 2241 51442 SH SOLE 0 0 51442 INVESCO PA VALUE MUN INCOME COM 46132K109 353 26260 SH SOLE 0 0 26260 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 384 3311 SH SOLE 0 0 3311 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 201 3841 SH SOLE 0 0 3841 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7395 173639 SH SOLE 0 0 173639 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4938 114489 SH SOLE 0 0 114489 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 776 13362 SH SOLE 0 0 13362 VANGUARD INDEX FDS GROWTH ETF 922908736 1051 10625 SH SOLE 0 0 10625 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 255 3849 SH SOLE 0 0 3849 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1316 14619 SH SOLE 0 0 14619 VANGUARD INDEX FDS REIT ETF 922908553 15583 208216 SH SOLE 0 0 208216 VANGUARD INDEX FDS SMALL CP ETF 922908751 201 1719 SH SOLE 0 0 1719 VANGUARD INDEX FDS SML CP GRW ETF 922908595 365 2863 SH SOLE 0 0 2863 VANGUARD INDEX FDS SM CP VAL ETF 922908611 369 3502 SH SOLE 0 0 3502 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 227 4412 SH SOLE 0 0 4412 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5872 57695 SH SOLE 0 0 57695 VANGUARD INDEX FDS VALUE ETF 922908744 1254 15494 SH SOLE 0 0 15494 VERIZON COMMUNICATIONS INC COM 92343V104 2385 48733 SH SOLE 0 0 48733 WAL-MART STORES INC COM 931142103 352 4692 SH SOLE 0 0 4692 WELLS FARGO & CO NEW COM 949746101 930 17687 SH SOLE 0 0 17687 WISDOMTREE TR LARGECAP DIVID 97717W307 368 5195 SH SOLE 0 0 5195