0001209191-21-020153.txt : 20210312 0001209191-21-020153.hdr.sgml : 20210312 20210312161919 ACCESSION NUMBER: 0001209191-21-020153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210310 FILED AS OF DATE: 20210312 DATE AS OF CHANGE: 20210312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Tammi A CENTRAL INDEX KEY: 0001808037 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 21737675 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-10 0 0001675149 Alcoa Corp AA 0001808037 Jones Tammi A 201 ISABELLA STREET SUITE 500 PITTSBURGH PA 15212 0 1 0 0 EVP & CHRO Common Stock, par value $0.01 per share 2021-03-10 4 S 0 2731 31.8881 D 43562 D Common Stock, par value $0.01 per share 57 I By Company 401(k) Plan Common Stock, par value $0.01 per share 2021-03-10 4 M 0 1000 19.89 A 7750 I By Spouse Common Stock, par value $0.01 per share 2021-03-10 4 M 0 1000 24.73 A 8750 I By Spouse Common Stock, par value $0.01 per share 2021-03-10 4 M 0 2214 15.10 A 10964 I By Spouse Common Stock, par value $0.01 per share 2021-03-10 4 S 0 4214 31.9097 D 6750 I By Spouse Employee Stock Option (right to buy) 19.89 2021-03-10 4 M 0 1000 0.00 D 2014-01-16 2023-01-16 Common Stock 1000 0 I By Spouse Employee Stock Option (right to buy) 24.73 2021-03-10 4 M 0 1000 0.00 D 2015-01-16 2024-01-16 Common Stock 1000 0 I By Spouse Employee Stock Option (right to buy) 15.10 2021-03-10 4 M 0 2214 0.00 D 2017-01-19 2026-01-19 Common Stock 2214 0 I By Spouse The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.8801 - $31.8950. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.5103 - $32.2750. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. This option vested in equal installments over three years beginning on the date shown. /s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones 2021-03-12