0001678293-23-000002.txt : 20230403 0001678293-23-000002.hdr.sgml : 20230403 20230403074238 ACCESSION NUMBER: 0001678293-23-000002 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KELLY-TUASON,DAVID,VINCENT, FILED AS OF DATE: 20230331 DATE AS OF CHANGE: 20230403 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CFW Advisory Services, LLC CENTRAL INDEX KEY: 0001678293 IRS NUMBER: 812234274 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05195 FILM NUMBER: 23790639 BUSINESS ADDRESS: STREET 1: 601 W 1ST STREET STREET 2: SUITE 1400 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5095707505 MAIL ADDRESS: STREET 1: 601 W 1ST STREET STREET 2: SUITE 1400 CITY: SPOKANE STATE: WA ZIP: 99201 MA-I/A 1 primary_doc.xml MA-I/A 0001678293 XXXXXXXX EMILIO FLORES 510-596-8180 emilio@cfwadvisors.com compliance@cfwadvisors.com N 0001678293-22-000004 N DAVID VINCENT KELLY-TUASON Y 2 0001678293 CFW Advisory Services, LLC 12-02-2020 N 867-02098 LOCATED SUPERVISED 12-02-2020 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 0001610503 Caldwell Flores Winters, Inc. 01-03-2017 N 867-00493 LOCATED SUPERVISED 01-03-2017 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 DAVID VINCENT KELLY 12-2020 CFW ADVISORY SERVICES LLC ALAMEDA WA 94502 Y N ASSISTANT VICE PRESIDENT 01-2017 11-2020 CALDWELL FLORES WINTERS, INC ALAMEDA CA 94502 Y N ASSISTANT VICE PRESIDENT 04-2016 12-2016 INDEPENDENT CONTRACTOR (LYFT AND UBER) OAKLAND CA 94612 N N DRIVER 10-2009 03-2016 CITY AND COUNTY OF SAN FRANCISCO SAN FRANCISCO CA 94102 N N ADMINISTRATIVE ASSISTANT Y 03-2016 INDEPENDENT CONTRACTOR (LYFT AND UBER) 1425 LAKESIDE DR #103 OAKLAND CA 94612 N N RIDE SHARING DRIVER 10 DRIVER 01-2017 CALWELL FLORES WINTERS, INC 2163 HARBOR BAY PARKWAY ALAMEDA CA 94502 Y N MUNICIPAL ADVISORY, FACILITIES PLANNING, PROGRAM MANAGEMENT ASSISTANT VICE PRESIDENT 40 MUNICIPAL ADVISORY SERVICES N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-31-2023 Emilio Flores Managing Partner