0001678463-20-000111.txt : 20200921 0001678463-20-000111.hdr.sgml : 20200921 20200921165457 ACCESSION NUMBER: 0001678463-20-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Karl CENTRAL INDEX KEY: 0001727355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37921 FILM NUMBER: 201186967 MAIL ADDRESS: STREET 1: C/O FORTERRA, INC. STREET 2: 511 E. JOHN CARPENTER FREEWAY, SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Forterra, Inc. CENTRAL INDEX KEY: 0001678463 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 371830464 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 469-458-7973 MAIL ADDRESS: STREET 1: 511 E. JOHN CARPENTER FREEWAY STREET 2: SUITE 600 CITY: IRVING STATE: TX ZIP: 75062 4 1 wf-form4_160072167795200.xml FORM 4 X0306 4 2020-09-18 0 0001678463 Forterra, Inc. FRTA 0001727355 Watson Karl 511 E. JOHN CARPENTER FREEWAY SUITE 600 IRVING TX 75062 1 1 0 0 Chief Executive Officer Common Stock 2020-09-18 4 M 0 202500 0 A 709765 D Restricted Stock Unit 2020-09-18 4 M 0 202500 0 D Common Stock 202500.0 877500 D Each performance-based restricted stock unit (PSU) represents the right to receive, at settlement, one share of Forterra, Inc. common stock. This represents the remaining 75% of the tranche of PSUs that vested one year after attainment of the stock price hurdle of $6.75 by a 20-day volume weighted average calculation. /s/ Lori M. Browne, attorney-in-fact for Karl Watson 2020-09-21