Chief Compliance Officer

0001674343-21-000004.txt : 20211026 0001674343-21-000004.hdr.sgml : 20211026 20211026150948 ACCESSION NUMBER: 0001674343-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211026 DATE AS OF CHANGE: 20211026 EFFECTIVENESS DATE: 20211026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mosaic Family Wealth, LLC CENTRAL INDEX KEY: 0001674343 IRS NUMBER: 473192561 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17441 FILM NUMBER: 211347932 BUSINESS ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 BUSINESS PHONE: 314-627-5220 MAIL ADDRESS: STREET 1: 1401 SOUTH BRENTWOOD BOULEVARD STREET 2: SUITE 630 CITY: ST. LOUIS STATE: MO ZIP: 63144 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001674343 XXXXXXXX 09-30-2021 09-30-2021 Mosaic Family Wealth, LLC

1401 SOUTH BRENTWOOD BOULEVARD SUITE 630 ST. LOUIS MO 63144

13F HOLDINGS REPORT 028-17441 N D. Scott Highmark Chief Compliance Officer 3146275220 D. Scott Highmark St. Louis MO 10-26-2021 0 174 361032 false INFORMATION TABLE 2 13FMFWQ32021.xml AMAZON COM INC COM Stock 023135106 2641 804 SH SOLE 0 0 804 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 717 50300 SH SOLE 0 0 50300 INVESCO QQQ TRUST ETF 46090E103 535 1495 SH SOLE 0 0 1495 STARBUCKS CORP COM Stock 855244109 317 2871 SH SOLE 0 0 2871 ISHARES GOLD TRUST ETF 464285204 246 7370 SH SOLE 0 0 7370 JOHNSON & JOHNSON COM Stock 478160104 1512 9359 SH SOLE 0 0 9359 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1450 6531 SH SOLE 0 0 6531 COSTCO WHSL CORP NEW COM Stock 22160K105 280 623 SH SOLE 0 0 623 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 292 5796 SH SOLE 0 0 5796 PROCTER AND GAMBLE CO COM Stock 742718109 939 6715 SH SOLE 0 0 6715 COCA COLA CO COM Stock 191216100 510 9716 SH SOLE 0 0 9716 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 888 41012 SH SOLE 0 0 41012 AMEREN CORP COM Stock 023608102 713 8808 SH SOLE 0 0 8808 VANGUARD REAL ESTATE ETF ETF 922908553 1850 18177 SH SOLE 0 0 18177 INTEL CORP COM Stock 458140100 570 10694 SH SOLE 0 0 10694 MEDTRONIC PLC SHS Stock G5960L103 464 3703 SH SOLE 0 0 3703 CLOROX CO DEL COM Stock 189054109 240 1450 SH SOLE 0 0 1450 SPDR S&P 500 ETF ETF 78462F103 1940 4520 SH SOLE 0 0 4520 SPDR S&P 500 ETF Option 78462F903 429 1000 SH SOLE 0 0 1000 SPDR S&P 500 ETF Option 78462F903 3153 1800 SH SOLE 0 0 1800 MASTERCARD INCORPORATED CL A Stock 57636Q104 770 2216 SH SOLE 0 0 2216 EMERSON ELEC CO COM Stock 291011104 2211 23475 SH SOLE 0 0 23475 GUGGENHEIM STRATEGIC OPPORTUN COM SBI CEF 40167F101 2602 135873 SH SOLE 0 0 135873 ISHARES TIPS BOND ETF ETF 464287176 475 3716 SH SOLE 0 0 3716 ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETF ETF 46435G433 841 22670 SH SOLE 0 0 22670 HANCOCK JOHN PREM DIVID FD COM SH BEN INT CEF 41013T105 605 36380 SH SOLE 0 0 36380 KAYNE ANDERSON ENERGY INFRSTR COM CEF 486606106 182 22786 SH SOLE 0 0 22786 VERIZON COMMUNICATIONS INC COM Stock 92343V104 456 8434 SH SOLE 0 0 8434 PEPSICO INC COM Stock 713448108 1325 8809 SH SOLE 0 0 8809 US BANCORP DEL COM NEW Stock 902973304 1136 19105 SH SOLE 0 0 19105 XCEL ENERGY INC COM Stock 98389B100 655 10479 SH SOLE 0 0 10479 HOME DEPOT INC COM Stock 437076102 545 1659 SH SOLE 0 0 1659 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 275 1377 SH SOLE 0 0 1377 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 668 4169 SH SOLE 0 0 4169 SOUTHERN CO COM Stock 842587107 476 7683 SH SOLE 0 0 7683 CASI PHARMACEUTICALS INC COM Stock 14757U109 21 17500 SH SOLE 0 0 17500 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 3766 13742 SH SOLE 0 0 13742 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 3900 37490 SH SOLE 0 0 37490 CENTENE CORP DEL COM Stock 15135B101 3066 49207 SH SOLE 0 0 49207 ISHARES S&P SMALL-CAP FUND ETF 464287804 353 3235 SH SOLE 0 0 3235 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 2025 7420 SH SOLE 0 0 7420 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 981 10387 SH SOLE 0 0 10387 ALPHABET INC CAP STK CL A Stock 02079K305 813 304 SH SOLE 0 0 304 VANGUARD U.S. QUALITY FACTOR ETF ETF 921935706 810 6928 SH SOLE 0 0 6928 VANGUARD U.S. VALUE FACTOR ETF ETF 921935805 854 8636 SH SOLE 0 0 8636 VANGUARD U.S. MOMENTUM FACTOR ETF ETF 921935508 801 6224 SH SOLE 0 0 6224 COMCAST CORP NEW CL A Stock 20030N101 369 6594 SH SOLE 0 0 6594 MICROSOFT CORP COM Stock 594918104 2457 8716 SH SOLE 0 0 8716 VANGUARD U.S. LIQUIDITY FACTOR ETF ETF 921935300 839 7645 SH SOLE 0 0 7645 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 411 1 SH SOLE 0 0 1 BOEING CO COM Stock 097023105 668 3036 SH SOLE 0 0 3036 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 1209 5528 SH SOLE 0 0 5528 VANGUARD MID-CAP INDEX FUND ETF 922908629 1614 6816 SH SOLE 0 0 6816 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 3810 18965 SH SOLE 0 0 18965 NEXTERA ENERGY INC COM Stock 65339F101 1743 22203 SH SOLE 0 0 22203 NIKE INC CL B Stock 654106103 5399 37177 SH SOLE 0 0 37177 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 849 13826 SH SOLE 0 0 13826 TESLA INC COM Stock 88160R101 1728 2228 SH SOLE 0 0 2228 WELLTOWER INC COM REIT 95040Q104 288 3500 SH SOLE 0 0 3500 VANGUARD S&P 500 ETF ETF 922908363 423 1073 SH SOLE 0 0 1073 TARGA RES CORP COM Stock 87612G101 221 4490 SH SOLE 0 0 4490 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 736 4912 SH SOLE 0 0 4912 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 1108 12723 SH SOLE 0 0 12723 VANGUARD RUSSELL 2000 ETF ETF 92206C664 623 7048 SH SOLE 0 0 7048 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 739 6528 SH SOLE 0 0 6528 AMPIO PHARMACEUTICALS INC COM Stock 03209T109 18 11000 SH SOLE 0 0 11000 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 201 3777 SH SOLE 0 0 3777 ISHARES RUSSELL 2000 ETF ETF 464287655 258 1178 SH SOLE 0 0 1178 OPEN TEXT CORP COM Stock 683715106 249 5117 SH SOLE 0 0 5117 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 489 4019 SH SOLE 0 0 4019 ISHARES CORE HIGH DIVIDEND ETF ETF 46429B663 1152 12225 SH SOLE 0 0 12225 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 297 3047 SH SOLE 0 0 3047 MICRON TECHNOLOGY INC COM Stock 595112103 1713 24135 SH SOLE 0 0 24135 FREEPORT-MCMORAN INC CL B Stock 35671D857 2089 64222 SH SOLE 0 0 64222 MFS MULTIMARKET INCOME TR SH BEN INT CEF 552737108 1361 207409 SH SOLE 0 0 207409 ISHARES SELECT DIVIDEND ETF ETF 464287168 1995 17388 SH SOLE 0 0 17388 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 620 5533 SH SOLE 0 0 5533 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 5459 32252 SH SOLE 0 0 32252 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 767 16820 SH SOLE 0 0 16820 DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF ETF 25434V203 783 27067 SH SOLE 0 0 27067 DIMENSIONAL EMERGING CORE EQUITY MARKET ETF ETF 25434V302 299 10988 SH SOLE 0 0 10988 ENERGY TRANSFER L P COM UT LTD PTN Stock 29273V100 308 32151 SH SOLE 0 0 32151 ENTERPRISE FINL SVCS CORP COM Stock 293712105 657 14500 SH SOLE 0 0 14500 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 6190 26197 SH SOLE 0 0 26197 ISHARES MSCI EMERGING MARKETS MIN VOL FACTOR ETF ETF 464286533 565 9020 SH SOLE 0 0 9020 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 45734 1211178 SH SOLE 0 0 1211178 INVESCO DYNAMIC MARKET ETF ETF 46137V712 233 1966 SH SOLE 0 0 1966 VISA INC COM CL A Stock 92826C839 329 1478 SH SOLE 0 0 1478 DIMENSIONAL U.S. CORE EQUITY 2 ETF ETF 25434V708 236 8882 SH SOLE 0 0 8882 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 1221 16205 SH SOLE 0 0 16205 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 2731 37157 SH SOLE 0 0 37157 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 22528 80411 SH SOLE 0 0 80411 VANGUARD VALUE INDEX FUND ETF 922908744 24227 178968 SH SOLE 0 0 178968 VANGUARD GROWTH INDEX FUND ETF 922908736 76934 265135 SH SOLE 0 0 265135 SPIRE INC COM Stock 84857L101 227 3712 SH SOLE 0 0 3712 PHILLIPS 66 COM Stock 718546104 210 2992 SH SOLE 0 0 2992 FACEBOOK INC CL A Stock 30303M102 612 1804 SH SOLE 0 0 1804 SAREPTA THERAPEUTICS INC COM Stock 803607100 302 3269 SH SOLE 0 0 3269 MONDELEZ INTL INC CL A Stock 609207105 239 4109 SH SOLE 0 0 4109 CALAMOS STRATEGIC TOTAL RETURN COM SH BEN INT CEF 128125101 302 17044 SH SOLE 0 0 17044 ISHARES CORE MSCI EAFE ETF ETF 46432F842 271 3644 SH SOLE 0 0 3644 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 444 1387 SH SOLE 0 0 1387 ENBRIDGE INC COM Stock 29250N105 275 6919 SH SOLE 0 0 6919 NVIDIA CORPORATION COM Stock 67066G104 482 2328 SH SOLE 0 0 2328 ARCHER DANIELS MIDLAND CO COM Stock 039483102 299 4981 SH SOLE 0 0 4981 ABBVIE INC COM Stock 00287Y109 805 7465 SH SOLE 0 0 7465 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 216 3503 SH SOLE 0 0 3503 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 3277 38348 SH SOLE 0 0 38348 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 472 1608 SH SOLE 0 0 1608 ARTISAN PARTNERS ASSET MGMT IN CL A Stock 04316A108 350 7157 SH SOLE 0 0 7157 CHURCH & DWIGHT INC COM Stock 171340102 274 3318 SH SOLE 0 0 3318 GENERAL DYNAMICS CORP COM Stock 369550108 278 1420 SH SOLE 0 0 1420 MCDONALDS CORP COM Stock 580135101 1581 6558 SH SOLE 0 0 6558 CISCO SYS INC COM Stock 17275R102 934 17163 SH SOLE 0 0 17163 AT&T INC COM Stock 00206R102 800 29602 SH SOLE 0 0 29602 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 229 2565 SH SOLE 0 0 2565 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 234 2524 SH SOLE 0 0 2524 ISHARES MSCI USA QUALITY FACTOR ETF ETF 46432F339 1124 8530 SH SOLE 0 0 8530 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 237 1823 SH SOLE 0 0 1823 ISHARES MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 781 4449 SH SOLE 0 0 4449 ISHARES CORE S&P 500 ETF ETF 464287200 565 1312 SH SOLE 0 0 1312 ONEOK INC NEW COM Stock 682680103 263 4539 SH SOLE 0 0 4539 WELLS FARGO CO NEW COM Stock 949746101 269 5792 SH SOLE 0 0 5792 UNION PAC CORP COM Stock 907818108 603 3075 SH SOLE 0 0 3075 NORTHROP GRUMMAN CORP COM Stock 666807102 203 563 SH SOLE 0 0 563 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 5726 41012 SH SOLE 0 0 41012 LOCKHEED MARTIN CORP COM Stock 539830109 320 928 SH SOLE 0 0 928 JPMORGAN CHASE & CO COM Stock 46625H100 905 5531 SH SOLE 0 0 5531 CHEVRON CORP NEW COM Stock 166764100 563 5546 SH SOLE 0 0 5546 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 11305 223914 SH SOLE 0 0 223914 BK OF AMERICA CORP COM Stock 060505104 1677 39515 SH SOLE 0 0 39515 FLAHERTY & CRUMRINE PFD INCOME COM CEF 33848E106 150 11721 SH SOLE 0 0 11721 WALMART INC COM Stock 931142103 879 6303 SH SOLE 0 0 6303 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 251 1809 SH SOLE 0 0 1809 ORACLE CORP COM Stock 68389X105 253 2909 SH SOLE 0 0 2909 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 403 4689 SH SOLE 0 0 4689 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 5984 119656 SH SOLE 0 0 119656 TEXAS INSTRS INC COM Stock 882508104 377 1960 SH SOLE 0 0 1960 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 726 7023 SH SOLE 0 0 7023 PFIZER INC COM Stock 717081103 1419 32997 SH SOLE 0 0 32997 MORGAN STANLEY COM NEW Stock 617446448 525 5400 SH SOLE 0 0 5400 3M CO COM Stock 88579Y101 571 3255 SH SOLE 0 0 3255 iShares Edge MSCI USA Value Factor ETF ETF 46432F388 267 2651 SH SOLE 0 0 2651 HP INC COM Stock 40434L105 1231 45000 SH SOLE 0 0 45000 ALPHABET INC CAP STK CL C Stock 02079K107 1591 597 SH SOLE 0 0 597 STIFEL FINL CORP COM Stock 860630102 1085 15964 SH SOLE 0 0 15964 APPLIED MATLS INC COM Stock 038222105 852 6620 SH SOLE 0 0 6620 WILLIAMS COS INC COM Stock 969457100 231 8894 SH SOLE 0 0 8894 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 574 3735 SH SOLE 0 0 3735 NUVEEN PFD & INCOME OPPORTUNIT COM CEF 67073B106 980 98971 SH SOLE 0 0 98971 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 322 3198 SH SOLE 0 0 3198 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 489 6176 SH SOLE 0 0 6176 ADAMAS PHARMACEUTICALS INC COM Stock 00548A106 448 91314 SH SOLE 0 0 91314 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2390 29165 SH SOLE 0 0 29165 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 1664 25994 SH SOLE 0 0 25994 PHILIP MORRIS INTL INC COM Stock 718172109 224 2367 SH SOLE 0 0 2367 VANGUARD MEGA CAP ETF ETF 921910873 484 3173 SH SOLE 0 0 3173 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 381 6445 SH SOLE 0 0 6445 REALTY INCOME CORP COM REIT 756109104 1191 18357 SH SOLE 0 0 18357 ALTRIA GROUP INC COM Stock 02209S103 211 4634 SH SOLE 0 0 4634 CITIGROUP INC COM NEW Stock 172967424 423 6034 SH SOLE 0 0 6034 EXXON MOBIL CORP COM Stock 30231G102 363 6163 SH SOLE 0 0 6163 UNITEDHEALTH GROUP INC COM Stock 91324P102 385 986 SH SOLE 0 0 986 LOWES COS INC COM Stock 548661107 815 4018 SH SOLE 0 0 4018 GLOBAL CORD BLOOD CORPORATION SHS Stock G39342103 57 12275 SH SOLE 0 0 12275 BLACKBERRY LTD COM Stock 09228F103 122 12560 SH SOLE 0 0 12560 ISHARES S&P MIDCAP FUND ETF 464287507 356 1355 SH SOLE 0 0 1355 ISHARES MSCI EAFE ETF ETF 464287465 3582 45912 SH SOLE 0 0 45912 APPLE INC COM Stock 037833100 10370 73289 SH SOLE 0 0 73289 WESTERN ASSET MANAGED MUNS FD COM CEF 95766M105 1121 84065 SH SOLE 0 0 84065 ABBOTT LABS COM Stock 002824100 730 6177 SH SOLE 0 0 6177 DISNEY WALT CO COM Stock 254687106 659 3898 SH SOLE 0 0 3898 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 216 2121 SH SOLE 0 0 2121 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 2851 18216 SH SOLE 0 0 18216