0001140361-24-011198.txt : 20240304
0001140361-24-011198.hdr.sgml : 20240304
20240304211912
ACCESSION NUMBER: 0001140361-24-011198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240304
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Great Elm Group, Inc.
CENTRAL INDEX KEY: 0001831096
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 24717983
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: (617) 375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET, SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
ORGANIZATION NAME:
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
FORM 4
X0508
4
2024-03-04
0001675033
Great Elm Capital Corp.
GECC
0001831096
Great Elm Group, Inc.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
false
Common Stock
2024-03-04
4
J
0
1239
10.82
D
1516932
D
On March 4, 2024, Great Elm Group, Inc. ("GEG") agreed to transfer an aggregate of 1,239 shares of common stock of Great Elm Capital Corp. owned by GEG as compensation to certain of GEG's employees. The shares vest in equal annual installments on each 20th of September for the next four consecutive years, beginning on September 20, 2024, subject to continued service with GEG. GEG will retain voting rights over the unvested portion of the shares.
/s/ Adam M. Kleinman, attorney-in-fact
2024-03-04