0001209191-21-020153.txt : 20210312
0001209191-21-020153.hdr.sgml : 20210312
20210312161919
ACCESSION NUMBER: 0001209191-21-020153
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Tammi A
CENTRAL INDEX KEY: 0001808037
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37816
FILM NUMBER: 21737675
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alcoa Corp
CENTRAL INDEX KEY: 0001675149
STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334]
IRS NUMBER: 811789115
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
BUSINESS PHONE: 412-315-2900
MAIL ADDRESS:
STREET 1: 201 ISABELLA STREET
STREET 2: SUITE 500
CITY: PITTSBURGH
STATE: PA
ZIP: 15212
FORMER COMPANY:
FORMER CONFORMED NAME: Alcoa Upstream Corp
DATE OF NAME CHANGE: 20160520
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-10
0
0001675149
Alcoa Corp
AA
0001808037
Jones Tammi A
201 ISABELLA STREET
SUITE 500
PITTSBURGH
PA
15212
0
1
0
0
EVP & CHRO
Common Stock, par value $0.01 per share
2021-03-10
4
S
0
2731
31.8881
D
43562
D
Common Stock, par value $0.01 per share
57
I
By Company 401(k) Plan
Common Stock, par value $0.01 per share
2021-03-10
4
M
0
1000
19.89
A
7750
I
By Spouse
Common Stock, par value $0.01 per share
2021-03-10
4
M
0
1000
24.73
A
8750
I
By Spouse
Common Stock, par value $0.01 per share
2021-03-10
4
M
0
2214
15.10
A
10964
I
By Spouse
Common Stock, par value $0.01 per share
2021-03-10
4
S
0
4214
31.9097
D
6750
I
By Spouse
Employee Stock Option (right to buy)
19.89
2021-03-10
4
M
0
1000
0.00
D
2014-01-16
2023-01-16
Common Stock
1000
0
I
By Spouse
Employee Stock Option (right to buy)
24.73
2021-03-10
4
M
0
1000
0.00
D
2015-01-16
2024-01-16
Common Stock
1000
0
I
By Spouse
Employee Stock Option (right to buy)
15.10
2021-03-10
4
M
0
2214
0.00
D
2017-01-19
2026-01-19
Common Stock
2214
0
I
By Spouse
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.8801 - $31.8950. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
Fluctuations in 401(k) share amounts reflect the plan's unit reporting method; units represent interests in the Company's stock fund.
The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.5103 - $32.2750. The reporting person undertakes to provide to Alcoa Corporation, any security holder of Alcoa Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
This option vested in equal installments over three years beginning on the date shown.
/s/ Marissa P. Earnest, attorney-in-fact for Tammi A. Jones
2021-03-12