N-Q 1 rivernorth_dblopp-nq.htm QUARTERLY NOTICE OF PORTFOLIO HOLDINGS




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM N-Q
 
 
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
 



Investment Company Act file number: 811-23166


RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
(Exact name of registrant as specified in charter)


325 North LaSalle Street, Suite 645, Chicago, Illinois 60654
(Address of principal executive offices) (Zip code)


Marcus L. Collins, Esq.
RiverNorth Capital Management, LLC
325 North LaSalle Street, Suite 645
Chicago, Illinois 60654
 (Name and address of agent for service)


(312)832-1440
Registrant's telephone number, including area code

 





Date of fiscal year end: June 30, 2019



Date of reporting period:  September 30, 2018


 
Item 1. Schedule of Investments.
 
RiverNorth/DoubleLine Strategic Opportunity Fund
Schedule of Investments
  September 30, 2018 (Unaudited)
 
Principal Amount/Description
 
 
Rate
Maturity
 Value
ASSET BACKED OBLIGATIONS - 5.78%(a)(b) 
     
2,687,500
 
Blackbird Capital Aircraft(c) 
5.68%
12/16/2041
 $             2,773,306
1,728,125
 
Coinstar Funding, LLC 
5.22%
4/25/2047
                1,750,345
3,000,000
 
InSite Issuer LLC  
6.41%
11/15/2046
                2,971,236
2,687,500
 
Labrador Aviation Finance Limited 
5.68%
1/15/2042
                2,672,469
479,167
 
Sapphire Aviation Finance 
5.93%
12/15/2040
                    490,365
1,000,000
 
SOFI Consumer Loan Program Trust(d) 
4.73%
1/26/2026
                1,019,200
               
TOTAL ASSET BACKED OBLIGATIONS  
     
(Cost $11,581,895)    
   
              11,676,921
               
Shares/Description
Rate
Maturity
 Value
BANK LOANS - 5.47%(a)(d)   
     
224,433
 
Acrisure LLC, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 4.25%)
6.59%
11/22/2023
                    225,650
124,684
 
AlixPartners LLP, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.99%
4/4/2024
                    125,411
213,335
 
Almonde, Inc., Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.50%)
5.89%
6/13/2024
                    213,735
199,496
 
Applied Systems, Inc., Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.00%)
5.33%
9/19/2024
                    200,896
225,000
 
AssuredPartners, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.25%)
5.33%
10/22/2024
                    225,844
224,438
 
Asurion LLC, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.00%)
5.24%
11/30/2024
                    226,279
85,000
 
Auris Luxembourg III Sarl, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.75%)
6.09%
7/25/2025
                      86,169
225,000
 
BMC Software Finance, Inc., Senior Secured First Lien Term Loan (3 Month LIBOR USD + 4.25%)
6.55%
9/1/2025
                    227,454
105,000
 
Brookfield WEC Holdings, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.75%)
5.99%
7/31/2025
                    106,424
222,131
 
Canyon Valor Companies, Inc., Guaranteed Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.25%)
5.64%
6/16/2023
                    223,598
225,000
 
Capri Acquisitions Bidco Ltd, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.25%)
5.59%
11/1/2024
                    224,765
222,152
 
Change Healthcare Holdings LLC, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.99%
3/1/2024
                    223,142
225,000
 
CHG Healthcare Services, Inc., Guaranteed Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.00%)
5.31%
6/7/2023
                    226,653
225,000
 
Colorado Buyer, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.00%)
5.11%
5/1/2024
                    225,633
200,000
 
Concentra, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.86%
6/1/2022
                    201,625
224,436
 
Cvent, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.75%)
5.99%
11/29/2023
                    224,857
105,000
 
Edelman Financial Center LLC., Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.25%)
5.59%
7/21/2025
                    106,072
175,000
 
Envision Healthcare Corporation Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.75%)
6.08%
10/31/2025
                    174,562
225,000
 
Equian Buyer Corporation, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.25%)
5.46%
5/20/2024
                    226,371
224,433
 
Equinox Holdings, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.00%)
5.24%
3/8/2024
                    225,752
200,000
 
Exgen Renewables LLC, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.00%)
5.32%
11/29/2024
                    202,000
224,436
 
Filtration Group Corporation, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.00%)
5.24%
3/31/2025
                    226,280
199,495
 
Garda World Security Corporation, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.50%)
5.83%
5/24/2024
                    200,575
199,496
 
Gates Global LLC, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.99%
4/1/2024
                    200,962
225,000
 
Gentiva Health Services, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.75%)
6.00%
7/2/2025
                    227,953
197,500
 
GrafTech Finance, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.50%)
5.74%
2/12/2025
                    199,105
199,497
 
Greeneden US Holdings LLC, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.50%)
5.74%
2/1/2023
                    200,794
220,000
 
Hayward Acquisition Corporation, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.50%)
5.58%
8/5/2024
                    221,650
199,494
 
Hyland Software, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.25%)
5.49%
7/1/2022
                    201,087
200,000
 
Informatica LLC, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.25%)
5.49%
8/5/2022
                    201,812
224,420
 
Jaguar Holding Company II, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.50%)
4.74%
8/18/2022
                    224,867
225,000
 
Kronos Inc., Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.00%)
5.34%
11/1/2023
                    226,393
224,433
 
Life Time Fitness, Inc., Guaranteed Senior Secured First Lien Term Loan (3 Month LIBOR USD + 2.75%)
5.06%
6/10/2022
                    225,709
218,662
 
Micron Technology, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.50%)
4.58%
9/28/2023
                    219,141
240,000
 
MLN US Holdco LLC, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 4.50%)
6.84%
7/11/2025
                    242,776
220,000
 
MPH Acquisition Holdings LLC, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 2.75%)
5.14%
6/7/2023
                    220,713
224,433
 
National Vision, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.50%)
4.74%
11/20/2024
                    226,468
225,000
 
Peak 10 Holding Corporation, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.50%)
5.89%
8/1/2024
                    223,265
218,637
 
Pike Corporation, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.50%)
5.75%
3/12/2025
                    220,714
225,000
 
Plantronics, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.50%)
4.74%
7/2/2025
                    226,055
224,433
 
PODS LLC, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.88%
12/6/2024
                    225,240
224,432
 
Prime Security Services Borrower LLC, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.99%
5/2/2022
                    225,729
224,432
 
Project Alpha Intermediate Holding, Inc., Guaranteed Senior Secured First Lien Term Loan (6 Month LIBOR USD + 3.50%)
5.99%
4/26/2024
                    224,760
140,000
 
Refinitiv US Holdings, Inc. Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.75%)
6.07%
10/31/2025
                    139,854
181,921
 
SCS Holdings, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 4.25%)
6.49%
10/31/2022
                    183,286
199,497
 
Securus Technologies Holdings, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 4.50%)
6.74%
6/20/2024
                    200,295
224,430
 
Select Medical Corporation, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.91%
3/6/2024
                    226,254
224,425
 
Solera LLC, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.75%)
4.99%
3/3/2023
                    225,162
225,000
 
Sophia LP, Senior Secured First Lien Term Loan (3 Month LIBOR USD + 3.25%)
5.64%
9/30/2022
                    226,243
90,000
 
Starfruit US Holdco, LLC Senior Secured First Lein Term Loan (3 Month LIBOR USD + 3.25%)
5.57%
10/31/2025
                      90,487
225,000
 
Transdigm, Inc., Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 2.50%)
4.74%
6/9/2023
                    226,079
54,863
 
Travel Leaders Group LLC, Guaranteed Senior Secured First Lien Term Loan (1 Month LIBOR USD + 4.00%)
6.16%
1/25/2024
                      55,583
120,000
 
VeriFone Systems, Inc., Senior Secured First Lien Term Loan (1 Month LIBOR USD + 4.00%)
6.32%
9/30/2025
                    120,915
120,000
 
Verscend Holdings Corporation, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 4.50%)
6.74%
8/27/2025
                    121,225
225,000
 
VF Holdings Corporation, Senior Secured First Lien Term Loan (1 Month LIBOR USD + 3.25%)
5.49%
6/4/2025
                    226,225
85,000
 
Web.com, Senior Secured First Lien Term Loan (3 Month LIBOR + 3.75%)
6.07%
10/31/2025
                      85,637
               
               
TOTAL BANK LOANS  
       
(Cost $11,024,650)  
     
              11,062,185
             
 
Shares/Description
 
Rate
Maturity
 Value
BUSINESS DEVELOPMENT COMPANY NOTES - 7.11%(a)
       
39,541
 
Capital Southwest Corp
 
5.95%
12/15/2022
                1,008,295
52,615
 
KCAP Financial Inc
 
6.13%
9/30/2022
                1,325,898
227,236
 
Oxford Square Capital Corp
 
6.50%
3/30/2024
                5,702,487
19,165
 
Saratoga Investment Corp
 
6.75%
12/30/2023
                    493,307
30,193
 
Stellus Capital Investments
 
5.75%
9/15/2022
                    757,844
160,200
 
THL Credit, Inc.
 
6.75%
12/30/2022
                4,037,040
41,359
 
TriplePoint Venture Growth BDC Corp
5.75%
7/15/2022
                1,034,389
               
TOTAL BUSINESS DEVELOPMENT COMPANY NOTES
       
(Cost $14,297,763)
         
              14,359,260
               
Shares/Description
 
 
 
 
 
 Value
CLOSED-END FUNDS - 20.32%(a)
       
480,988
 
BlackRock Corporate High Yield Fund, Inc.
 
 
                5,055,184
387,576
 
BlackRock Credit Allocation Income Trust
 
 
                4,743,930
351,322
 
BradywineGlobal Global Income Opportunities Fund, Inc.
 
 
                3,822,383
317,292
 
Eaton Vance Limited Duration Income Fund
 
 
                4,023,263
3
 
Franklin Templeton Limited Duration Income Trust
 
 
                              31
442,614
 
Invesco Senior Income Trust
 
 
                1,903,240
74,959
 
NexPoint Credit Strategies Fund
 
 
                1,679,082
510,168
 
Nuveen Credit Strategies Income Fund
 
 
                4,066,039
160,041
 
Prudential Global Short Duration High Yield Fund
 
 
                2,219,769
290,734
 
Wells Fargo Income Opportunities Fund
 
 
                2,302,613
229,696
 
Western Asset Emerging Markets Debt Fund Inc.
 
 
                3,082,520
320,670
 
Western Asset Global High Income Fund Inc.
 
 
                2,921,304
1,097,928
 
Western Asset Global High Income Opportunity Fund Inc.
 
 
                5,226,137
               
TOTAL CLOSED-END FUNDS  
       
(Cost $43,434,781)  
     
              41,045,495
               
Principal Amount/Description
Rate
Maturity
 Value
COLLATERALIZED LOAN OBLIGATIONS - 5.92%(a)(d) 
     
   
Apidos Ltd.
       
500,000
 
Series 2015-21R (3 Month LIBOR USD + 8.25%)(b)
10.58%
7/19/2027
                    499,940
500,000
 
Series 2016-24R (3 Month LIBOR USD + 5.80%)
7.95%
10/21/2030
                    499,426
   
Atrium CDO Corp 
       
500,000
 
Series XIII 2017-13 (3 Month LIBOR USD + 6.05%)(b)
8.40%
11/21/2030
                    506,089
500,000
 
Series 14A-E (3 Month LIBOR USD + 5.65%)
7.96%
8/23/2030
                    496,694
   
Canyon Capital Ltd.  
     
500,000
 
Series 2016-1R (3 Month LIBOR USD + 5.75%)(b)
8.09%
7/15/2031
                    492,076
   
Carlyle Global Market Strategies 
     
500,000
 
Series 2013-3A (3 Month LIBOR USD + 5.50%)
7.84%
10/15/2030
                    495,001
500,000
 
Series 2014-2RA (3 Month LIBOR USD + 5.35%)(b)
7.66%
5/15/2031
                    488,122
   
Chenango Park CLO, Ltd. 
     
500,000
 
Series 2018-1A (3 Month LIBOR USD + 5.80%)(b)
8.14%
4/15/2030
                    502,986
   
Dorchester Park CLO Ltd.
       
500,000
 
Series 2015-1A (3 Month LIBOR USD + 5.00%)(b)
7.35%
4/20/2028
                    501,884
   
Dryden Senior Loan Fund 
     
500,000
 
Series 2015-37R (3 Month LIBOR USD + 5.15%)(b)
7.49%
1/15/2031
                    494,907
500,000
 
Series 2015-40R (3 Month LIBOR USD + 5.75%)(b)
8.06%
8/15/2031
                    495,022
   
Fillmore Park CLO, Ltd.
       
500,000
 
Series 2018-1A (3 Month LIBOR USD + 5.40%)(b)
7.65%
7/15/2030
                    502,532
   
Gilbert Park CLO, Ltd. 
     
500,000
 
Series 2017-1A (3 Month LIBOR USD + 6.40%)(b)
8.74%
10/15/2030
                    511,625
   
LCM Ltd Partnership  
     
500,000
 
Series 14A (3 Month LIBOR USD + 5.50%) 
7.90%
7/20/2031
                    493,486
500,000
 
Series 17A (3 Month LIBOR USD + 6.00%) 
5.32%
10/15/2031
                    500,000
500,000
 
Series 27A (3 Month LIBOR USD + 5.60%)(b)
8.05%
7/16/2031
                    495,053
   
Myers Park CLO, Ltd. 
     
500,000
 
Series 2018-1A (3 Month LIBOR USD + 5.50%)
7.92%
10/20/2030
                    500,000
   
Neuberger Berman Loan Advisors Ltd. 
     
500,000
 
Series 2016-23A (3 Month LIBOR USD + 6.58%)
8.92%
10/17/2027
                    501,888
500,000
 
Series 2016-23A-ER (3 Month LIBOR USD + 5.75%)
5.22%
10/17/2027
                    500,000
   
Octagon Investment Partners Ltd.
       
500,000
 
Series 2016-26R (3 Month LIBOR USD + 8.09%)(b)
10.43%
7/15/2030
                    493,602
500,000
 
Series 2013-16R (3 Month LIBOR USD + 5.75%)(b)
8.09%
7/17/2030
                    498,593
   
Voya Ltd.  
       
500,000
 
Series 2018-2A (3 Month LIBOR USD + 5.25%)
7.62%
7/15/2031
                    486,554
   
Webster Park CLO Ltd.
     
500,000
 
Series 2015-1A (3 Month LIBOR USD + 5.50%)
7.85%
7/20/2030
                    499,071
   
Wind River CLO, Ltd. 
     
500,000
 
Series 2018-2A (3 Month LIBOR USD + 5.75%)(b)
7.86%
7/15/2030
                    499,957
               
TOTAL COLLATERALIZED LOAN OBLIGATIONS 
     
(Cost $12,007,743)    
   
              11,954,508
               
Principal Amount/Description
Rate
Maturity
 Value
NON-AGENCY COLLATERALIZED MORTGAGE OBLIGATIONS - 64.34%(a)
     
   
Atrium Hotel Portfolio Trust 
     
433,000
 
Series 2018-ATRM (1 Month LIBOR USD + 3.40%)(b)(d)
5.56%
6/15/2035
                    436,593
   
Bank of America Alternative Loan Trust 
     
2,224,406
 
Series 2004-12
6.00%
1/25/2035
                2,261,094
   
Banc of America Funding Corporation
     
2,532,831
 
Series 2006-D(d) 
3.48%
5/20/2036
                2,249,853
   
Banc of America Mortgage Securities Inc.
     
2,686,977
 
Series 2007-3
6.00%
9/25/2037
                2,605,702
   
Barclays Commercial Mortgage Securities Trust
     
682,000
 
Series 2018-CBM(b) 
5.31%
7/15/2037
                    687,872
   
BB-UBS Trust 
     
500,000
 
Series 2012 - TFT(b)(d) 
3.68%
6/7/2030
                    462,650
Principal Amount/Description
Rate
Maturity
 Value
   
BCAP LLC Trust
       
2,170,897
 
Series 2011-RR4(b)(d)
 
6.00%
8/26/2037
                2,148,341
2,040,604
 
Series 2011-RR4(b)(d)
 
6.00%
8/26/2037
                2,019,402
   
Bear Stearns Alt-A Trust
       
2,373,136
 
Series 2005-10(d)
 
3.99%
1/25/2036
                2,228,496
   
Bear Stearns Adjustable Rate Mortgage Trust
     
1,976,421
 
Series 2006-2(d)
 
4.00%
7/25/2036
                1,796,814
   
Chase Mortgage Finance Corporation
       
3,896,229
 
Series 2007-S4 (1 Month LIBOR USD + 0.60%)(d)
2.82%
6/25/2037
                2,103,210
   
ChaseFlex Trust
       
3,179,124
 
Series 2007-1
 
6.50%
2/25/2037
                2,000,550
   
CHL GMSR Trust
       
3,930,000
 
Series 2018-GT1 (1 Month LIBOR USD + 2.75%)(b)(d)
4.97%
5/25/2023
                3,981,718
   
CIM Trust
         
3,720,000
 
Series 2017-3RR-B2(b)(d)
 
11.98%
1/29/2057
                3,990,890
   
Citigroup Mortgage Loan Trust Inc.
       
886,000
 
Series 2015-GC27 D(b)(d)
 
4.58%
2/12/2048
                    818,106
2,560,778
 
Series 2005-5(d)
 
4.00%
10/25/2035
                1,981,404
1,903,678
 
Series 2007-AR5(d)
 
3.80%
4/25/2037
                1,818,672
355,000
 
Series 2016-GC36 D(b)
 
2.85%
2/10/2049
                    287,023
   
Commercial Mortgage Trust
       
500,000
 
Series 2012-CCRE4(b)(d)
 
4.73%
10/17/2045
                    266,051
537,000
 
Series 2012-CCRE4(b)(d)
 
4.73%
10/17/2045
                    171,515
500,000
 
Series 2013-LC13(b)(d)
 
5.45%
8/10/2046
                    482,274
769,000
 
Series 2014-LC15(b)(d)
 
5.11%
4/12/2047
                    703,859
878,000
 
Series 2018-HCLV (1 Month LIBOR USD + 2.18%)(b)(d)
4.18%
9/15/2033
                    872,989
   
Countrywide Alternative Loan Trust
       
1,124,715
 
Series 2005-48T1
`
5.50%
11/25/2035
                1,025,474
1,523,669
 
Series 2005-63(d)
 
3.41%
12/25/2035
                1,388,018
3,681,417
 
Series 2005-64CB
 
5.50%
12/25/2035
                3,259,728
1,491,115
 
Series 2006-26CB
 
6.50%
9/25/2036
                1,234,254
4,341,455
 
Series 2006-32CB
 
6.00%
11/25/2036
                3,788,321
3,181,018
 
Series 2007-14T2
 
6.00%
7/25/2037
                2,380,501
3,286,957
 
Series 2007-2CB
 
5.75%
3/25/2037
                2,865,312
2,647,380
 
Series 2007-16CB
 
6.25%
8/25/2037
                2,275,482
   
Countrywide Home Loans
       
2,498,901
 
Series 2005-HYB1 (1 Month LIBOR USD + 0.30%)(d)
2.82%
3/25/2035
                2,366,797
3,115,729
 
Series 2007-9
 
5.75%
7/25/2037
                2,808,132
2,568,377
 
Series 2007-HYB1(d)
 
3.34%
3/25/2037
                2,387,356
   
Credit Suisse First Boston Mortgage Securities Corp.
     
1,818,826
 
Series 2005-9
 
5.50%
10/25/2035
                1,651,739
   
Credit Suisse Mortgage Trust
       
2,396,742
 
Series 2006-7
 
6.75%
8/25/2036
                2,105,524
2,403,719
 
Series 2007-1
 
6.00%
2/25/2037
                2,116,474
569,000
 
Series 2017-PFHP (1 Month LIBOR USD + 6.15%)(b)(d)
8.31%
12/15/2030
                    574,846
   
First Horizon Alternative Mortgage Securities Trust
     
987,313
 
Series 2005-AA8(d)
 
3.88%
10/25/2035
                    912,157
   
FREMF Mortgage Trust
       
308,337
 
Series 2016-KF22 (1 Month LIBOR USD + 5.05%)(b)(d)
7.16%
7/25/2023
                    331,509
   
GMAC Commercial Mortgage Securities Inc.
     
500,000
 
Series 2004-C3(b)(d)
 
5.14%
12/10/2041
                    490,209
   
GS Mortgage Securities Trust
       
1,701,000
 
Series 2014-GC26(b)(d)
 
4.66%
11/13/2047
                1,488,565
240,000
 
Series 2015-GC34
 
2.98%
10/13/2048
                    194,901
655,000
 
Series 2018-TWR(b)
 
6.08%
7/15/2031
                    657,463
   
Harborview Mortgage Loan Trust
       
1,936,188
 
Series 2004-2 (1 Month LIBOR USD + 0.52%)(d)
2.69%
6/19/2034
                1,928,690
   
IndyMac INDX Mortgage Loan Trust
       
1,717,793
 
Series 2004-AR4(d)
 
4.24%
8/25/2034
                1,698,766
3,301,873
 
Series 2007-FLX6 (1 Month LIBOR USD + 0.25%)(d)
2.47%
9/25/2037
                3,223,242
   
JP Morgan Chase Commercial Mortgage Securities Corp.
     
499,000
 
Series 2006-LDP9
 
5.34%
5/15/2047
                    497,567
31,265
 
Series 2007-LDP10(d)
 
5.46%
1/15/2049
                      31,056
27,432
 
Series 2007-C1(d)
 
6.15%
2/15/2051
                      27,303
800,000
 
Series 2011-C3(b)(d)
 
5.87%
2/16/2046
                    789,451
244,000
 
Series 2015-JP1(b)(d)
 
4.90%
1/15/2049
                    191,218
500,000
 
Series 2016-WIKI(b)(d)
 
4.14%
10/5/2031
                    487,041
   
JPMBB Commercial Mortgage Securities Trust
     
9,475,000
 
Series 2013-C14(b)(d)(e)
 
1.12%
8/17/2046
                    409,725
1,000,000
 
Series 2013-C17(b)(d)
 
3.87%
1/17/2047
                    818,535
632,000
 
Series 2015-C27(b)(d)
 
3.98%
2/18/2048
                    575,622
   
Luminent Mortgage Trust
       
3,238,621
 
Series 2006-3-11A1 (1 Month LIBOR USD + 0.20%)(d)
2.42%
5/25/2036
                3,140,386
2,721,645
 
Series 2006-3-12A1 (1 Month LIBOR USD + 0.21%)(d)
2.43%
5/25/2036
                2,605,028
   
Monarch Beach Report Trust
       
1,000,000
 
Series 2018-MBRMZM(b)
 
7.12%
7/16/2035
                1,007,175
   
Morgan Stanley BAML Trust
       
656,000
 
Series 2015-C20(b)
 
3.07%
2/15/2048
                    552,204
   
Morgan Stanley Capital Trust
       
350,000
 
Series 2018-SUN(b)
 
5.21%
7/16/2035
                    351,648
Principal Amount/Description
 
 
Rate
Maturity
 Value
   
New Century Home Equity Loan Trust
       
2,856,134
 
Series 2006-1-A2B (1 Month LIBOR USD + 0.18%)(d)
2.40%
5/25/2036
                2,688,624
   
Nomura Asset Acceptance Corporation
       
2,485,480
 
Series 2005-AP3(c)
 
5.19%
8/25/2035
                1,686,284
   
PR Mortgage Loan Trust
       
2,728,658
 
Series 2014-1(b)(d)
 
5.91%
10/25/2049
                2,473,952
   
Residential Accredit Loans, Inc.
       
2,520,810
 
Series 2007-QA5(d)
 
6.01%
9/25/2037
                2,314,347
   
Residential Asset Securitization Trust
       
2,904,236
 
Series 2005-A15
 
5.75%
2/25/2036
                2,153,422
2,861,635
 
Series 2007-A5
 
6.00%
5/25/2037
                2,494,844
   
Residential Funding Mortgage Securities I Trust
     
1,772,492
 
Series 2005-SA2(d)
 
4.21%
6/25/2035
                1,573,580
3,519,057
 
Series 2006-S8
 
6.00%
9/25/2036
                3,337,250
   
RMAT
         
1,270,755
 
Series 2015-PR2(b)(c)
 
8.85%
11/25/2035
                1,227,518
   
Starwood Commercial Mortgage Trust
       
549,000
 
Series 2018-URB (1 Month LIBOR USD + 3.15%)(b)(d)
5.21%
5/15/2035
                    551,050
   
Structured Adjustable Rate Mortgage Loan Trust
     
1,895,801
 
Series 2005-22(d)
 
3.86%
12/25/2035
                1,823,194
2,837,264
 
Series 2007-8(d)
 
4.19%
9/25/2037
                2,722,281
   
Structured Asset Mortgage Investments Inc.
     
885,485
 
Series 2005-AR7 (12 Month US Treasury Average + 1.05%)(d)
2.89%
3/25/2046
                    927,824
   
UBS-Barclays Commercial Mortgage Trust
     
500,000
 
Series 2013-C5(b)(d)
 
4.22%
3/12/2046
                    424,631
   
Wachovia Mortgage Backed Securities
       
127,788
 
Series 2007-C30(d)
 
5.41%
12/15/2043
                    128,547
   
Washington Mutual Mortgage Pass-Through Certificates Trust
     
2,025,008
 
Series 2005-8
 
5.50%
10/25/2035
                1,953,019
1,872,632
 
Series 2006-AR6(d)
 
3.72%
8/25/2036
                1,810,137
2,133,000
 
Series 2006-AR10(d)
 
3.91%
8/25/2046
                2,054,180
1,694,776
 
Series 2006-2
 
6.00%
3/25/2036
                1,727,381
2,400,189
 
Series 2007-HY3(d)
 
3.52%
3/25/2037
                2,319,944
   
Wells Fargo Commercial Mortgage Trust
       
332,000
 
Series 2016-C33(b)
 
3.12%
3/17/2059
                    278,843
   
Wells Fargo Mortgage Backed Securities
       
2,293,930
 
Series 2006-9
 
6.00%
8/25/2036
                2,288,251
               
TOTAL NON-AGENCY COLLATERALIZED MORTGAGE OBLIGATIONS
     
(Cost $132,538,797)
         
           129,971,600
               
Principal Amount/Description
 
 
Rate
Maturity
 Value
U.S. Government/Agency Mortgage Backed Securities - 21.22% (a)
     
   
Federal Home Loan Mortgage Corporation
     
4,088,167
 
Series 3770
 
4.00%
12/15/2040
                4,131,393
1,590,336
 
Series 3806 (1 Month LIBOR USD + 6.45%)(d)(e)(f)
4.29%
12/15/2037
                      33,407
7,544,430
 
Series 3966 (1 Month LIBOR USD + 5.90%)(d)(e)(f)
3.74%
12/15/2041
                    855,400
4,496,780
 
Series 4605
 
3.00%
8/15/2046
                3,787,835
4,718,628
 
Series 4657
 
3.00%
2/15/2047
                4,081,799
4,218,751
 
Series 4686
 
4.00%
3/15/2047
                4,288,959
   
Federal National Mortgage Association
       
5,890,047
 
Series 2011-101 (1 Month LIBOR USD + 5.90%)(d)(e)(f)
3.68%
10/25/2041
                    766,426
5,186,383
 
Series 2011-124 (1 Month LIBOR USD + 6.50%)(d)(e)(f)
4.28%
12/25/2041
                    789,671
6,164,486
 
Series 2012-20 (1 Month LIBOR USD + 6.45%)(d)(e)(f)
4.23%
3/25/2042
                    878,558
4,127,026
 
Series 2013-36
 
3.00%
4/25/2043
                3,713,269
6,000,000
 
Series 2013-109(g)
 
0.00%
7/25/2043
                3,552,049
2,839,510
 
Series 2014-38
 
3.00%
9/25/2043
                2,401,881
6,215,805
 
Series 2014-58
 
3.00%
9/25/2044
                5,466,034
3,970,421
 
Series 2016-75
 
3.00%
10/25/2046
                3,476,139
   
Government National Mortgage Association
     
20,025,070
 
Series 2013-155(d)(e)
 
0.23%
9/16/2053
                    450,630
4,417,040
 
Series 2017-17
 
3.50%
2/20/2047
                4,198,416
               
TOTAL U.S. Government/Agency Mortgage Backed Securities
     
(Cost $45,802,189)  
     
              42,871,866
               
               
Shares/Description
 
 
 
 Value
SHORT-TERM INVESTMENTS 6.53%(a)
       
Money Market Fund 
       
13,188,206
 
Fidelity Institutional Government Portfolio
     
   
    (7 Day Yield 1.92%)(h)
     
              13,188,206
               
TOTAL SHORT-TERM INVESTMENTS
       
(Cost $13,188,206) 
     
              13,188,206
               
TOTAL INVESTMENTS - 136.69%
     
           276,130,041
(Cost $283,876,024)   
     
LIABILITIES IN EXCESS OF OTHER ASSETS (36.69)%
     
           (74,120,177)
NET ASSETS - 100.00% 
   
 $        202,009,864
               
(a)
All or a portion of the security has been pledged as collateral in connection with an open credit agreement.
     
 
At September 30, 2018, the value of securities pledged amounted to $276,130,041, which represents
     
 
approximately 136.69% of net assets.
       
(b)
Security exempt from registration under Rule 144A of the Securities Act of 1933.  These securities have been
     
 
deemed liquid under procedures approved by the Fund's Board of Directors and may normally be sold to
     
 
qualified institutional buyers in transactions exempt from registration.  Total fair value of Rule 144A
     
 
securities amounts to $50,169,224 which represents approximately 24.84% of net assets as of
     
 
September 30, 2018.
       
(c)
Step-up bond; the interest rate shown is the rate in effect as of September 30, 2018.
     
(d)
Variable rate investment.  Interest rates reset periodically.  Interest rate shown reflects the rate in effect at
     
 
September 30, 2018.  For securities based on a published reference rate and spread, the reference rate and spread
     
 
are indicated in the description above.  Certain variable rate securities are not based on a published reference
     
 
rate and spread, but are determined by the issuer or agent and are based on current market conditions.  These
     
 
securities do not indicate a reference rate and spread in their description above.
     
(e)
Interest only security.
       
(f)
Inverse floating rate security whose interest rate moves in the opposite direction of reference
     
 
interest rates.  Reference interest rates are typically based on a negative multiplier or slope.
     
 
Interest rate may also be subject to a cap or floor.
     
(g)
Denotes zero-coupon bonds.
       
(h)
Seven-day yield as of September 30, 2018.
 

1. ORGANIZATION

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. (the "Fund") is a closed‑end management investment company that was organized as a Maryland corporation on June 22, 2016, and commenced investment operations on September 28, 2016.  The investment adviser to the Fund is RiverNorth Capital Management, LLC (the "Adviser").  The Fund's sub-adviser is DoubleLine Capital, LP ("Sub-Adviser").  The Fund is a diversified investment company with an investment objective to seek current income and overall total return.

The Fund seeks to achieve its investment objective by allocating its Managed Assets among two principal strategies; under normal market conditions, the Fund may allocate between 10% and 35% of its Managed Assets to the Tactical Closed-End Fund Income Strategy and 65% to 90% of its Managed Assets to the Opportunistic Income Strategy.  The Adviser will determine the portion of the Fund's Managed Assets to allocate to each strategy and may, from time to time, adjust the allocations.

2. SIGNIFICANT ACCOUNTING POLICIES

The following is a summary of significant accounting policies followed by the Fund. These policies are in conformity with accounting principles generally accepted in the United States of America ("GAAP"). The preparation of financial statements in accordance with GAAP requires management to make estimates and assumptions that affect the reported amounts and disclosures in the financial statements during the reporting period. Management believes the estimates and security valuations are appropriate; however, actual results may differ from those estimates, and the security valuations reflected in the financial statements may differ from the value the Fund ultimately realizes upon sale of the securities. The Fund is considered an investment company for financial reporting purposes under GAAP and follows the accounting and reporting guidance applicable to investment companies as codified in Accounting Standards Codification ("ASC") 946 – Investment Companies.

Security Valuation:  The Fund's assets and other financial instruments are generally valued at their market value using market quotations.  If a market quotation is unavailable, a security may be valued at its estimated fair value as described in Note 3.

Security Transactions and Related Income:  The Fund follows industry practice and records security transactions on the trade date basis. The specific identification costs basis method is used for determining gains or losses for financial statements and income tax purposes. Dividend income is recorded on the ex-dividend date or for certain foreign securities, when the information becomes available to the Fund and interest income and expenses are recorded on an accrual basis. Discounts and premiums on securities purchased are amortized or accreted using the effective interest method.

Other:  The Fund holds certain investments which pay dividends to their shareholders based upon available funds from operations. It is possible for these dividends to exceed the underlying investments' taxable earnings and profits resulting in the excess portion of such dividends being designated as a return of capital. Distributions received from investments in securities that represent a return of capital or capital gains are recorded as a reduction of the cost of investments or as a realized gain, respectively.

Share Valuation:  The net asset value (the "NAV") is generally calculated as of the close of trading on the New York Stock Exchange ("the Exchange") (normally 4:00 p.m. Eastern time) every day the Exchange is open.  The NAV is calculated by dividing the value of all of the securities and other assets of the Fund, less the liabilities (including accrued expenses and indebtedness), by the total number of common shares outstanding.

Federal Income Taxes:  The Fund intends to elect to be treated as, and to qualify each year for special tax treatment afforded to, a regulated investment company ("RIC") under Subchapter M of the Internal Revenue Code ("IRC").  In order to qualify as a RIC, the Fund must, among other things, satisfy income, asset diversification and distribution requirements.  As long as it so qualifies, the Fund will not be subject to U.S. federal income tax to the extent that it distributes annually its investment company taxable income and its "net capital gain".  If the Fund retains any investment company taxable income or net capital gain, it will be subject to U.S. federal income tax on the retained amount at regular corporate tax rates.  In addition, if the Fund fails to qualify as a RIC for any taxable year, it will be subject to U.S. federal income tax on all of its income and gains at regular corporate tax rates.

Distributions to Shareholders:  Distributions to shareholders, which are determined in accordance with income tax regulations, are recorded on the ex-dividend date.  The treatment for financial reporting purposes of distributions made to shareholders during the year from net investment income or net realized capital gains may differ from their ultimate treatment for federal income tax purposes.  These differences are caused primarily by differences in the timing of recognition of certain components of income, expense, or realized capital gain for federal income tax purposes.  Where such differences are permanent in nature, they are reclassified in the components of the net assets based on their ultimate characterization for federal income tax purposes.  Any such reclassification will have no effect on net assets, results of operations, or net asset values per share of the Fund.

The Fund maintains a level distribution policy.  The Fund distributes to shareholders regular monthly cash distributions of its net investment income.  In addition, the Fund distributes its net realized capital gains, if any, at least annually. 
 
At times, to maintain a stable level of distributions, the Fund may pay out less than all of its net investment income or pay out accumulated undistributed income, or return capital, in addition to current net investment income.  Any distribution that is treated as a return of capital generally will reduce a shareholder's basis in his or her shares, which may increase the capital gain or reduce the capital loss realized upon the sale of such shares.  Any amounts received in excess of a shareholder's basis are generally treated as capital gain, assuming the shares are held as capital assets.

The Board of Directors ("Board") approved the adoption of a managed distribution plan in accordance with Section 19(b) exemptive order whereby the Fund makes monthly distributions to common shareholders set at a fixed monthly rate of $0.15 per common share.

The amount of the fund's distributions pursuant to the managed distribution plan are not related to the Fund's performance and, therefore, investors should not make any conclusions about the Fund's investment performance from the amount of the Fund's distributions or from the terms of the Fund's manages distribution plan. The Board may amend, suspend or terminate the managed distribution plan at any time without notice to shareholders.

3. SECURITIES VALUATION AND FAIR VALUE MEASUREMENTS

Fair value is defined as the price that a Fund might reasonably expect to receive upon selling an investment in a timely transaction to an independent buyer in the principal or most advantageous market of the investment. GAAP establishes a three-tier hierarchy to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes.

Inputs refer broadly to the assumptions that market participants would use in pricing the asset or liability.  This includes assumptions about risk, such as the risk inherent in a particular valuation technique used to measure fair value including using such a pricing model and/or the risk inherent in the inputs to the valuation technique. Inputs may be observable or unobservable. Observable inputs are inputs that reflect the assumptions market participants would use in pricing the asset or liability developed based on market data obtained from sources independent of the reporting entity. Unobservable inputs are inputs that reflect the reporting entity's own assumptions about the assumptions market participants would use in pricing the asset or liability developed based on the best information available in the circumstances.

Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in the three broad levels listed below.

·
Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Fund has the ability to access at the measurement date;
 

·
Level 2 – Quoted prices which are not active, quoted prices for similar assets or liabilities in active markets or inputs other than quoted prices that are observable (either directly or  indirectly) for substantially the full term of the asset or liability; and
·
Level 3 – Significant unobservable prices or inputs (including the Fund's own assumptions in determining the fair value of investments) where there is little or no market activity for the asset or liability at the measurement date.

The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determined based on the lowest level input that is significant to the fair value measurement in its entirety.

Equity securities, including closed-end funds and business development company notes, are generally valued by using market quotations, but may be valued on the basis of prices furnished by a pricing service when the Adviser or  Sub-Adviser believes such prices more accurately reflect the fair market value of such securities. Securities that are traded on any stock exchange are generally valued by the pricing service at the last quoted sale price. Lacking a last sale price, an exchange traded security is generally valued by the pricing service at its last bid price. Securities traded in the NASDAQ over-the-counter market are generally valued by the pricing service at the NASDAQ Official Closing Price. 

Investments in mutual funds, including money market mutual funds, are generally priced at the ending net asset value (NAV) provided by the service agent of the funds. These securities will be categorized as Level 1 securities.

Fair values for long-term debt securities, including asset-backed obligations, non-agency collateralized mortgage obligations, and U.S. government/agency mortgage-backed securities are normally determined on the basis of the mean valuations provided by independent pricing services.  Vendors typically value such securities based on one or more inputs, including but not limited to benchmark yields, transactions, bids, offers, quotations from dealers and trading systems, new issues, spreads and other relationships observed in the markets among comparable securities, and pricing models such as yield measurers calculated using factors such as cash flows, financial or collateral performance and other reference data.  In addition to these inputs, mortgage-backed and asset-backed obligations may utilize cash flows, prepayment information, default rates, delinquency and loss assumptions, collateral characteristics, credit enhancements, and specific deal information. Bank loans are normally valued on the basis of quotes obtained from brokers and dealers or independent pricing services. Securities that use similar valuation techniques and inputs are categorized as Level 2 of the fair value hierarchy.  To the extent the significant inputs are unobservable, the values generally would be categorized as Level 3.
 
Short-term investments in fixed income securities, with maturities of less than 60 days when acquired, or which subsequently are within 60 days of maturity, are valued by using the amortized cost method of valuation, which the Board of Directors ("Board") has determined will represent fair value. These securities will be classified as Level 2 securities.

In accordance with the Fund's good faith pricing guidelines, the Adviser, Sub-Adviser, or Valuation Committee is required to consider all appropriate factors relevant to the value of securities for which it has determined other pricing sources are not available or reliable as described above. No single standard exists for determining fair value, because fair value depends upon the circumstances of each individual case. As a general principle, the current fair value of an issue of securities being valued by the Adviser, Sub-Adviser, or Valuation Committee would appear to be the amount which the owner might reasonably expect to receive for them upon their current sale. Methods which are in accordance with this principle may, for example, be based on (i) a multiple of earnings; (ii) a discount from market of a similar freely traded security (including a derivative security or a basket of securities traded on other markets, exchanges or among dealers); or (iii) yield to maturity with respect to debt issues, or a combination of these and other methods. Good faith pricing is permitted if, in the Adviser's, Sub-Adviser's, or the Valuation Committee's opinion, the validity of market quotations appears to be questionable based on factors such as evidence of a thin market in the security based on a small number of quotations, a significant event occurs after the close of a market but before the Fund's NAV calculation that may affect a security's value, or the Adviser, Sub-Adviser or Valuation Committee is aware of any other data that calls into question the reliability of market quotations.


Good faith pricing may also be used in instances when the bonds the Fund invests in default or otherwise cease to have market quotations readily available. Investments in foreign securities, junk bonds or other thinly traded securities are more likely to trigger good faith pricing than other securities.

The following is a summary of the inputs used at September 30, 2018 involving the Fund's assets:


 
Valuation Inputs
 
Investments in Securities at Value*

Level 1

Level 2

Level 3

Total
 
Asset Backed Obligations
 
$           -
 
 $   11,676,921
 
$           -
 
$  11,676,921
 
Bank Loans
 
              -
 
11,062,185
 
              -
 
11,062,185
 
Business Development Company Notes
 
      14,359,260
 
             -
 
             -
 
   14,359,260
 
Closed-End Funds

     41,045,495

               -
 
-  

    41,045,495
 
Collateralized Loan Obligations
 
            -
 11,954,508
             -
    11,954,508
Non-Agency Collateralized Mortgage Obligations

              -

         129,971,600
 
-

    129,971,600
 
U.S. Government/Agency Mortgage Backed Securities
              -
         42,871,866
             -
    42,871,866
     
-
 
Short-Term Investments
         13,188,206
                 -
-
    13,188,206
Total
$       68,592,961
$       207,537,080
$           -
$  276,130,041
         
*     Refer to the Fund's Schedule of Investments for a listing of securities by type.


The Fund did not hold any Level 3 securities at the end of the reporting period. There were no transfers into and out of Levels 1, 2, and 3 during the current period presented.


4. RECENT ACCOUNTING PRONOUNCEMENTS

In August 2018, the Financial Accounting Standards Board issued Accounting Standards Update 2018-13"Changes to the Disclosure Requirements for Fair Value Measurement" which modifies disclosure requirements for fair value measurements. The guidance is effective for fiscal years beginning after December 15, 2019 and for interim periods within those fiscal years. Management is currently evaluating the impact of this guidance to the Funds.

 
In addition, in August 2018, the Securities and Exchange Commission ("Commission") issued Final Rule Release No. 33-10532, Disclosure Update and Simplification, which in part amends certain financial statement disclosure requirements of Regulation S-X that have become redundant, duplicative, overlapping, outdated, or superseded, in light of other Commission disclosure requirements, GAAP, or changes in the information environment. The amendments are intended to facilitate the disclosure of information to investors and simplify compliance without significantly altering the total mix of information provided to investors. The amendments to Rule 6-04.17 of Regulation S-X (balance sheet) were amended to require presentation of the total, rather than the components of net assets, of distributable earnings on the balance sheet. Consistent with GAAP, funds will be required to disclose total distributable earnings. The amendments to Rule 6-09 of Regulation S-X (Statement of Changes in Net Assets) omit the requirement to separately state the sources of distributions paid as well as omit the requirement to parenthetically state the book basis amount of undistributed net investment income.  Instead, consistent with GAAP, funds will be required to disclose the total amount of distributions paid, except that any tax return of capital must be separately disclosed. The requirements of the Final Rule Release are effective November 5, 2018.
 

 
Item 2. Controls and Procedures.
 
(a)
The Registrant's President and Treasurer have concluded that the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the "1940 Act")) (17 CFR 270.30a-3(c)) are effective as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or Rule 15d‑15(b) under the Securities Exchange Act of 1934, as amended (17 CFR 240.13a-15(b) or 240.15d-15(d)).

(b)
There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) (17 CFR 270.30a-3(d)) that occurred during the Registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant's internal control over financial reporting.

 
Item 3. Exhibits.
 
Separate certifications for each principal executive officer and principal financial officer of the Registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)).  Filed herewith.
 

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)  RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.                        

By (Signature and Title) /s/ Patrick W. Galley                                                                    
                                            Patrick W. Galley, President

Date                                             November 29, 2018                                                          



Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

By (Signature and Title) /s/ Patrick W. Galley                                                                    
                                            Patrick W. Galley, President

Date                                             November 29, 2018                                                          

By (Signature and Title) /s/ Jonathan M. Mohrhardt                                                      
                                           Jonathan M. Mohrhardt, Chief Financial Officer

Date                                             November 29, 2018