0000899243-17-028060.txt : 20171206
0000899243-17-028060.hdr.sgml : 20171206
20171206160131
ACCESSION NUMBER: 0000899243-17-028060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171205
FILED AS OF DATE: 20171206
DATE AS OF CHANGE: 20171206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frist Julie D.
CENTRAL INDEX KEY: 0001685035
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37886
FILM NUMBER: 171242304
MAIL ADDRESS:
STREET 1: 810 JACKSON BLVD.
CITY: NASHVILLE
STATE: TN
ZIP: 37205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CapStar Financial Holdings, Inc.
CENTRAL INDEX KEY: 0001676479
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 811527911
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: (615) 732-6400
MAIL ADDRESS:
STREET 1: 201 4TH AVENUE NORTH
STREET 2: SUITE 950
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-12-05
0
0001676479
CapStar Financial Holdings, Inc.
CSTR
0001685035
Frist Julie D.
1201 DEMONBREUN STREET, SUITE 700
NASHVILLE
TN
37203
1
0
0
0
Common Stock
2017-12-05
4
X
0
2000
10.00
A
211821
D
Common Stock
2017-12-05
4
S
0
2000
21.15
D
209821
D
Common Stock
797
D
Common Stock
475
D
Common Stock
946
D
Common Stock
206809
I
Charles A. and Patricia F. Elcan
Common Stock
206809
I
William R. and Jennifer R. Frist
Option (right to buy)
10.00
2017-12-05
4
X
0
2000
0.00
D
2018-11-13
Common Stock
2000
0
D
Option (right to buy)
10.00
2020-01-20
Common Stock
6000
6000
D
Warrants (right to buy)
10.00
2008-07-14
2018-07-14
Common Stock
20833
20833
D
Warrants (right to buy)
10.00
2008-07-14
2018-07-14
Common Stock
10834
10834
I
Charles A. and Patricia F. Elcan
Warrants (right to buy)
10.00
2008-07-14
2018-07-14
Common Stock
10833
10833
I
William R. and Jennifer R. Frist
The reported item represents shares that were acquired pursuant to the exercise of options on December 5, 2017 and that were subsequently sold on December 5, 2017 pursuant to a Rule 10b5-1 trading plan. The shares were sold in multiple transactions at prices ranging from $21.14 to $21.35. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Following these reported transactions, the reporting person directly owns 209,821 shares of common stock not subject to restriction or vesting.
The reported item represents an award of restricted common stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017 grant date.
The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Charles A. Elcan and Patricia F. Elcan and William R. Frist and Jennifer R. Frist are the brothers-in-law and sisters-in-law of the reporting person.
The reported item represents the unvested portion of an award of restricted common stock granted on February 27, 2015. The remaining 475 shares of restricted common stock under this award vest on the third anniversary of the grant date, or February 27, 2018.
The reported item represents the unvested portion of an award of restricted common stock granted on March 3, 2016. The remaining 946 shares of restricted common stock under this award vest on the second and third anniversaries of the March 3, 2016 grant date, or March 3, 2018 and March 3, 2019, respectively.
These options vested in four equal annual installments beginning one year after the November 13, 2008 grant date.
These options vested in four equal annual installments beginning one year after the January 20, 2010 grant date.
/s/ Rob Anderson, as Attorney-in-Fact for Julie D. Frist
2017-12-06