0001676238-23-000154.txt : 20230914 0001676238-23-000154.hdr.sgml : 20230914 20230914174319 ACCESSION NUMBER: 0001676238-23-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230912 FILED AS OF DATE: 20230914 DATE AS OF CHANGE: 20230914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kleeger Myles CENTRAL INDEX KEY: 0001889751 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41065 FILM NUMBER: 231256068 MAIL ADDRESS: STREET 1: C/O BRAZE, INC. STREET 2: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Braze, Inc. CENTRAL INDEX KEY: 0001676238 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 452505271 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: (609) 964-0585 MAIL ADDRESS: STREET 1: 330 WEST 34TH STREET, FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10001 FORMER COMPANY: FORMER CONFORMED NAME: Appboy, Inc. DATE OF NAME CHANGE: 20160602 4 1 wk-form4_1694727790.xml FORM 4 X0508 4 2023-09-12 0 0001676238 Braze, Inc. BRZE 0001889751 Kleeger Myles C/O BRAZE, INC., 330 WEST 34TH STREET 18TH FLOOR NEW YORK NY 10001 0 1 0 0 Pres & CCO 1 Class A Common Stock 2023-09-12 4 C 0 10000 A 194918 D Class A Common Stock 2023-09-12 4 S 0 8600 47.60 D 186318 D Class A Common Stock 2023-09-12 4 S 0 1400 48.43 D 184918 D Stock Option (Right to Buy) 0.26 2023-09-12 4 M 0 10000 0 D 2024-12-16 Class B Common Stock 10000 70000 D Class B Common Stock 2023-09-12 4 M 0 10000 0.26 A Class A Common Stock 10000 841023 D Class B Common Stock 2023-09-12 4 C 0 10000 0 D Class A Common Stock 10000 831023 D Class B Common Stock Class A Common Stock 111111 111111 I See footnote Class B Common Stock Class A Common Stock 111111 111111 I See footnote Class B Common Stock Class A Common Stock 146883 146883 I See footnote Class B Common Stock Class A Common Stock 19784 19784 I See footnote Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock. Of the reported shares, 184,918 shares are represented by restricted stock units. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted on April 6, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.23 to $48.19 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.23 to $48.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This award is fully vested. The securities are held by a family trust. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. The securities are held by a family GRAT. The Reporting Person shares voting and investment control of the shares and may be deemed to beneficially own the shares. /s/ Nathan Jeffries, Attorney-in-Fact 2023-09-14