0001398344-18-016348.txt : 20181113 0001398344-18-016348.hdr.sgml : 20181113 20181113111750 ACCESSION NUMBER: 0001398344-18-016348 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 EFFECTIVENESS DATE: 20181113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 181176279 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 09-30-2018 09-30-2018 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz 203-226-0603 /s/ Laurie Stefanowicz Westport CT 11-12-2018 0 188 208820 INFORMATION TABLE 2 fp0037083_13fhr-table.xml 13F INFORMATION TABLE FACEBOOK INC CL A Stock 30303M102 35231 214221 SH SOLE 214221 0 0 SPDR S&P 500 ETF ETF 78462F103 18889 64975 SH SOLE 64974 0 0 AMAZON.COM INC Stock 023135106 17604 8789 SH SOLE 8789 0 0 VISA INC Stock 92826C839 14136 94182 SH SOLE 94182 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 10057 46970 SH SOLE 46970 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 9371 83045 SH SOLE 83044 0 0 POWERSHARES QQQ TR ETF 46090E103 8929 48061 SH SOLE 48060 0 0 APPLE INC Stock 037833100 7685 34046 SH SOLE 34045 0 0 BANK AMER CORP COM Stock 060505104 7542 256008 SH SOLE 256007 0 0 RAYTHEON CO COM NEW Stock 755111507 7205 34863 SH SOLE 34862 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 7138 31831 SH SOLE 31831 0 0 JOHNSON & JOHNSON COM Stock 478160104 6906 49980 SH SOLE 49980 0 0 PFIZER INC COM Stock 717081103 6853 155500 SH SOLE 155500 0 0 SALESFORCE COM INC COM Stock 79466L302 5557 34945 SH SOLE 34945 0 0 SPDR DOW JONES INDUSTRIAL ETF ETF 78467X109 4965 18779 SH SOLE 18779 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 4832 87901 SH SOLE 87901 0 0 ISHARES NASDAQ BIOTECHNOLOGY ETF 464287556 4581 37565 SH SOLE 37565 0 0 CHEVRON CORP NEW COM Stock 166764100 3883 31754 SH SOLE 31754 0 0 VERIZON COMMUNICATIONS Stock 92343V104 3864 72369 SH SOLE 72369 0 0 MGM RESORTS INTERNATIONAL COM Stock 552953101 2403 86114 SH SOLE 86114 0 0 TESLA MOTORS INC Stock 88160R101 2212 8355 SH SOLE 8355 0 0 VERTEX PHARMACEUTICALS IN Stock 92532F100 1871 9705 SH SOLE 9705 0 0 MORGAN STANLEY Stock 617446448 1406 30200 SH SOLE 30200 0 0 AT&T INC COM Stock 00206R102 1225 36470 SH SOLE 36469 0 0 PEPSICO INC COM Stock 713448108 1118 10000 SH SOLE 10000 0 0 NVIDIA CORP COM Stock 67066G104 923 3285 SH SOLE 3285 0 0 CONOCOPHILLIPS COM Stock 20825C104 602 7774 SH SOLE 7774 0 0 AVID BIOSERVICES INC COM Stock 05368M106 566 82571 SH SOLE 82571 0 0 TECHNOLOGY SELECT SECTOR SPDR ETF 81369Y803 540 7171 SH SOLE 7170 0 0 FINANCIAL SELECT SECTOR SPDR ETF 81369Y605 495 17935 SH SOLE 17935 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 470 5650 SH SOLE 5650 0 0 EXXON MOBIL CORP COM Stock 30231G102 419 4931 SH SOLE 4931 0 0 HONEYWELL INTL INC Stock 438516106 407 2444 SH SOLE 2444 0 0 HEALTH CARE SELECT SECTOR SPDR ETF 81369Y209 396 4161 SH SOLE 4161 0 0 MICROSOFT Stock 594918104 390 3413 SH SOLE 3412 0 0 PEOPLES BK BRIDGEPORT CN Stock 712704105 349 20400 SH SOLE 20400 0 0 YUM BRANDS INC COM Stock 988498101 318 3500 SH SOLE 3500 0 0 GENERAL ELECTRIC CO COM Stock 369604103 307 27205 SH SOLE 27205 0 0 CENTENNIAL RESOURCE DEV INC CL A Stock 15136A102 273 12500 SH SOLE 12500 0 0 ISHARES S&P NORTH AMER TECH-SOFTWARE ETF 464287515 265 1295 SH SOLE 1295 0 0 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 241 7410 SH SOLE 7410 0 0 NETFLIX INC COM Stock 64110L106 232 620 SH SOLE 620 0 0 COCA COLA CO COM Stock 191216100 231 5010 SH SOLE 5010 0 0 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 226 1300 SH SOLE 1300 0 0 NORFOLK SOUTHERN CRP Stock 655844108 217 1200 SH SOLE 1200 0 0 CATERPILLAR INC DEL COM Stock 149123101 203 1333 SH SOLE 1333 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 198 2900 SH SOLE 2900 0 0 MCDONALDS CORP COM Stock 580135101 184 1100 SH SOLE 1100 0 0 ABBOTT LABS COM Stock 002824100 176 2400 SH SOLE 2400 0 0 UNION PAC CORP COM Stock 907818108 163 1000 SH SOLE 1000 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 159 1335 SH SOLE 1335 0 0 ADOBE INC COM Stock 00724F101 138 510 SH SOLE 510 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 134 600 SH SOLE 600 0 0 WORLDPAY INC CL A Stock 981558109 127 1250 SH SOLE 1250 0 0 YUM CHINA HLDGS INC COM Stock 98850P109 123 3500 SH SOLE 3500 0 0 AETNA INC COM Stock 00817Y108 122 601 SH SOLE 600 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 120 2275 SH SOLE 2275 0 0 BOSTON SCIENTIFIC CORP Stock 101137107 116 3000 SH SOLE 3000 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF ETF 464288687 115 3100 SH SOLE 3100 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 105 700 SH SOLE 700 0 0 DIREXION SHS EXCH TRD FD TECHNOLOGY BULL 3X SHS ETF 25459W102 100 600 SH SOLE 600 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 93 796 SH SOLE 796 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 91 1133 SH SOLE 1133 0 0 EMERSON ELEC CO COM Stock 291011104 84 1100 SH SOLE 1100 0 0 NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND-SBI CEF 67060D107 83 7308 SH SOLE 7308 0 0 DOWDUPONT INC COM Stock 26078J100 80 1247 SH SOLE 1246 0 0 DOMINION RESOURCES INC Stock 25746U109 80 1133 SH SOLE 1133 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 79 900 SH SOLE 900 0 0 ISHARES DJ SELECT DIVIDEND ETF 464287168 72 722 SH SOLE 722 0 0 INTREXON CORP COM Stock 46122T102 69 4000 SH SOLE 4000 0 0 INVESCO PREFERRED ETF ETF 46138E511 64 4500 SH SOLE 4500 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 63 407 SH SOLE 407 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 61 795 SH SOLE 794 0 0 INTL BUSINESS MACHINES Stock 459200101 60 400 SH SOLE 400 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 59 1242 SH SOLE 1242 0 0 PPL CORP COM Stock 69351T106 59 2000 SH SOLE 2000 0 0 VANGUARD EUROPEAN ETF 922042874 56 1000 SH SOLE 1000 0 0 LOCKHEED MARTIN CORP Stock 539830109 55 159 SH SOLE 159 0 0 LILLY ELI & CO COM Stock 532457108 54 500 SH SOLE 500 0 0 TEXAS INSTRS INC COM Stock 882508104 54 500 SH SOLE 500 0 0 US BANCORP DEL COM NEW Stock 902973304 53 1000 SH SOLE 1000 0 0 NEXTERA ENERGY INC COM Stock 65339F101 50 300 SH SOLE 300 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 50 750 SH SOLE 750 0 0 PHILLIPS 66 Stock 718546104 47 420 SH SOLE 420 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 44 800 SH SOLE 800 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 44 650 SH SOLE 650 0 0 BLACKSTONE GROUP LP Stock 09253U108 43 1125 SH SOLE 1125 0 0 AMERICAN EXPRESS CO COM Stock 025816109 43 401 SH SOLE 400 0 0 SEMPRA ENERGY COM Stock 816851109 40 350 SH SOLE 350 0 0 ONEOK INC NEW COM Stock 682680103 39 575 SH SOLE 575 0 0 BAXTER INTL INC COM Stock 071813109 39 500 SH SOLE 500 0 0 ISHARES S&P 500 INDEX ETF 464287200 38 131 SH SOLE 131 0 0 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 36 500 SH SOLE 500 0 0 MERCK & CO INC Stock 58933Y105 36 510 SH SOLE 510 0 0 SPDR MSCI EMERGING MARKETS STRATEGICFACTORS ETF ETF 78463X426 36 610 SH SOLE 610 0 0 HOME DEPOT Stock 437076102 36 173 SH SOLE 173 0 0 GW PHARMACEUTICALS PLC ADS ADR 36197T103 35 200 SH SOLE 200 0 0 DOCUSIGN INC COM Stock 256163106 34 650 SH SOLE 650 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 33 1100 SH SOLE 1100 0 0 MONDELEZ INTL INC CL A Stock 609207105 32 750 SH SOLE 750 0 0 CANOPY GROWTH CORP COM Stock 138035100 32 650 SH SOLE 650 0 0 EXELON CORP COM Stock 30161N101 31 702 SH SOLE 702 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 30 595 SH SOLE 595 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 30 284 SH SOLE 284 0 0 ALTRIA GROUP INC COM Stock 02209S103 30 500 SH SOLE 500 0 0 COLONY CAP INC NEW CL A COM REIT 19626G108 30 4942 SH SOLE 4942 0 0 AMGEN INC Stock 031162100 29 138 SH SOLE 137 0 0 IHS MARKIT LTD SHS Stock G47567105 27 500 SH SOLE 500 0 0 EVERSOURCE ENERGY COM Stock 30040W108 26 428 SH SOLE 428 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 26 605 SH SOLE 605 0 0 INTEL CORP COM Stock 458140100 25 521 SH SOLE 521 0 0 BOEING CO COM Stock 097023105 25 66 SH SOLE 66 0 0 ALLERGAN PLC SHS Stock G0177J108 24 128 SH SOLE 128 0 0 COSTCO WHOLESALE CORP Stock 22160K105 23 100 SH SOLE 100 0 0 BP PLC SPONSORED ADR ADR 055622104 23 500 SH SOLE 500 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 23 960 SH SOLE 960 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 22 194 SH SOLE 194 0 0 GLOBAL PMTS INC COM Stock 37940X102 22 175 SH SOLE 175 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 22 100 SH SOLE 100 0 0 NORTHSTAR REALTY EUROPE CORP COM REIT 66706L101 21 1498 SH SOLE 1498 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 21 400 SH SOLE 400 0 0 POWERSHARES TRUST II ETF ETF 46138E362 21 500 SH SOLE 500 0 0 GOOGLE INC Stock 02079K305 21 17 SH SOLE 17 0 0 WALMART INC COM Stock 931142103 18 194 SH SOLE 194 0 0 SOUTHERN CO COM Stock 842587107 17 400 SH SOLE 400 0 0 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 17 30 SH SOLE 30 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 17 1150 SH SOLE 1150 0 0 FIVE BELOW INC COM Stock 33829M101 16 125 SH SOLE 125 0 0 STRYKER CORP COM Stock 863667101 16 88 SH SOLE 88 0 0 GABELLI EQUITY TR INC COM CEF 362397101 14 2207 SH SOLE 2207 0 0 NEW RELIC INC COM Stock 64829B100 14 150 SH SOLE 150 0 0 ENBRIDGE INC COM Stock 29250N105 14 423 SH SOLE 423 0 0 DIAMONDBACK ENERGY INC COM Stock 25278X109 14 100 SH SOLE 100 0 0 VIEWRAY INC COM Stock 92672L107 13 1400 SH SOLE 1400 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 13 319 SH SOLE 319 0 0 BOOZ ALLEN HAMILTON HLDG CORP CL A Stock 099502106 13 258 SH SOLE 258 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 13 100 SH SOLE 100 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 12 165 SH SOLE 165 0 0 ZYNGA INC Stock 98986T108 12 3100 SH SOLE 3100 0 0 EPAM SYS INC COM Stock 29414B104 12 90 SH SOLE 90 0 0 EOG RESOURCES INC Stock 26875P101 11 90 SH SOLE 90 0 0 3M CO COM Stock 88579Y101 11 50 SH SOLE 50 0 0 AQUA METALS INC COM Stock 03837J101 10 3950 SH SOLE 3950 0 0 SQUARE INC CL A Stock 852234103 10 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F ADR 92857W308 10 445 SH SOLE 445 0 0 EDITAS MEDICINE INC COM Stock 28106W103 10 300 SH SOLE 300 0 0 MASCO CORP COM Stock 574599106 9 250 SH SOLE 250 0 0 CELGENE CORP Stock 151020104 9 100 SH SOLE 100 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 9 123 SH SOLE 123 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 8 525 SH SOLE 524 0 0 AMERICAN FIN TR INC COM CLASS A REIT 02607T109 8 548 SH SOLE 548 0 0 CDK GLOBAL INC COM Stock 12508E101 8 133 SH SOLE 133 0 0 PROTO LABS INC COM Stock 743713109 8 50 SH SOLE 50 0 0 UNITEDHEALTH GROUP Stock 91324P102 8 30 SH SOLE 30 0 0 SUPERNUS PHARMACEUTICALS INC COM Stock 868459108 8 150 SH SOLE 150 0 0 SPOTIFY TECHNOLOGY S A SHS Stock L8681T102 7 40 SH SOLE 40 0 0 VOXELJET AG ADS ADR 92912L107 7 1525 SH SOLE 1525 0 0 MAXWELL TECHNOLOGIES INC COM Stock 577767106 7 1900 SH SOLE 1900 0 0 ADVANCED MICRO DEVICES INC COM Stock 007903107 6 205 SH SOLE 205 0 0 FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD ETF 33733E302 6 42 SH SOLE 42 0 0 ACTIVISION INC Stock 00507V109 6 70 SH SOLE 70 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 5 25 SH SOLE 25 0 0 TARGET CORP COM Stock 87612E106 5 60 SH SOLE 60 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 464287606 5 22 SH SOLE 22 0 0 MARINUS PHARMACEUTICALS INC COM Stock 56854Q101 5 500 SH SOLE 500 0 0 VANGUARD SMALL CAP VALUE ETF ETF 922908611 5 35 SH SOLE 35 0 0 MIRATI THERAPEUTICS INC COM Stock 60468T105 5 100 SH SOLE 100 0 0 KARYOPHARM THERAPEUTICS INC COM Stock 48576U106 4 250 SH SOLE 250 0 0 INTRA CELLULAR THERAPIES INC COM Stock 46116X101 4 195 SH SOLE 195 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 4 30 SH SOLE 30 0 0 POTBELLY CORP COM Stock 73754Y100 4 320 SH SOLE 320 0 0 DTE ENERGY CO COM Stock 233331107 4 34 SH SOLE 34 0 0 ROKU INC COM CL A Stock 77543R102 4 50 SH SOLE 50 0 0 LAMB WESTON HLDGS INC COM Stock 513272104 3 50 SH SOLE 50 0 0 DBV TECHNOLOGIES S A SPONSORED ADR ADR 23306J101 3 140 SH SOLE 140 0 0 LIGHTPATH TECHNOLOGIES INC CL A NEW Stock 532257805 3 1500 SH SOLE 1500 0 0 MATERIALS SELECT SECTOR SPDR ETF 81369Y100 2 40 SH SOLE 40 0 0 KRAFT HEINZ CO COM Stock 500754106 2 35 SH SOLE 34 0 0 YAHOO INC CEF 021346101 2 25 SH SOLE 25 0 0 ALLEGHENY TECH INC Stock 01741R102 1 46 SH SOLE 46 0 0 ADAMS EXPRESS CO CEF 006212104 1 70 SH SOLE 70 0 0 MATERIALISE NV SPONSORED ADS ADR 57667T100 1 75 SH SOLE 75 0 0 ATLASSIAN CORP PLC CL A Stock G06242104 1 10 SH SOLE 10 0 0 SNAP INC CL A Stock 83304A106 1 100 SH SOLE 100 0 0 BEST BUY INC COM Stock 086516101 0 5 SH SOLE 5 0 0 HELIOS & MATHESON ANALYTICS IN COM PAR Stock 42327L309 0 10000 SH SOLE 10000 0 0 SVB FINL GROUP COM Stock 78486Q101 0 0 SH SOLE 0 0 0 SERVICENOW INC COM Stock 81762P102 0 0 SH SOLE 0 0 0