0001213900-23-084732.txt : 20231108 0001213900-23-084732.hdr.sgml : 20231108 20231108160017 ACCESSION NUMBER: 0001213900-23-084732 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 EFFECTIVENESS DATE: 20231108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivo Capital, LLC CENTRAL INDEX KEY: 0001674712 IRS NUMBER: 203075737 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17467 FILM NUMBER: 231387645 BUSINESS ADDRESS: STREET 1: 192 LYTTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-688-0818 MAIL ADDRESS: STREET 1: 192 LYTTON AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001674712 XXXXXXXX 09-30-2023 09-30-2023 false Vivo Capital, LLC

192 Lytton Avenue Palo Alto CA 94301

13F HOLDINGS REPORT 028-17467 000159868 801-79829 N Zhanping Wu 650-688-0818 /s/ Zhanping Wu Palo Alto CA 11-08-2023 0 53 912764619 INFORMATION TABLE 2 infotable.xml Aadi Bioscience Inc Common 00032Q104 6456277 509572 SH SOLE 509572 0 0 Alpine Immune Sciences Inc Common 02083G100 10475754 914913 SH SOLE 914913 0 0 Aclaris Therapeutics, Inc. Common 00461U105 6155622 898631 SH SOLE 898631 0 0 Aligos Therapeutics Inc Common 01626L105 2649631 3547030 SH SOLE 3547030 0 0 Allakos Inc Common 01671P100 6782760 2988000 SH SOLE 2988000 0 0 ALX Oncology Holdings Inc Common 00166B105 20256230 4220048 SH SOLE 4220048 0 0 Amyris, Inc Common 03236M200 465050 7750828 SH SOLE 7750828 0 0 Apogee Therapeutics Inc Common 03770N101 8520000 400000 SH SOLE 400000 0 0 Arcellx Inc. Common 03940C100 18067912 503565 SH SOLE 503565 0 0 Arrowhead Pharmaceuticals Inc Common 04280A100 3692234 137411 SH SOLE 137411 0 0 Aslan Pharmaceuticals Ltd ADS 04522R101 1068181 568182 SH SOLE 568182 0 0 Astria Therapeutics Inc Common 04635X102 12541745 1681199 SH SOLE 1681199 0 0 Avadel Pharmaceuticals PLC ADR 05337M104 42193208 4096428 SH SOLE 4096428 0 0 BioAtla Inc Common 09077B104 908108 534181 SH SOLE 534181 0 0 Bolt Therapeutics Inc Common 097702104 4026143 3871291 SH SOLE 3871291 0 0 Clene Inc Common 185634102 1396738 2645338 SH SOLE 2645338 0 0 Codexis, Inc Common 192005106 733592 388144 SH SOLE 388144 0 0 Cogent Biosciences Inc Common 19240Q201 21888175 2244941 SH SOLE 2244941 0 0 Compass Pathway PLC SPONSORED ADS 20451W101 11899200 1608000 SH SOLE 1608000 0 0 Compass Therapeutics Inc Common 20454B104 7005365 3556023 SH SOLE 3556023 0 0 Crinetics Pharmaceuticals Inc Common 22663K107 10409000 350000 SH SOLE 350000 0 0 DBV Technologies SA Sponsored ADR 23306J101 3684070 2708875 SH SOLE 2708875 0 0 Delcath Systems, Inc. Common 24661P807 7513524 1855191 SH SOLE 1855191 0 0 Dyne Therapeutics Inc Common 26818M108 9274819 1035136 SH SOLE 1035136 0 0 Fulcrum Therapeutics Inc Common 359616109 2308800 520000 SH SOLE 520000 0 0 Genetron Holdings Ltd ADS 37186H100 104570306 8124174 SH SOLE 8124174 0 0 Geron Corp Common 374163103 35032224 16524634 SH SOLE 16524634 0 0 Gracell Biotechnologies Inc SPONSORED ADS 38406L103 31337695 10881144 SH SOLE 10881144 0 0 Harmony Biosciences Holdings Inc Common 413197104 85406714 2606247 SH SOLE 2606247 0 0 Homology Medicines, Inc. Common 438083107 432980 370068 SH SOLE 370068 0 0 Icosavax, Inc. Common 45114M109 13210402 1704568 SH SOLE 1704568 0 0 Impel NeuroPharma Inc Common 45258K109 1240459 2884789 SH SOLE 2884789 0 0 Instil Bio Inc Common 45783C101 5344345 12486787 SH SOLE 12486787 0 0 IO Biotech Inc Common 449778109 8704549 6173439 SH SOLE 6173439 0 0 Iovance Biotherapeutics Inc Common 462260100 2980509 655057 SH SOLE 655057 0 0 KalVista Pharmaceuticals Inc. Common 483497103 8243357 856008 SH SOLE 856008 0 0 Olema Pharmaceuticals Inc Common 68062P106 23140244 1873704 SH SOLE 1873704 0 0 Oric Pharmaceuticals Inc Common 68622P109 4706561 777944 SH SOLE 777944 0 0 Precision Biosciences Inc Common 74019P108 47869 140255 SH SOLE 140255 0 0 Rayzebio Inc Common 75525N107 14065387 633576 SH SOLE 633576 0 0 Rezolute Inc Common 76200L309 639459 484439 SH SOLE 484439 0 0 Savara Inc Common 805111101 7232459 1913349 SH SOLE 1913349 0 0 Sera Prognostics Inc Common 81749D107 3452180 1856011 SH SOLE 1856011 0 0 Sinovac Biotech Ltd. SHS P8696W104 38173000 5900000 SH SOLE 5900000 0 0 Soleno Therapeutics Inc Common 834203309 94523274 3203093 SH SOLE 3203093 0 0 Tarsus Pharmaceuticals Inc Common 87650L103 40199294 2262200 SH SOLE 2262200 0 0 Terns Pharmaceuticals Inc Common 880881107 33489700 6657992 SH SOLE 6657992 0 0 Unicycive Therapeutics Common 90466Y103 2984331 3470152 SH SOLE 3470152 0 0 Ventyx Biosciences Inc Common 92332V107 14658665 422075 SH SOLE 422075 0 0 Verastem Inc Common 92337C203 12507688 1538461 SH SOLE 1538461 0 0 Verona Pharma PLC ADS 925050106 69273663 4249918 SH SOLE 4249918 0 0 Viridian Therapeutics Inc Common 92790C104 25743695 1678207 SH SOLE 1678207 0 0 Zai Lab Ltd ADR ADR 98887Q104 11051472 454606 SH SOLE 454606 0 0