Chief Compliance Officer

0001437749-22-003077.txt : 20220211 0001437749-22-003077.hdr.sgml : 20220211 20220211094104 ACCESSION NUMBER: 0001437749-22-003077 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERSONAL CFO SOLUTIONS, LLC CENTRAL INDEX KEY: 0001677501 IRS NUMBER: 452419231 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19618 FILM NUMBER: 22617172 BUSINESS ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 BUSINESS PHONE: 9089557055 MAIL ADDRESS: STREET 1: 384 MAIN STREET CITY: CHESTER STATE: NJ ZIP: 07930 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677501 XXXXXXXX 12-31-2021 12-31-2021 PERSONAL CFO SOLUTIONS, LLC

384 MAIN STREET CHESTER NJ 07930

13F HOLDINGS REPORT 028-19618 N Justin Dausch Chief Compliance Officer 484-840-3707 /s/ Justin Dausch Chester NJ 02-10-2022 56 476 534206 false 1 028-10562 AllianceBernstein LP 2 028-05637 Advisory Research Inc 3 028-06538 AEW Capital Management LP 4 028-11962 AMI Asset Management Corp 5 028-02634 Aristotle Capital Management LLC 6 AthenaInvest Advisors LLC 7 028-05936 Atlanta Capital 8 028-11748 Beaumont Financial Partners LLC 9 028-05034 Berkshire Asset Management LLC 10 028-16017 BMO Asset Management Corp 11 028-14438 Brookmont Capital Management LLC 12 028-01398 Cambiar Investors LLC 13 028-11680 Clark Capital Management Group LLC 14 028-02405 Cohen & Steers Capital Management Inc 15 028-10477 Columbia Management Investment Advisers LLC 16 028-03434 Congress Asset Management Company 17 028-14668 Copeland Capital Management LLC 18 028-10648 Diamond Hill Capital Management Inc 19 028-10309 DSM Capital Partners LLC 20 028-12076 Dorsey, Wright & Associates LLC 21 028-10981 Goldman Sachs Asset Management LP 22 028-14862 Granite Investment Partners LLC 23 028-04139 Eaton Vance Management 24 028-14862 Granite Investment Partners LLC 25 028-04145 GW&K Investment Management LLC 26 028-04434 Harding Loevner LP 27 028-18950 Henry James International Management Inc. 28 028-00255 Invesco Advisers Inc 29 028-00694 JP Morgan 30 028-10469 Lazard Asset Management LLC 31 028-12558 Legg Mason Private Portfolio Group, LLC 32 028-05267 Macquarie Invesment Management Business Trust 33 028-03692 Miller Howard Investments Inc 34 028-17085 Neuberger Berman Investment Advisers LLC 35 028-17093 Newfound Research LLC 36 028-04558 Parametric Portfolio Associates LLC 37 028-01523 Peregrine Capital Management LLC 38 028-03687 Polen Capital Management LLC 39 028-03489 SouthernSun Asset Management LLC 40 028-11076 Sustainable Growth Advisers, LP 41 028-10665 London Co of Virginia 42 028-04041 Thompson, Siegel & Walmsley LLC 43 028-06605 Thornburg 44 028-18145 Donoghue Forlines LLC 45 028-18951 Wakefield Asset Management LLLP 46 028-07104 WCM Investment Management LLC 47 028-18341 Redwood Investments LLC 48 028-00869 Principal Global Investors 49 028-01549 Fred Alger Management LLC 50 028-17768 ARK Investment Management LLC 51 028-11728 Causeway Capital Management LLC 52 028-16673 Gyroscope Capital Management Group LLC 53 028-11091 Hillman Capital Management, Inc. 54 028-15561 Polaris Wealth Advisory Group, LLC 55 028-17711 Adviser Investment LLC 56 028-05269 Earnest Partners LLC INFORMATION TABLE 2 infotable_pcfoq421.xml ABB LTD SPONSORED ADR 000375204 337 8822 SH DFND 17, 20, 30, 43 0 0 8822 ABM INDS INC COM 000957100 203 4977 SH DFND 17 0 0 4977 AGCO CORP COM 001084102 286 2467 SH DFND 39, 45 0 0 2467 ALPS ETF TR DISRUPTIVE TECH 00162Q478 254 5250 SH SOLE 0 0 46484 AT&T INC COM 00206R102 1144 46484 SH DFND 9, 10, 52, 53, 36, 54 0 0 9829 ARK ETF TR INNOVATION ETF 00214Q104 1685 17811 SH SOLE 0 0 20708 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 484 6288 SH SOLE 0 0 4171 ARK ETF TR GENOMIC REV ETF 00214Q302 868 14168 SH SOLE 0 0 14846 ARK ETF TR NEXT GNRTN INTER 00214Q401 1690 14253 SH SOLE 0 0 5607 ARK ETF TR FINTECH INNOVA 00214Q708 1132 27702 SH SOLE 0 0 1009 THE AARONS COMPANY INC COM 00258W108 242 9829 SH DFND 17 0 0 5930 ABBOTT LABS COM 002824100 2914 20708 SH DFND 1, 9, 11, 18, 29, 36, 38, 40, 44 0 0 6134 ABBVIE INC COM 00287Y109 565 4171 SH DFND 9, 10, 31, 18, 29, 36, 54 0 0 974 ACADIA PHARMACEUTICALS INC COM 004225108 347 14846 SH DFND 49 0 0 16000 ADAPTIVE BIOTECHNOLOGIES COR COM 00650F109 316 11250 SH SOLE 0 0 1281 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 99 26388 SH SOLE 0 0 7016 ADOBE SYSTEMS INCORPORATED COM 00724F101 3180 5607 SH DFND 5, 7, 10, 31, 15, 19, 30, 36, 37, 38 0 0 1778 ADVANCE AUTO PARTS INC COM 00751Y106 242 1009 SH DFND 10, 31, 29, 17, 36, 21 0 0 2715 ADVISORSHARES TR DORSEY WRIGT ADR 00768Y206 822 12791 SH SOLE 0 0 2732 AIRBNB INC COM CL A 009066101 987 5930 SH DFND 38 0 0 16527 AIR LEASE CORP CL A 00912X302 271 6134 SH DFND 17 0 0 2904 AIR PRODS & CHEMS INC COM 009158106 296 974 SH DFND 7, 53, 29, 36, 41 0 0 15584 ALGONQUIN PWR UTILS CORP COM 015857105 231 16000 SH DFND 17 0 0 14756 ALIGN TECHNOLOGY INC COM 016255101 842 1281 SH DFND 15, 36, 38 0 0 7945 ALLISON TRANSMISSION HLDGS I COM 01973R101 255 7016 SH DFND 17 0 0 1376 ALLSTATE CORP COM 020002101 209 1778 SH DFND 10, 36, 42, 44 0 0 6674 ALPHABET INC CAP STK CL C 02079K107 7856 2715 SH DFND 7, 10, 53, 36, 38, 40, 41 0 0 2725 ALPHABET INC CAP STK CL A 02079K305 7915 2732 SH DFND 10, 19, 52, 30, 34, 36, 37, 38, 21 0 0 2149 ALTRIA GROUP INC COM 02209S103 783 16527 SH DFND 36, 21, 41 0 0 2960 AMAZON COM INC COM 023135106 9684 2904 SH DFND 1, 10, 31, 15, 19, 52, 53, 30, 34, 36, 37, 38, 40 0 0 2203 AMBEV SA SPONSORED ADR 02319V103 44 15584 SH DFND 26 0 0 3330 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 311 14756 SH DFND 17, 20, 27 0 0 1008 AMERICAN EXPRESS CO COM 025816109 1300 7945 SH DFND 29, 30, 36, 21, 40 0 0 1497 AMERICAN TOWER CORP NEW COM 03027X100 402 1376 SH DFND 1, 7, 10, 14, 28, 36, 48 0 0 80029 AMERICOLD RLTY TR COM 03064D108 219 6674 SH DFND 31, 14, 17, 28 0 0 4981 AMERIPRISE FINL INC COM 03076C106 822 2725 SH DFND 5, 36, 21 0 0 9375 AMGEN INC COM 031162100 483 2149 SH DFND 5, 9, 10, 11, 29, 36, 21 0 0 3078 AMPHENOL CORP NEW CL A 032095101 259 2960 SH DFND 1, 7, 30, 36, 46 0 0 4245 AMPLIFY ETF TR ONLIN RETL ETF 032108102 5574 63311 SH SOLE 0 0 5939 AMPLIFY ETF TR BLACKSWAN GRWT 032108888 207 6000 SH SOLE 0 0 1715 ANALOG DEVICES INC COM 032654105 387 2203 SH DFND 11, 29, 30, 34, 36 0 0 12481 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 202 3330 SH DFND 53 0 0 4227 ANSYS INC COM 03662Q105 404 1008 SH DFND 5, 36 0 0 56728 ANTHEM INC COM 036752103 694 1497 SH DFND 36, 21 0 0 15551 APPLE INC COM 037833100 14211 80029 SH DFND 9, 10, 11, 31, 29, 34, 36, 41 0 0 24261 APPLIED MATLS INC COM 038222105 784 4981 SH DFND 10, 52, 30, 36, 21, 45 0 0 8414 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 298 9375 SH DFND 51, 17, 20, 28 0 0 28510 ARCHER DANIELS MIDLAND CO COM 039483102 208 3078 SH DFND 18, 36, 45 0 0 850 ARDELYX INC COM 039697107 22 20000 SH SOLE 0 0 10578 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 345 4245 SH DFND 37 0 0 7363 ARVINAS INC COM 04335A105 411 5000 SH SOLE 0 0 3930 AUTODESK INC COM 052769106 1670 5939 SH DFND 31, 16, 34, 36, 38, 40 0 0 7467 AUTOMATIC DATA PROCESSING IN COM 053015103 423 1715 SH DFND 1, 19, 36, 38, 21 0 0 1276 AVEO PHARMACEUTICALS INC COM NEW 053588307 47 10000 SH SOLE 0 0 441 BP PLC SPONSORED ADR 055622104 332 12481 SH DFND 51, 32, 28, 30 0 0 73565 BWX TECHNOLOGIES INC COM 05605H100 202 4227 SH DFND 11, 17 0 0 5135 BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 333 56728 SH DFND 51, 17, 20, 26 0 0 17899 BANCO SANTANDER S.A. ADR 05964H105 51 15551 SH DFND 32,20 0 0 1020 BK OF AMERICA CORP COM 060505104 1079 24261 SH DFND 9, 11, 18, 29, 30, 36 0 0 3394 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 296 205 SH SOLE 0 0 2423 BANK OZK COM 06417N103 392 8414 SH DFND 17, 48 0 0 1407 BARCLAYS PLC ADR 06738E204 295 28510 SH DFND 12, 51, 17, 20, 30 0 0 3022 BECTON DICKINSON & CO COM 075887109 214 850 SH DFND 10, 18, 23, 53, 29, 36 0 0 2195 BERKLEY W R CORP COM 084423102 872 10578 SH DFND 36 0 0 1417 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2202 7363 SH DFND 18, 36, 41 0 0 2193 BEST BUY INC COM 086516101 399 3930 SH DFND 10, 52, 29, 36, 21 0 0 5751 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 455 7467 SH DFND 17, 20 0 0 7247 BIOCRYST PHARMACEUTICALS INC COM 09058V103 1512 109188 SH SOLE 0 0 11634 BIONTECH SE SPONSORED ADS 09075V102 329 1276 SH DFND 17, 20 0 0 19880 BLACKROCK INC COM 09247X101 404 441 SH DFND 29, 36, 41 0 0 3035 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 207 13060 SH SOLE 0 0 13296 BOEING CO COM 097023105 14810 73565 SH DFND 53, 36 0 0 11763 BORGWARNER INC COM 099724106 231 5135 SH DFND 18, 52, 36, 56 0 0 1198 BRISTOL-MYERS SQUIBB CO COM 110122108 1116 17899 SH DFND 9, 10, 52, 53, 29, 36, 54 0 0 8728 BROADCOM INC COM 11135F101 679 1020 SH DFND 10, 11, 31, 27, 36, 21 0 0 594 BRUNSWICK CORP COM 117043109 342 3394 SH DFND 17, 48 0 0 1919 CBRE GROUP INC CL A 12504L109 263 2423 SH DFND 36, 21, 45, 56 0 0 14243 CDW CORP COM 12514G108 288 1407 SH DFND 1, 2, 10, 31, 30, 36 0 0 2924 CIGNA CORP NEW COM 125523100 694 3022 SH DFND 29, 36, 21 0 0 17852 CMC MATERIALS INC COM 12571T100 421 2195 SH DFND 17, 25, 39 0 0 9244 CME GROUP INC COM 12572Q105 324 1417 SH DFND 29, 36, 43 0 0 7455 CRA INTL INC COM 12618T105 205 2193 SH DFND 17 0 0 4426 CRH PLC ADR 12626K203 304 5751 SH DFND 31, 17, 20, 43 0 0 18140 CVS HEALTH CORP COM 126650100 748 7247 SH DFND 10, 52, 53, 29, 36, 44 0 0 3830 COTERRA ENERGY INC COM 127097103 221 11634 SH DFND 5, 17, 52, 36, 48 0 0 3161 CANADIAN PAC RY LTD COM 13645T100 1430 19880 SH DFND 31, 16, 36, 43, 46 0 0 3469 CAPITAL ONE FINL CORP COM 14040H105 440 3035 SH DFND 5, 29, 36 0 0 26249 CARDINAL HEALTH INC COM 14149Y108 685 13296 SH DFND 23, 36, 21 0 0 3242 CARRIER GLOBAL CORPORATION COM 14448C104 638 11763 SH DFND 18, 36 0 0 5102 CASEYS GEN STORES INC COM 147528103 236 1198 SH DFND 10, 31, 17 0 0 6818 CEMTREX INC COM NEW 15130G600 9 10878 SH SOLE 0 0 1199 CENTERPOINT ENERGY INC COM 15189T107 244 8728 SH DFND 36, 42, 45 0 0 12405 CERUS CORP COM 157085101 180 26500 SH SOLE 0 0 781 CHEMED CORP NEW COM 16359R103 314 594 SH DFND 17 0 0 2225 CHESAPEAKE UTILS CORP COM 165303108 280 1919 SH DFND 17 0 0 8898 CHEVRON CORP NEW COM 166764100 1671 14243 SH DFND 9, 10, 11, 18, 29, 36, 41 0 0 2383 CINCINNATI FINL CORP COM 172062101 333 2924 SH DFND 5, 36, 21, 41 0 0 664 CISCO SYS INC COM 17275R102 1131 17852 SH DFND 9, 10, 52, 30, 36, 54, 21, 41, 44 0 0 5221 CITIGROUP INC COM NEW 172967424 558 9244 SH DFND 10, 52, 29, 36 0 0 8849 CITIZENS FINL GROUP INC COM 174610105 352 7455 SH DFND 10, 36, 45 0 0 764 CIVITAS RESOURCES INC COM NEW 17888H103 217 4426 SH DFND 17 0 0 2056 COCA COLA CO COM 191216100 1074 18140 SH DFND 5, 53, 29, 30, 36, 44 0 0 3621 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 280 3830 SH DFND 17 0 0 7699 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 280 3161 SH DFND 18, 52, 36 0 0 3074 COHEN & STEERS INC COM 19247A100 321 3469 SH DFND 17, 25 0 0 1265 COMCAST CORP NEW CL A 20030N101 1321 26249 SH DFND 10, 11, 31, 18, 52, 53, 29, 34, 36, 21, 44 0 0 4581 COMERICA INC COM 200340107 282 3242 SH DFND 36, 21, 45 0 0 5153 COMPASS MINERALS INTL INC COM 20451N101 261 5102 SH DFND 53 0 0 4429 CONOCOPHILLIPS COM 20825C104 492 6818 SH DFND 10, 11, 29, 30, 36 0 0 10023 CONSTELLATION BRANDS INC CL A 21036P108 301 1199 SH DFND 1, 5, 11, 53, 34, 36 0 0 6988 CORTEVA INC COM 22052L104 586 12405 SH DFND 5, 36, 45 0 0 4902 COSTCO WHSL CORP NEW COM 22160K105 444 781 SH DFND 7, 10, 11, 15, 34, 36, 46 0 0 1064 CROWN CASTLE INTL CORP NEW COM 22822V101 464 2225 SH DFND 5, 7, 11, 14, 28, 36, 41 0 0 2140 DBX ETF TR XTRACK MSCI EAFE 233051200 277 7054 SH SOLE 0 0 21381 DBX ETF TR XTRACK USD HIGH 233051432 355 8898 SH DFND 13 0 0 4935 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 26 16088 SH SOLE 0 0 3922 DANAHER CORPORATION COM 235851102 784 2383 SH DFND 5, 7, 20, 30, 34, 36, 40 0 0 37421 DEERE & CO COM 244199105 228 664 SH DFND 18, 29, 36 0 0 4596 DELTA AIR LINES INC DEL COM NEW 247361702 204 5221 SH DFND 52, 36, 54 0 0 20682 DEVON ENERGY CORP NEW COM 25179M103 390 8849 SH DFND 20, 25, 36, 42, 44, 45 0 0 1682 DEXCOM INC COM 252131107 410 764 SH DFND 16, 34, 36, 37 0 0 315 DIAGEO PLC SPON ADR NEW 25243Q205 453 2056 SH DFND 11, 31, 17, 20, 26, 41 0 0 1061 DISNEY WALT CO COM 254687106 561 3621 SH DFND 11, 31, 18, 30, 36, 40 0 0 2810 DISCOVER FINL SVCS COM 254709108 890 7699 SH DFND 10, 52, 36, 21 0 0 1250 DOCUSIGN INC COM 256163106 468 3074 SH DFND 50, 31, 15, 34, 37, 38 0 0 14634 DOVER CORP COM 260003108 230 1265 SH DFND 29, 36 0 0 11899 DOW INC COM 260557103 260 4581 SH DFND 36, 45 0 0 1920 DUKE ENERGY CORP NEW COM NEW 26441C204 541 5153 SH DFND 10, 36 0 0 125962 DUPONT DE NEMOURS INC COM 26614N102 358 4429 SH DFND 11, 53, 36 0 0 27079 EDAP TMS S A SPONSORED ADR 268311107 226 37750 SH SOLE 0 0 2278 ENI S P A SPONSORED ADR 26874R108 277 10023 SH DFND 17, 32, 20 0 0 1969 EOG RES INC COM 26875P101 621 6988 SH DFND 10, 29, 36, 21, 45 0 0 7509 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 602 9804 SH SOLE 0 0 11865 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 518 8915 SH SOLE 0 0 738 EASTMAN CHEM CO COM 277432100 593 4902 SH DFND 11, 36, 21, 56 0 0 3026 EATON VANCE TX ADV GLBL DIV COM 27828S101 250 10998 SH SOLE 0 0 14123 ECOLAB INC COM 278865100 250 1064 SH DFND 5, 7, 36 0 0 2615 EDWARDS LIFESCIENCES CORP COM 28176E108 277 2140 SH DFND 15, 34, 36, 37 0 0 6053 EMBRAER S.A. SPONSORED ADS 29082A107 380 21381 SH DFND 17, 20 0 0 4366 EMERSON ELEC CO COM 291011104 459 4935 SH DFND 9, 10, 53, 36 0 0 44824 ENBRIDGE INC COM 29250N105 252 6460 SH SOLE 0 0 3070 ENCOMPASS HEALTH CORP COM 29261A100 256 3922 SH DFND 17 0 0 21399 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 308 37421 SH DFND 33 0 0 1375 ENSIGN GROUP INC COM 29358P101 386 4596 SH DFND 17 0 0 17343 ENTERPRISE PRODS PARTNERS L COM 293792107 454 20682 SH DFND 53, 33 0 0 3080 EPAM SYS INC COM 29414B104 1124 1682 SH DFND 27, 36, 46 0 0 5070 EQUINIX INC COM 29444U700 266 315 SH DFND 3, 31, 14, 28, 36, 48, 40 0 0 1438 ETSY INC COM 29786A106 232 1061 SH DFND 31, 16, 17, 36, 37 0 0 5239 EVERCORE INC CLASS A 29977A105 382 2810 SH DFND 17, 24, 44 0 0 12370 EVOFEM BIOSCIENCES INC COM 30048L104 6 15888 SH SOLE 0 0 12252 EXTRA SPACE STORAGE INC COM 30225T102 283 1250 SH DFND 3, 10, 14, 20, 36, 48, 45 0 0 2776 EXXON MOBIL CORP COM 30231G102 895 14634 SH DFND 53, 36 0 0 3455 META PLATFORMS INC CL A 30303M102 4002 11899 SH DFND 1, 10, 31, 15, 18, 19, 52, 53, 34, 36, 37, 38, 40, 41 0 0 4563 FEDERAL AGRIC MTG CORP CL C 313148306 238 1920 SH DFND 17 0 0 24946 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 328 4784 SH SOLE 0 0 2358 FIDELITY COVINGTON TRUST MSCI INDL INDX 316092709 7079 125962 SH DFND 8 0 0 7580 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 6243 46108 SH SOLE 0 0 112988 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 2625 65131 SH SOLE 0 0 19537 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 1254 27079 SH DFND 8 0 0 1287 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 6039 119973 SH SOLE 0 0 26343 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 2508 47303 SH SOLE 0 0 2800 FIDELITY NATL INFORMATION SV COM 31620M106 249 2278 SH DFND 7, 10, 31, 18, 29, 30, 36, 21 0 0 6900 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 445 1969 SH DFND 8 0 0 11398 FIRST TR EXCHNG TRADED FD VI CBOE VEST BUFERD 33740U778 260 12795 SH SOLE 0 0 11032 FIRSTENERGY CORP COM 337932107 312 7509 SH DFND 52, 36, 21 0 0 565 FORD MTR CO DEL COM 345370860 246 11865 SH DFND 36, 54 0 0 3151 FORTINET INC COM 34959E109 265 738 SH DFND 10, 16, 20, 36, 21 0 0 745 GARTNER INC COM 366651107 1012 3026 SH DFND 7, 25, 36, 38, 21 0 0 5352 GENERAL DYNAMICS CORP COM 369550108 2944 14123 SH DFND 5, 53, 29, 36, 21, 44 0 0 1523 GENERAL ELECTRIC CO COM NEW 369604301 247 2615 SH DFND 53, 36 0 0 5756 GENMAB A/S SPONSORED ADS 372303206 239 6053 SH DFND 17, 20 0 0 12928 GENUINE PARTS CO COM 372460105 612 4366 SH DFND 36, 21, 44 0 0 26222 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 528 14703 SH SOLE 0 0 280011 GLOBAL X FDS MILLENNIAL CONSU 37954Y764 1909 44824 SH DFND 23 0 0 3277 GOLDMAN SACHS GROUP INC COM 38141G104 1174 3070 SH DFND 10, 36, 54, 45 0 0 2167 GRUPO FINANCIERO GALICIA S.A SPONSORED ADR 399909100 203 21399 SH DFND 17, 20 0 0 4567 HCA HEALTHCARE INC COM 40412C101 353 1375 SH DFND 52, 36, 21, 45 0 0 3137 HP INC COM 40434L105 653 17343 SH DFND 36, 21 0 0 881 HAMILTON LANE INC CL A 407497106 319 3080 SH DFND 49, 17 0 0 31974 HARSCO CORP COM 415864107 418 25000 SH SOLE 0 0 5284 HARTFORD FINL SVCS GROUP INC COM 416515104 350 5070 SH DFND 10, 31, 18, 29, 36 0 0 9910 HEICO CORP NEW COM 422806109 207 1438 SH DFND 49, 37 0 0 9232 HESS CORP COM 42809H107 388 5239 SH DFND 36 0 0 5370 HEWLETT PACKARD ENTERPRISE C COM 42824C109 195 12370 SH DFND 36, 45 0 0 5524 HIVE BLOCKCHAIN TECHNLGIES L COM 43366H100 158 60000 SH SOLE 0 0 6138 HOME BANCSHARES INC COM 436893200 298 12252 SH DFND 17 0 0 8667 HOME DEPOT INC COM 437076102 1152 2776 SH DFND 11, 31, 18, 29, 30, 36, 21, 41 0 0 10524 HONEYWELL INTL INC COM 438516106 720 3455 SH DFND 5, 9, 11, 18, 30, 36 0 0 7590 HUNTINGTON INGALLS INDS INC COM 446413106 852 4563 SH DFND 10, 16, 17, 52, 36,21, 42, 44, 56 0 0 14258 ITT INC COM 45073V108 14926 146065 SH SOLE 0 0 6516 ICICI BANK LIMITED ADR 45104G104 494 24946 SH DFND 17, 20, 26, 27, 28 0 0 1431 ILLUMINA INC COM 452327109 897 2358 SH DFND 15, 36, 38, 40 0 0 4601 INCYTE CORP COM 45337C102 556 7580 SH DFND 36 0 0 12080 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 3644 112988 SH DFND 20 0 0 1925 ING GROEP N.V. SPONSORED ADR 456837103 272 19537 SH DFND 51, 17, 20, 43 0 0 2028 INNOVATIVE INDL PPTYS INC COM 45781V101 338 1287 SH DFND 17 0 0 3870 INNOVATOR ETFS TR US SML CP PWR B 45782C284 8790 332167 SH SOLE 0 0 630 INNOVATOR ETFS TR US EQTY BUFR JAN 45782C409 12204 327275 SH SOLE 0 0 1841 INNOVATOR ETFS TR GRWT100 PWR BF 45782C466 5152 121206 SH SOLE 0 0 6210 INNOVATOR ETFS TR US EQTY PWR BUF 45782C508 24107 724600 SH SOLE 0 0 7910 INNOVATOR ETFS TR EMRGNG MKT JULY 45782C714 3605 140664 SH SOLE 0 0 2480 INNOVATOR ETFS TR INTRNL DEV JULY 45782C722 9297 379182 SH SOLE 0 0 1134 INTEL CORP COM 458140100 1357 26343 SH DFND 9, 10, 52, 53, 29, 36, 21, 44 0 0 27746 INTER PARFUMS INC COM 458334109 299 2800 SH DFND 17 0 0 1087 INTERNATIONAL BUSINESS MACHS COM 459200101 922 6900 SH DFND 52, 29, 36, 21, 44 0 0 2604 INTERNATIONAL PAPER CO COM 460146103 535 11398 SH DFND 36, 21 0 0 3287 INTERPUBLIC GROUP COS INC COM 460690100 413 11032 SH DFND 36, 48, 21, 45 0 0 2768 INVESCO ACTIVELY MANAGED ETF S&P500 DOWNSID 46090A705 288 7578 SH SOLE 0 0 1210 INVESCO QQQ TR UNIT SER 1 46090E103 1663 4180 SH SOLE 0 0 3319 INTUIT COM 461202103 363 565 SH DFND 7, 15, 19, 34, 36, 21, 40 0 0 3176 INTUITIVE SURGICAL INC COM NEW 46120E602 1132 3151 SH DFND 7, 31, 34, 36, 37, 38, 40 0 0 706 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 205 1608 SH SOLE 0 0 7657 INVESCO EXCH TRADED FD TR II DWA EMERG MKTS 46138E867 367 14206 SH SOLE 0 0 3241 IQVIA HLDGS INC COM 46266C105 210 745 SH DFND 1, 30, 36 0 0 3146 IRON MTN INC NEW COM 46284V101 280 5352 SH DFND 36, 44 0 0 2423 ISHARES INC MSCI WORLD ETF 464286392 206 1523 SH DFND 6, 20, 38, 46 0 0 5784 ISHARES TR S&P 100 ETF 464287101 341 1554 SH SOLE 0 0 48077 ISHARES TR SELECT DIVID ETF 464287168 208 1699 SH SOLE 0 0 127749 ISHARES TR CORE S&P500 ETF 464287200 4498 9430 SH SOLE 0 0 4436 ISHARES TR IBOXX INV CP ETF 464287242 763 5756 SH DFND 20, 35 0 0 737 ISHARES TR S&P 500 GRWT ETF 464287309 1480 17690 SH SOLE 0 0 26047 ISHARES TR S&P 500 VAL ETF 464287408 1165 7435 SH SOLE 0 0 4504 ISHARES TR 20 YR TR BD ETF 464287432 1916 12928 SH DFND 20, 35 0 0 19216 ISHARES TR 1 3 YR TREAS BD 464287457 2243 26222 SH DFND 20 0 0 2998 ISHARES TR MSCI EAFE ETF 464287465 22031 280011 SH DFND 6, 38, 43 0 0 6182 ISHARES TR RUS MID CAP ETF 464287499 272 3277 SH DFND 36 0 0 4678 ISHARES TR CORE S&P MCP ETF 464287507 613 2167 SH DFND 2 0 0 1533 ISHARES TR EXPANDED TECH 464287515 547 1377 SH SOLE 0 0 5400 ISHARES TR RUS 1000 VAL ETF 464287598 767 4567 SH DFND 10, 53, 29, 21 0 0 5119 ISHARES TR RUS 1000 GRW ETF 464287614 959 3137 SH DFND 37, 38 0 0 2365 ISHARES TR RUS 1000 ETF 464287622 233 881 SH DFND 5, 8, 44, 45 0 0 3324 ISHARES TR RUSSELL 2000 ETF 464287655 646 2903 SH SOLE 0 0 3412 ISHARES TR CORE S&P SCP ETF 464287804 946 8264 SH SOLE 0 0 3785 ISHARES TR IBOXX HI YD ETF 464288513 2782 31974 SH DFND 13, 20, 35 0 0 3682 ISHARES TR PFD AND INCM SEC 464288687 208 5284 SH DFND 35 0 0 8951 ISHARES TR U.S. MED DVC ETF 464288810 267 4060 SH SOLE 0 0 3955 ISHARES TR EAFE VALUE ETF 464288877 499 9910 SH DFND 51 0 0 15182 ISHARES TR EAFE GRWTH ETF 464288885 1018 9232 SH DFND 26, 46 0 0 1057 ISHARES SILVER TR ISHARES 46428Q109 407 18921 SH SOLE 0 0 4040 ISHARES TR CORE MSCI EAFE 46432F842 401 5370 SH DFND 17 0 0 6466 ISHARES INC CORE MSCI EMKT 46434G103 331 5524 SH DFND 17 0 0 4218 ISHARES INC MSCI JPN ETF NEW 46434G822 411 6138 SH DFND 17 0 0 13118 ISHARES TR CORE TOTAL USD 46434V613 390 7367 SH SOLE 0 0 2647 ISHARES TR MSCI UK ETF NEW 46435G334 248 7471 SH SOLE 0 0 1019 ISHARES TR BROAD USD HIGH 46435U853 357 8667 SH DFND 13 0 0 10646 IT TECH PACKAGING INC COM NEW 46527C100 2 10000 SH SOLE 0 0 5563 ITAU UNIBANCO HLDG S A SPON ADR REP PFD 465562106 39 10524 SH DFND 26 0 0 8715 IVERIC BIO INC COM 46583P102 189 11300 SH SOLE 0 0 4043 JPMORGAN CHASE & CO COM 46625H100 1202 7590 SH DFND 9, 11, 52, 34, 36 0 0 18472 JOHNSON & JOHNSON COM 478160104 2439 14258 SH DFND 9,10,11, 29, 30, 36, 54, 21, 41, 44 0 0 1566 KB HOME COM 48666K109 291 6516 SH DFND 17 0 0 8229 KIMBERLY-CLARK CORP COM 494368103 204 1431 SH DFND 9, 36 0 0 3637 KULICKE & SOFFA INDS INC COM 501242101 279 4601 SH DFND 17 0 0 1037 LKQ CORP COM 501889208 725 12080 SH DFND 36, 21, 42 0 0 10601 L3HARRIS TECHNOLOGIES INC COM 502431109 410 1925 SH DFND 11, 31, 18, 36 0 0 86852 LABORATORY CORP AMER HLDGS COM NEW 50540R409 637 2028 SH DFND 7, 30, 36, 21, 42 0 0 3480 LAKELAND FINL CORP COM 511656100 310 3870 SH DFND 17 0 0 4568 LAM RESEARCH CORP COM 512807108 453 630 SH DFND 10, 52, 36, 21, 45, 46 0 0 3625 LANDSTAR SYS INC COM 515098101 330 1841 SH DFND 17, 41 0 0 2667 LEAP THERAPEUTICS INC COM 52187K101 231 71165 SH SOLE 0 0 2875 LEMAITRE VASCULAR INC COM 525558201 312 6210 SH DFND 17 0 0 1304 LENNAR CORP CL A 526057104 919 7910 SH DFND 5, 36, 21 0 0 6120 LIGHTWAVE LOGIC INC COM 532275104 372 25000 SH SOLE 0 0 3276 LILLY ELI & CO COM 532457108 685 2480 SH DFND 10, 15, 29, 36, 21, 44 0 0 2406 LITTELFUSE INC COM 537008104 357 1134 SH DFND 17, 22, 48 0 0 82834 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 71 27746 SH DFND 32 0 0 2218 LOCKHEED MARTIN CORP COM 539830109 386 1087 SH DFND 9, 10, 53, 36, 21, 44 0 0 8534 LOWES COS INC COM 548661107 673 2604 SH DFND 7, 10, 11, 30, 36, 41 0 0 12262 LULULEMON ATHLETICA INC COM 550021109 1287 3287 SH DFND 45, 46 0 0 1105 MSC INDL DIRECT INC CL A 553530106 233 2768 SH DFND 17 0 0 3996 MSCI INC COM 55354G100 741 1210 SH DFND 15, 20, 36, 38, 40, 46 0 0 6279 MANTECH INTERNATIONAL CORP CL A 564563104 242 3319 SH DFND 17, 41 0 0 2386 MARSH & MCLENNAN COS INC COM 571748102 552 3176 SH DFND 7, 18, 29, 30, 36 0 0 12403 MARTIN MARIETTA MATLS INC COM 573284106 311 706 SH DFND 5, 36, 41 0 0 1106 MASTERCARD INCORPORATED CL A 57636Q104 2751 7657 SH DFND 1, 7, 10, 19, 36, 37, 38, 43 0 0 8667 MATERION CORP COM 576690101 298 3241 SH DFND 17 0 0 5209 MAXIMUS INC COM 577933104 251 3146 SH DFND 17 0 0 9727 MCDONALDS CORP COM 580135101 650 2423 SH DFND 9, 11, 29, 30, 36 0 0 8146 MCKESSON CORP COM 58155Q103 1438 5784 SH DFND 36, 21 0 0 11994 MERCK & CO INC COM 58933Y105 3685 48077 SH DFND 9, 10, 53, 29, 36, 54, 21, 41, 44 0 0 14557 MEREO BIOPHARMA GROUP PLC ADS 589492107 41 25888 SH SOLE 0 0 12937 METAURUS EQUITY COMPONENT TR US EQT CUM 2027 59140L100 1303 127749 SH DFND 23 0 0 7219 METLIFE INC COM 59156R108 277 4436 SH DFND 29, 36, 45 0 0 3744 METTLER TOLEDO INTERNATIONAL COM 592688105 1251 737 SH DFND 16, 17, 27, 36, 46 0 0 15579 MICROSOFT CORP COM 594918104 8760 26047 SH DFND 1, 5, 7, 9, 10, 11, 31, 19, 53, 29, 30, 34, 36, 38, 21, 40, 41 0 0 5825 MICROCHIP TECHNOLOGY INC. COM 595017104 392 4504 SH DFND 5, 11, 36 0 0 14501 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 105 19216 SH DFND 5, 43 0 0 8985 MOHAWK INDS INC COM 608190104 546 2998 SH DFND 36, 21 0 0 17716 MONDELEZ INTL INC CL A 609207105 410 6182 SH DFND 7, 18, 29, 36 0 0 6180 MONRO INC COM 610236101 273 4678 SH DFND 17 0 0 41422 MOODYS CORP COM 615369105 599 1533 SH DFND 7, 10, 36, 21 0 0 39209 MORGAN STANLEY COM NEW 617446448 530 5400 SH DFND 10, 29, 36 0 0 7736 NRG ENERGY INC COM NEW 629377508 221 5119 SH DFND 10, 36, 21, 44 0 0 14103 NEOLEUKIN THERAPEUTICS INC COM 64049K104 56 11700 SH SOLE 0 0 25384 NETAPP INC COM 64110D104 218 2365 SH DFND 36, 21 0 0 2615 NETFLIX INC COM 64110L106 2003 3324 SH DFND 31, 19, 34, 36, 28, 21, 40 0 0 575 NEXSTAR MEDIA GROUP INC CL A 65336K103 515 3412 SH DFND 10, 17, 44 0 0 8118 NEXTERA ENERGY INC COM 65339F101 353 3785 SH DFND 10, 29, 36 0 0 915 NEXPOINT RESIDENTIAL TR INC COM 65341D102 309 3682 SH DFND 17 0 0 2423 NIKE INC CL B 654106103 1492 8951 SH DFND 1, 7, 11, 31, 15, 20, 36, 38, 46 0 0 3690 NORFOLK SOUTHN CORP COM 655844108 1177 3955 SH DFND 9, 29, 30, 36, 41 0 0 2731 NORTHERN OIL AND GAS INC MN COM 665531307 312 15182 SH DFND 17 0 0 3615 NORTHROP GRUMMAN CORP COM 666807102 409 1057 SH DFND 10, 29, 36 0 0 15658 NOVO-NORDISK A S ADR 670100205 452 4040 SH DFND 11, 31, 17, 20 0 0 3756 NUCOR CORP COM 670346105 738 6466 SH DFND 9, 36, 21 0 0 2982 NVIDIA CORPORATION COM 67066G104 1241 4218 SH DFND 10, 11, 31, 15, 19, 20, 34, 36, 21, 45 0 0 11296 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 201 13044 SH SOLE 0 0 1209 NUVEEN AMT FREE MUN CR INC F COM 67071L106 278 15507 SH SOLE 0 0 11058 OSI ETF TR OSHARES US QUALT 67110P407 611 13118 SH DFND 8 0 0 3101 OASIS PETROLEUM INC COM NEW 674215207 333 2647 SH DFND 17 0 0 4578 OKTA INC CL A 679295105 228 1019 SH DFND 37 0 0 17619 OMNICOM GROUP INC COM 681919106 780 10646 SH DFND 10, 36, 21, 44 0 0 17520 ONEOK INC NEW COM 682680103 327 5563 SH DFND 36, 21, 44, 45 0 0 1719 ORACLE CORP COM 68389X105 760 8715 SH DFND 10, 52, 36, 54, 21 0 0 14043 PNC FINL SVCS GROUP INC COM 693475105 811 4043 SH DFND 5,9, 11, 29, 30, 36 0 0 2536 PMV PHARMACEUTICALS INC COM 69353Y103 12713 550342 SH SOLE 0 0 9961 PALANTIR TECHNOLOGIES INC CL A 69608A108 336 18472 SH DFND 50 0 0 7882 PARKER-HANNIFIN CORP COM 701094104 498 1566 SH DFND 5, 18, 29, 36 0 0 2481 PAYPAL HLDGS INC COM 70450Y103 1552 8229 SH DFND 5, 10, 31, 15, 19, 52, 36, 38, 40 0 0 3902 PEPSICO INC COM 713448108 632 3637 SH DFND 7, 9, 10, 11, 18, 29, 30, 36, 44 0 0 9388 PERKINELMER INC COM 714046109 208 1037 SH DFND 36, 45 0 0 3160 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 307 10601 SH DFND 17, 20, 26, 27 0 0 705 PFIZER INC COM 717081103 5129 86852 SH DFND 9, 10, 18, 29, 36, 41, 44, 45 0 0 2301 PHILIP MORRIS INTL INC COM 718172109 331 3480 SH DFND 10, 29, 36, 41 0 0 5836 PHILLIPS 66 COM 718546104 331 4568 SH DFND 5, 52, 36 0 0 5557 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 359 3625 SH DFND 13 0 0 3930 PLANET FITNESS INC CL A 72703H101 242 2667 SH DFND 49, 37 0 0 4636 POWER INTEGRATIONS INC COM 739276103 267 2875 SH DFND 17, 25 0 0 10736 PRICE T ROWE GROUP INC COM 74144T108 256 1304 SH DFND 29, 36, 54, 44 0 0 2587 PROCTER AND GAMBLE CO COM 742718109 1001 6120 SH DFND 5, 9, 10, 11, 18, 29, 30, 36 0 0 1036 PROGRESSIVE CORP COM 743315103 336 3276 SH DFND 29, 36, 21, 41 0 0 1152 PROLOGIS INC. COM 74340W103 405 2406 SH DFND 3, 14, 28, 29, 30, 36, 48 0 0 13777 PROSHARES TR S&P MDCP 400 DIV 74347B680 703 9531 SH SOLE 0 0 2391 PROSHARES TR HD REPLICATION 74347X294 4273 82834 SH DFND 20 0 0 4571 PROSHARES TR S&P 500 DV ARIST 74348A467 218 2218 SH DFND 35 0 0 1536 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 569 8534 SH DFND 29, 36 0 0 1277 PULTE GROUP INC COM 745867101 701 12262 SH DFND 52, 36, 54, 21 0 0 6694 QUAKER HOUGHTON COM 747316107 255 1105 SH DFND 17, 25 0 0 44768 QUALCOMM INC COM 747525103 731 3996 SH DFND 5, 9, 10, 36, 21 0 0 24405 QUEST DIAGNOSTICS INC COM 74834L100 1086 6279 SH DFND 17, 36, 21, 44 0 0 6631 RPM INTL INC COM 749685103 241 2386 SH DFND 5, 25 0 0 1036 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1067 12403 SH DFND 10, 11, 31, 53, 29, 36 0 0 4824 REGENERON PHARMACEUTICALS COM 75886F107 698 1106 SH DFND 36, 21, 40, 45 0 0 4149 RELX PLC SPONSORED ADR 759530108 283 8667 SH DFND 51, 17, 20, 30 0 0 80972 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 949 16402 SH SOLE 0 0 924 RESMED INC COM 761152107 1357 5209 SH DFND 16, 17, 36, 46 0 0 34982 SPDR S&P 500 ETF TR TR UNIT 78462F103 4620 9727 SH DFND 17 0 0 13011 SPDR GOLD TR GOLD SHS 78463V107 1393 8146 SH DFND 23 0 0 4374 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 433 9274 SH SOLE 0 0 1369 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 438 11994 SH DFND 8 0 0 4228 SPDR SER TR BLOOMBERG SHT TE 78468R408 395 14557 SH DFND 13 0 0 4181 SPDR SER TR S&P OILGAS EXP 78468R556 378 3946 SH SOLE 0 0 764 SPDR SER TR BLOOMBERG HIGH Y 78468R622 1405 12937 SH DFND 13 0 0 46229 SPDR SER TR PORTFOLIO S&P600 78468R853 361 8071 SH SOLE 0 0 2352 SPDR SER TR SSGA US SMAL ETF 78468R887 299 2500 SH SOLE 0 0 1203 SALESFORCE COM INC COM 79466L302 1835 7219 SH DFND 31, 15, 53, 30, 36, 38, 40 0 0 43893 SAP SE SPON ADR 803054204 525 3744 SH DFND 12, 51, 26, 38 0 0 9403 SASOL LTD SPONSORED ADR 803866300 255 15579 SH DFND 17, 20 0 0 1492 SCHWAB CHARLES CORP COM 808513105 490 5825 SH DFND 1, 7, 19, 29, 36, 41 0 0 5668 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1314 14501 SH DFND 8, 23 0 0 7708 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1266 8985 SH DFND 8 0 0 4111 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1366 17716 SH DFND 8 0 0 1630 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1263 6180 SH DFND 8 0 0 8671 SELECT SECTOR SPDR TR ENERGY 81369Y506 2299 41422 SH DFND 8, 23 0 0 1767 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1531 39209 SH DFND 8 0 0 6832 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1345 7736 SH DFND 8 0 0 4357 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1096 14103 SH DFND 8 0 0 1140 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 1315 25384 SH DFND 8 0 0 6309 SELECTA BIOSCIENCES INC COM 816212104 181 55388 SH SOLE 0 0 3437 SERVICENOW INC COM 81762P102 1697 2615 SH DFND 15, 53, 36, 37, 38, 46 0 0 4653 SESEN BIO INC COM 817763105 15 18000 SH SOLE 0 0 19549 SHERWIN WILLIAMS CO COM 824348106 202 575 SH DFND 10, 18, 36, 46 0 0 98666 SHOE CARNIVAL INC COM 824889109 317 8118 SH DFND 17 0 0 8118 SHOPIFY INC CL A 82509L107 1260 915 SH DFND 50, 27, 38, 46 0 0 3909 SHUTTERSTOCK INC COM 825690100 269 2423 SH DFND 17 0 0 3346 SIMON PPTY GROUP INC NEW COM 828806109 590 3690 SH DFND 3, 10, 14, 52, 53, 28, 36, 54, 48, 21, 44 0 0 10428 SNAP ON INC COM 833034101 588 2731 SH DFND 17, 36, 48, 21, 56 0 0 5069 SONY GROUP CORPORATION SPONSORED ADR 835699307 457 3615 SH DFND 5, 12, 32, 27, 28, 43 0 0 8710 SOUTHERN CO COM 842587107 1074 15658 SH DFND 36 0 0 1808 BLOCK INC CL A 852234103 607 3756 SH DFND 50, 15 0 0 7150 STANDEX INTL CORP COM 854231107 330 2982 SH DFND 17 0 0 33359 STARBUCKS CORP COM 855244109 1321 11296 SH DFND 7, 29, 30, 36, 38 0 0 0 SUN CMNTYS INC COM 866674104 254 1209 SH DFND 3, 5, 31, 14, 16, 17, 25, 28, 48 0 0 0 SWITCH INC CL A 87105L104 317 11058 SH DFND 2, 17 0 0 0 SYSCO CORP COM 871829107 244 3101 SH DFND 10, 29, 30, 36 0 0 0 TJX COS INC NEW COM 872540109 348 4578 SH DFND 1, 7, 10, 29, 36 0 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 2120 17619 SH DFND 12, 31, 32, 26, 27, 43, 46 0 0 0 TALIS BIOMEDICAL CORP COM 87424L108 40 10000 SH SOLE 0 0 0 TAPESTRY INC COM 876030107 711 17520 SH DFND 34, 36, 21, 45 0 0 0 TARGET CORP COM 87612E106 398 1719 SH DFND 10, 36, 21, 41 0 0 0 TATA MTRS LTD SPONSORED ADR 876568502 451 14043 SH DFND 17, 20, 27 0 0 0 TELADOC HEALTH INC COM 87918A105 233 2536 SH DFND 50, 37 0 0 0 TENARIS S A SPONSORED ADS 88031M109 208 9961 SH DFND 17, 20 0 0 0 TERNIUM SA SPONSORED ADS 880890108 343 7882 SH DFND 17, 20 0 0 0 TESLA INC COM 88160R101 2622 2481 SH DFND 50, 36 0 0 0 TEXAS INSTRS INC COM 882508104 735 3902 SH DFND 7, 10, 18, 29, 30, 36, 21, 44 0 0 0 TEXTRON INC COM 883203101 725 9388 SH DFND 36, 21, 45 0 0 0 THE TRADE DESK INC COM CL A 88339J105 290 3160 SH DFND 37 0 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 470 705 SH DFND 7, 10, 31, 30, 36, 40, 46 0 0 0 3M CO COM 88579Y101 409 2301 SH DFND 53, 36, 21 0 0 0 TWITTER INC COM 90184L102 252 5836 SH DFND 5, 50, 31, 36 0 0 0 TYME TECHNOLOGIES INC COM 90238J103 7 11000 SH SOLE 0 0 0 TYSON FOODS INC CL A 902494103 484 5557 SH DFND 5, 10, 11, 52, 36 0 0 0 UFP INDUSTRIES INC COM 90278Q108 362 3930 SH DFND 17, 25 0 0 0 US BANCORP DEL COM NEW 902973304 260 4636 SH DFND 10, 11, 29, 36 0 0 0 UMH PPTYS INC COM 903002103 293 10736 SH DFND 17 0 0 0 U S PHYSICAL THERAPY COM 90337L108 247 2587 SH DFND 17, 25 0 0 0 UNIFIRST CORP MASS COM 904708104 218 1036 SH DFND 17, 41 0 0 0 UNION PAC CORP COM 907818108 290 1152 SH DFND 34, 36, 44 0 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 161 13777 SH DFND 27 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 513 2391 SH DFND 11, 31, 19, 29, 36, 41, 45 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2295 4571 SH DFND 10, 11, 31, 19, 29, 36, 38, 40 0 0 0 UNITY SOFTWARE INC COM 91332U101 220 1536 SH DFND 50, 37 0 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 211 1277 SH DFND 49, 17 0 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 214 6694 SH DFND 23 0 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 1476 44768 SH DFND 13 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1098 6391 SH SOLE 0 0 0 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 498 4743 SH SOLE 0 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 239 2733 SH SOLE 0 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 213 2629 SH SOLE 0 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 251 4918 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 2736 24405 SH DFND 35 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 478 9669 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 452 6631 SH DFND 17 0 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 203 442 SH SOLE 0 0 0 VEEVA SYS INC CL A COM 922475108 265 1036 SH DFND 49, 37 0 0 0 VENTAS INC COM 92276F100 247 4824 SH DFND 3, 14, 28, 29, 36, 48 0 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1637 29804 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2678 6134 SH SOLE 0 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 481 4149 SH DFND 35 0 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 461 2084 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 275 1216 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 300 1241 SH SOLE 0 0 0 VERASTEM INC COM 92337C104 138 67365 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 4207 80972 SH DFND 10, 18, 53, 29, 36,21, 41 0 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 203 924 SH DFND 10, 31, 30, 36 0 0 0 VIACOMCBS INC CL B 92556H206 1056 34982 SH DFND 11, 36 0 0 0 VISA INC COM CL A 92826C839 2820 13011 SH DFND 7, 10, 31, 15, 18, 19, 30, 34, 36, 37, 38, 40, 41, 46 0 0 0 WALMART INC COM 931142103 633 4374 SH DFND 9, 10, 29, 36 0 0 0 WASTE MGMT INC DEL COM 94106L109 228 1369 SH DFND 9, 10, 30, 36 0 0 0 WELLS FARGO CO NEW COM 949746101 203 4228 SH DFND 11, 18, 53, 36, 21 0 0 0 WELLTOWER INC COM 95040Q104 359 4181 SH DFND 3, 14, 28, 36, 48 0 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 358 764 SH DFND 16, 17, 20, 36, 45, 46 0 0 0 WESTERN UN CO COM 959802109 825 46229 SH DFND 53, 36, 21, 39, 21 0 0 0 WHIRLPOOL CORP COM 963320106 552 2352 SH DFND 36, 21 0 0 0 WINGSTOP INC COM 974155103 208 1203 SH DFND 49, 17 0 0 0 WISDOMTREE TR HEDGED HI YLD BD 97717W430 977 43893 SH DFND 20 0 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 286 6451 SH SOLE 0 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 366 11152 SH SOLE 0 0 0 WISDOMTREE TR EM EX ST-OWNED 97717X578 347 9403 SH DFND 8 0 0 0 WORKDAY INC CL A 98138H101 408 1492 SH DFND 31, 37, 40 0 0 0 XYLEM INC COM 98419M100 680 5668 SH DFND 5, 7, 36 0 0 0 ZOETIS INC CL A 98978V103 1881 7708 SH DFND 1, 7, 10, 31, 16, 19, 30, 36, 38 0 0 0 ALKERMES PLC SHS G01767105 200 8600 SH SOLE 0 0 0 AON PLC SHS CL A G0403H108 1236 4111 SH DFND 7, 19, 30, 34, 36, 38, 46 0 0 0 ATLASSIAN CORP PLC CL A G06242104 622 1630 SH DFND 31, 46 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3595 8671 SH DFND 7, 11, 29, 30, 36, 38, 44, 46 0 0 0 EATON CORP PLC SHS G29183103 305 1767 SH DFND 10, 31, 29, 36 0 0 0 ICON PLC SHS G4705A100 2116 6832 SH DFND 49, 31, 17, 20, 27, 38, 46 0 0 0 JOHNSON CTLS INTL PLC SHS G51502105 354 4357 SH DFND 5, 31, 23, 36 0 0 0 KINIKSA PHARMACEUTICALS LTD COM CL A G5269C101 203 17238 SH SOLE 0 0 0 LINDE PLC SHS G5494J103 395 1140 SH DFND 7, 10, 31, 18, 19, 26, 36, 40, 43 0 0 0 MEDTRONIC PLC SHS G5960L103 653 6309 SH DFND 5, 10, 31, 18, 53, 29, 30, 36, 38 0 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 388 3437 SH DFND 10, 31, 29, 36, 21 0 0 0 STERIS PLC SHS USD G8473T100 1133 4653 SH DFND 16, 17, 25, 36, 48, 46 0 0 0 ALCON AG ORD SHS H01301128 1703 19549 SH DFND 5, 31, 17, 20, 26, 46 0 0 0 CHUBB LIMITED COM H1467J104 19073 98666 SH DFND 5, 9, 23, 29, 36, 46 0 0 0 AUDIOCODES LTD ORD M15342104 282 8118 SH DFND 17 0 0 0 AERCAP HOLDINGS NV SHS N00985106 256 3909 SH DFND 17, 20, 27, 41, 42 0 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 2664 3346 SH DFND 31, 17, 20, 34, 36, 38, 46 0 0 0 CNH INDL N V SHS N20944109 203 10428 SH DFND 45 0 0 0 FERRARI N V COM N3167Y103 1312 5069 SH DFND 36, 46 0 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 803 8710 SH DFND 52, 36, 21 0 0 0 NXP SEMICONDUCTORS N V COM N6596X109 412 1808 SH DFND 10, 17, 20, 36 0 0 0 DANAOS CORPORATION SHS Y1968P121 534 7150 SH DFND 17, 20 0 0 0 DIANA SHIPPING INC COM Y2066G104 130 33359 SH DFND 17, 20 0 0 0