ABS-15G 1 efc17-249_abs15g.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, D.C. 20549
 
FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
 THE SECURITIES EXCHANGE ACT OF 1934
 
Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:
 
 ☐Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period
 
                               to                              
 
Date of Report (Date of earliest event reported)                               
 
Commission File Number of securitizer:                               
 
Central Index Key Number of securitizer:                               
 

Name and telephone number, including area code, of the person to
  contact in connection with this filing

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ☐
 
Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ☐
 
Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) ☐
 
☒Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)
 
Marlette Funding Trust 2017-1
(Exact name of issuing entity as specified in its charter)
 
Central Index Key Number of depositor:
0001678811
  
Central Index Key Number of issuing entity (if applicable):
0001699970
  
Central Index Key Number of underwriter (if applicable):
Not applicable
  
 
Paul Ricci, Marlette Funding, LLC (302) 358-2730
Name and telephone number, including area code, of the person to
contact in connection with this filing
 
 
PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS
 
Item 2.01: Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer
 
The disclosures required by Rule 15Ga-2 (17 CFR 240.15Ga-2) are attached as Exhibits to this Form ABS-15G.  Please see Exhibit 99.1 for the related information.
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

 
MARLETTE FUNDING DEPOSITOR TRUST
(Depositor)
  
     
 
By: Marlette Funding, LLC, as Settlor of
Depositor
  
     
       
 
By:
/s/ Paul Ricci  
  Name:   Paul Ricci  
  Title:   CFO  
       
 
 
Date:  March 9, 2017
 
 
EXHIBIT INDEX
 
Exhibit 99.1
Independent Accountants’ Report on Applying Agreed-Upon Procedures, dated March 3, 2017.