CHIEF COMPLIANCE OFFICER

0001674623-17-000005.txt : 20170816 0001674623-17-000005.hdr.sgml : 20170816 20170815191305 ACCESSION NUMBER: 0001674623-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170815 EFFECTIVENESS DATE: 20170816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEALTHSOURCE PARTNERS, LLC CENTRAL INDEX KEY: 0001674623 IRS NUMBER: 371797345 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17456 FILM NUMBER: 171035002 BUSINESS ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 BUSINESS PHONE: 805-546-1000 MAIL ADDRESS: STREET 1: 1238 E. GRAND AVENUE CITY: ARROYO GRANDE STATE: CA ZIP: 93420 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001674623 XXXXXXXX 06-30-2017 06-30-2017 WEALTHSOURCE PARTNERS, LLC

1238 E. GRAND AVENUE ARROYO GRANDE CA 93420

13F HOLDINGS REPORT 028-17456 N DAVID ITO CHIEF COMPLIANCE OFFICER 805-546-1000 DAVID ITO ARROYO GRANDE CA 08-15-2017 0 283 293340 false INFORMATION TABLE 2 13-FExport20170630.xml 13F INFORMATION TABLE 3M CO COM Stock 88579Y101 261 1255 SH SOLE 1255 0 0 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT Stock 282539105 607 40125 SH SOLE 40125 0 0 ABBVIE INC COM Stock 00287Y109 343 4725 SH SOLE 4724 0 0 ABERDEEN ASIA PACIFIC INCOM FD COM CEF 003009107 103 20585 SH SOLE 20585 0 0 ALBEMARLE CORP COM Stock 012653101 206 1955 SH SOLE 1955 0 0 ALCENTRA CAP CORP COM CEF 01374T102 176 12975 SH SOLE 12975 0 0 ALERIAN ENERGY INFRASTRUCTURE ETF ETF 00162Q676 733 31770 SH SOLE 31770 0 0 ALERIAN MLP ETF ETF 00162Q866 699 58440 SH SOLE 58440 0 0 ALEXION PHARMACEUTICALS INC COM Stock 015351109 365 3002 SH SOLE 3002 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 525 3725 SH SOLE 3725 0 0 ALLSTATE CORP COM Stock 020002101 766 8660 SH SOLE 8660 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 276 297 SH SOLE 297 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 337 371 SH SOLE 371 0 0 ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF ETF 00162Q718 1011 38184 SH SOLE 38184 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 238 5580 SH SOLE 5580 0 0 ALTRIA GROUP INC COM Stock 02209S103 679 9120 SH SOLE 9120 0 0 AMAZON COM INC COM Stock 023135106 996 1029 SH SOLE 1029 0 0 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 388 4980 SH SOLE 4980 0 0 AMGEN INC COM Stock 031162100 431 2505 SH SOLE 2505 0 0 APOLLO SR FLOATING RATE FD INC COM CEF 037636107 204 12115 SH SOLE 12115 0 0 APPLE INC COM Stock 037833100 4276 29692 SH SOLE 29692 0 0 ARES CAP CORP COM CEF 04010L103 442 26974 SH SOLE 26974 0 0 ARGO GROUP INTL HLDGS LTD COM Stock G0464B107 326 5375 SH SOLE 5375 0 0 AT&T INC COM Stock 00206R102 1259 33360 SH SOLE 33360 0 0 BANK AMER CORP COM Stock 060505104 430 17706 SH SOLE 17706 0 0 BANK OF THE OZARKS INC COM Stock 063904106 369 7865 SH SOLE 7865 0 0 BECTON DICKINSON & CO COM Stock 075887109 430 2204 SH SOLE 2204 0 0 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 764 3 SH SOLE 3 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 1002 5915 SH SOLE 5915 0 0 BGC PARTNERS INC CL A Stock 05541T101 327 25884 SH SOLE 25884 0 0 BOEING CO COM Stock 097023105 525 2653 SH SOLE 2652 0 0 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 524 6930 SH SOLE 6930 0 0 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT Stock G16252101 547 13381 SH SOLE 13381 0 0 CATERPILLAR INC DEL COM Stock 149123101 316 2943 SH SOLE 2942 0 0 CELGENE CORP COM Stock 151020104 756 5825 SH SOLE 5825 0 0 CENTURYLINK INC COM Stock 156700106 231 9666 SH SOLE 9666 0 0 CHEVRON CORP NEW COM Stock 166764100 1830 17539 SH SOLE 17538 0 0 CISCO SYS INC COM Stock 17275R102 1025 32738 SH SOLE 32737 0 0 CLOROX CO DEL COM Stock 189054109 247 1855 SH SOLE 1855 0 0 COCA COLA CO COM Stock 191216100 792 17648 SH SOLE 17648 0 0 COLUMBIA BEYOND BRICS ETF ETF 19762B103 458 26400 SH SOLE 26400 0 0 CONOCOPHILLIPS COM Stock 20825C104 283 6440 SH SOLE 6440 0 0 COPA HOLDINGS SA CL A Stock P31076105 208 1780 SH SOLE 1780 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 222 1385 SH SOLE 1385 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS ADR 22943F100 268 4980 SH SOLE 4980 0 0 CVS HEALTH CORP COM Stock 126650100 218 2708 SH SOLE 2708 0 0 CYRUSONE INC COM REIT 23283R100 659 11823 SH SOLE 11823 0 0 DISNEY WALT CO COM DISNEY Stock 254687106 639 6016 SH SOLE 6016 0 0 DU PONT E I DE NEMOURS & CO COM Stock 263534109 370 4581 SH SOLE 4581 0 0 DXC TECHNOLOGY CO COM Stock 23355L106 255 3328 SH SOLE 3328 0 0 EATON CORP PLC SHS Stock G29183103 226 2910 SH SOLE 2910 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 289 4450 SH SOLE 4449 0 0 ENSCO PLC SHS CLASS A Stock G3157S106 52 10050 SH SOLE 10050 0 0 EVERSOURCE ENERGY COM Stock 30040W108 287 4727 SH SOLE 4727 0 0 EXXON MOBIL CORP COM Stock 30231G102 3643 45123 SH SOLE 45122 0 0 FACEBOOK INC CL A Stock 30303M102 551 3648 SH SOLE 3648 0 0 FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 316092808 4005 93741 SH SOLE 93741 0 0 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK FUND ETF 315912808 2011 8325 SH SOLE 8325 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2743 111190 SH SOLE 111190 0 0 FINISAR CORP COM NEW Stock 31787A507 470 18103 SH SOLE 18103 0 0 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 281 6163 SH SOLE 6163 0 0 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 353 5881 SH SOLE 5881 0 0 FIRST TRUST HEALTH CARE ALPHADEX FUND ETF 33734X143 361 5403 SH SOLE 5403 0 0 FIRST TRUST INDUSTRIALS/PRODUCER DURABLES ALPHADEX FUND ETF 33734X150 346 9792 SH SOLE 9792 0 0 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 358 6866 SH SOLE 6866 0 0 FIRST TRUST MATERIALS ALPHADEX FUND ETF 33734X168 322 8338 SH SOLE 8338 0 0 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND ETF 337345102 382 6124 SH SOLE 6123 0 0 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 33733E203 367 3217 SH SOLE 3217 0 0 FIRST TRUST SENIOR LOAN FUND ETF 33738D309 241 4976 SH SOLE 4976 0 0 FIRST TRUST TECHNOLOGY ALPHADEX FUND ETF 33734X176 341 7827 SH SOLE 7827 0 0 FISERV INC COM Stock 337738108 326 2664 SH SOLE 2664 0 0 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 182 16277 SH SOLE 16277 0 0 GABELLI EQUITY TR INC COM CEF 362397101 77 12503 SH SOLE 12503 0 0 GENERAL ELECTRIC CO COM Stock 369604103 1791 66323 SH SOLE 66323 0 0 GENUINE PARTS CO COM Stock 372460105 375 4044 SH SOLE 4044 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 224 5205 SH SOLE 5205 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 364 1641 SH SOLE 1641 0 0 GREAT AJAX CORP COM REIT 38983D300 214 15319 SH SOLE 15319 0 0 GREAT SOUTHN BANCORP INC COM Stock 390905107 1678 31366 SH SOLE 31366 0 0 GUGGENHEIM BULLETSHARES 2017 HIGH YIELD CORPORATE BOND ETF ETF 18383M399 1220 47450 SH SOLE 47450 0 0 GUGGENHEIM BULLETSHARES 2018 HIGH YIELD CORPORATE BOND ETF ETF 18383M381 1246 49070 SH SOLE 49070 0 0 GUGGENHEIM BULLETSHARES 2019 HIGH YIELD CORPORATE BOND ETF ETF 18383M373 231 9350 SH SOLE 9350 0 0 GUGGENHEIM ENHANCED SHORT DURATION ETF ETF 18383M654 3750 74554 SH SOLE 74554 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 2514 27128 SH SOLE 27128 0 0 GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF ETF 78355W601 276 1974 SH SOLE 1973 0 0 HERCULES CAPITAL INC COM CEF 427096508 386 29136 SH SOLE 29136 0 0 HERSHEY CO COM Stock 427866108 234 2178 SH SOLE 2178 0 0 HOME DEPOT INC COM Stock 437076102 1023 6669 SH SOLE 6669 0 0 HONEYWELL INTL INC COM Stock 438516106 312 2345 SH SOLE 2344 0 0 HP INC COM Stock 40434L105 216 12358 SH SOLE 12358 0 0 IDEXX LABS INC COM Stock 45168D104 233 1445 SH SOLE 1445 0 0 INTEL CORP COM Stock 458140100 406 12024 SH SOLE 12024 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 1310 8516 SH SOLE 8516 0 0 INTL PAPER CO COM Stock 460146103 222 3925 SH SOLE 3925 0 0 INTUIT COM Stock 461202103 478 3600 SH SOLE 3600 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 215 4500 SH SOLE 4500 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 714 6784 SH SOLE 6784 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 840 9943 SH SOLE 9942 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 1346 10755 SH SOLE 10755 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 508 4114 SH SOLE 4113 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 3354 31461 SH SOLE 31461 0 0 ISHARES CALIFORNIA MUNI BOND ETF ETF 464288356 4226 35906 SH SOLE 35906 0 0 ISHARES CORE 1-5 YEAR USD BOND ETF ETF 46432F859 280 5575 SH SOLE 5575 0 0 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 468 5627 SH SOLE 5627 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 8818 144823 SH SOLE 144822 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 3467 69290 SH SOLE 69290 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 7081 29090 SH SOLE 29090 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 9078 82899 SH SOLE 82899 0 0 ISHARES CURRENCY HEDGED MSCI GERMANY ETF ETF 46434V704 2491 88980 SH SOLE 88980 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 466 6737 SH SOLE 6737 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 1942 39683 SH SOLE 39683 0 0 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 3283 36932 SH SOLE 36932 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 221 4348 SH SOLE 4348 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 4166 47136 SH SOLE 47136 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 9508 78900 SH SOLE 78900 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 2039 18576 SH SOLE 18576 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 2841 24841 SH SOLE 24841 0 0 ISHARES MORNINGSTAR LARGE-CAP ETF ETF 464287127 286 1953 SH SOLE 1952 0 0 ISHARES MSCI ALL COUNTRY ASIA EX JAPAN INDEX FUND ETF 464288182 362 5371 SH SOLE 5371 0 0 ISHARES MSCI EAFE ETF ETF 464287465 1344 20620 SH SOLE 20620 0 0 ISHARES MSCI EAFE GROWTH ETF ETF 464288885 623 8420 SH SOLE 8420 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 408 7062 SH SOLE 7061 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 524 10141 SH SOLE 10141 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 3664 88519 SH SOLE 88518 0 0 ISHARES MSCI INDIA INDEX FUND ETF 46429B598 385 12000 SH SOLE 12000 0 0 ISHARES MSCI SPAIN CAPPED ETF ETF 464286764 527 16049 SH SOLE 16049 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 513 1655 SH SOLE 1655 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 5928 53834 SH SOLE 53834 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 1227 10307 SH SOLE 10307 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 241 2073 SH SOLE 2073 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 355 2989 SH SOLE 2988 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 817 4251 SH SOLE 4251 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 4175 30509 SH SOLE 30508 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 4080 38876 SH SOLE 38876 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 513 2608 SH SOLE 2607 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 403 2712 SH SOLE 2711 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 3768 21661 SH SOLE 21661 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 925 6615 SH SOLE 6614 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 4764 67954 SH SOLE 67953 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 1165 12640 SH SOLE 12639 0 0 ISHARES SHORT MATURITY BOND ETF ETF 46431W507 436 8665 SH SOLE 8665 0 0 ISHARES SILVER TRUST ETF 46428Q109 282 17944 SH SOLE 17944 0 0 ISHARES TIPS BOND ETF ETF 464287176 2290 20193 SH SOLE 20192 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 703 17957 SH SOLE 17957 0 0 JOHNSON & JOHNSON COM Stock 478160104 1698 12835 SH SOLE 12834 0 0 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 362 12194 SH SOLE 12194 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 2037 22282 SH SOLE 22282 0 0 KAR AUCTION SVCS INC COM Stock 48238T109 328 7818 SH SOLE 7818 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 192 10032 SH SOLE 10031 0 0 LAUDER ESTEE COS INC CL A Stock 518439104 297 3092 SH SOLE 3092 0 0 LINCOLN NATL CORP IND COM Stock 534187109 335 4959 SH SOLE 4959 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 468 1686 SH SOLE 1686 0 0 M D C HLDGS INC COM Stock 552676108 383 10835 SH SOLE 10835 0 0 MACYS INC COM Stock 55616P104 374 16105 SH SOLE 16105 0 0 MCDONALDS CORP COM Stock 580135101 1495 9762 SH SOLE 9762 0 0 MEDTRONIC PLC SHS Stock G5960L103 252 2837 SH SOLE 2837 0 0 MERCK & CO INC COM Stock 58933Y105 767 11968 SH SOLE 11968 0 0 METLIFE INC COM Stock 59156R108 268 4882 SH SOLE 4882 0 0 MFS INTER INCOME TR SH BEN INT CEF 55273C107 1052 243604 SH SOLE 243604 0 0 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 137 22123 SH SOLE 22122 0 0 MICROCHIP TECHNOLOGY INC COM Stock 595017104 664 8598 SH SOLE 8598 0 0 MICROSOFT CORP COM Stock 594918104 996 14453 SH SOLE 14452 0 0 MYLAN N V SHS EURO Stock N59465109 362 9330 SH SOLE 9330 0 0 NEWELL BRANDS INC COM Stock 651229106 441 8229 SH SOLE 8229 0 0 NOVARTIS A G SPONSORED ADR ADR 66987V109 242 2902 SH SOLE 2902 0 0 NUANCE COMMUNICATIONS INC COM Stock 67020Y100 296 17025 SH SOLE 17025 0 0 NUVEEN ENERGY MLP TOTL RTRNFD COM CEF 67074U103 257 19444 SH SOLE 19444 0 0 NUVEEN FLOATING RATE INCOME FD COM CEF 67072T108 280 23633 SH SOLE 23633 0 0 NUVEEN S&P 500 BUY-WRITE INC COM CEF 6706ER101 168 12150 SH SOLE 12150 0 0 O REILLY AUTOMOTIVE INC NEW COM Stock 67103H107 308 1407 SH SOLE 1407 0 0 OAKTREE CAP GROUP LLC UNIT CL A Stock 674001201 355 7620 SH SOLE 7620 0 0 OASIS PETE INC NEW COM Stock 674215108 270 33579 SH SOLE 33579 0 0 OCH ZIFF CAP MGMT GROUP CL A Stock 67551U105 29 11500 SH 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RAFI US 1500 SMALL-MID PORTFOLIO ETF 73935X567 245 2074 SH SOLE 2073 0 0 POWERSHARES FUNDAMENTAL HIGH YIELD CORPORATE BOND FUND ETF 73936T557 1373 72165 SH SOLE 72165 0 0 POWERSHARES KBW PREMIUM YIELD EQUITY REIT PORTFOLIO ETF 73936Q819 225 6049 SH SOLE 6049 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 2911 21151 SH SOLE 21150 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 806 18013 SH SOLE 18013 0 0 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO ETF 73937B639 311 7130 SH SOLE 7129 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 583 6695 SH SOLE 6694 0 0 PROSHARES SHORT QQQ ETF 74347B714 344 8500 SH SOLE 8500 0 0 PROSHARES ULTRASHORT QQQ ETF 74348A426 349 20000 SH SOLE 20000 0 0 PROSHARES ULTRASHORT RUSSELL2000 ETF 74348A319 221 10500 SH SOLE 10500 0 0 PROSHARES ULTRASHORT S&P 500 ETF 74347B383 227 17900 SH SOLE 17900 0 0 PROSPECT CAPITAL CORPORATION 5.375 10/15/2017 Convertible 74348TAK8 101 100000 SH SOLE 100000 0 0 PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 Convertible 74348TAL6 26 25000 SH SOLE 25000 0 0 QEP RES INC COM Stock 74733V100 250 24712 SH SOLE 24712 0 0 QUALCOMM INC COM Stock 747525103 205 3716 SH SOLE 3715 0 0 RESMED INC COM Stock 761152107 473 6070 SH SOLE 6070 0 0 ROCKWELL AUTOMATION INC COM Stock 773903109 598 3694 SH SOLE 3694 0 0 ROPER TECHNOLOGIES INC COM Stock 776696106 623 2690 SH SOLE 2690 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 469 8817 SH SOLE 8817 0 0 SALESFORCE COM INC COM Stock 79466L302 685 7913 SH SOLE 7913 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT Stock 798241105 559 82146 SH SOLE 82146 0 0 SCHLUMBERGER LTD COM Stock 806857108 569 8636 SH SOLE 8636 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 1159 46639 SH SOLE 46639 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 884 16386 SH SOLE 16386 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 2187 68803 SH SOLE 68803 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 887 17600 SH SOLE 17600 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 2881 49875 SH SOLE 49875 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 1572 24866 SH SOLE 24866 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 798 15899 SH SOLE 15899 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 1882 39071 SH SOLE 39071 0 0 SCHWAB U.S. REIT ETF ETF 808524847 1347 32681 SH SOLE 32681 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 1699 26582 SH SOLE 26582 0 0 SCHWAB U.S. TIPS ETF ETF 808524870 1700 30867 SH SOLE 30867 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 4865 93101 SH SOLE 93101 0 0 SCOTTS MIRACLE GRO CO CL A Stock 810186106 260 2911 SH SOLE 2911 0 0 SEADRILL LIMITED SHS Stock G7945E105 6 15858 SH SOLE 15858 0 0 SEADRILL PARTNERS LLC COMUNIT REP LB Stock Y7545W109 51 14986 SH SOLE 14985 0 0 SECOND SIGHT MED PRODS INC COM Stock 81362J100 13 10000 SH SOLE 10000 0 0 SEMPRA ENERGY COM Stock 816851109 206 1831 SH SOLE 1831 0 0 SOCIEDAD QUIMICA MINERA DE CHI SPON ADR SER B ADR 833635105 400 12115 SH SOLE 12115 0 0 SODASTREAM INTERNATIONAL LTD USD SHS Stock 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