N-PX 1 tm2219312d2_npx.htm N-PX

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-23165

 

 

 

cion ares diversified credit fund

 

 

(Exact name of registrant as specified in charter)

 

3 Park Avenue, 36th Floor

New York, NY 10016

 

 

(Address of principal executive offices) (zip code)

 

  Eric A. Pinero

3 Park Avenue, 36th Floor

New York, NY 10016

 

 

  (Name and address of agent for service)

 

  Copy to:

 

  Michael A. Reisner

Mark Gatto

CION Ares Management, LLC

3 Park Avenue, 36th Floor

New York, NY 10016

 

Richard Horowitz, Esq.

Jonathan Gaines, Esq.

Dechert LLP

1095 Avenue of the Americas

New York, NY 10036  

 

Registrant’s telephone number, including area code: (646) 845-2577

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2021 - June 30, 2022

 

 

 

Item 1. Proxy Voting Record.

 

Issuer  Ticker  Cusip  Meeting Date  Matters Voted On  Proposed by Issuer or Shareholder?  Registrant Voted?  Vote Submitted  Vote for/against management?
Owl Rock Capital Corp  ORCC  69121K104  8/26/2021  Elections of directors; ratify audit firm  Issuer  Yes  For all proposals  For management
Exrtaction Oil & Gas  XOG  30227M303  10/29/2021  Approval of merger; vote on golden parachutes  Issuer  Yes  For all proposals  For management
Berry Global Group, Inc.  BERY  08579W103  2/16/2022  Elections of directors; ratify audit firm; ratify compensation  Issuer  Yes  For all proposals  For management
Blackstone Long-Short Credit Income Fund  BGX  09257D102  4/20/2022  Election of directors  Issuer  Yes  For all proposals  For management
Occidental Petroleum Corporation  OXY  674599105  5/6/2022  Elections of directors; ratify audit firm; ratify compensation; emissions reporting  All proposed by Issuer, except emissions reporting proposal by Shareholders  Yes  For all proposals  For management for all, except against for the emissions proposal
Coherus BioSciences, Inc.  CHRS  19249H103  5/17/2022  Elections of directors; ratify audit firm; pay frequency  Issuer  Yes  For all proposals; One Year for pay frequency proposal  For management on all, except against on pay frequency proposal
Tutor Perini Corporation  TPC  901109108  5/18/2022  Elections of directors; ratify audit firm; ratify compensation  Issuer  Yes  For all proposals  For management
Antero Resources Corp  AR  03674X106  6/7/2022  Elections of directors; ratify audit firm; ratify compensation; pay frequency  Issuer  Yes  For all proposals; One Year for pay frequency proposal  For management
Apollo Tactical Income Fund Inc  AIF  037638103  6/9/2022  Election of directors  Issuer  Yes  For all proposals  For management
Summit Midstream Partners, LP  SMLP  866142409  6/24/2022  Elections of directors; ratify audit firm; ratify compensation; pay frequency; approval of omnibus stock plan  Issuer  Yes  For all proposals, except against on approval for omnibus stock plan; One year for pay frequency proposal  For management, except on the proposal for an omnibus stock plan
Owl Rock Capital Corp  ORCC  69121K104  6/29/2022  Elections of directors; ratify audit firm  Issuer  Yes  For all proposals  For management

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

CION ARES DIVERSIFIED CREDIT FUND  
   
By: /s/ Michael A. Reisner  
  Michael A. Reisner  
  Co-President and Co-Chief Executive Officer  
   
By: /s/ Mark Gatto  
  Mark Gatto  
  Co-President and Co-Chief Executive Officer  
     
   
Date: August 26, 2022