X0206 3 2016-05-17 0 0001430592 Financial Engines, Inc. FNGN 0001674591 Antone Lewis JR 1050 ENTERPRISE WAY 3RD FLOOR SUNNYVALE CA 94089 0 1 0 0 EVP, General Counsel and Sec. Common Stock 4308 D Employee Stock Option NQ (Right to buy) 21.39 2021-11-18 Common Stock 788 D Employee Stock Option NQ (Right to buy) 26.22 2022-11-16 Common Stock 3810 D Employee Stock Option NQ (Right to buy) 42.80 2023-05-22 Common Stock 10925 D Employee Stock Option NQ (Right to buy) 66.60 2023-11-22 Common Stock 4700 D Employee Stock Option NQ (Right to buy) 32.68 2024-11-21 Common Stock 10420 D Employee Stock Option NQ (Right to buy) 35.22 2025-11-20 Common Stock 9384 D Restricted Stock Units 0.00 Common Stock 1020 D Restricted Stock Units 0.00 Common Stock 850 D Restricted Stock Units 0.00 Common Stock 2853 D Restricted Stock Units 0.00 Common Stock 3356 D Fully vested options. The option award vests as to 2,540 shares on 11/16/13, and the remaining shares vest monthly thereafter from 12/16/13 to 11/16/16. The option award vests as to 1,175 shares on 11/22/14, and the remaining shares vest monthly thereafter from 12/22/14 to 11/22/17. The option award vests as to 2,605 shares on 11/21/15, and the remaining shares vest monthly thereafter from 12/21/15 to 11/21/18. The option award vests as to 2,346 shares on 11/22/16, and the remaining shares vest monthly thereafter from 12/22/16 to 11/22/19. Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. The restricted stock units vest in four annual installments beginning 11/16/13. No expiration date. The restricted stock units vest in four annual installments beginning 11/22/14. The restricted stock units vest in four annual installments beginning 11/22/15. The restricted stock units vest in four annual installments beginning 11/22/16. /s/ Jeffrey C. Grace, Attorney-in-Fact For: Lewis Antone JR. 2016-05-23