0001727355-19-000006.txt : 20191107 0001727355-19-000006.hdr.sgml : 20191107 20191107163417 ACCESSION NUMBER: 0001727355-19-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Karl CENTRAL INDEX KEY: 0001727355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 191200880 MAIL ADDRESS: STREET 1: C/O FORTERRA, INC. STREET 2: 511 E. JOHN CARPENTER FREEWAY, SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_157316244120423.xml FORM 4 X0306 4 2019-11-05 0 0001678463 Forterra, Inc. FRTA 0001727355 Watson Karl 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 1 1 0 0 Chief Executive Officer Common Stock 2019-11-05 4 M 0 67500 0 A 372265 D Restricted Stock Unit 2019-11-05 4 M 0 67500 0 D Common Stock 67500.0 1215000 D Each performance-based restricted stock unit (PSU) represents the right to receive, at settlement, one share of Forterra, Inc. common stock. This number represents the number of PSUs earned and vested upon attainment of the applicable stock price hurdle of $8.50 by a 20 day volume weighted average calculation. /s/ Lori M. Browne, attorney-in-fact for Karl Watson 2019-11-07