0001398344-17-001958.txt : 20170214
0001398344-17-001958.hdr.sgml : 20170214
20170214091705
ACCESSION NUMBER: 0001398344-17-001958
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Catamount Wealth Management
CENTRAL INDEX KEY: 0001677443
IRS NUMBER: 571167756
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17475
FILM NUMBER: 17602959
BUSINESS ADDRESS:
STREET 1: 943 POST RD EAST
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 203-226-0603
MAIL ADDRESS:
STREET 1: 943 POST RD EAST
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001677443
XXXXXXXX
12-31-2016
12-31-2016
false
Catamount Wealth Management
943 Post Rd East
Westport
CT
06880
13F HOLDINGS REPORT
028-17475
N
Laurie Stefanowicz
VP, Managing Partner
203-226-0603
/s/ Laurie Stefanowicz
Westport
CT
02-13-2017
0
174
123175
INFORMATION TABLE
2
fp0023983_13fhr-table.xml
13F INFORMATION TABLE
AMAZON COM INC COM
Stock
023135106
5967
7958
SH
SOLE
7958
0
0
HEWLETT PACKARD ENTERPRISE CO COM
Stock
42824C109
0
0
SH
SOLE
0
0
0
NORTHSTAR REALTY EUROPE CORP COM
Stock
66706L101
19
1498
SH
SOLE
1498
0
0
POWERSHARES QQQ TRUST, SERIES 1
ETF
73935A104
5464
46116
SH
SOLE
46115
0
0
STARBUCKS CORP COM
Stock
855244109
16
291
SH
SOLE
291
0
0
PUBLIC SVC ENTERPRISE GROUP COM
Stock
744573106
95
2175
SH
SOLE
2175
0
0
ALLEGHENY TECHNOLOGIES INC COM
Stock
01741R102
1
46
SH
SOLE
46
0
0
MONSANTO CO NEW COM
Stock
61166W101
7
68
SH
SOLE
68
0
0
SQUARE INC CL A
Stock
852234103
1
100
SH
SOLE
100
0
0
JOHNSON & JOHNSON COM
Stock
478160104
424
3680
SH
SOLE
3680
0
0
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
5
20
SH
SOLE
20
0
0
UNDER ARMOUR INC CL C
Stock
904311206
15
578
SH
SOLE
578
0
0
BOSTON SCIENTIFIC CORP COM
Stock
101137107
87
4000
SH
SOLE
4000
0
0
PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR
ADR
71654V408
4
400
SH
SOLE
400
0
0
PROCTER AND GAMBLE CO COM
Stock
742718109
215
2552
SH
SOLE
2552
0
0
COCA COLA CO COM
Stock
191216100
233
5614
SH
SOLE
5614
0
0
GENERAL MLS INC COM
Stock
370334104
142
2300
SH
SOLE
2300
0
0
CHARTER COMMUNICATIONS INC NEW CL A
Stock
16119P108
33
114
SH
SOLE
114
0
0
VANGUARD REIT ETF
ETF
922908553
41
500
SH
SOLE
500
0
0
INTEL CORP COM
Stock
458140100
1698
46805
SH
SOLE
46805
0
0
MSA SAFETY INC COM
Stock
553498106
1
10
SH
SOLE
10
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
4501
22790
SH
SOLE
22790
0
0
PEOPLES UNITED FINANCIAL INC COM
Stock
712704105
517
26700
SH
SOLE
26700
0
0
DELL TECHNOLOGIES INC COM CL V
Stock
24703L103
2
30
SH
SOLE
30
0
0
MERCK & CO INC COM
Stock
58933Y105
33
560
SH
SOLE
560
0
0
SPDR S&P 500 ETF
ETF
78462F103
13697
61274
SH
SOLE
61273
0
0
ADVANSIX INC COM
Stock
00773T101
0
16
SH
SOLE
16
0
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
4
36
SH
SOLE
36
0
0
FIRST REP BK SAN FRANCISCO CAL COM
Stock
33616C100
1902
20645
SH
SOLE
20645
0
0
EMERSON ELEC CO COM
Stock
291011104
61
1100
SH
SOLE
1100
0
0
ISHARES MSCI JAPAN ETF
ETF
46434G822
4
75
SH
SOLE
75
0
0
ISHARES TIPS BOND ETF
ETF
464287176
1
12
SH
SOLE
12
0
0
DU PONT E I DE NEMOURS & CO COM
Stock
263534109
20
266
SH
SOLE
266
0
0
EDWARDS LIFESCIENCES CORP COM
Stock
28176E108
47
500
SH
SOLE
500
0
0
BANK NEW YORK MELLON CORP COM
Stock
064058100
28
595
SH
SOLE
595
0
0
DIREXION DAILY TECHNOLOGY BULL 3X SHARES
ETF
25459W102
30
600
SH
SOLE
600
0
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
5805
108740
SH
SOLE
108740
0
0
FEDEX CORP COM
Stock
31428X106
0
0
SH
SOLE
0
0
0
SHERWIN WILLIAMS CO COM
Stock
824348106
4
15
SH
SOLE
15
0
0
PEPSICO INC COM
Stock
713448108
227
2171
SH
SOLE
2171
0
0
MARATHON OIL CORP COM
Stock
565849106
4
205
SH
SOLE
205
0
0
UNILEVER N V N Y SHS NEW
ADR
904784709
33
800
SH
SOLE
800
0
0
KIMBERLY CLARK CORP COM
Stock
494368103
8
66
SH
SOLE
66
0
0
HONEYWELL INTL INC COM
Stock
438516106
151
1300
SH
SOLE
1300
0
0
US BANCORP DEL COM NEW
Stock
902973304
14
269
SH
SOLE
269
0
0
BP PLC SPONSORED ADR
ADR
055622104
26
700
SH
SOLE
700
0
0
HOME DEPOT INC COM
Stock
437076102
46
342
SH
SOLE
342
0
0
BAXTER INTL INC COM
Stock
071813109
22
500
SH
SOLE
500
0
0
SUNCOR ENERGY INC NEW COM
Stock
867224107
5
140
SH
SOLE
140
0
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
72
700
SH
SOLE
700
0
0
SPDR GOLD SHARES
ETF
78463V107
66
600
SH
SOLE
600
0
0
SOUTHERN CO COM
Stock
842587107
37
750
SH
SOLE
750
0
0
BROADRIDGE FINL SOLUTIONS INC COM
Stock
11133T103
7
100
SH
SOLE
100
0
0
NORTHSTAR RLTY FIN CORP COM
REIT
66704R803
68
4496
SH
SOLE
4496
0
0
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
36
341
SH
SOLE
341
0
0
NUVEEN CONNECTICUT QLTY MUN FD COM
CEF
67060D107
90
7308
SH
SOLE
7308
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
7968
48890
SH
SOLE
48890
0
0
ADOBE SYS INC COM
Stock
00724F101
55
530
SH
SOLE
530
0
0
EXELON CORP COM
Stock
30161N101
7
202
SH
SOLE
202
0
0
ALPHABET INC CAP STK CL A
Stock
02079K305
3287
4148
SH
SOLE
4148
0
0
PANERA BREAD CO CL A
Stock
69840W108
3
16
SH
SOLE
16
0
0
CONSTELLATION BRANDS INC CL A
Stock
21036P108
15
100
SH
SOLE
100
0
0
UNILEVER PLC SPON ADR NEW
ADR
904767704
474
11636
SH
SOLE
11636
0
0
MICROSOFT CORP COM
Stock
594918104
192
3096
SH
SOLE
3096
0
0
UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN
ETF
902641646
37
1288
SH
SOLE
1288
0
0
SCHLUMBERGER LTD COM
Stock
806857108
96
1145
SH
SOLE
1145
0
0
MASCO CORP COM
Stock
574599106
11
350
SH
SOLE
350
0
0
VANGUARD LARGE-CAP INDEX FUND
ETF
922908637
6
59
SH
SOLE
59
0
0
NEXTERA ENERGY INC COM
Stock
65339F101
36
300
SH
SOLE
300
0
0
TESLA MTRS INC COM
Stock
88160R101
932
4360
SH
SOLE
4360
0
0
CORESITE RLTY CORP COM
REIT
21870Q105
190
2400
SH
SOLE
2400
0
0
NORFOLK SOUTHERN CORP COM
Stock
655844108
130
1200
SH
SOLE
1200
0
0
BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT
Stock
G16258108
18
600
SH
SOLE
600
0
0
ENDURANCE SPECIALTY HLDGS LTD SHS
Stock
G30397106
37
400
SH
SOLE
400
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
27
1000
SH
SOLE
1000
0
0
CONSOLIDATED EDISON INC COM
Stock
209115104
29
395
SH
SOLE
394
0
0
LILLY ELI & CO COM
Stock
532457108
37
500
SH
SOLE
500
0
0
PPL CORP COM
Stock
69351T106
72
2100
SH
SOLE
2100
0
0
NUANCE COMMUNICATIONS INC COM
Stock
67020Y100
1
50
SH
SOLE
50
0
0
UNDER ARMOUR INC CL A
Stock
904311107
1099
37847
SH
SOLE
37847
0
0
SPECTRA ENERGY CORP COM
Stock
847560109
11
259
SH
SOLE
259
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
20
222
SH
SOLE
222
0
0
AMERICAN ELEC PWR INC COM
Stock
025537101
8
123
SH
SOLE
123
0
0
EVERSOURCE ENERGY COM
Stock
30040W108
24
428
SH
SOLE
428
0
0
ISHARES RUSSELL MID-CAP GROWTH ETF
ETF
464287481
7
76
SH
SOLE
76
0
0
MARATHON PETE CORP COM
Stock
56585A102
15
305
SH
SOLE
305
0
0
VANGUARD SMALL-CAP VALUE INDEX FUND
ETF
922908611
5
39
SH
SOLE
39
0
0
ALLERGAN PLC SHS
Stock
G0177J108
21
100
SH
SOLE
100
0
0
INVENTERGY GLOBAL INC COM NEW
Stock
46123X409
0
1
SH
SOLE
1
0
0
VISA INC COM CL A
Stock
92826C839
6489
83168
SH
SOLE
83168
0
0
GLADSTONE COML CORP COM
REIT
376536108
0
0
SH
SOLE
0
0
0
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
1
8
SH
SOLE
8
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
12
132
SH
SOLE
132
0
0
VANGUARD GROWTH INDEX FUND
ETF
922908736
12
109
SH
SOLE
109
0
0
FLEXSHARES IBOXX 3-YEAR TARGET DURATION TIPS INDEX FUND
ETF
33939L506
24
960
SH
SOLE
960
0
0
SUNOCO LP COM U REP LP
Stock
86765K109
135
5030
SH
SOLE
5030
0
0
PHILLIPS 66 COM
Stock
718546104
123
1420
SH
SOLE
1420
0
0
FACEBOOK INC CL A
Stock
30303M102
25364
220458
SH
SOLE
220458
0
0
ADAMS DIVERSIFIED EQUITY FD COM
CEF
006212104
1
70
SH
SOLE
70
0
0
CELGENE CORP COM
Stock
151020104
1506
13015
SH
SOLE
13015
0
0
MONDELEZ INTL INC CL A
Stock
609207105
33
750
SH
SOLE
750
0
0
JOHNSON CTLS INTL PLC SHS
Stock
G51502105
3
63
SH
SOLE
63
0
0
DEUTSCHE BANK AG NAMEN AKT
Stock
D18190898
362
20000
SH
SOLE
20000
0
0
POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO
ETF
73937B654
20
500
SH
SOLE
500
0
0
ABBVIE INC COM
Stock
00287Y109
29
466
SH
SOLE
466
0
0
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
4
25
SH
SOLE
25
0
0
BLACKSTONE GROUP L P COM UNIT LTD
Stock
09253U108
16
600
SH
SOLE
600
0
0
YAHOO INC COM
Stock
984332106
1
25
SH
SOLE
25
0
0
RAYTHEON CO COM NEW
Stock
755111507
2049
14430
SH
SOLE
14430
0
0
QUALCOMM INC COM
Stock
747525103
7
100
SH
SOLE
100
0
0
MCDONALDS CORP COM
Stock
580135101
130
1066
SH
SOLE
1066
0
0
FLEXSHARES QUALITY DIVIDEND INDEX FUND
ETF
33939L860
49
1242
SH
SOLE
1242
0
0
CISCO SYS INC COM
Stock
17275R102
10
330
SH
SOLE
330
0
0
AETNA INC NEW COM
Stock
00817Y108
56
451
SH
SOLE
450
0
0
AT&T INC COM
Stock
00206R102
5843
137392
SH
SOLE
137391
0
0
ENERGY SELECT SECTOR SPDR FUND
ETF
81369Y506
2609
34645
SH
SOLE
34645
0
0
INTREXON CORP COM
Stock
46122T102
182
7500
SH
SOLE
7500
0
0
GENERAL ELECTRIC CO COM
Stock
369604103
1192
37732
SH
SOLE
37732
0
0
TIME WARNER INC COM NEW
Stock
887317303
71
731
SH
SOLE
731
0
0
ISHARES NORTH AMERICAN TECH-SOFTWARE ETF
ETF
464287515
3
30
SH
SOLE
30
0
0
FIDELITY MSCI FINANCIALS INDEX ETF
ETF
316092501
6
160
SH
SOLE
160
0
0
ISHARES S&P 500 VALUE ETF
ETF
464287408
20
194
SH
SOLE
194
0
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
21
169
SH
SOLE
169
0
0
WELLS FARGO & CO NEW COM
Stock
949746101
98
1773
SH
SOLE
1773
0
0
UNION PAC CORP COM
Stock
907818108
207
2000
SH
SOLE
2000
0
0
ISHARES MBS ETF
ETF
464288588
6
57
SH
SOLE
57
0
0
ISHARES U.S. PREFERRED STOCK ETF
ETF
464288687
625
16800
SH
SOLE
16800
0
0
LOCKHEED MARTIN CORP COM
Stock
539830109
135
540
SH
SOLE
540
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
5231
60623
SH
SOLE
60623
0
0
CHEVRON CORP NEW COM
Stock
166764100
3754
31896
SH
SOLE
31896
0
0
CONOCOPHILLIPS COM
Stock
20825C104
13
254
SH
SOLE
254
0
0
BANK AMER CORP COM
Stock
060505104
2938
132955
SH
SOLE
132955
0
0
SPDR S&P DIVIDEND ETF
ETF
78464A763
2
25
SH
SOLE
25
0
0
WAL-MART STORES INC COM
Stock
931142103
69
1000
SH
SOLE
1000
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
391
2356
SH
SOLE
2356
0
0
UNITED TECHNOLOGIES CORP COM
Stock
913017109
12
110
SH
SOLE
110
0
0
TEVA PHARMACEUTICAL INDS LTD ADR
ADR
881624209
73
2000
SH
SOLE
2000
0
0
PFIZER INC COM
Stock
717081103
1664
51245
SH
SOLE
51245
0
0
MORGAN STANLEY COM NEW
Stock
617446448
1374
32527
SH
SOLE
32526
0
0
HP INC COM
Stock
40434L105
0
0
SH
SOLE
0
0
0
USA TECHNOLOGIES INC COM NO PAR
Stock
90328S500
6
1300
SH
SOLE
1300
0
0
ALPHABET INC CAP STK CL C
Stock
02079K107
93
120
SH
SOLE
120
0
0
AMERICAN EXPRESS CO COM
Stock
025816109
37
501
SH
SOLE
500
0
0
AMGEN INC COM
Stock
031162100
20
135
SH
SOLE
135
0
0
POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO
ETF
73936T573
1
19
SH
SOLE
19
0
0
FIRST TRUST DOW JONES INTERNET INDEX FUND
ETF
33733E302
3
42
SH
SOLE
42
0
0
UNITED STATES STL CORP NEW COM
Stock
912909108
1
30
SH
SOLE
30
0
0
TIME INC NEW COM
Stock
887228104
0
3
SH
SOLE
3
0
0
ISHARES 20 YEAR TREASURY BOND ETF
ETF
464287432
0
1
SH
SOLE
1
0
0
ISHARES S&P MID-CAP 400 GROWTH ETF
ETF
464287606
4
22
SH
SOLE
22
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
4
50
SH
SOLE
50
0
0
CDK GLOBAL INC COM
Stock
12508E101
8
133
SH
SOLE
133
0
0
PUREFUNDS ISE CYBER SECURITY ETF
ETF
26924G201
48
1800
SH
SOLE
1800
0
0
WGL HLDGS INC COM
Stock
92924F106
4
50
SH
SOLE
50
0
0
PHILIP MORRIS INTL INC COM
Stock
718172109
9
103
SH
SOLE
103
0
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
6
50
SH
SOLE
50
0
0
WESTERN GAS PARTNERS LP COM UNIT LP IN
Stock
958254104
59
1000
SH
SOLE
1000
0
0
DOW CHEM CO COM
Stock
260543103
49
850
SH
SOLE
850
0
0
BRISTOL MYERS SQUIBB CO COM
Stock
110122108
66
1133
SH
SOLE
1133
0
0
ALTRIA GROUP INC COM
Stock
02209S103
190
2812
SH
SOLE
2812
0
0
DOMINION RES INC VA NEW COM
Stock
25746U109
110
1433
SH
SOLE
1433
0
0
EXXON MOBIL CORP COM
Stock
30231G102
2006
22225
SH
SOLE
22225
0
0
UNITEDHEALTH GROUP INC COM
Stock
91324P102
328
2050
SH
SOLE
2050
0
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
0
0
SH
SOLE
0
0
0
COLGATE PALMOLIVE CO COM
Stock
194162103
49
750
SH
SOLE
750
0
0
COLLEGIUM PHARMACEUTICAL INC COM
Stock
19459J104
18
1150
SH
SOLE
1150
0
0
PAYPAL HLDGS INC COM
Stock
70450Y103
14
360
SH
SOLE
360
0
0
FRONTIER COMMUNICATIONS CORP COM
Stock
35906A108
1
221
SH
SOLE
221
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
0
0
SH
SOLE
0
0
0
ABBOTT LABS COM
Stock
002824100
50
1300
SH
SOLE
1300
0
0
DISNEY WALT CO COM DISNEY
Stock
254687106
27
263
SH
SOLE
263
0
0
POWERSHARES PREFERRED PORTFOLIO
ETF
73936T565
64
4513
SH
SOLE
4513
0
0
MARSH & MCLENNAN COS INC COM
Stock
571748102
4
59
SH
SOLE
59
0
0
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
22
200
SH
SOLE
200
0
0