EX-99.(9)(B) 5 ex9bformofzieglerfamcohedg.htm EX-99.(9)(B) FORM OF ZIEGLER FAMCO HEDGED CUSTODY Document

FORM OF AMENDMENT TO THE
TRUST FOR ADVISED PORTFOLIOS
CUSTODY AGREEMENT

    THIS AMENDMENT to the Custody Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

RECITALS

WHEREAS, the parties have entered into the Agreement; and

WHEREAS, the parties desire to update the funds advised by Ziegler Capital Management, LLC; and

WHEREAS, Article XV, Section 15.02 of the Agreement allows for its amendment
by a written instrument executed by both parties.

NOW, THEREFORE, the parties agree as follows:

Amended Exhibit D is hereby superseded and replaced with Amended Exhibit D attached hereto.


Except to the extent amended hereby, the Agreement shall remain in full force and effect.

    IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year last written below.

TRUST FOR ADVISED PORTFOLIOS
U.S. BANK NATIONAL ASSOCIATION
By:
By:
Name:
Name:
Title:
Title:
Date:
Date:







Amended Exhibit D to the Trust for Advised Portfolios
Custody Agreement
Name of Series     
Date Added
Ziegler Senior Floating Rate on or after January 31, 2019
Ziegler Piermont Small Cap Value Fundon or after July 20, 2020
Ziegler FAMCO Hedged Equity Fundon or after December 21, 2020
        

Annual Fee Based Upon Market Value Per Fund at January 2014*
__ basis point on average daily market value
Minimum annual fee per fund - __
Plus portfolio transaction fees

Portfolio Transaction Fees
__ - Book entry DTC transaction/Federal Reserve transaction/principal paydown
__ - Repo agreement/reverse repurchase agreement/time deposit/CD or other non-
depository transaction
__ - Option/SWAPS/future contract written, exercised or expired
__ - Mutual fund trade/Fed wire/margin variation Fed wire
__ - Physical transaction
__ - Check disbursement (waived if U.S. Bancorp is Administrator)
__ - Segregated account per year

A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange.
No charge for the initial conversion free receipt.
Overdrafts - charged to the account at prime interest rate plus 2.

Out-Of-Pocket Expenses
Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity.




*Subject to annual CPI increase, Milwaukee MSA.
Fees are calculated pro rata and billed monthly.







Amended Exhibit D (continued) to the Trust for Advised Portfolios Custody Agreement Global Sub-Custodial Services Annual Fee Schedule at January, 2014

Country
Safekeeping (BPS)
Transaction fee
Country
Safekeeping (BPS)
Transaction fee
Country
Safekeeping (BPS)
Transaction fee
Australia
Hungary
Poland
Argentina
Iceland
Portugal
Austria
India
Qatar
Bahrain
Indonesia
Romania
Bangladesh
Ireland
Russia
Belgium
Israel
Serbia
Bermuda
Italy
Singapore
Botswana
Japan
Slovakia
Brazil
Jordan
Slovenia
Bulgaria
Kenya
South Africa
Canada
Kuwait
South Korea
Chile
Latvia
Spain
China Connect
Lithuania
Sri Lanka
China (B Shares)
Luxembourg
Eswatini
Colombia
Malaysia
Sweden
Costa Rica
Malta
Switzerland
Croatia
Mauritius
Taiwan
Cyprus
Mexico
Thailand
Czech Republic
Morocco
Tunisia
Denmark
Namibia
Turkey
Egypt
Netherlands
UAE
Estonia
New Zealand
Uganda
Euroclear (Eurobonds)
Nigeria
Ukraine
Euroclear (Non-Eurobonds)
Norway
United Kingdom
Finland
Oman
Uruguay
France
Pakistan
Vietnam
Germany
Panama
West African Economic Monetary Union (WAEMU)*
Ghana
Peru
Zambia
Greece
Philippines
Zimbabwe
Hong Kong
Saudi Arabia
Base Fee - A monthly charge per account (fund) will apply based on the number of foreign securities held.
1-25 foreign securities: __
26-50 foreign securities: __
Over 50 foreign securities:__
Euroclear - Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge.
For all other markets specified above, surcharges may apply if a security is held outside of the local market.

Cash Transactions:
3rd Party Foreign Exchange - a Foreign Exchange transaction undertaken through a 3rd party will be charged __.




Tax Reclamation Services: Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged __ per claim.

Out of Pocket Expenses
Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred.
A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate.
SWIFT reporting and message fees.
Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred.
A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate.
SWIFT reporting and message fees.