VP, Managing Partner

0001398344-17-009622.txt : 20170804 0001398344-17-009622.hdr.sgml : 20170804 20170804095137 ACCESSION NUMBER: 0001398344-17-009622 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 EFFECTIVENESS DATE: 20170804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Catamount Wealth Management CENTRAL INDEX KEY: 0001677443 IRS NUMBER: 571167756 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17475 FILM NUMBER: 171007141 BUSINESS ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 203-226-0603 MAIL ADDRESS: STREET 1: 943 POST RD EAST CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001677443 XXXXXXXX 06-30-2017 06-30-2017 false Catamount Wealth Management

943 Post Rd East Westport CT 06880

13F HOLDINGS REPORT 028-17475 N Laurie Stefanowicz VP, Managing Partner 203-226-0603 /s/ Laurie Stefanowicz Westport CT 08-03-2017 0 176 164326 INFORMATION TABLE 2 fp0027183_13fhr-table.xml 13F INFORMATION TABLE AMAZON COM INC COM Stock 023135106 9596 9913 SH SOLE 9913 0 0 NORTHSTAR REALTY EUROPE CORP COM Stock 66706L101 19 1498 SH SOLE 1498 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 6809 49473 SH SOLE 49472 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 400 7310 SH SOLE 7310 0 0 PUBLIC SVC ENTERPRISE GROUP COM Stock 744573106 94 2175 SH SOLE 2175 0 0 ALLEGHENY TECHNOLOGIES INC COM Stock 01741R102 1 46 SH SOLE 46 0 0 MONSANTO CO NEW COM Stock 61166W101 8 68 SH SOLE 68 0 0 SQUARE INC CL A Stock 852234103 2 100 SH SOLE 100 0 0 JOHNSON & JOHNSON COM Stock 478160104 368 2780 SH SOLE 2780 0 0 AKAMAI TECHNOLOGIES INC COM Stock 00971T101 3 60 SH SOLE 60 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 16 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 3796 17105 SH SOLE 17105 0 0 YRC WORLDWIDE INC COM PAR $.01 Stock 984249607 1 100 SH SOLE 100 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H ADR 780097879 53 2000 SH SOLE 2000 0 0 UNDER ARMOUR INC CL C Stock 904311206 12 578 SH SOLE 578 0 0 BOSTON SCIENTIFIC CORP COM Stock 101137107 83 3000 SH SOLE 3000 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 263 3013 SH SOLE 3013 0 0 COCA COLA CO COM Stock 191216100 157 3500 SH SOLE 3500 0 0 GENERAL MLS INC COM Stock 370334104 127 2300 SH SOLE 2300 0 0 CHARTER COMMUNICATIONS INC NEW CL A Stock 16119P108 38 114 SH SOLE 114 0 0 WESTERN ALLIANCE BANCORP COM Stock 957638109 25 500 SH SOLE 500 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 4421 20731 SH SOLE 20730 0 0 PEOPLES UNITED FINANCIAL INC COM Stock 712704105 366 20700 SH SOLE 20700 0 0 DELL TECHNOLOGIES INC COM CL V Stock 24703L103 2 30 SH SOLE 30 0 0 MERCK & CO INC COM Stock 58933Y105 36 560 SH SOLE 560 0 0 SPDR S&P 500 ETF ETF 78462F103 13789 57027 SH SOLE 57027 0 0 FIRST REP BK SAN FRANCISCO CAL COM Stock 33616C100 4297 42925 SH SOLE 42925 0 0 EMERSON ELEC CO COM Stock 291011104 66 1100 SH SOLE 1100 0 0 VONAGE HLDGS CORP COM Stock 92886T201 2 300 SH SOLE 300 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 21 266 SH SOLE 266 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 88 2600 SH SOLE 2600 0 0 CORNING INC COM Stock 219350105 3 100 SH SOLE 100 0 0 BANK NEW YORK MELLON CORP COM Stock 064058100 30 595 SH SOLE 595 0 0 ONEOK PARTNERS LP UNIT LTD PARTN Stock 68268N103 30 584 SH SOLE 584 0 0 DIREXION DAILY TECHNOLOGY BULL 3X SHARES ETF 25459W102 43 600 SH SOLE 600 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 3174 71062 SH SOLE 71061 0 0 COLONY NORTHSTAR INC CL A COM REIT 19625W104 70 4942 SH SOLE 4942 0 0 PULTE GROUP INC COM Stock 745867101 1874 76400 SH SOLE 76400 0 0 PEPSICO INC COM Stock 713448108 135 1172 SH SOLE 1171 0 0 SNAP INC CL A Stock 83304A106 7 400 SH SOLE 400 0 0 UNILEVER N V N Y SHS NEW ADR 904784709 44 800 SH SOLE 800 0 0 HONEYWELL INTL INC COM Stock 438516106 173 1300 SH SOLE 1300 0 0 US BANCORP DEL COM NEW Stock 902973304 140 2700 SH SOLE 2700 0 0 BP PLC SPONSORED ADR ADR 055622104 18 525 SH SOLE 525 0 0 HOME DEPOT INC COM Stock 437076102 45 292 SH SOLE 292 0 0 BAXTER INTL INC COM Stock 071813109 30 500 SH SOLE 500 0 0 SUNCOR ENERGY INC NEW COM Stock 867224107 4 140 SH SOLE 140 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 72 700 SH SOLE 700 0 0 SPDR GOLD SHARES ETF 78463V107 71 600 SH SOLE 600 0 0 SOUTHERN CO COM Stock 842587107 36 750 SH SOLE 750 0 0 ISORAY INC COM Stock 46489V104 2 3500 SH SOLE 3500 0 0 BRITISH AMERN TOB PLC SPONSORED ADR ADR 110448107 10 148 SH SOLE 147 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 64 539 SH SOLE 539 0 0 LSI INDS INC COM Stock 50216C108 2 275 SH SOLE 275 0 0 NUVEEN CONNECTICUT QLTY MUN FD COM CEF 67060D107 90 7308 SH SOLE 7308 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 7742 45710 SH SOLE 45710 0 0 ADOBE SYS INC COM Stock 00724F101 69 490 SH SOLE 490 0 0 EXELON CORP COM Stock 30161N101 7 202 SH SOLE 202 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 6190 6658 SH SOLE 6658 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 19 100 SH SOLE 100 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 624 11536 SH SOLE 11536 0 0 CSX CORP COM Stock 126408103 2340 42891 SH SOLE 42890 0 0 MICROSOFT CORP COM Stock 594918104 213 3097 SH SOLE 3096 0 0 SCHLUMBERGER LTD COM Stock 806857108 95 1445 SH SOLE 1445 0 0 MASCO CORP COM Stock 574599106 10 250 SH SOLE 250 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 8 525 SH SOLE 524 0 0 BOEING CO COM Stock 097023105 138 700 SH SOLE 700 0 0 NEXTERA ENERGY INC COM Stock 65339F101 42 300 SH SOLE 300 0 0 TESLA INC COM Stock 88160R101 3182 8800 SH SOLE 8800 0 0 CORESITE RLTY CORP COM REIT 21870Q105 93 900 SH SOLE 900 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 444 17996 SH SOLE 17995 0 0 NORFOLK SOUTHERN CORP COM Stock 655844108 146 1200 SH SOLE 1200 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 35 1100 SH SOLE 1100 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 55 1000 SH SOLE 1000 0 0 HOWARD HUGHES CORP COM Stock 44267D107 25 200 SH SOLE 200 0 0 CONSOLIDATED EDISON INC COM Stock 209115104 32 395 SH SOLE 394 0 0 LILLY ELI & CO COM Stock 532457108 41 500 SH SOLE 500 0 0 PPL CORP COM Stock 69351T106 81 2100 SH SOLE 2100 0 0 UNDER ARMOUR INC CL A Stock 904311107 732 33660 SH SOLE 33660 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 67 722 SH SOLE 722 0 0 AMERICAN ELEC PWR INC COM Stock 025537101 9 123 SH SOLE 123 0 0 EVERSOURCE ENERGY COM Stock 30040W108 26 428 SH SOLE 428 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 8 77 SH SOLE 77 0 0 AMC NETWORKS INC CL A Stock 00164V103 5 85 SH SOLE 85 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 4 35 SH SOLE 35 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 46 650 SH SOLE 650 0 0 ALLERGAN PLC SHS Stock G0177J108 24 100 SH SOLE 100 0 0 VISA INC COM CL A Stock 92826C839 8021 85535 SH SOLE 85534 0 0 FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND ETF 33939L506 24 960 SH SOLE 960 0 0 SUNOCO LP COM U REP LP Stock 86765K109 1 30 SH SOLE 30 0 0 PHILLIPS 66 COM Stock 718546104 117 1420 SH SOLE 1420 0 0 CHEROKEE INC DEL NEW COM Stock 16444H102 2 300 SH SOLE 300 0 0 FACEBOOK INC CL A Stock 30303M102 34831 230698 SH SOLE 230698 0 0 ADAMS DIVERSIFIED EQUITY FD COM CEF 006212104 1 70 SH SOLE 70 0 0 CELGENE CORP COM Stock 151020104 33 255 SH SOLE 255 0 0 ROWAN COMPANIES PLC SHS CL A Stock G7665A101 20 2000 SH SOLE 2000 0 0 BROADCOM LTD SHS Stock Y09827109 140 600 SH SOLE 600 0 0 MONDELEZ INTL INC CL A Stock 609207105 32 750 SH SOLE 750 0 0 DEUTSCHE BANK AG NAMEN AKT Stock D18190898 354 19912 SH SOLE 19912 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 20 500 SH SOLE 500 0 0 ENBRIDGE INC COM Stock 29250N105 10 254 SH SOLE 254 0 0 NVIDIA CORP COM Stock 67066G104 57 395 SH SOLE 395 0 0 ABBVIE INC COM Stock 00287Y109 34 466 SH SOLE 466 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 4 25 SH SOLE 25 0 0 BLACKSTONE GROUP L P COM UNIT LTD Stock 09253U108 20 600 SH SOLE 600 0 0 ALTABA INC COM CEF 021346101 1 25 SH SOLE 25 0 0 INTELSAT S A COM Stock L5140P101 1 250 SH SOLE 250 0 0 RAYTHEON CO COM NEW Stock 755111507 4850 30036 SH SOLE 30035 0 0 ALKERMES PLC SHS Stock G01767105 2 35 SH SOLE 35 0 0 MCDONALDS CORP COM Stock 580135101 163 1066 SH SOLE 1066 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 51 1242 SH SOLE 1242 0 0 CISCO SYS INC COM Stock 17275R102 10 330 SH SOLE 330 0 0 AETNA INC NEW COM Stock 00817Y108 68 451 SH SOLE 450 0 0 AT&T INC COM Stock 00206R102 3983 105562 SH SOLE 105562 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 2357 36312 SH SOLE 36311 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 19 360 SH SOLE 360 0 0 CONTROL4 CORP COM Stock 21240D107 2 100 SH SOLE 100 0 0 INTREXON CORP COM Stock 46122T102 181 7500 SH SOLE 7500 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 3795 12240 SH SOLE 12240 0 0 GENERAL ELECTRIC CO COM Stock 369604103 875 32379 SH SOLE 32379 0 0 TIME WARNER INC COM NEW Stock 887317303 73 731 SH SOLE 731 0 0 ISHARES NORTH AMERICAN TECH-SOFTWARE ETF ETF 464287515 4 30 SH SOLE 30 0 0 TWITTER INC COM Stock 90184L102 2 110 SH SOLE 110 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 20 194 SH SOLE 194 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 23 169 SH SOLE 169 0 0 WELLS FARGO CO NEW COM Stock 949746101 87 1573 SH SOLE 1573 0 0 UNION PAC CORP COM Stock 907818108 109 1000 SH SOLE 1000 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 259 6600 SH SOLE 6600 0 0 SALESFORCE COM INC COM Stock 79466L302 2198 25385 SH SOLE 25385 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 11 40 SH SOLE 40 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 6258 68467 SH SOLE 68467 0 0 OXFORD IMMUNOTEC GLOBAL PLC ORD SHS Stock G6855A103 8 500 SH SOLE 500 0 0 CHEVRON CORP NEW COM Stock 166764100 3745 35894 SH SOLE 35894 0 0 ALBEMARLE CORP COM Stock 012653101 1 10 SH SOLE 10 0 0 CONOCOPHILLIPS COM Stock 20825C104 11 254 SH SOLE 254 0 0 BANK AMER CORP COM Stock 060505104 3804 156782 SH SOLE 156782 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 2 25 SH SOLE 25 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 92 600 SH SOLE 600 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR ADR 881624209 66 2000 SH SOLE 2000 0 0 PFIZER INC COM Stock 717081103 175 5200 SH SOLE 5200 0 0 MORGAN STANLEY COM NEW Stock 617446448 1447 32477 SH SOLE 32476 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 165 182 SH SOLE 182 0 0 AMERICAN EXPRESS CO COM Stock 025816109 42 501 SH SOLE 500 0 0 AMGEN INC COM Stock 031162100 20 115 SH SOLE 114 0 0 WEIBO CORP SPONSORED ADR ADR 948596101 113 1700 SH SOLE 1700 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 4 42 SH SOLE 42 0 0 TIME INC NEW COM Stock 887228104 0 3 SH SOLE 3 0 0 TRIMBLE INC COM Stock 896239100 3 75 SH SOLE 75 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 4 22 SH SOLE 22 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 5518 39160 SH SOLE 39160 0 0 CDK GLOBAL INC COM Stock 12508E101 8 133 SH SOLE 133 0 0 PUREFUNDS ISE CYBER SECURITY ETF ETF 26924G201 54 1800 SH SOLE 1800 0 0 WGL HLDGS INC COM Stock 92924F106 4 50 SH SOLE 50 0 0 ULTRAGENYX PHARMACEUTICAL INC COM Stock 90400D108 2 30 SH SOLE 30 0 0 LAM RESEARCH CORP COM Stock 512807108 489 3460 SH SOLE 3460 0 0 DOW CHEM CO COM Stock 260543103 54 850 SH SOLE 850 0 0 BRISTOL MYERS SQUIBB CO COM Stock 110122108 56 1000 SH SOLE 1000 0 0 ALTRIA GROUP INC COM Stock 02209S103 217 2912 SH SOLE 2912 0 0 DOMINION ENERGY INC COM Stock 25746U109 87 1133 SH SOLE 1133 0 0 CITIGROUP INC COM NEW Stock 172967424 100 1500 SH SOLE 1500 0 0 EXXON MOBIL CORP COM Stock 30231G102 1673 20727 SH SOLE 20726 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 6 30 SH SOLE 30 0 0 COLGATE PALMOLIVE CO COM Stock 194162103 56 750 SH SOLE 750 0 0 COLLEGIUM PHARMACEUTICAL INC COM Stock 19459J104 14 1150 SH SOLE 1150 0 0 KRAFT HEINZ CO COM Stock 500754106 3 35 SH SOLE 34 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 19 360 SH SOLE 360 0 0 ACTIVISION BLIZZARD INC COM Stock 00507V109 3067 53275 SH SOLE 53275 0 0 CAMECO CORP COM Stock 13321L108 3 320 SH SOLE 320 0 0 ISHARES CHINA LARGE-CAP ETF ETF 464287184 16 400 SH SOLE 400 0 0 AQUA METALS INC COM Stock 03837J101 3 250 SH SOLE 250 0 0 FRONTIER COMMUNICATIONS CORP COM Stock 35906A306 0 221 SH SOLE 221 0 0 APPLE INC COM Stock 037833100 96 665 SH SOLE 665 0 0 ABBOTT LABS COM Stock 002824100 97 2000 SH SOLE 2000 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 81 763 SH SOLE 763 0 0 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 68 4500 SH SOLE 4500 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 23 200 SH SOLE 200 0 0