0001209191-23-005241.txt : 20230127
0001209191-23-005241.hdr.sgml : 20230127
20230127162042
ACCESSION NUMBER: 0001209191-23-005241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230125
FILED AS OF DATE: 20230127
DATE AS OF CHANGE: 20230127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heeter Jeffrey D.
CENTRAL INDEX KEY: 0001686245
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 23563191
MAIL ADDRESS:
STREET 1: C/O ALCOA CORPORATION
STREET 2: 201 ISABELLA STREET, SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-01-25
0
0001675149
Alcoa Corp
AA
0001686245
Heeter Jeffrey D.
201 ISABELLA STREET
SUITE 500
PITTSBURGH
PA
15212-5858
0
1
0
0
EVP & Gen. Counsel
Common Stock, par value $0.01 per share
2023-01-25
4
A
0
7670
0.00
A
54508
D
Common Stock, par value $0.01 per share
2023-01-25
4
A
0
65870
0.00
A
120378
D
Common Stock, par value $0.01 per share
2023-01-25
4
F
0
25740
52.19
D
94638
D
Common Stock, par value $0.01 per share
2023-01-25
4
S
0
16668
51.9464
D
77970
D
Award of restricted stock units, which are settled in stock upon vesting, generally on the third anniversary of the date of grant.
Earned performance restricted stock units (PRSUs) granted in 2020.
Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of PRSUs granted in 2020.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.8000 - $52.2400. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
/s/ Marissa P. Earnest, attorney-in-fact for Jeffrey D. Heeter
2023-01-27