0000899243-17-016594.txt : 20170616 0000899243-17-016594.hdr.sgml : 20170616 20170616172159 ACCESSION NUMBER: 0000899243-17-016594 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170616 DATE AS OF CHANGE: 20170616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CapStar Financial Holdings, Inc. CENTRAL INDEX KEY: 0001676479 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 811527911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 4TH AVENUE NORTH STREET 2: SUITE 950 CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: (615) 732-6400 MAIL ADDRESS: STREET 1: 201 4TH AVENUE NORTH STREET 2: SUITE 950 CITY: NASHVILLE STATE: TN ZIP: 37219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Stephen Buford CENTRAL INDEX KEY: 0001685232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37886 FILM NUMBER: 17916925 MAIL ADDRESS: STREET 1: 7065 MOORES LANE STREET 2: SUITE 300 CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-08 0 0001676479 CapStar Financial Holdings, Inc. CSTR 0001685232 Smith Stephen Buford 1201 DEMONBREUN STREET, SUITE 700 NASHVILLE TN 37203 1 0 0 0 Common Stock 2017-05-08 4 P 0 766 17.04 A 766 D Common Stock 2017-05-08 4 P 0 766 17.04 A 766 I Stephen B. Smith Jr. Family Trust Common Stock 2017-05-08 4 P 0 766 17.04 A 766 I Matthew Carlton Smith Family Trust Common Stock 2017-05-09 4 P 0 387 17.10 A 387 D Common Stock 2017-05-09 4 P 0 387 17.10 A 387 I Stephen B. Smith Jr. Family Trust Common Stock 2017-05-09 4 P 0 387 17.10 A 387 I Matthew Carlton Smith Family Trust Common Stock 2017-06-08 4 P 0 1000 18.22 A 1000 D Common Stock 2017-06-08 4 P 0 1000 18.22 A 1000 I Stephen B. Smith Jr. Family Trust Common Stock 2017-06-08 4 P 0 1000 18.22 A 1000 I Matthew Carlton Smith Family Trust Common Stock 2017-06-14 4 P 0 366 18.50 A 366 D Common Stock 2017-06-14 4 P 0 366 18.50 A 366 I Stephen B. Smith Jr. Family Trust Common Stock 2017-06-14 4 P 0 367 18.50 A 367 I Matthew Carlton Smith Family Trust Common Stock 2017-06-15 4 P 0 481 18.81 A 481 D Common Stock 2017-06-15 4 P 0 481 18.81 A 481 I Stephen B. Smith Jr. Family Trust Common Stock 2017-06-15 4 P 0 480 18.81 A 480 I Matthew Carlton Smith Family Trust Common Stock 595 D Common Stock 27274 D Common Stock 396 D Common Stock 1169 D Warrants 10.00 2008-07-14 2018-07-14 Common Stock 1250 1250 D Options (right to buy) 10.00 2018-11-13 Common Stock 6000 6000 D Options (right to buy) 10.00 2020-01-20 Common Stock 6000 6000 D Options (right to buy) 10.00 2021-08-23 Common Stock 1250 1250 D The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the February 28, 2017, grant date. The reported item represents the unvested portion of an award of restricted stock on February 27, 2015. The remaining 396 shares of restricted stock under this award vest on the third anniversary of the grant date, or February 27, 2018. The reported item represents an award of restricted stock which vests in three equal installments beginning on the first anniversary of the March 3, 2016, grant date. These options vested in four equal annual installments beginning one year after the November 13, 2008, grant date. These options vested in four equal annual installments beginning one year after the January 20, 2010, grant date. These options vested in four equal annual installments beginning one year after the August 23, 2011, grant date. This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 766 shares of restricted stock on 05/08/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 387 shares of restricted stock on 05/09/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight. This line item is added to report a delinquent transaction for the purchase of 1,000 shares of restricted stock on 06/08/2017 that was not reported due to an inadvertent administrative oversight. /s/ Rob Anderson, as Attorney-in-Fact for Stephen B. Smith 2017-06-16