0001209191-19-010224.txt : 20190214 0001209191-19-010224.hdr.sgml : 20190214 20190214164550 ACCESSION NUMBER: 0001209191-19-010224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190212 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heeter Jeffrey D. CENTRAL INDEX KEY: 0001686245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37816 FILM NUMBER: 19607588 MAIL ADDRESS: STREET 1: C/O ALCOA CORPORATION STREET 2: 201 ISABELLA STREET, SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcoa Corp CENTRAL INDEX KEY: 0001675149 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY PRODUCTION OF ALUMINUM [3334] IRS NUMBER: 811789115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 BUSINESS PHONE: 412-315-2900 MAIL ADDRESS: STREET 1: 201 ISABELLA STREET STREET 2: SUITE 500 CITY: PITTSBURGH STATE: PA ZIP: 15212 FORMER COMPANY: FORMER CONFORMED NAME: Alcoa Upstream Corp DATE OF NAME CHANGE: 20160520 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-12 0 0001675149 Alcoa Corp AA 0001686245 Heeter Jeffrey D. 201 ISABELLA STREET SUITE 500 PITTSBURGH PA 15212-5858 0 1 0 0 EVP, Gen. Counsel & Secretary Phantom Stock Units 2019-02-12 4 I 0 3087 28.32 A Common Stock 3087 9346 D Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. Phantom stock units, acquired under the Alcoa Deferred Compensation Plan (the "Plan"), are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. /s/ Marissa P. Earnest, attorney-in-fact for Jeffrey D. Heeter 2019-02-14