0001214659-20-005389.txt : 20200604 0001214659-20-005389.hdr.sgml : 20200604 20200604172002 ACCESSION NUMBER: 0001214659-20-005389 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 EFFECTIVENESS DATE: 20200604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSM US WEALTH MANAGEMENT LLC CENTRAL INDEX KEY: 0001679031 IRS NUMBER: 411944416 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20277 FILM NUMBER: 20943756 BUSINESS ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-9363 MAIL ADDRESS: STREET 1: 801 NICOLLET MALL STREET 2: SUITE 1100 W TOWER CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001679031 XXXXXXXX 03-31-2014 03-31-2014 false RSM US WEALTH MANAGEMENT LLC

801 Nicollet Mall Suite 1100 W Tower Minneapolis MN 55402

13F HOLDINGS REPORT 028-20277 N Amy Priebe 704-442-3814 /s/Amy Priebe Charlotte NC 05-28-2020 0 139 340546 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COM 002824100 309 8026 SH SOLE 0 0 8026 ABBVIE INC COM 00287Y109 413 8041 SH SOLE 0 0 8041 ALPS ETF TR ALERIAN MLP 00162Q866 244 13814 SH SOLE 0 0 13814 ALTRIA GROUP INC COM 02209S103 1226 32330 SH SOLE 0 0 32330 AMAZON COM INC COM 023135106 547 1625 SH SOLE 0 0 1625 AMERICAN ELEC PWR INC COM 025537101 231 4553 SH SOLE 0 0 4553 AMERICAN TOWER CORP NEW COM 03027X100 242 2950 SH SOLE 0 0 2950 AMGEN INC COM 031162100 249 2022 SH SOLE 0 0 2022 APPLE INC COM 037833100 1631 3039 SH SOLE 0 0 3039 AT&T INC COM 00206R102 1495 42623 SH SOLE 0 0 42623 BANCO SANTANDER SA ADR 05964H105 390 40713 SH SOLE 0 0 40713 BANK OF AMERICA CORPORATION COM 060505104 1191 69273 SH SOLE 0 0 69273 BANK NEW YORK MELLON CORP COM 064058100 247 6986 SH SOLE 0 0 6986 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1124 600 SH SOLE 0 0 600 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1748 13989 SH SOLE 0 0 13989 BIOGEN IDEC INC COM 09062X103 288 942 SH SOLE 0 0 942 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 276 19247 SH SOLE 0 0 19247 BLOCK H & R INC COM 093671105 463 15228 SH SOLE 0 0 15228 BOEING CO COM 097023105 393 3133 SH SOLE 0 0 3133 BP PLC SPONSORED ADR 055622104 706 14676 SH SOLE 0 0 14676 BRISTOL MYERS SQUIBB CO COM 110122108 446 8578 SH SOLE 0 0 8578 CANADIAN NATL RY CO COM 136375102 245 4352 SH SOLE 0 0 4352 CATERPILLAR INC DEL COM 149123101 495 4984 SH SOLE 0 0 4984 CELGENE CORP COM 151020104 222 1591 SH SOLE 0 0 1591 CHEVRON CORP NEW COM 166764100 1017 8556 SH SOLE 0 0 8556 COCA COLA CO COM 191216100 860 22079 SH SOLE 0 0 22079 COLGATE PALMOLIVE CO COM 194162103 204 3150 SH SOLE 0 0 3150 COMCAST CORP NEW CL A 20030N101 247 4922 SH SOLE 0 0 4922 CONOCOPHILLIPS COM 20825C104 411 5845 SH SOLE 0 0 5845 CORE LABORATORIES N V COM N22717107 2410 12146 SH SOLE 0 0 12146 CSX CORP COM 126408103 225 7780 SH SOLE 0 0 7780 CUMMINS INC COM 231021106 408 2739 SH SOLE 0 0 2739 CVS CAREMARK CORPORATION COM 126650100 411 5484 SH SOLE 0 0 5484 DEERE & CO COM 244199105 357 3915 SH SOLE 0 0 3915 DIAGEO P L C SPON ADR NEW 25243Q205 507 4027 SH SOLE 0 0 4027 DIRECTV COM 25490A309 270 3534 SH SOLE 0 0 3534 DISNEY WALT CO COM DISNEY 254687106 622 7773 SH SOLE 0 0 7773 DU PONT E I DE NEMOURS & CO COM 263534109 289 4311 SH SOLE 0 0 4311 DUKE ENERGY CORP NEW COM NEW 26441C204 3009 42247 SH SOLE 0 0 42247 E M C CORP MASS COM 268648102 244 8882 SH SOLE 0 0 8882 EMERSON ELEC CO COM 291011104 255 3814 SH SOLE 0 0 3814 EXPRESS SCRIPTS HLDG CO COM 30219G108 348 4640 SH SOLE 0 0 4640 EXXON MOBIL CORP COM 30231G102 2382 24386 SH SOLE 0 0 24386 FASTENAL CO COM 311900104 640 12984 SH SOLE 0 0 12984 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 2449 108813 SH SOLE 0 0 108813 FORD MTR CO DEL COM PAR $0.01 345370860 167 10700 SH SOLE 0 0 10700 GENERAL ELECTRIC CO COM 369604103 1334 51095 SH SOLE 0 0 51095 GILEAD SCIENCES INC COM 375558103 321 4533 SH SOLE 0 0 4533 HMN FINL INC COM 40424G108 172 17500 SH SOLE 0 0 17500 HOME DEPOT INC COM 437076102 430 5439 SH SOLE 0 0 5439 HONEYWELL INTL INC COM 438516106 322 3468 SH SOLE 0 0 3468 ILLINOIS TOOL WKS INC COM 452308109 249 3042 SH SOLE 0 0 3042 ILLUMINA INC COM 452327109 454 3055 SH SOLE 0 0 3055 INTEL CORP COM 458140100 390 15099 SH SOLE 0 0 15099 INTERNATIONAL BUSINESS MACHS COM 459200101 1475 7665 SH SOLE 0 0 7665 ISHARES CORE S&P MCP ETF 464287507 1382 10052 SH SOLE 0 0 10052 ISHARES SELECT DIVID ETF 464287168 256 3490 SH SOLE 0 0 3490 ISHARES GOLD TRUST ISHARES 464285105 462 37103 SH SOLE 0 0 37103 ISHARES MSCI EAFE ETF 464287465 16047 238794 SH SOLE 0 0 238794 ISHARES EAFE SML CP ETF 464288273 13212 253106 SH SOLE 0 0 253106 ISHARES MSCI EMG MKT ETF 464287234 702 17129 SH SOLE 0 0 17129 ISHARES RUS 1000 GRW ETF 464287614 40218 464731 SH SOLE 0 0 464731 ISHARES RUS 1000 VAL ETF 464287598 28285 293104 SH SOLE 0 0 293104 ISHARES RUSSELL 2000 ETF 464287655 14662 126023 SH SOLE 0 0 126023 ISHARES RUS 2000 GRW ETF 464287648 13608 100015 SH SOLE 0 0 100015 ISHARES RUS 2000 VAL ETF 464287630 12004 119037 SH SOLE 0 0 119037 ISHARES RUS MD CP GR ETF 464287481 1823 21249 SH SOLE 0 0 21249 ISHARES RUS MDCP VAL ETF 464287473 2402 34956 SH SOLE 0 0 34956 ISHARES S&P 500 GRWT ETF 464287309 8518 85314 SH SOLE 0 0 85314 ISHARES CORE S&P500 ETF 464287200 7110 37794 SH SOLE 0 0 37794 ISHARES S&P 500 VAL ETF 464287408 463 5327 SH SOLE 0 0 5327 ISHARES CORE S&P SCP ETF 464287804 695 6312 SH SOLE 0 0 6312 ISHARES TIPS BD ETF 464287176 374 3341 SH SOLE 0 0 3341 ISHARES RUS 1000 ETF 464287622 32358 308843 SH SOLE 0 0 308843 ISHARES RUS MID-CAP ETF 464287499 2692 17392 SH SOLE 0 0 17392 ISHARES MRGSTR SM CP ETF 464288505 1018 7661 SH SOLE 0 0 7661 JOHNSON & JOHNSON COM 478160104 1073 10925 SH SOLE 0 0 10925 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 5842 125521 SH SOLE 0 0 125521 KIMBERLY CLARK CORP COM 494368103 506 4555 SH SOLE 0 0 4555 KONA GRILL INC COM 50047H201 14061 690302 SH SOLE 0 0 690302 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 331 9409 SH SOLE 0 0 9409 KRAFT FOODS GROUP INC COM 50076Q106 220 3920 SH SOLE 0 0 3920 LILLY ELI & CO COM 532457108 364 6192 SH SOLE 0 0 6192 LOWES COS INC COM 548661107 395 8081 SH SOLE 0 0 8081 MAGNA INTL INC COM 559222401 591 6134 SH SOLE 0 0 6134 MARATHON OIL CORP COM 565849106 482 13562 SH SOLE 0 0 13562 MARATHON PETE CORP COM 56585A102 533 6126 SH SOLE 0 0 6126 MARRIOTT INTL INC NEW CL A 571903202 241 4308 SH SOLE 0 0 4308 MCDONALDS CORP COM 580135101 522 5325 SH SOLE 0 0 5325 MERCK & CO INC NEW COM 58933Y105 605 10582 SH SOLE 0 0 10582 MICROSOFT CORP COM 594918104 781 19055 SH SOLE 0 0 19055 MONDELEZ INTL INC CL A 609207105 292 8405 SH SOLE 0 0 8405 MONSANTO CO NEW COM 61166W101 369 3240 SH SOLE 0 0 3240 OCCIDENTAL PETE CORP DEL COM 674599105 251 2612 SH SOLE 0 0 2612 ORACLE CORP COM 68389X105 300 7342 SH SOLE 0 0 7342 PEPSICO INC COM 713448108 425 5087 SH SOLE 0 0 5087 PFIZER INC COM 717081103 1268 39489 SH SOLE 0 0 39489 PHILIP MORRIS INTL INC COM 718172109 1385 16720 SH SOLE 0 0 16720 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 425 7707 SH SOLE 0 0 7707 POLYONE CORP COM 73179P106 2047 55710 SH SOLE 0 0 55710 PROCTER & GAMBLE CO COM 742718109 874 10848 SH SOLE 0 0 10848 QUALCOMM INC COM 747525103 418 5303 SH SOLE 0 0 5303 SANDSTORM GOLD LTD COM NEW 80013R206 56 10000 SH SOLE 0 0 10000 SCHLUMBERGER LTD COM 806857108 515 5255 SH SOLE 0 0 5255 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 439 13300 SH SOLE 0 0 13300 SEI INVESTMENTS CO COM 784117103 4228 125791 SH SOLE 0 0 125791 SIRIUS XM HLDGS INC COM 82968B103 106 33145 SH SOLE 0 0 33145 SOUTHERN CO COM 842587107 269 6119 SH SOLE 0 0 6119 SPDR GOLD TRUST GOLD SHS 78463V107 766 6193 SH SOLE 0 0 6193 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 242 4800 SH SOLE 0 0 4800 SPDR S&P 500 ETF TR TR UNIT 78462F103 15248 81178 SH SOLE 0 0 81178 SPDR INDEX SHS FDS LATIN AMER ETF 78463X707 203 3317 SH SOLE 0 0 3317 SPDR SERIES TRUST S&P DIVID ETF 78464A763 966 13130 SH SOLE 0 0 13130 SPECTRA ENERGY CORP COM 847560109 240 6498 SH SOLE 0 0 6498 STARBUCKS CORP COM 855244109 451 6142 SH SOLE 0 0 6142 UBS AG JERSEY BRH ALERIAN INFRST 902641646 1910 47950 SH SOLE 0 0 47950 UMB FINL CORP COM 902788108 325 5000 SH SOLE 0 0 5000 UNILEVER PLC SPON ADR NEW 904767704 224 5232 SH SOLE 0 0 5232 UNION PAC CORP COM 907818108 405 2148 SH SOLE 0 0 2148 UNITED FIRE GROUP INC COM 910340108 440 14500 SH SOLE 0 0 14500 US BANCORP DEL COM NEW 902973304 2353 54617 SH SOLE 0 0 54617 INVESCO PA VALUE MUN INCOME COM 46132K109 276 20700 SH SOLE 0 0 20700 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 367 3311 SH SOLE 0 0 3311 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 6904 167282 SH SOLE 0 0 167282 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4510 111149 SH SOLE 0 0 111149 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 745 13780 SH SOLE 0 0 13780 VANGUARD INDEX FDS GROWTH ETF 922908736 993 10625 SH SOLE 0 0 10625 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1070 12439 SH SOLE 0 0 12439 VANGUARD INDEX FDS REIT ETF 922908553 14384 203684 SH SOLE 0 0 203684 VANGUARD INDEX FDS SML CP GRW ETF 922908595 356 2863 SH SOLE 0 0 2863 VANGUARD INDEX FDS SM CP VAL ETF 922908611 352 3502 SH SOLE 0 0 3502 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5590 57351 SH SOLE 0 0 57351 VANGUARD INDEX FDS VALUE ETF 922908744 1210 15494 SH SOLE 0 0 15494 VERIZON COMMUNICATIONS INC COM 92343V104 1497 31472 SH SOLE 0 0 31472 VISA INC COM CL A 92826C839 312 1447 SH SOLE 0 0 1447 WAL-MART STORES INC COM 931142103 410 5334 SH SOLE 0 0 5334 WELLS FARGO & CO NEW COM 949746101 1007 20238 SH SOLE 0 0 20238 WISDOMTREE TR LARGECAP DIVID 97717W307 351 5195 SH SOLE 0 0 5195 ZIMMER HLDGS INC COM 98956P102 234 2468 SH SOLE 0 0 2468